Managing Director

0001304229-13-000005.txt : 20131024 0001304229-13-000005.hdr.sgml : 20131024 20131024134342 ACCESSION NUMBER: 0001304229-13-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131024 DATE AS OF CHANGE: 20131024 EFFECTIVENESS DATE: 20131024 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SeaBridge Investment Advisors LLC CENTRAL INDEX KEY: 0001304229 IRS NUMBER: 223452361 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12671 FILM NUMBER: 131167668 BUSINESS ADDRESS: STREET 1: 450 SPRINGFIELD AVENUE, SUITE 301 CITY: SUMMIT STATE: NJ ZIP: 07901-2610 BUSINESS PHONE: 908-273-5085 X109 MAIL ADDRESS: STREET 1: 450 SPRINGFIELD AVENUE, SUITE 301 CITY: SUMMIT STATE: NJ ZIP: 07901-2610 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001304229 XXXXXXXX 09-30-2013 09-30-2013 SeaBridge Investment Advisors LLC

450 SPRINGFIELD AVENUE, SUITE 301 SUMMIT NJ 07901-2610

13F HOLDINGS REPORT 028-12671 N Susan E. Boyd Managing Director 9082735085 Susan E. Boyd Summit, NJ 10-24-2013 0 217 411867 false INFORMATION TABLE 2 sbia3q13.xml SEABRIDGE 3Q2013 FILING Berkshire Hathaway CL A 084670108 170 100 SH SOLE 100 0 0 A.O. Smith Corporation COM 831865209 843 18650 SH SOLE 18650 0 0 AbbVie Inc. COM 00287Y109 116 2600 SH SOLE 2600 0 0 Abbott Laboratories COM 002824100 86 2600 SH SOLE 2600 0 0 Accenture Ltd. SHS CL A G1151C101 37 500 SH SOLE 500 0 0 Access Midstream Partners LP Unit 00434L109 297 6140 SH SOLE 6140 0 0 Actuant Corporation CL A New 00508X203 5925 152560 SH SOLE 152560 0 0 Agilent Technologies Inc COM 00846U101 46 900 SH SOLE 900 0 0 Air Products & Chemicals Inc. COM 009158106 4515 42365 SH SOLE 42365 0 0 Airgas, Inc. COM 009363102 2469 23285 SH SOLE 23285 0 0 Alexander & Baldwin Holdings, COM 014491104 6662 184945 SH SOLE 184945 0 0 Alleghany Corp. COM 017175100 4291 10474 SH SOLE 10474 0 0 AmBev Companhia de Bebidas Sp ADR Pfd 20441W203 38 1000 SH SOLE 1000 0 0 American International Group COM 026874784 91 1873 SH SOLE 1873 0 0 American States Water Co. COM 029899101 66 2400 SH SOLE 2400 0 0 Anadarko Petroleum Corp COM 032511107 69 745 SH SOLE 745 0 0 Apple, Inc. COM 037833100 5506 11548 SH SOLE 11548 0 0 Ares Capital Corporation COM 04010L103 853 49312 SH SOLE 49312 0 0 Arthur J. Gallagher & Co. COM 363576109 4976 113992 SH SOLE 113992 0 0 Atlas Pipeline Partners, L.P. Ut LP Int 049392103 521 13440 SH SOLE 13440 0 0 BHP Billiton Ltd SP ADR 088606108 642 9660 SH SOLE 9660 0 0 BRF-Brasil Foods SA SP ADR 10552T107 902 36771 SH SOLE 36771 0 0 Ball Corp. COM 058498106 2042 45505 SH SOLE 45505 0 0 Bank of America Corp COM 060505104 3343 242270 SH SOLE 242270 0 0 Barrick Gold Corporation COM 067901108 2740 147135 SH SOLE 147135 0 0 Berkshire Hathaway Inc CL B 084670702 176 1550 SH SOLE 1550 0 0 Blackstone Group LP COM Ut Ltd 09253u108 2394 96200 SH SOLE 96200 0 0 BorgWarner Inc. COM 099724106 37 365 SH SOLE 365 0 0 Brookfield Infrastructure Part LP Int Ut G16252101 1709 44940 SH SOLE 44940 0 0 Brookfield Properties Corporat COM 112900105 6972 