0001304229-14-000002.txt : 20140508 0001304229-14-000002.hdr.sgml : 20140508 20140508113145 ACCESSION NUMBER: 0001304229-14-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140508 DATE AS OF CHANGE: 20140508 EFFECTIVENESS DATE: 20140508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SeaBridge Investment Advisors LLC CENTRAL INDEX KEY: 0001304229 IRS NUMBER: 223452361 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12671 FILM NUMBER: 14823648 BUSINESS ADDRESS: STREET 1: 450 SPRINGFIELD AVENUE, SUITE 301 CITY: SUMMIT STATE: NJ ZIP: 07901-2610 BUSINESS PHONE: 908-273-5085 X109 MAIL ADDRESS: STREET 1: 450 SPRINGFIELD AVENUE, SUITE 301 CITY: SUMMIT STATE: NJ ZIP: 07901-2610 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001304229 XXXXXXXX 03-31-2014 03-31-2014 SeaBridge Investment Advisors LLC

450 SPRINGFIELD AVENUE, SUITE 301 SUMMIT NJ 07901-2610

13F HOLDINGS REPORT 028-12671 N Susan E. Boyd 9082735085 Susan E. Boyd Summit NJ 05-08-2014 0 210 447730 false INFORMATION TABLE 2 sbia1q14.xml (1/100th) Berkshire Hathaway I CL A 084670108 187 100 SH SOLE 100 0 0 AbbVie Inc. COM 00287Y109 134 2600 SH SOLE 2600 0 0 Abbott Laboratories COM 002824100 100 2600 SH SOLE 2600 0 0 Access Midstream Partners LP Unit 00434L109 609 10575 SH SOLE 10575 0 0 Actavis Plc SHS G0083B108 1753 8515 SH SOLE 8515 0 0 Actuant Corporation Class A CL A 00508X203 7962 233140 SH SOLE 233140 0 0 Agilent Technologies Inc COM 00846U101 50 900 SH SOLE 900 0 0 Air Products & Chemicals Inc. COM 009158106 3391 28485 SH SOLE 28485 0 0 Airgas, Inc. COM 009363102 2127 19970 SH SOLE 19970 0 0 Alexander & Baldwin Holdings, COM 014491104 8874 208510 SH SOLE 208510 0 0 Alleghany Corp. COM 017175100 5157 12658 SH SOLE 12658 0 0 AmBev SA - ADR Sp ADR Pfd 20441W203 25 3400 SH SOLE 3400 0 0 American International Group COM 026874784 94 1873 SH SOLE 1873 0 0 American States Water Co. COM 029899101 77 2400 SH SOLE 2400 0 0 Anadarko Petroleum Corp COM 032511107 63 745 SH SOLE 745 0 0 Apple, Inc. COM 037833100 6086 11338 SH SOLE 11338 0 0 Ares Capital Corporation COM 04010L103 851 48312 SH SOLE 48312 0 0 Arthur J. Gallagher & Co. COM 363576109 5949 125032 SH SOLE 125032 0 0 BHP Billiton Ltd--Spon ADR SP ADR 088606108 655 9660 SH SOLE 9660 0 0 BRF-Brasil Foods SA - ADR SP ADR 10552T107 414 20736 SH SOLE 20736 0 0 Ball Corp. COM 058498106 404 7370 SH SOLE 7370 0 0 Bank of America Corp COM 060505104 7496 435835 SH SOLE 435835 0 0 Barrick Gold Corporation COM 067901108 4138 232095 SH SOLE 232095 0 0 Bed, Bath & Beyond, Inc. COM 075896100 7508 109130 SH SOLE 109130 0 0 Berkshire Hathaway Inc Cl B 084670702 194 1550 SH SOLE 1550 0 0 Blackstone Group LP COM Ut Ltd 09253u108 3235 97305 SH SOLE 97305 0 0 Blackstone Mortgage Trust Inc. COM Cl A 09257W100 2781 96735 SH SOLE 96735 0 0 Boeing COM 097023105 107 850 SH SOLE 850 0 0 BorgWarner Inc. COM 099724106 45 730 SH SOLE 730 0 0 Bristol-Myers Squibb Company COM 110122108 16 