0001304229-14-000005.txt : 20141113
0001304229-14-000005.hdr.sgml : 20141113
20141113100016
ACCESSION NUMBER: 0001304229-14-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141113
DATE AS OF CHANGE: 20141113
EFFECTIVENESS DATE: 20141113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SeaBridge Investment Advisors LLC
CENTRAL INDEX KEY: 0001304229
IRS NUMBER: 223452361
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12671
FILM NUMBER: 141216606
BUSINESS ADDRESS:
STREET 1: 450 SPRINGFIELD AVENUE, SUITE 301
CITY: SUMMIT
STATE: NJ
ZIP: 07901-2610
BUSINESS PHONE: 908-273-5085 X109
MAIL ADDRESS:
STREET 1: 450 SPRINGFIELD AVENUE, SUITE 301
CITY: SUMMIT
STATE: NJ
ZIP: 07901-2610
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001304229
XXXXXXXX
09-30-2014
09-30-2014
SeaBridge Investment Advisors LLC
450 SPRINGFIELD AVENUE, SUITE 301
SUMMIT
NJ
07901-2610
13F HOLDINGS REPORT
028-12671
N
Susan E. Boyd
Managing Director
9082735082
Susan E. BOyd
Summit
NJ
11-13-2014
0
212
430094
false
INFORMATION TABLE
2
sbia3q14.xml
SBIA 3Q14 13F FILING
(1/100th) Berkshire Hathaway I
CL A
084670108
207
100
SH
SOLE
100
0
0
AT&T Inc.
COM
00206R102
33
950
SH
SOLE
950
0
0
AbbVie Inc.
COM
00287Y109
150
2600
SH
SOLE
2600
0
0
Abbott Laboratories
COM
002824100
108
2600
SH
SOLE
2600
0
0
Access Midstream Partners LP
Unit
00434L109
721
11325
SH
SOLE
11325
0
0
Actavis Plc
COM
G0083B108
1655
6861
SH
SOLE
6861
0
0
Actuant Corporation Class A
COM
00508X203
5526
181067
SH
SOLE
181067
0
0
Agilent Technologies Inc
COM
00846U101
51
900
SH
SOLE
900
0
0
Air Products & Chemicals Inc.
COM
009158106
46
350
SH
SOLE
350
0
0
Airgas, Inc.
COM
009363102
3317
29980
SH
SOLE
29980
0
0
Alexander & Baldwin Holdings,
COM
014491104
6905
191960
SH
SOLE
191960
0
0
Alleghany Corp.
COM
017175100
4963
11868
SH
SOLE
11868
0
0
American Express Company
COM
025816109
65
741
SH
SOLE
741
0
0
American International Group
COM
026874784
10
190
SH
SOLE
190
0
0
American States Water Co.
COM
029899101
73
2400
SH
SOLE
2400
0
0
Amgen Inc
COM
031162100
14
100
SH
SOLE
100
0
0
Anadarko Petroleum Corp
COM
032511107
76
745
SH
SOLE
745
0
0
Apple, Inc.
COM
037833100
7634
75772
SH
SOLE
75772
0
0
Ares Capital Corporation
COM
04010L103
842
52122
SH
SOLE
52122
0
0
Arthur J. Gallagher & Co.
COM
363576109
7387
162857
SH
SOLE
162857
0
0
Avago Technologies Ltd.
SHS
Y0486S104
782
8990
SH
SOLE
8990
0
0
BHP Billiton Ltd--Spon ADR
SP ADR
088606108
533
9050
SH
SOLE
9050
0
0
BRF-Brasil Foods SA - ADR
SP ADR
10552T107
947
39821
SH
SOLE
39821
0
0
Baidu, Inc.
COM
056752108
2404
11015
SH
SOLE
11015
0
0
Ball Corp.