365625 SH SOLE 365625 0 0 Brookfield Renewable Energy Pt Unit G16258108 16 600 SH SOLE 600 0 0 Brookfield Residential Propert COM 11283W104 8246 358208 SH SOLE 358208 0 0 CF Industries Holdings, Inc. COM 125269100 6585 31232 SH SOLE 31232 0 0 CVS Corp COM 126650100 2085 36735 SH SOLE 36735 0 0 Caterpillar Inc COM 149123101 5180 62105 SH SOLE 62105 0 0 Chevron Corporation COM 166764100 36 300 SH SOLE 300 0 0 Chubb Corp COM 171232101 98 1100 SH SOLE 1100 0 0 Citigroup Inc. COM 172967424 13203 272175 SH SOLE 272175 0 0 Coach, Inc. COM 189754104 13309 244073 SH SOLE 244073 0 0 Coca-Cola Co. COM 191216100 148 3900 SH SOLE 3900 0 0 Colgate-Palmolive Company COM 194162103 74 1242 SH SOLE 1242 0 0 Comcast Corporation CL A 20030N101 185 4090 SH SOLE 4090 0 0 Compass Minerals International COM 20451N101 7213 94575 SH SOLE 94575 0 0 Copa Holdings SA - Class A CL A P31076105 721 5201 SH SOLE 5201 0 0 Costco Wholesale Corp COM 22160k105 648 5630 SH SOLE 5630 0 0 Crestwood Midstream Partners COM 226378107 2 97 SH SOLE 97 0 0 Danaher Corp COM 235851102 739 10660 SH SOLE 10660 0 0 Deere & Company COM 244199105 3114 38263 SH SOLE 38263 0 0 Delphi Automotive Plc COM G27823106 1939 33195 SH SOLE 33195 0 0 Discovery Communications Inc. COM 25470F104 46 540 SH SOLE 540 0 0 Dominion Resources Inc/ VA COM 25746U109 37 600 SH SOLE 600 0 0 Duke Energy Corp COM 26441C105 18 266 SH SOLE 266 0 0 Eastman Chemical Co. COM 277432100 1533 19685 SH SOLE 19685 0 0 Eaton Corporation COM G29183103 5046 73295 SH SOLE 73295 0 0 Ecolab Inc. COM 278865100 19 190 SH SOLE 190 0 0 Embotelladora Andina S.A. ADR B 29081P303 4093 124551 SH SOLE 124551 0 0 Energy Transfer Equity, LP COM U LTD 29273V100 3133 47635 SH SOLE 47635 0 0 Energy Transfer Partners, LP Ut LTD Ptn 29273R109 1223 23485 SH SOLE 23485 0 0 Enterprise Products Partners L COM 293792107 1992 32629 SH SOLE 32629 0 0 Equity Residential SH Ben Int 29476L107 43 800 SH SOLE 800 0 0 Estee Lauder Cos., Inc. CL A 518439104 842 12045 SH SOLE 12045 0 0 Exxon Mobil Corp. COM 30231G102 5717 66441 SH SOLE 66441 0 0 Facebook Inc. CL A 30303M102 0 2 SH SOLE 2 0 0 Fluor Corporation COM 343412102 935 13172 SH SOLE 13172 0 0 Fomento Economico Mexicano SAB SpADR Rep 344419106 3386 34878 SH SOLE 34878 0 0 Freeport-McMoRan Copper & Gold COM 35671D857 10157 307050 SH SOLE 307050 0 0 General Cable Corporation COM 369300108 47 1475 SH SOLE 1475 0 0 General Electric COM 369604103 2411 100910 SH SOLE 100910 0 0 General Motors COM 37045V100 1307 36340 SH SOLE 36340 0 0 Genuine Parts Co. COM 372460105 103 1270 SH SOLE 1270 0 0 Gilead Sciences, Inc. COM 375558103 282 4480 SH SOLE 4480 0 0 Goldman Sachs Group, Inc. COM 38141G104 59 370 SH SOLE 370 0 0 Google Inc. Cl A CL A 38259P508 7160 8174 SH SOLE 8174 0 0 Grupo Televisa S.A.B. SpADR Ut 40049J206 11 400 SH SOLE 400 0 0 HSBC Holdings Plc SP ADR 404280406 2799 51584 SH SOLE 51584 0 0 Halliburton Co COM 406216101 53 1100 SH SOLE 1100 0 0 Home Depot Inc. COM 437076102 24 315 SH SOLE 315 0 0 Honda Motor Co Ltd Amer