Managing Director

0001304229-14-000001.txt : 20140206 0001304229-14-000001.hdr.sgml : 20140206 20140206125054 ACCESSION NUMBER: 0001304229-14-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140206 DATE AS OF CHANGE: 20140206 EFFECTIVENESS DATE: 20140206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SeaBridge Investment Advisors LLC CENTRAL INDEX KEY: 0001304229 IRS NUMBER: 223452361 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12671 FILM NUMBER: 14578988 BUSINESS ADDRESS: STREET 1: 450 SPRINGFIELD AVENUE, SUITE 301 CITY: SUMMIT STATE: NJ ZIP: 07901-2610 BUSINESS PHONE: 908-273-5085 X109 MAIL ADDRESS: STREET 1: 450 SPRINGFIELD AVENUE, SUITE 301 CITY: SUMMIT STATE: NJ ZIP: 07901-2610 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001304229 XXXXXXXX 12-31-2013 12-31-2013 SeaBridge Investment Advisors LLC

450 SPRINGFIELD AVENUE, SUITE 301 SUMMIT NJ 07901-2610

13F HOLDINGS REPORT 028-12671 N Susan E. Boyd Managing Director 9082735085 Susan E. Boyd Summit NJ 02-06-2014 0 216 451563 false INFORMATION TABLE 2 sbia4q13.xml (1/100th) Berkshire Hathaway CL A 084670108 178 100 SH SOLE 100 0 0 A.O. Smith Corporation COM 831865209 167 3100 SH SOLE 3100 0 0 AbbVie Inc. COM 00287Y109 137 2600 SH SOLE 2600 0 0 Abbott Laboratories COM 002824100 100 2600 SH SOLE 2600 0 0 Access Midstream Partners LP Unit 00434L109 598 10575 SH SOLE 10575 0 0 Actavis Plc SHS G0083B108 1436 8545 SH SOLE 8545 0 0 Actuant Corporation Cl A 00508X203 5919 161550 SH SOLE 161550 0 0 Agilent Technologies Inc COM 00846U101 51 900 SH SOLE 900 0 0 Air Products & Chemicals Inc. COM 009158106 3156 28235 SH SOLE 28235 0 0 Airgas, Inc. COM 009363102 2177 19460 SH SOLE 19460 0 0 Alexander & Baldwin Holdings, COM 014491104 8547 204825 SH SOLE 204825 0 0 Alleghany Corp. COM 017175100 4388 10972 SH SOLE 10972 0 0 AmBev SA Sp ADR Pfd 20441W203 25 3400 SH SOLE 3400 0 0 American International Group COM 026874784 96 1873 SH SOLE 1873 0 0 American States Water Co. COM 029899101 69 2400 SH SOLE 2400 0 0 Anadarko Petroleum Corp COM 032511107 59 745 SH SOLE 745 0 0 Apple, Inc. COM 037833100 6362 11340 SH SOLE 11340 0 0 Ares Capital Corporation COM 04010L103 860 48412 SH SOLE 48412 0 0 Arthur J. Gallagher & Co. COM 363576109 5801 123612 SH SOLE 123612 0 0 Atlas Pipeline Partners, L.P. Ut LP Int 049392103 471 13440 SH SOLE 13440 0 0 BHP Billiton Ltd--Spon ADR SP ADR 088606108 659 9660 SH SOLE 9660 0 0 BRF-Brasil Foods SA - ADR SP ADR 10552T107 435 20866 SH SOLE 20866 0 0 Ball Corp. COM 058498106 374 7230 SH SOLE 7230 0 0 Bank of America Corp COM 060505104 4550 292220 SH SOLE 292220 0 0 Barrick Gold Corporation COM 067901108 2971 168495 SH SOLE 168495 0 0 Berkshire Hathaway Inc Cl B 084670702 184 1550 SH SOLE 1550 0 0 Blackstone Group LP COM Ut Ltd 09253u108 3030 96200 SH SOLE 96200 0 0 Blackstone Mortgage Trust Inc. COM Cl A 09257W100 348 12810 SH SOLE 12810 0 0 BorgWarner Inc. COM 099724106 41 730 SH SOLE 730 0 0 Brookfield Infrastructure Part LP Int Ut G16252101 1316 33545 SH SOLE 33545 0 0 Brookfield