COM
058498106
460
7270
SH
SOLE
7270
0
0
Bank of America Corp
COM
060505104
9758
572310
SH
SOLE
572310
0
0
Barrick Gold Corporation
COM
067901108
5264
359050
SH
SOLE
359050
0
0
Baytex Energy Trust
COM
07317Q105
3655
96540
SH
SOLE
96540
0
0
Bed, Bath & Beyond, Inc.
COM
075896100
5499
83530
SH
SOLE
83530
0
0
Berkshire Hathaway Inc Cl B
CL B
084670702
214
1550
SH
SOLE
1550
0
0
Blackstone Group LP
COM
09253u108
2916
92625
SH
SOLE
92625
0
0
Blackstone Mortgage Trust Inc.
COM
09257W100
2749
101445
SH
SOLE
101445
0
0
Boeing
COM
097023105
718
5635
SH
SOLE
5635
0
0
BorgWarner Inc.
COM
099724106
38
730
SH
SOLE
730
0
0
Bristol-Myers Squibb Company
COM
110122108
15
300
SH
SOLE
300
0
0
Brookfield Infrastructure Part
LP Int Ut
G16252101
576
15145
SH
SOLE
15145
0
0
Brookfield Renewable Energy Pa
Pt Unit
G16258108
18
600
SH
SOLE
600
0
0
Brookfield Residential Propert
COM
11283W104
7047
373048
SH
SOLE
373048
0
0
CBS Corp.
CL B
124857202
46
868
SH
SOLE
868
0
0
CF Industries Holdings Inc
COM
125269100
4161
14902
SH
SOLE
14902
0
0
CVS Corp
COM
126650100
3847
48335
SH
SOLE
48335
0
0
Caterpillar Inc
COM
149123101
5423
54760
SH
SOLE
54760
0
0
Chevron Corporation
COM
166764100
18
150
SH
SOLE
150
0
0
Chubb Corp
COM
171232101
100
1100
SH
SOLE
1100
0
0
Citigroup Inc.
COM
172967424
11388
219757
SH
SOLE
219757
0
0
Coach, Inc.
COM
189754104
9316
261622
SH
SOLE
261622
0
0
Coca-Cola Co.
COM
191216100
34
800
SH
SOLE
800
0
0
Colgate-Palmolive Company
COM
194162103
81
1242
SH
SOLE
1242
0
0
Comcast Corporation Class A
CL A
20030N101
256
4755
SH
SOLE
4755
0
0
Compass Minerals International
COM
20451N101
8330
98835
SH
SOLE
98835
0
0
Copa Holdings SA - Class A
CL A
P31076105
889
8286
SH
SOLE
8286
0
0
CoreLogic, Inc.
COM
21871D103
5933
219180
SH
SOLE
219180
0
0
Costco Wholesale Corp
COM
22160k105
694
5537
SH
SOLE
5537
0
0
Danaher Corp
COM
235851102
976
12845
SH
SOLE
12845
0
0
Deere & Company
COM
244199105
6141
74900
SH
SOLE
74900
0
0
Delphi Automotive Plc
COM
G27823106
1692
27580
SH
SOLE
27580
0
0
Discovery Communications Inc.
COM Ser A
25470F104
12
310
SH
SOLE
310
0
0
Discovery Communications Inc.
COM Ser C
25470F302
12
310
SH
SOLE
310
0
0
Dominion Resources Inc/ VA
COM
25746U109
41
600
SH
SOLE
600
0
0
Duke Energy Corp
COM
26441C105
20
266
SH
SOLE
266
0
0
Eastman Chemical Co.
COM
277432100
2196
27144
SH
SOLE
27144
0
0
Eaton Corporation
COM
G29183103
4391
69290
SH
SOLE
69290
0
0
Ecolab Inc.
COM
278865100
22
190
SH
SOLE
190
0
0
Embotelladora Andina S.A.