Shs 438128308 522 13687 SH SOLE 13687 0 0 Honeywell International Inc COM 438516106 2862 34469 SH SOLE 34469 0 0 Horace Mann Educators Corporat COM 440327104 2991 105390 SH SOLE 105390 0 0 Howard Hughes Corporation COM 44267D107 9566 85130 SH SOLE 85130 0 0 Hubbell Inc. CL B 443510201 5266 50277 SH SOLE 50277 0 0 IStar Financial Inc COM 45031U101 2617 217360 SH SOLE 217360 0 0 ITT Corp COM 450911201 4781 132999 SH SOLE 132999 0 0 Illinois Tool Works Inc. COM 452308109 26 346 SH SOLE 346 0 0 Int'l Bus Machines COM 459200101 482 2602 SH SOLE 2602 0 0 InterXion Holding NV COM N47279109 552 24804 SH SOLE 24804 0 0 J.P. Morgan Chase & Co. COM 46625H100 2777 53720 SH SOLE 53720 0 0 Johnson Controls Inc. COM 478366107 12 300 SH SOLE 300 0 0 KAR Auction Services Inc. COM 48238T109 1865 66105 SH SOLE 66105 0 0 Kennedy-Wilson Holdings, Inc. COM 489398107 3309 178260 SH SOLE 178260 0 0 Kinder Morgan Energy Partners Ut Ltd Pt 494550106 532 6668 SH SOLE 6668 0 0 Kinder Morgan Inc. COM 49456B101 931 26175 SH SOLE 26175 0 0 Koninklijke Philips Electronic COM 500472303 23 700 SH SOLE 700 0 0 Laboratory Corp. of America Ho COM 50540R409 79 800 SH SOLE 800 0 0 Lazard Ltd. Unit Ltd Pt G54050102 377 10480 SH SOLE 10480 0 0 Lear Corporation COM New 521865204 2154 30090 SH SOLE 30090 0 0 Lennar Corp. CL A 526057104 530 14965 SH SOLE 14965 0 0 Liberty Global Inc. SHS CL A G5480U104 14 182 SH SOLE 182 0 0 Life Technologies Corp. COM 53217V109 1064 14215 SH SOLE 14215 0 0 Littlefuse, Inc. COM 537008104 3669 46908 SH SOLE 46908 0 0 Lowe's Cos Inc. COM 548661107 1591 33425 SH SOLE 33425 0 0 Macquarie Infrastructure Co Mem Int 55608B105 80 1500 SH SOLE 1500 0 0 Magellan Midstream Partners LP COM Ut RP 559080106 2727 48331 SH SOLE 48331 0 0 MarkWest Energy Partners LP COM 570759100 303 4200 SH SOLE 4200 0 0 MasterCard, Inc. CL A 57636Q104 1577 2344 SH SOLE 2344 0 0 McDonald's Corp. COM 580135101 86 890 SH SOLE 890 0 0 Medical Properties Trust Inc. COM 58463J304 134 11020 SH SOLE 11020 0 0 Medtronic, Inc. COM 585055106 13 250 SH SOLE 250 0 0 Merck & Co COM 58933Y105 48 1000 SH SOLE 1000 0 0 MetLife Inc COM 59156R108 19 400 SH SOLE 400 0 0 Mohawk Industries Inc COM 608190104 30 230 SH SOLE 230 0 0 NCR Corporation COM 62886E108 3048 76946 SH SOLE 76946 0 0 New Residential Investment Cor COM 64828T102 3412 515410 SH SOLE 515410 0 0 Newcastle Investment Corp COM 65105M108 2757 490525 SH SOLE 490525 0 0 NextEra Energy, Inc. COM 65339F101 24 300 SH SOLE 300 0 0 Noble Energy COM 655044105 1756 26200 SH SOLE 26200 0 0 NorthStar Realty Finance Corp. COM 66704R100 2597 279855 SH SOLE 279855 0 0 Novo Nordisk A/S ADR 670100205 133 785 SH SOLE 785 0 0 Oaktree Capital Group LLC Unit 674001201 1671 31925 SH SOLE 31925 0 0 Oracle Corporation COM 68389x105 2640 79601 SH SOLE 79601 0 0 Pall Corp. COM 696429307 6343 82330 SH SOLE 82330 0 0 Patterson Cos. Inc. COM 703395103 5844 145430 SH SOLE 145430 0 0 Penn Virginia Resource Partner COM 707884102 7 300 SH SOLE 300 0 0 Pentair Inc. COM h6169Q108 7152 