0001304229-14-000001.txt : 20140206
0001304229-14-000001.hdr.sgml : 20140206
20140206125054
ACCESSION NUMBER: 0001304229-14-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140206
DATE AS OF CHANGE: 20140206
EFFECTIVENESS DATE: 20140206
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SeaBridge Investment Advisors LLC
CENTRAL INDEX KEY: 0001304229
IRS NUMBER: 223452361
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12671
FILM NUMBER: 14578988
BUSINESS ADDRESS:
STREET 1: 450 SPRINGFIELD AVENUE, SUITE 301
CITY: SUMMIT
STATE: NJ
ZIP: 07901-2610
BUSINESS PHONE: 908-273-5085 X109
MAIL ADDRESS:
STREET 1: 450 SPRINGFIELD AVENUE, SUITE 301
CITY: SUMMIT
STATE: NJ
ZIP: 07901-2610
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001304229
XXXXXXXX
12-31-2013
12-31-2013
SeaBridge Investment Advisors LLC
450 SPRINGFIELD AVENUE, SUITE 301
SUMMIT
NJ
07901-2610
13F HOLDINGS REPORT
028-12671
N
Susan E. Boyd
Managing Director
9082735085
Susan E. Boyd
Summit
NJ
02-06-2014
0
216
451563
false
INFORMATION TABLE
2
sbia4q13.xml
(1/100th) Berkshire Hathaway
CL A
084670108
178
100
SH
SOLE
100
0
0
A.O. Smith Corporation
COM
831865209
167
3100
SH
SOLE
3100
0
0
AbbVie Inc.
COM
00287Y109
137
2600
SH
SOLE
2600
0
0
Abbott Laboratories
COM
002824100
100
2600
SH
SOLE
2600
0
0
Access Midstream Partners LP
Unit
00434L109
598
10575
SH
SOLE
10575
0
0
Actavis Plc
SHS
G0083B108
1436
8545
SH
SOLE
8545
0
0
Actuant Corporation
Cl A
00508X203
5919
161550
SH
SOLE
161550
0
0
Agilent Technologies Inc
COM
00846U101
51
900
SH
SOLE
900
0
0
Air Products & Chemicals Inc.
COM
009158106
3156
28235
SH
SOLE
28235
0
0
Airgas, Inc.
COM
009363102
2177
19460
SH
SOLE
19460
0
0
Alexander & Baldwin Holdings,
COM
014491104
8547
204825
SH
SOLE
204825
0
0
Alleghany Corp.
COM
017175100
4388
10972
SH
SOLE
10972
0
0
AmBev SA
Sp ADR Pfd
20441W203
25
3400
SH
SOLE
3400
0
0
American International Group
COM
026874784
96
1873
SH
SOLE
1873
0
0
American States Water Co.
COM
029899101
69
2400
SH
SOLE
2400
0
0
Anadarko Petroleum Corp
COM
032511107
59
745
SH
SOLE
745
0
0
Apple, Inc.
COM
037833100
6362
11340
SH
SOLE
11340
0
0
Ares Capital Corporation
COM
04010L103
860
48412
SH
SOLE
48412
0
0
Arthur J. Gallagher & Co.
COM
363576109
5801
123612
SH
SOLE
123612
0
0
Atlas Pipeline Partners, L.P.
Ut LP Int
049392103
471
13440
SH
SOLE
13440
0
0
BHP Billiton Ltd--Spon ADR
SP ADR
088606108
659
9660
SH
SOLE
9660
0
0
BRF-Brasil Foods SA - ADR
SP ADR
10552T107
435
20866
SH
SOLE
20866
0
0
Ball Corp.
COM
058498106
374
7230
SH
SOLE
7230
0
0
Bank of America Corp
COM
060505104
4550
292220
SH
SOLE
292220
0
0
Barrick Gold Corporation
COM
067901108
2971
168495
SH
SOLE
168495
0
0
Berkshire Hathaway Inc
Cl B
084670702
184
1550
SH
SOLE
1550
0
0
Blackstone Group LP
COM Ut Ltd
09253u108
3030
96200
SH
SOLE
96200
0
0
Blackstone Mortgage Trust Inc.
COM Cl A
09257W100
348
12810
SH
SOLE
12810
0
0
BorgWarner Inc.