ADR B
29081P303
3080
160730
SH
SOLE
160730
0
0
Energy Transfer Equity, LP
COM U LTD
29273V100
6152
99730
SH
SOLE
99730
0
0
Energy Transfer Partners, LP
Ut LTD Ptn
29273R109
564
8810
SH
SOLE
8810
0
0
Enterprise Products Partners L
COM
293792107
3764
93388
SH
SOLE
93388
0
0
Equity Residential
SH Ben Int
29476L107
49
800
SH
SOLE
800
0
0
Estee Lauder Cos., Inc.
CL A
518439104
1321
17685
SH
SOLE
17685
0
0
Express Scripts, Inc.
COM
30219G108
81
1140
SH
SOLE
1140
0
0
Exxon Mobil Corp.
COM
30231G102
2871
30528
SH
SOLE
30528
0
0
Facebook Inc. Class A
CL A
30303M102
0
2
SH
SOLE
2
0
0
Fluor Corporation
COM
343412102
977
14632
SH
SOLE
14632
0
0
Fomento Economico Mexicano SAB
SpADR Rep
344419106
2519
27368
SH
SOLE
27368
0
0
General Electric
COM
369604103
227
8845
SH
SOLE
8845
0
0
Gilead Sciences, Inc.
COM
375558103
1509
14180
SH
SOLE
14180
0
0
Goldman Sachs Group, Inc.
COM
38141G104
68
370
SH
SOLE
370
0
0
Google Inc. Cl A
CL A
38259P508
4434
7535
SH
SOLE
7535
0
0
Google Inc. Cl C
CL C
38259P706
4068
7045
SH
SOLE
7045
0
0
Grupo Televisa S.A.B. ADS
Sp ADR Ut
40049J206
14
400
SH
SOLE
400
0
0
HSBC Holdings Plc Spons ADR
Sp ADR
404280406
1909
37520
SH
SOLE
37520
0
0
Halliburton Co
COM
406216101
71
1100
SH
SOLE
1100
0
0
HollySys Automation Technologi
SHS
G45667105
2241
99660
SH
SOLE
99660
0
0
Home Depot Inc.
COM
437076102
840
9153
SH
SOLE
9153
0
0
Honeywell International Inc
COM
438516106
4825
51813
SH
SOLE
51813
0
0
Horace Mann Educators Corporat
COM
440327104
3655
128190
SH
SOLE
128190
0
0
Howard Hughes Corporation
COM
44267D107
11902
79350
SH
SOLE
79350
0
0
Hubbell Inc. - Cl B
CL B
443510201
6453
53542
SH
SOLE
53542
0
0
IStar Financial Inc
COM
45031U101
2959
219150
SH
SOLE
219150
0
0
ITT Corp
COM
450911201
5449
121242
SH
SOLE
121242
0
0
Illinois Tool Works Inc.
COM
452308109
24
290
SH
SOLE
290
0
0
Int'l Bus Machines
COM
459200101
378
1990
SH
SOLE
1990
0
0
Intel Corp Com
COM
458140100
3
100
SH
SOLE
100
0
0
Itau Unibanco Holding SA
SpADRrefPfd
465562106
456
32842
SH
SOLE
32842
0
0
J.P. Morgan Chase & Co.
COM
46625H100
3726
61850
SH
SOLE
61850
0
0
Johnson & Johnson
COM
478160104
13
125
SH
SOLE
125
0
0
Kennedy-Wilson Holdings, Inc.
COM
489398107
5045
210540
SH
SOLE
210540
0
0
Kinder Morgan Energy Partners
Ut Ltd Pt
494550106
257
2755
SH
SOLE
2755
0
0
Kodiak Oil & Gas Corporation
COM
50015Q100
1139
83921
SH
SOLE
83921
0
0
Koninklijke Philips Electronic
NY REG SHS new
500472303
938
29594
SH
SOLE
29594
0
0
Laredo Petroleum Inc.