300 SH SOLE 300 0 0 Brookfield Infrastructure Part LP Int Ut G16252101 609 15435 SH SOLE 15435 0 0 Brookfield Renewable Energy Pt Unit G16258108 17 600 SH SOLE 600 0 0 Brookfield Residential Propert COM 11283W104 8505 405578 SH SOLE 405578 0 0 CF Industries Holdings Inc COM 125269100 8153 31282 SH SOLE 31282 0 0 CVS Corp COM 126650100 3677 49120 SH SOLE 49120 0 0 Caterpillar Inc COM 149123101 6409 64495 SH SOLE 64495 0 0 Chicago Bridge & Iron Company COM 167250109 71 815 SH SOLE 815 0 0 Chubb Corp COM 171232101 98 1100 SH SOLE 1100 0 0 Citigroup Inc. COM 172967424 13156 276385 SH SOLE 276385 0 0 Coach, Inc. COM 189754104 13651 274898 SH SOLE 274898 0 0 Coca-Cola Co. COM 191216100 151 3900 SH SOLE 3900 0 0 Colgate-Palmolive Company COM 194162103 81 1242 SH SOLE 1242 0 0 Comcast Corporation Class A Cl A 20030N101 190 3790 SH SOLE 3790 0 0 Compass Minerals International COM 20451N101 8741 105925 SH SOLE 105925 0 0 Copa Holdings SA - Class A CL A P31076105 1223 8421 SH SOLE 8421 0 0 Costco Wholesale Corp COM 22160k105 629 5630 SH SOLE 5630 0 0 Danaher Corp COM 235851102 796 10610 SH SOLE 10610 0 0 Deere & Company COM 244199105 6892 75898 SH SOLE 75898 0 0 Delphi Automotive Plc COM G27823106 2229 32840 SH SOLE 32840 0 0 Discovery Communications Inc. COM 25470F104 45 540 SH SOLE 540 0 0 Dominion Resources Inc/ VA COM 25746U109 43 600 SH SOLE 600 0 0 Duke Energy Corp COM 26441C105 19 266 SH SOLE 266 0 0 Eastman Chemical Co. COM 277432100 2116 24542 SH SOLE 24542 0 0 Eaton Corporation COM G29183103 5485 73010 SH SOLE 73010 0 0 Ecolab Inc. COM 278865100 21 190 SH SOLE 190 0 0 Embotelladora Andina S.A. ADR B 29081P303 4803 226551 SH SOLE 226551 0 0 Energy Transfer Equity, LP COM U LTD 29273V100 4842 103580 SH SOLE 103580 0 0 Energy Transfer Partners, LP Ut LTD Ptn 29273R109 474 8810 SH SOLE 8810 0 0 Enterprise Products Partners COM 293792107 2696 38864 SH SOLE 38864 0 0 Equity Residential SH Ben Int 29476L107 46 800 SH SOLE 800 0 0 Estee Lauder Cos., Inc. Cl A 518439104 1447 21635 SH SOLE 21635 0 0 Exxon Mobil Corp. COM 30231G102 4665 47753 SH SOLE 47753 0 0 Facebook Inc. Class A Cl A 30303M102 0 2 SH SOLE 2 0 0 Fluor Corporation COM 343412102 1501 19314 SH SOLE 19314 0 0 Fomento Economico Mexicano SAB SpADR Rep 344419106 2887 30963 SH SOLE 30963 0 0 Freeport-McMoRan Copper & Gold COM 35671D857 2371 71710 SH SOLE 71710 0 0 General Cable Corporation COM 369300108 36 1395 SH SOLE 1395 0 0 General Electric COM 369604103 467 18045 SH SOLE 18045 0 0 General Motors COM 37045V100 3347 97230 SH SOLE 97230 0 0 Goldman Sachs Group, Inc. COM 38141G104 61 370 SH SOLE 370 0 0 Google Inc. Cl A Cl A 38259P508 8720 7824 SH SOLE 7824 0 0 Grupo Televisa S.A.B. ADS Sp ADR Ut 40049J206 13 400 SH SOLE 400 0 0 HSBC Holdings Plc Spons ADR Sp ADR 404280406 3376 66414 SH SOLE 66414 0 0 Halliburton Co COM 406216101 65 1100 SH SOLE 1100 0 0 HollySys Automation Technologi SHS G45667105 1211 56230 SH SOLE 56230 0 0 