Properties Corporat COM 112900105 7020 364675 SH SOLE 364675 0 0 Brookfield Renewable Energy Pa Pt Unit G16258108 16 600 SH SOLE 600 0 0 Brookfield Residential Propert COM 11283W104 9499 392678 SH SOLE 392678 0 0 CF Industries Holdings Inc COM 125269100 7281 31242 SH SOLE 31242 0 0 CVS Corp COM 126650100 3507 49005 SH SOLE 49005 0 0 Caterpillar Inc COM 149123101 5807 63945 SH SOLE 63945 0 0 Chicago Bridge & Iron Company COM 167250109 68 815 SH SOLE 815 0 0 Chubb Corp COM 171232101 106 1100 SH SOLE 1100 0 0 Citigroup Inc. COM 172967424 13771 264275 SH SOLE 264275 0 0 Coach, Inc. COM 189754104 14509 258483 SH SOLE 258483 0 0 Coca-Cola Co. COM 191216100 161 3900 SH SOLE 3900 0 0 Colgate-Palmolive Company COM 194162103 81 1242 SH SOLE 1242 0 0 Comcast Corporation Class A Cl A 20030N101 197 3790 SH SOLE 3790 0 0 Compass Minerals International COM 20451N101 8390 104815 SH SOLE 104815 0 0 Copa Holdings SA - Class A CL A P31076105 825 5151 SH SOLE 5151 0 0 Costco Wholesale Corp COM 22160k105 670 5630 SH SOLE 5630 0 0 Danaher Corp COM 235851102 819 10610 SH SOLE 10610 0 0 Deere & Company COM 244199105 3695 40458 SH SOLE 40458 0 0 Delphi Automotive Plc COM G27823106 1970 32770 SH SOLE 32770 0 0 Discovery Communications Inc. COM 25470F104 49 540 SH SOLE 540 0 0 Dominion Resources Inc/ VA COM 25746U109 39 600 SH SOLE 600 0 0 Duke Energy Corp COM 26441C105 18 266 SH SOLE 266 0 0 Eastman Chemical Co. COM 277432100 1864 23102 SH SOLE 23102 0 0 Eaton Corporation COM G29183103 5549 72900 SH SOLE 72900 0 0 Ecolab Inc. COM 278865100 20 190 SH SOLE 190 0 0 Embotelladora Andina S.A. ADR B 29081P303 5240 185551 SH SOLE 185551 0 0 Energy Transfer Equity, LP COM U LTD 29273V100 3891 47600 SH SOLE 47600 0 0 Energy Transfer Partners, LP Ut LTD Ptn 29273R109 1345 23485 SH SOLE 23485 0 0 Enterprise Products Partners L COM 293792107 2288 34509 SH SOLE 34509 0 0 Equity Residential SH Ben Int 29476L107 41 800 SH SOLE 800 0 0 Estee Lauder Cos., Inc. CL A 518439104 1032 13705 SH SOLE 13705 0 0 Exxon Mobil Corp. COM 30231G102 6686 66071 SH SOLE 66071 0 0 Facebook Inc. Class A CL A 30303M102 0 2 SH SOLE 2 0 0 Fluor Corporation COM 343412102 1556 19374 SH SOLE 19374 0 0 Fomento Economico Mexicano SAB SpADR Rep 344419106 3016 30813 SH SOLE 30813 0 0 Freeport-McMoRan Copper & Gold COM 35671D857 12156 322095 SH SOLE 322095 0 0 General Cable Corporation COM 369300108 43 1475 SH SOLE 1475 0 0 General Electric COM 369604103 2800 99910 SH SOLE 99910 0 0 General Motors COM 37045V100 3903 95510 SH SOLE 95510 0 0 Gilead Sciences, Inc. COM 375558103 336 4480 SH SOLE 4480 0 0 Goldman Sachs Group, Inc. COM 38141G104 66 370 SH SOLE 370 0 0 Google Inc. Cl A CL A 38259P508 9076 8098 SH SOLE 8098 0 0 Grupo Televisa S.A.B. ADS SpADR Ut 40049J206 12 400 SH SOLE 400 0 0 HSBC Holdings Plc Spons ADR SP ADR 404280406 2838 51474 SH SOLE 51474 0 0 Halliburton Co COM 406216101 56 1100 SH SOLE 1100 0 0 Home Depot Inc. COM 437076102 26 315 SH SOLE 315 0 0 Honda Motor Co Ltd Amer Shs 438128308 560 13547 SH SOLE 13547 0 0 Honeywell