COM
516806106
1645
73410
SH
SOLE
73410
0
0
Lazard Ltd. CL A
SHS A
G54050102
581
11455
SH
SOLE
11455
0
0
Lear Corporation
COM New
521865204
2622
30340
SH
SOLE
30340
0
0
Lennar Corp.
CL A
526057104
576
14838
SH
SOLE
14838
0
0
Leucadia National Corp.
COM
527288104
91
3820
SH
SOLE
3820
0
0
Liberty Global Inc. - Series A
SHS CL A
G5480U104
8
182
SH
SOLE
182
0
0
Liberty Global Inc. - Series C
SHS CL C
G5480U120
7
182
SH
SOLE
182
0
0
Littelfuse, Inc.
COM
537008104
4663
54748
SH
SOLE
54748
0
0
Lumenis Ltd.
SHS CL B
M6778Q121
0
3
SH
SOLE
3
0
0
Magellan Midstream Partners LP
COM Ut RP
559080106
4460
52983
SH
SOLE
52983
0
0
MasterCard, Inc. - Class A
CL A
57636Q104
1220
16510
SH
SOLE
16510
0
0
McDonald's Corp.
COM
580135101
84
890
SH
SOLE
890
0
0
Medical Properties Trust Inc.
COM
58463J304
403
32910
SH
SOLE
32910
0
0
MetLife Inc
COM
59156R108
21
400
SH
SOLE
400
0
0
Mohawk Industries Inc
COM
608190104
31
230
SH
SOLE
230
0
0
NOW Inc.
COM
67011P100
45
1480
SH
SOLE
1480
0
0
NRG Yield, Inc. Class A
COM CL A
62942X108
1697
36070
SH
SOLE
36070
0
0
National Oilwell Varco Inc
COM
637071101
13
175
SH
SOLE
175
0
0
NextEra Energy, Inc.
COM
65339F101
28
300
SH
SOLE
300
0
0
Noble Energy
COM
655044105
2306
33730
SH
SOLE
33730
0
0
Norfolk Southern Corp
COM
655844108
17
150
SH
SOLE
150
0
0
NorthStar Asset Management Cor
COM
66705Y104
3264
177207
SH
SOLE
177207
0
0
NorthStar Realty Finance Corp.
COM
66704R704
3559
201397
SH
SOLE
201397
0
0
Novo Nordisk A/S - Spons. ADR
ADR
670100205
729
15305
SH
SOLE
15305
0
0
Oaktree Capital Group LLC
Unit
674001201
1970
38555
SH
SOLE
38555
0
0
Oracle Corporation
COM
68389x105
2206
57626
SH
SOLE
57626
0
0
Pall Corp.
COM
696429307
4787
57195
SH
SOLE
57195
0
0
Patterson Cos. Inc.
COM
703395103
6079
146740
SH
SOLE
146740
0
0
Pentair Inc.
COM
G7S00T104
7169
109465
SH
SOLE
109465
0
0
Petroleo Brasileiro S.A. ADR
SP ADR
71654V408
4
265
SH
SOLE
265
0
0
Pfizer Inc
COM
717081103
615
20791
SH
SOLE
20791
0
0
Phillips 66
COM
718546104
2520
30992
SH
SOLE
30992
0
0
Pioneer Natural Resources Co
COM
723787107
1832
9300
SH
SOLE
9300
0
0
Plains All Amer Pipeline LP
Ut Ltd Ptr
726503105
2883
48978
SH
SOLE
48978
0
0
Plains GP
SHSrep LPTN
72651A108
4224
137825
SH
SOLE
137825
0
0
Plum Creek Timber Co REIT
COM
729251108
6411
164330
SH
SOLE
164330
0
0
Post Holdings Inc.
COM
737446104
72
2170
SH
SOLE
2170
0
0
Prudential Financial
COM
744320102
78
890
SH
SOLE
890
0
0
RPM International, Inc.