Home Depot Inc. COM 437076102 25 315 SH SOLE 315 0 0 Honda Motor Co Ltd - Spon ADR Amer Shs 438128308 479 13547 SH SOLE 13547 0 0 Honeywell International Inc COM 438516106 4848 52268 SH SOLE 52268 0 0 Horace Mann Educators Corporat COM 440327104 3400 117240 SH SOLE 117240 0 0 Howard Hughes Corporation COM 44267D107 13063 91535 SH SOLE 91535 0 0 Hubbell Inc. - Cl B Cl B 443510201 6989 58307 SH SOLE 58307 0 0 IStar Financial Inc COM 45031U101 3211 217570 SH SOLE 217570 0 0 ITT Corp COM 450911201 5811 135902 SH SOLE 135902 0 0 Illinois Tool Works Inc. COM 452308109 28 346 SH SOLE 346 0 0 Int'l Bus Machines COM 459200101 369 1915 SH SOLE 1915 0 0 Itau Unibanco Holding SA SpADRrefPfd 465562106 536 36055 SH SOLE 36055 0 0 J.P. Morgan Chase & Co. COM 46625H100 3777 62220 SH SOLE 62220 0 0 Johnson Controls Inc. COM 478366107 14 300 SH SOLE 300 0 0 Kennedy-Wilson Holdings, Inc. COM 489398107 5121 227485 SH SOLE 227485 0 0 Kinder Morgan Energy Partners Ut Ltd Pt 494550106 204 2755 SH SOLE 2755 0 0 Koninklijke Philips Electronic COM 500472303 25 700 SH SOLE 700 0 0 Laredo Petroleum Inc. COM 516806106 185 7160 SH SOLE 7160 0 0 Lazard Ltd. CL A Unit Ltd Pt G54050102 487 10340 SH SOLE 10340 0 0 Lear Corporation COM New 521865204 2521 30110 SH SOLE 30110 0 0 Lennar Corp. CL A 526057104 585 14768 SH SOLE 14768 0 0 Liberty Global Inc. SHS Cl A G5480U104 8 182 SH SOLE 182 0 0 Liberty Global Inc. SHS Cl C G5480U120 7 182 SH SOLE 182 0 0 Littlefuse, Inc. COM 537008104 5233 55883 SH SOLE 55883 0 0 Lowe's Cos Inc. COM 548661107 1611 32935 SH SOLE 32935 0 0 Lumenis Ltd. SHS Cl B M6778Q121 0 1 SH SOLE 1 0 0 Magellan Midstream Partners LP COM Ut RP 559080106 3662 52511 SH SOLE 52511 0 0 MasterCard, Inc. - Class A CL A 57636Q104 1699 22740 SH SOLE 22740 0 0 McDonald's Corp. COM 580135101 87 890 SH SOLE 890 0 0 Medical Properties Trust Inc. COM 58463J304 136 10670 SH SOLE 10670 0 0 MetLife Inc COM 59156R108 21 400 SH SOLE 400 0 0 Mohawk Industries Inc COM 608190104 31 230 SH SOLE 230 0 0 NCR Corporation COM 62886E108 2090 57181 SH SOLE 57181 0 0 NextEra Energy, Inc. COM 65339F101 29 300 SH SOLE 300 0 0 Noble Energy COM 655044105 2540 35760 SH SOLE 35760 0 0 NorthStar Realty Finance Corp. COM 66704R100 4466 276725 SH SOLE 276725 0 0 Novo Nordisk A/S - Spons. ADR ADR 670100205 179 3925 SH SOLE 3925 0 0 Oaktree Capital Group LLC Unit 674001201 1890 32505 SH SOLE 32505 0 0 Och-Ziff Capital Management CL A 67551U105 221 16070 SH SOLE 16070 0 0 Oracle Corporation COM 68389x105 273 6680 SH SOLE 6680 0 0 Pall Corp. COM 696429307 5159 57660 SH SOLE 57660 0 0 Patterson Cos. Inc. COM 703395103 6920 165700 SH SOLE 165700 0 0 Pentair Inc. COM H6169Q108 9618 121225 SH SOLE 121225 0 0 Petroleo Brasileiro S.A. ADR Sp ADR 71654V408 3 265 SH SOLE 265 0 0 Pfizer Inc COM 717081103 668 20791 SH SOLE 20791 0 0 Pioneer Natural Resources Co COM 723787107 1308 6990 SH SOLE 6990 0 0 Plains All Amer Pipeline LP Ut Ltd Ptr 726503105 