International Inc COM 438516106 4030 44108 SH SOLE 44108 0 0 Horace Mann Educators Corporat COM 440327104 3325 105410 SH SOLE 105410 0 0 Howard Hughes Corporation COM 44267D107 11059 92085 SH SOLE 92085 0 0 Hubbell Inc. CL B 443510201 6256 57447 SH SOLE 57447 0 0 IStar Financial Inc COM 45031U101 3107 217700 SH SOLE 217700 0 0 ITT Corp COM 450911201 5492 126482 SH SOLE 126482 0 0 Illinois Tool Works Inc. COM 452308109 29 346 SH SOLE 346 0 0 Int'l Bus Machines COM 459200101 359 1915 SH SOLE 1915 0 0 Itau Unibanco Holding SA SpADRrefPfd 465562106 468 34455 SH SOLE 34455 0 0 J.P. Morgan Chase & Co. COM 46625H100 3498 59820 SH SOLE 59820 0 0 Johnson Controls Inc. COM 478366107 15 300 SH SOLE 300 0 0 Kennedy-Wilson Holdings, Inc. COM 489398107 4342 195150 SH SOLE 195150 0 0 Kinder Morgan Energy Partners Ut Ltd Pt 494550106 526 6518 SH SOLE 6518 0 0 Koninklijke Philips Electronic COM 500472303 26 700 SH SOLE 700 0 0 Lazard Ltd. Unit Ltd Pt G54050102 469 10340 SH SOLE 10340 0 0 Lear Corporation COM New 521865204 2423 29930 SH SOLE 29930 0 0 Lennar Corp. CL A 526057104 577 14588 SH SOLE 14588 0 0 Liberty Global Inc. SHS CL A G5480U104 16 182 SH SOLE 182 0 0 Life Technologies Corp. COM 53217V109 1077 14215 SH SOLE 14215 0 0 Littlefuse, Inc. COM 537008104 4629 49813 SH SOLE 49813 0 0 Lowe's Cos Inc. COM 548661107 1638 33055 SH SOLE 33055 0 0 Macquarie Infrastructure Compa Mem Int 55608B105 82 1500 SH SOLE 1500 0 0 Magellan Midstream Partners LP COM Ut RP 559080106 3017 47679 SH SOLE 47679 0 0 MarkWest Energy Partners LP COM 570759100 278 4200 SH SOLE 4200 0 0 MasterCard, Inc. CL A 57636Q104 1900 2274 SH SOLE 2274 0 0 McDonald's Corp. COM 580135101 86 890 SH SOLE 890 0 0 Medical Properties Trust Inc. COM 58463J304 125 10270 SH SOLE 10270 0 0 MetLife Inc COM 59156R108 22 400 SH SOLE 400 0 0 Mohawk Industries Inc COM 608190104 34 230 SH SOLE 230 0 0 NCR Corporation COM 62886E108 1956 57441 SH SOLE 57441 0 0 NextEra Energy, Inc. COM 65339F101 26 300 SH SOLE 300 0 0 Noble Energy COM 655044105 2267 33290 SH SOLE 33290 0 0 NorthStar Realty Finance Corp. COM 66704R100 3729 277285 SH SOLE 277285 0 0 Novo Nordisk A/S - Spons. ADR COM 670100205 145 785 SH SOLE 785 0 0 Oaktree Capital Group LLC Unit 674001201 1861 31625 SH SOLE 31625 0 0 Oracle Corporation COM 68389x105 249 6520 SH SOLE 6520 0 0 Pall Corp. COM 696429307 4997 58550 SH SOLE 58550 0 0 Patterson Cos. Inc. COM 703395103 6737 163530 SH SOLE 163530 0 0 Pentair Inc. COM h6169Q108 8790 113175 SH SOLE 113175 0 0 Petroleo Brasileiro S.A. Sp ADR 71654V408 4 265 SH SOLE 265 0 0 Pfizer Inc COM 717081103 590 19250 SH SOLE 19250 0 0 Pioneer Natural Resources Co COM 723787107 1287 6990 SH SOLE 6990 0 0 Plains All Amer Pipeline LP Ut Ltd Ptr 726503105 2563 49516 SH SOLE 49516 0 0 Plains GP SHSrep LPTN 72651A108 2389 89250 SH SOLE 89250 0 0 Plum Creek Timber Co REIT COM 729251108 7122 153125 SH SOLE 153125 0 0 Praxair Inc COM 74005P104 130 1000 SH SOLE 1000 0 0 Prudential Financial COM 744320102 3118 33808 SH SOLE 33808 0 0 Quest Diagnostics, Inc. COM 