COM
749685103
5826
127259
SH
SOLE
127259
0
0
Rayonier Advanced Materials
COM
75508b104
52
1590
SH
SOLE
1590
0
0
Regions Financial Corp.
COM
7591EP100
5391
536995
SH
SOLE
536995
0
0
Royal Dutch Shell PLC - ADR A
SP ADR
780259206
367
4826
SH
SOLE
4826
0
0
SPX Corporation
COM
784635104
6995
74470
SH
SOLE
74470
0
0
SanDisk Corp.
COM
80004c101
686
7005
SH
SOLE
7005
0
0
Schlumberger N.V.
COM
806857108
5333
52445
SH
SOLE
52445
0
0
Seadrill Partners LLC
COM RepLB
Y7545W109
2404
77065
SH
SOLE
77065
0
0
Senior Housing Properties Trus
COM
81721M109
4985
238310
SH
SOLE
238310
0
0
Shire Plc ADR
SP ADR
82481R106
6414
24759
SH
SOLE
24759
0
0
Simpson Manufacturing Co. Inc.
COM
829073105
5793
198745
SH
SOLE
198745
0
0
Sociedad Quimica y Minera de C
SP ADR B
833635105
5123
195995
SH
SOLE
195995
0
0
Starbucks Corp
COM
855244109
11
150
SH
SOLE
150
0
0
Starwood Property Trust, Inc.
COM
85571B105
6194
282045
SH
SOLE
282045
0
0
Suburban Propane Partners LP
Ut Ltd
864482104
1
32
SH
SOLE
32
0
0
Sun Cmntys Inc
COM
866674104
0
2
SH
SOLE
2
0
0
Supervalu Inc.
COM
868536103
53
5912
SH
SOLE
5912
0
0
TE Connectivity Ltd.
REG SHS
H84989104
6600
119375
SH
SOLE
119375
0
0
TRW Automotive Holdings Corp.
COM
87264S106
4587
45307
SH
SOLE
45307
0
0
Taiwan Semiconductor-Sp ADR
SP ADR
874039100
553
27420
SH
SOLE
27420
0
0
Teck Resources Ltd
CL B
878742204
15
800
SH
SOLE
800
0
0
Teekay Offshore Partners LP (n
COM
Y8565J101
796
23680
SH
SOLE
23680
0
0
The Travelers Companies, Inc.
COM
89417E109
0
4
SH
SOLE
4
0
0
The Walt Disney Co.
COM
254687106
1764
19809
SH
SOLE
19809
0
0
Thermo Fisher Scientific
COM
883556102
2304
18934
SH
SOLE
18934
0
0
Time Warner, Inc.
COM
887317303
5023
66780
SH
SOLE
66780
0
0
Transocean Ltd
REG SHS
H8817H100
0
3
SH
SOLE
3
0
0
Unilever NV
NY SHS
904784709
273
6876
SH
SOLE
6876
0
0
United Parcel Service, Inc Cl
COM
911312106
6532
66460
SH
SOLE
66460
0
0
United Technologies Corp.
COM
913017109
2631
24913
SH
SOLE
24913
0
0
Urban Outfitters, Inc.
COM
917047102
7328
199680
SH
SOLE
199680
0
0
Verisign Inc
COM
92343E102
60
1080
SH
SOLE
1080
0
0
Verizon Communications Inc
COM
92343V104
30
608
SH
SOLE
608
0
0
Viacom Inc. - CL B
CL B
92553P201
64
833
SH
SOLE
833
0
0
VistaPrint NV
SHS
N93540107
107
1945
SH
SOLE
1945
0
0
WPP PLC - Spons ADR
ADR
92937A102
1361
13550
SH
SOLE
13550
0
0
WPX Energy, Inc.
COM
98212B103
6505
270357
SH
SOLE
270357
0
0
Weatherford International Plc
REG SHS
G48833100
797
38295
SH
SOLE
38295
0
0
Wells Fargo Company
COM
949746101
3393
65420
SH
SOLE
65420
0
0
Western Union Co.