110130 SH SOLE 110130 0 0 Petroleo Brasileiro S.A. Sp ADR 71654V408 4 265 SH SOLE 265 0 0 Pfizer Inc COM 717081103 553 19250 SH SOLE 19250 0 0 Pioneer Natural Resources Co COM 723787107 1320 6990 SH SOLE 6990 0 0 Plains All Amer Pipeline LP Ut Ltd Ptr 726503105 2643 50196 SH SOLE 50196 0 0 Plum Creek Timber Co REIT COM 729251108 6002 128160 SH SOLE 128160 0 0 Praxair Inc COM 74005P104 120 1000 SH SOLE 1000 0 0 Prudential Financial COM 744320102 343 4403 SH SOLE 4403 0 0 Quest Diagnostics, Inc. COM 74834L100 49 800 SH SOLE 800 0 0 RPM International, Inc. COM 749685103 5696 157350 SH SOLE 157350 0 0 Redwood Trust Inc. COM 758075402 273 13860 SH SOLE 13860 0 0 Regions Financial Corp. COM 7591EP100 4617 498550 SH SOLE 498550 0 0 Roper Industries, Inc. COM 776696106 138 1035 SH SOLE 1035 0 0 Royal Dutch Shell PLC SP ADR 780259206 374 5696 SH SOLE 5696 0 0 SPX Corporation COM 784635104 6962 82250 SH SOLE 82250 0 0 Schlumberger N.V. COM 806857108 5029 56918 SH SOLE 56918 0 0 Seadrill Ltd. SHS G7945E105 2896 64250 SH SOLE 64250 0 0 Seadrill Partners LLC COM RepLB Y7545W109 1554 47600 SH SOLE 47600 0 0 Senior Housing Properties Tr SH Ben Int 81721M109 4688 200870 SH SOLE 200870 0 0 Simpson Manufacturing Co. Inc. COM 829073105 6032 185195 SH SOLE 185195 0 0 Sociedad Quimica y Minera Sp ADR B 833635105 2461 80560 SH SOLE 80560 0 0 Starwood Property Trust, Inc. COM 85571B105 5010 209025 SH SOLE 209025 0 0 Stryker Corp. COM 863667101 17 250 SH SOLE 250 0 0 Suburban Propane Partners LP Ut Ltd 864482104 1 32 SH SOLE 32 0 0 TE Connectivity Ltd. Reg Shs H84989104 3839 74140 SH SOLE 74140 0 0 TRW Automotive Holdings Corp. COM 87264S106 3301 46290 SH SOLE 46290 0 0 Taiwan Semiconductor SP ADR 874039100 539 31800 SH SOLE 31800 0 0 Teck Resources Ltd CL B 878742204 21 800 SH SOLE 800 0 0 Teekay Offshore Partners LP COM Y8565J101 863 25860 SH SOLE 25860 0 0 The J. M. Smucker Company COM 832696405 48 455 SH SOLE 455 0 0 The Mosaic Co. COM 61945C103 1721 40015 SH SOLE 40015 0 0 The Travelers Companies, Inc. COM 89417E109 0 4 SH SOLE 4 0 0 The Walt Disney Co. COM 254687106 2017 31283 SH SOLE 31283 0 0 Thermo Fisher Scientific COM 883556102 4347 47171 SH SOLE 47171 0 0 Time Warner, Inc. COM 887317303 3904 59315 SH SOLE 59315 0 0 Trex Company Inc. COM 89531P105 109 2210 SH SOLE 2210 0 0 U.S. Bancorp COM 902973304 40 1100 SH SOLE 1100 0 0 Unilever NV NY SHs 904784709 259 6876 SH SOLE 6876 0 0 United Technologies Corp. COM 913017109 2740 25413 SH SOLE 25413 0 0 Urban Outfitters, Inc. COM 917047102 5726 155725 SH SOLE 155725 0 0 VF Corp COM 918204108 1921 9650 SH SOLE 9650 0 0 Valeant Pharmaceuticals Intern COM 91911K102 577 5533 SH SOLE 5533 0 0 WPP PLC - Spons ADR COM 92937A102 1467 14250 SH SOLE 14250 0 0 WPX Energy, Inc. COM 98212B103 6651 345317 SH SOLE 345317 0 0 Wells Fargo Company COM 949746101 2463 59610 SH SOLE 59610 0 0 Western Gas Partners LP COM Un LP 958254104 98 1630 SH SOLE 1630 0 0 Western Union Co. COM 959802109 4585 245720 SH SOLE 245720 0 0 Whiting Petroleum Corporation