74834L100 11 200 SH SOLE 200 0 0 RPM International, Inc. COM 749685103 6538 157495 SH SOLE 157495 0 0 Redwood Trust Inc. COM 758075402 268 13860 SH SOLE 13860 0 0 Regions Financial Corp. COM 7591EP100 5241 529940 SH SOLE 529940 0 0 Roper Industries, Inc. COM 776696106 144 1035 SH SOLE 1035 0 0 Royal Dutch Shell PLC Sp ADR 780259206 390 5476 SH SOLE 5476 0 0 SPX Corporation COM 784635104 8251 82830 SH SOLE 82830 0 0 Schlumberger N.V. COM 806857108 5073 56293 SH SOLE 56293 0 0 Seadrill Ltd. SHS G7945E105 2625 63890 SH SOLE 63890 0 0 Seadrill Partners LLC COM RepLB Y7545W109 1757 56690 SH SOLE 56690 0 0 Senior Housing Properties Trus SH Ben Int 81721M109 5075 228290 SH SOLE 228290 0 0 Shire Plc ADR Sp ASR 82481R106 1909 13514 SH SOLE 13514 0 0 Simpson Manufacturing Co. Inc. COM 829073105 6800 185145 SH SOLE 185145 0 0 Sociedad Quimica y Minera de C Sp ADR B 833635105 7439 287435 SH SOLE 287435 0 0 Starwood Property Trust, Inc. COM 85571B105 5748 207525 SH SOLE 207525 0 0 Suburban Propane Partners LP Ut Ltd 864482104 2 32 SH SOLE 32 0 0 TE Connectivity Ltd. Reg Shs H84989104 4862 88230 SH SOLE 88230 0 0 TRW Automotive Holdings Corp. COM 87264S106 3412 45860 SH SOLE 45860 0 0 Taiwan Semiconductor Sp ADR 874039100 644 36950 SH SOLE 36950 0 0 Target Corporation COM 87612E106 275 4340 SH SOLE 4340 0 0 Teck Resources Ltd CL B 878742204 21 800 SH SOLE 800 0 0 Teekay Offshore Partners LP COM Y8565J101 819 24760 SH SOLE 24760 0 0 Tenet Healthcare Corporation COM New 88033G407 331 7860 SH SOLE 7860 0 0 The J. M. Smucker Company COM 832696405 47 455 SH SOLE 455 0 0 The Travelers Companies, Inc. COM 89417E109 0 4 SH SOLE 4 0 0 The Walt Disney Co. COM 254687106 1747 22873 SH SOLE 22873 0 0 Thermo Fisher Scientific COM 883556102 5015 45036 SH SOLE 45036 0 0 Time Warner, Inc. COM 887317303 4174 59870 SH SOLE 59870 0 0 Trex Company Inc. COM 89531P105 150 1885 SH SOLE 1885 0 0 U.S. Bancorp COM 902973304 44 1100 SH SOLE 1100 0 0 Unilever NV NY SHs 904784709 277 6876 SH SOLE 6876 0 0 United Technologies Corp. COM 913017109 2892 25413 SH SOLE 25413 0 0 Urban Outfitters, Inc. COM 917047102 7306 196920 SH SOLE 196920 0 0 VF Corp COM 918204108 688 11040 SH SOLE 11040 0 0 Valeant Pharmaceuticals Intern COM 91911K102 378 3223 SH SOLE 3223 0 0 WPP PLC - Spons ADR COM 92937A102 1602 13950 SH SOLE 13950 0 0 WPX Energy, Inc. COM 98212B103 8052 395094 SH SOLE 395094 0 0 Wells Fargo Company COM 949746101 2706 59610 SH SOLE 59610 0 0 Western Gas Partners LP COM 958254104 101 1630 SH SOLE 1630 0 0 Western Union Co. COM 959802109 2882 167095 SH SOLE 167095 0 0 Whiting Petroleum Corporation COM 966387102 6844 110620 SH SOLE 110620 0 0 Williams Companies, Inc. COM 969457100 8460 219344 SH SOLE 219344 0 0 Xylem Inc. COM 98419M100 6823 197195 SH SOLE 197195 0 0 Clough Global Allocation Fund COM SH Ben 18913Y103 11 700 SH SOLE 700 0 0 Eaton Vance Enhanced Equity In COM 278277108 1412 108690 SH SOLE 108690 0 0 First Trust ETF AutoIndFd 33734X309 124 3135 SH SOLE 3135 0 0 Claymore Exchange TRD FD TR