COM
959802109
40
2480
SH
SOLE
2480
0
0
Whiting Petroleum Corporation
COM
966387102
5456
70353
SH
SOLE
70353
0
0
Willis Groups Holdings Plc
SHS
G96666105
264
6370
SH
SOLE
6370
0
0
Xylem Inc.
COM
98419M100
6225
175390
SH
SOLE
175390
0
0
Zimmer Holdings, Inc.
COM
98956P102
3
30
SH
SOLE
30
0
0
Clough Global Allocation Fund
COM SH Ben
18913Y103
10
700
SH
SOLE
700
0
0
Eaton Vance Enhanced Equity In
edit
278277108
242
17750
SH
SOLE
17750
0
0
First Trust ETF
AutoIndFd
33734X309
22
595
SH
SOLE
595
0
0
JPMorgan Chase & Co.
Alerian MLP ETN
46625H365
149
2810
SH
SOLE
2810
0
0
John Hancock Bank & Thrift Opp
SH Ben Int New
409735206
140
6280
SH
SOLE
6280
0
0
Latin Amern Discovery Com
COM
51828C106
10
750
SH
SOLE
750
0
0
PowerShares Active Mgd ETF
S&P DwnHedg
73935B805
11
367
SH
SOLE
367
0
0
SPDR S&P 500 ETF Trust
TR Ut
78462F103
39
200
SH
SOLE
200
0
0
SPDR Series TR
S&P Div ETF
78464A763
415
5540
SH
SOLE
5540
0
0
Tekla Healthcare Investors
SH Ben Int
87911J103
298
10496
SH
SOLE
10496
0
0
Tekla Life Sciences
SH Ben Int
87911K100
21
956
SH
SOLE
956
0
0
Barclays BK PLC
S&P VEQT
06740C337
11
71
SH
SOLE
71
0
0
Vanguard World Funds
Cons Stp
92204A207
14
120
SH
SOLE
120
0
0
Vanguard Spec Portfolio
Div App ETF
921908844
5
70
SH
SOLE
70
0
0
Vanguard Intl Eq Indx Fd
AllWrld x-US
922042718
5
50
SH
SOLE
50
0
0
Vanguard Intl Eq Indx Fd
TT Wrld Stk ETF
922042742
3
45
SH
SOLE
45
0
0
WisdomTree TR
Eur Hdg Eq
97717X701
32
555
SH
SOLE
555
0
0
WisdomTree TR
Jap Hedged Eq
97717W851
3913
74790
SH
SOLE
74790
0
0
iShares TR
DJHealthcare
464288828
73
680
SH
SOLE
680
0
0
iShares TR
PhiliInvMkt
46429B408
93
2440
SH
SOLE
2440
0
0
iShares TR
MSCI Korea
464286772
393
6500
SH
SOLE
6500
0
0
Eaton Vance Ltd Duration Inc
COM
27828H105
56
3815
SH
SOLE
3815
0
0
Eaton Vance Senior Income Tr
COM
27826S103
172
26460
SH
SOLE
26460
0
0
Nuveen Floating Rate IncomeOp
COM
6706EN100
101
8910
SH
SOLE
8910
0
0
Pimco ETF TR
0-5HighYld
72201R783
1211
11680
SH
SOLE
11680
0
0
SPDR Series TR
DB Int Gvt ETF
78464A490
6
101
SH
SOLE
101
0
0
Vanguard Bond Indx FD
ST Bond
921937827
176
2200
SH
SOLE
2200
0
0
Vanguard Scottsdale Fd
ST Corp
92206C409
747
9350
SH
SOLE
9350
0
0
Voya Prime Rate Trust
SH Ben Int
92913A100
11
2000
SH
SOLE
2000
0
0
iShares
1-3Yr Cr Bd ETF
464288646
1078
10240
SH
SOLE
10240
0
0