COM 966387102 7297 121925 SH SOLE 121925 0 0 Williams Companies, Inc. COM 969457100 8738 240323 SH SOLE 240323 0 0 Xylem Inc. COM 98419M100 7328 262369 SH SOLE 262369 0 0 eBay Inc. COM 278642103 1084 19420 SH SOLE 19420 0 0 Clough Global Allocation Fund COM SH Ben 18913Y103 11 700 SH SOLE 700 0 0 Eaton Vance Enhanced Eq Inc COM 278277108 1332 113520 SH SOLE 113520 0 0 First Trust ETF AutoIndFd 33734X309 122 3135 SH SOLE 3135 0 0 Claymore ETF Trust GuggChina SMCap 18383Q853 136 5510 SH SOLE 5510 0 0 H&Q Healthcare Investors SH Ben Int 404052102 151 6300 SH SOLE 6300 0 0 H&Q Life Sciences Invs Sh Ben SH Ben INt 404053100 11 574 SH SOLE 574 0 0 Ishares NASDAQBiotecETF 464287556 1283 6122 SH SOLE 6122 0 0 John Hancock Bank & Thrift Opp SH Ben Int New 409735206 135 6280 SH SOLE 6280 0 0 Kayne Anderson Energy TotRet COM 48660P104 3578 119550 SH SOLE 119550 0 0 Latin Amern Discovery COM 51828C106 10 750 SH SOLE 750 0 0 MorgStanley Asia-Pacific Fd COM 61744U106 5 282 SH SOLE 282 0 0 Nuveen Multi-StratIncGro2 COM 67073D102 396 42300 SH SOLE 42300 0 0 PowerShares Active MGD ETF S&P500 DwnHdg 73935B805 10 367 SH SOLE 367 0 0 Royce Value Tr Inc COM 780910105 105 6500 SH SOLE 6500 0 0 SPDR S&P 500 ETF Trust TR Ut 78462F103 34 200 SH SOLE 200 0 0 SPDR Series TR S&P Div ETF 78464A763 426 6180 SH SOLE 6180 0 0 SPDR Series TR S&P HomeBld 78464A888 99 3220 SH SOLE 3220 0 0 Thai Fund, Inc. COM 882904105 44 2226 SH SOLE 2226 0 0 Barclays BK PLC S&P VEQt 06740C337 10 71 SH SOLE 71 0 0 Vanguard World Funds Cons Disc 92204A108 391 3955 SH SOLE 3955 0 0 Vanguard World Funds Cons Stp 92204A207 22 208 SH SOLE 208 0 0 Vanguard Spec Portfolio Div App ETF 921908844 5 70 SH SOLE 70 0 0 Vanguard Intl Eq Indx Fd Allwrld x US 922042718 18 180 SH SOLE 180 0 0 Vanguard Intl Eq Indx Fd Glob US RE 922042676 8 140 SH SOLE 140 0 0 Vanguard Intl Eq Indx Fd MAXI Em Mkt 922042858 7 170 SH SOLE 170 0 0 Vanguard Intl Eq Indx Fd TT Wrld Stk ETF 922042742 2 45 SH SOLE 45 0 0 WisdomTree TR Jap Hedge Eq 97717W851 3770 78660 SH SOLE 78660 0 0 iShares TR DJHealthCare 464288828 105 1200 SH SOLE 1200 0 0 iShares TR PhillInvMkt 46429B408 80 2440 SH SOLE 2440 0 0 iShares TR MSCI Kor 464286772 400 6500 SH SOLE 6500 0 0 iShares US BD ETF 464288794 148 4540 SH SOLE 4540 0 0 Eaton Vance Floating-Rate Inc COM 278279104 37 2370 SH SOLE 2370 0 0 Eaton Vance Ltd Duration Inc COM 27828H105 136 8710 SH SOLE 8710 0 0 Eaton Vance Senior Flting-Rt COM 27828Q105 498 32300 SH SOLE 32300 0 0 Eaton Vance Senior Income Tr COM 27826S103 222 31590 SH SOLE 31590 0 0 ING Prime Rate Trust SH Ben Int 44977W106 12 2000 SH SOLE 2000 0 0 Nuveen Floating Rate IncomeFd COM 67072T108 1077 90090 SH SOLE 90090 0 0 Nuveen Floating Rate IncOpp COM SHS 6706EN100 105 8500 SH SOLE 8500 0 0 Pimco ETF TR 0-5HiYld 72201R783 664 6330 SH SOLE 6330 0 0 Vanguard Bond Indx FD ST Bond 921937827 241 3000 SH SOLE 3000 0 0 Vanguard Scottsdale Fd ST Corp 92206C409 825 10365 SH SOLE 10365 0 0 iShares 1-3Yr CR Bd ETF 464288646 1185 11260 SH SOLE 11260 0 0