GuggChina AllCp 18385P101 50 1820 SH SOLE 1820 0 0 Claymore ETF Trust GuggChina SMCap 18383Q853 214 8045 SH SOLE 8045 0 0 Claymore Exchange TRD FD TR GuggChina Tech 18383Q135 196 5590 SH SOLE 5590 0 0 H&Q Healthcare Investors SH Ben Int 404052102 170 6300 SH SOLE 6300 0 0 H&Q Life Sciences Invs Sh Ben SH Ben Int 404053100 12 574 SH SOLE 574 0 0 Ishares NASDAQBiotecETF 464287556 1381 6082 SH SOLE 6082 0 0 JPMorgan Chase & Co. Alerian ML ETN 46625H365 130 2810 SH SOLE 2810 0 0 John Hancock Bank & Thrift Opp SH Ben Int New 409735206 148 6280 SH SOLE 6280 0 0 Kayne Anderson Energy Tot Ret COM 48660P104 2967 108490 SH SOLE 108490 0 0 Latin Amern Discovery COM 51828C106 10 750 SH SOLE 750 0 0 MorgStanley Asia-Pacific Fd COM 61744U106 5 282 SH SOLE 282 0 0 New Germany Fd Inc COM 644465106 87 4390 SH SOLE 4390 0 0 Nuveen Multi-StratIncGro2 COM 67073D102 405 41600 SH SOLE 41600 0 0 PowerShares Active Mgd ETF S&P500 DwnHdg 73935B805 10 367 SH SOLE 367 0 0 Royce Global Value Trust, Inc. COM 78081T104 8 927 SH SOLE 927 0 0 Royce Value Tr Inc Com COM 780910105 104 6500 SH SOLE 6500 0 0 SPDR Gold Trust Gold SHS 78463V107 22 190 SH SOLE 190 0 0 SPDR S&P 500 ETF Trust TR Ut 78462F103 37 200 SH SOLE 200 0 0 SPDR Series TR S&P Div ETF 78464A763 426 5860 SH SOLE 5860 0 0 ProShares TR ShRuss2000 74347R826 271 16030 SH SOLE 16030 0 0 Barclays BK PLC S&P VEQt 06740C337 10 71 SH SOLE 71 0 0 Global X Funds China ConsETF 37950E408 49 3100 SH SOLE 3100 0 0 Vanguard World Funds Cons Disc 92204A108 58 540 SH SOLE 540 0 0 Vanguard World Funds Cons Stp 92204A207 13 120 SH SOLE 120 0 0 Vanguard Spec Portfolio Div App ETF 921908844 5 70 SH SOLE 70 0 0 Vanguard Intl Eq Indx Fd Allwrld x US 922042718 19 180 SH SOLE 180 0 0 Vanguard Intl Eq Indx Fd Glob US RE 922042676 8 140 SH SOLE 140 0 0 Vanguard Intl Eq Indx Fd FTSE Em Mkt 922042858 7 170 SH SOLE 170 0 0 Vanguard Intl Eq Indx Fd TT Wrld Stk ETF 922042742 3 45 SH SOLE 45 0 0 WisdomTree TR Eur Hdg Eq 97717X701 111 1975 SH SOLE 1975 0 0 WisdomTree TR Jap Hedge Eq 97717W851 5533 108835 SH SOLE 108835 0 0 iShares TR DJHealthCare 464288828 112 1200 SH SOLE 1200 0 0 iShares TR PhillInvMkt 46429B408 77 2440 SH SOLE 2440 0 0 iShares TR MSCI Kor 464286772 420 6500 SH SOLE 6500 0 0 iShares US BD ETF 464288794 175 4540 SH SOLE 4540 0 0 Eaton Vance Floating-Rate Inc COM 278279104 36 2370 SH SOLE 2370 0 0 Eaton Vance Ltd Duration Inc COM 27828H105 94 6130 SH SOLE 6130 0 0 Eaton Vance Senior Flting-Rt COM 27828Q105 471 31300 SH SOLE 31300 0 0 Eaton Vance Senior Income Tr COM 27826S103 218 31590 SH SOLE 31590 0 0 ING Prime Rate Trust SH BEN INT 44977W106 12 2000 SH SOLE 2000 0 0 Nuveen Floating Rate IncomeFd COM 67072T108 1050 88100 SH SOLE 88100 0 0 Nuveen Floating Rate IncOpp COM 6706EN100 104 8500 SH SOLE 8500 0 0 Pimco ETF TR 0-5HiYld 72201R783 621 5840 SH SOLE 5840 0 0 Vanguard Bond Indx FD ST Bond 921937827 184 2300 SH SOLE 2300 0 0 Vanguard Scottsdale Fd ST Corp 92206C409 767 9615 SH SOLE 9615 0 0 iShares 1-3Yr CR Bd ETF 464288646 1112 10540 SH SOLE 10540 0 0