2729 49516 SH SOLE 49516 0 0 Plains GP SHSrep LPTN 72651A108 2504 89490 SH SOLE 89490 0 0 Plum Creek Timber Co REIT COM 729251108 7623 181330 SH SOLE 181330 0 0 Praxair Inc COM 74005P104 131 1000 SH SOLE 1000 0 0 Prudential Financial COM 744320102 2862 33808 SH SOLE 33808 0 0 Quest Diagnostics, Inc. COM 74834L100 12 200 SH SOLE 200 0 0 RPM International, Inc. COM 749685103 5904 141120 SH SOLE 141120 0 0 Regions Financial Corp. COM 7591EP100 5808 522765 SH SOLE 522765 0 0 Roper Industries, Inc. COM 776696106 138 1035 SH SOLE 1035 0 0 Royal Dutch Shell PLC - ADR A Sp ADR 780259206 353 4826 SH SOLE 4826 0 0 SPX Corporation COM 784635104 7761 78940 SH SOLE 78940 0 0 Schlumberger N.V. COM 806857108 5493 56343 SH SOLE 56343 0 0 Seadrill Partners LLC COM RepLB Y7545W109 1717 57225 SH SOLE 57225 0 0 Senior Housing Properties Trus COM 81721M109 7749 344855 SH SOLE 344855 0 0 Shire Plc ADR Sp ADR 82481R106 4225 28444 SH SOLE 28444 0 0 Simpson Manufacturing Co. Inc. COM 829073105 7256 205365 SH SOLE 205365 0 0 Sociedad Quimica y Minera Sp ADR B 833635105 6426 202455 SH SOLE 202455 0 0 Starwood Property Trust, Inc. COM 85571B105 5163 218865 SH SOLE 218865 0 0 Suburban Propane Partners LP Ut Ltd 864482104 1 32 SH SOLE 32 0 0 Supervalu Inc. COM 868536103 40 5912 SH SOLE 5912 0 0 TE Connectivity Ltd. Reg Shs H84989104 6232 103500 SH SOLE 103500 0 0 TRW Automotive Holdings Corp. COM 87264S106 3737 45790 SH SOLE 45790 0 0 Taiwan Semiconductor-Sp ADR SP ADR 874039100 738 36840 SH SOLE 36840 0 0 Target Corporation COM 87612E106 263 4340 SH SOLE 4340 0 0 Teck Resources Ltd CL B 878742204 17 800 SH SOLE 800 0 0 Teekay Offshore Partners LP (n COM Y8565J101 735 22460 SH SOLE 22460 0 0 The J. M. Smucker Company COM 832696405 42 430 SH SOLE 430 0 0 The Travelers Companies, Inc. COM 89417E109 0 4 SH SOLE 4 0 0 The Walt Disney Co. COM 254687106 1821 22744 SH SOLE 22744 0 0 Thermo Fisher Scientific COM 883556102 3617 30081 SH SOLE 30081 0 0 Time Warner, Inc. COM 887317303 3912 59880 SH SOLE 59880 0 0 Transocean Ltd Reg Shs H8817H100 0 3 SH SOLE 3 0 0 Trex Company Inc. COM 89531P105 138 1885 SH SOLE 1885 0 0 U.S. Bancorp COM 902973304 47 1100 SH SOLE 1100 0 0 Unilever NV NY SHS 904784709 283 6876 SH SOLE 6876 0 0 United Technologies Corp. COM 913017109 2966 25388 SH SOLE 25388 0 0 Urban Outfitters, Inc. COM 917047102 7283 199690 SH SOLE 199690 0 0 Valeant Pharmaceuticals Intl COM 91911K102 421 3193 SH SOLE 3193 0 0 WPP PLC - Spons ADR ADR 92937A102 1397 13550 SH SOLE 13550 0 0 WPX Energy, Inc. COM 98212B103 7805 432914 SH SOLE 432914 0 0 Wells Fargo Company COM 949746101 2983 59970 SH SOLE 59970 0 0 Whiting Petroleum Corporation COM 966387102 7765 111900 SH SOLE 111900 0 0 Williams Companies, Inc. COM 969457100 4536 111769 SH SOLE 111769 0 0 Willis Group Holdings Plc SHS G96666105 187 4240 SH SOLE 4240 0 0 Xylem Inc. COM 98419M100 7175 197015 SH SOLE 197015 0 0 Zimmer Holdings, Inc. COM 98956P102 3 30 SH SOLE 30 0 0 Clough Global Allocation Fund COM SH Ben 18913Y103 11 700 SH SOLE 700 0 0 Eaton Vance Enhanced Equity In COM 278277108 262 19850 SH SOLE 19850 0 0 First Trust ETF AutoIndFd 33734X309 25 595 SH SOLE 595 0 0 Claymore Exchange TRD FD TR GuggChina Tech 18383Q135 196 5590 SH SOLE 5590 0 0 H&Q Healthcare Investors SH Ben Int 404052102 171 6300 SH SOLE 6300 0 0 H&Q Life Sciences Invs Sh Ben SH Ben Int 404053100 12 574 SH SOLE 574 0 0 Ishares NasdaqBiotechETF 464287556 833 3523 SH SOLE 3523 0 0 JPMorgan Chase & Co. Alerian ML ETN 46625H365 131 2810 SH SOLE 2810 0 0 John Hancock Bank & Thrift Opp SH Ben Int New 409735206 151 6280 SH SOLE 6280 0 0 Latin Amern Discovery Com COM 51828C106 10 750 SH SOLE 750 0 0 MorgStanley Asia-Pacific Fd COM 61744U106 5 282 SH SOLE 282 0 0 New Germany Fd Inc Com COM 644465106 85 4390 SH SOLE 4390 0 0 Nuveen Multi-StratIncGro2 COM 67073D102 396 41600 SH SOLE 41600 0 0 PowerShares Active Mgd ETF S&P500 DwnHdg 73935B805 10 367 SH SOLE 367 0 0 Royce Global Value Trust, Inc. COM 78081T104 8 927 SH SOLE 927 0 0 Royce Value Tr Inc Com COM 780910105 102 6500 SH SOLE 6500 0 0 SPDR S&P 500 ETF Trust TR Ut 78462F103 37 200 SH SOLE 200 0 0 SPDR Series TR S&P Div ETF 78464A763 431 5860 SH SOLE 5860 0 0 Barclays BK PLC S&P VEQt 06740C337 10 71 SH SOLE 71 0 0 Global X Funds China ConsETF 37950E408 45 3100 SH SOLE 3100 0 0 Vanguard World Funds Cons Disc 92204A108 57 540 SH SOLE 540 0 0 Vanguard World Funds Cons Stp 92204A207 13 120 SH SOLE 120 0 0 Vanguard Spec Portfolio Div App ETF 921908844 5 70 SH SOLE 70 0 0 Vanguard Intl Eq Indx Fd Allwrld x US 922042718 19 180 SH SOLE 180 0 0 Vanguard Intl Eq Indx Fd Glob US RE 922042676 8 140 SH SOLE 140 0 0 Vanguard Intl Eq Indx Fd FTSE Em Mkt 922042858 7 170 SH SOLE 170 0 0 Vanguard Intl Eq Indx Fd TT Wrld Stk ETF 922042742 3 45 SH SOLE 45 0 0 WisdomTree TR Eur Hdg Eq 97717X701 31 555 SH SOLE 555 0 0 WisdomTree TR Jap Hedge Eq 97717W851 5155 108895 SH SOLE 108895 0 0 iShares TR DJHealthCare 464288828 67 680 SH SOLE 680 0 0 iShares TR PhillInvMkt 46429B408 83 2440 SH SOLE 2440 0 0 iShares TR MSCI Kor 464286772 400 6500 SH SOLE 6500 0 0 iShares US BD ETF 464288794 175 4540 SH SOLE 4540 0 0 Eaton Vance Floating-Rate Inc COM 278279104 37 2370 SH SOLE 2370 0 0 Eaton Vance Ltd Duration Inc COM 27828H105 100 6555 SH SOLE 6555 0 0 Eaton Vance Senior Flting-Rt COM 27828Q105 475 31330 SH SOLE 31330 0 0 Eaton Vance Senior Income Tr COM 27826S103 218 31600 SH SOLE 31600 0 0 Nuveen Floating Rate IncomeFd COM 67072T108 1053 88020 SH SOLE 88020 0 0 Nuveen Floating Rate IncomeOp COM 6706EN100 109 8910 SH SOLE 8910 0 0 Pimco ETF TR 0-5HiYld 72201R783 642 6025 SH SOLE 6025 0 0 Vanguard Bond Indx FD ST Bond 921937827 184 2300 SH SOLE 2300 0 0 Vanguard Scottsdale Fd ST Corp 92206C409 784 9800 SH SOLE 9800 0 0 Voya Prime Rate Trust SH Ben Int 92913A100 12 2000 SH SOLE 2000 0 0 iShares 1-3Yr CR Bd ETF 464288646 1112 10540 SH SOLE 10540 0 0