COM
099724106
41
730
SH
SOLE
730
0
0
Brookfield Infrastructure Part
LP Int Ut
G16252101
1316
33545
SH
SOLE
33545
0
0
Brookfield Properties Corporat
COM
112900105
7020
364675
SH
SOLE
364675
0
0
Brookfield Renewable Energy Pa
Pt Unit
G16258108
16
600
SH
SOLE
600
0
0
Brookfield Residential Propert
COM
11283W104
9499
392678
SH
SOLE
392678
0
0
CF Industries Holdings Inc
COM
125269100
7281
31242
SH
SOLE
31242
0
0
CVS Corp
COM
126650100
3507
49005
SH
SOLE
49005
0
0
Caterpillar Inc
COM
149123101
5807
63945
SH
SOLE
63945
0
0
Chicago Bridge & Iron Company
COM
167250109
68
815
SH
SOLE
815
0
0
Chubb Corp
COM
171232101
106
1100
SH
SOLE
1100
0
0
Citigroup Inc.
COM
172967424
13771
264275
SH
SOLE
264275
0
0
Coach, Inc.
COM
189754104
14509
258483
SH
SOLE
258483
0
0
Coca-Cola Co.
COM
191216100
161
3900
SH
SOLE
3900
0
0
Colgate-Palmolive Company
COM
194162103
81
1242
SH
SOLE
1242
0
0
Comcast Corporation Class A
Cl A
20030N101
197
3790
SH
SOLE
3790
0
0
Compass Minerals International
COM
20451N101
8390
104815
SH
SOLE
104815
0
0
Copa Holdings SA - Class A
CL A
P31076105
825
5151
SH
SOLE
5151
0
0
Costco Wholesale Corp
COM
22160k105
670
5630
SH
SOLE
5630
0
0
Danaher Corp
COM
235851102
819
10610
SH
SOLE
10610
0
0
Deere & Company
COM
244199105
3695
40458
SH
SOLE
40458
0
0
Delphi Automotive Plc
COM
G27823106
1970
32770
SH
SOLE
32770
0
0
Discovery Communications Inc.
COM
25470F104
49
540
SH
SOLE
540
0
0
Dominion Resources Inc/ VA
COM
25746U109
39
600
SH
SOLE
600
0
0
Duke Energy Corp
COM
26441C105
18
266
SH
SOLE
266
0
0
Eastman Chemical Co.
COM
277432100
1864
23102
SH
SOLE
23102
0
0
Eaton Corporation
COM
G29183103
5549
72900
SH
SOLE
72900
0
0
Ecolab Inc.
COM
278865100
20
190
SH
SOLE
190
0
0
Embotelladora Andina S.A.
ADR B
29081P303
5240
185551
SH
SOLE
185551
0
0
Energy Transfer Equity, LP
COM U LTD
29273V100
3891
47600
SH
SOLE
47600
0
0
Energy Transfer Partners, LP
Ut LTD Ptn
29273R109
1345
23485
SH
SOLE
23485
0
0
Enterprise Products Partners L
COM
293792107
2288
34509
SH
SOLE
34509
0
0
Equity Residential
SH Ben Int
29476L107
41
800
SH
SOLE
800
0
0
Estee Lauder Cos., Inc.
CL A
518439104
1032
13705
SH
SOLE
13705
0
0
Exxon Mobil Corp.
COM
30231G102
6686
66071
SH
SOLE
66071
0
0
Facebook Inc. Class A
CL A
30303M102
0
2
SH
SOLE
2
0
0
Fluor Corporation
COM
343412102
1556
19374
SH
SOLE
19374
0
0
Fomento Economico Mexicano SAB
SpADR Rep
344419106
3016
30813
SH
SOLE
30813
0
0
Freeport-McMoRan Copper & Gold
COM
35671D857
12156
322095
SH
SOLE
322095
0
0
General Cable Corporation
COM
369300108
43
1475
SH
SOLE
1475
0
0
General Electric
COM
369604103
2800
99910
SH
SOLE
99910
0
0
General Motors
COM
37045V100
3903
95510
SH
SOLE
95510
0
0
Gilead Sciences, Inc.
COM
375558103
336
4480
SH
SOLE
4480
0
0
Goldman Sachs Group, Inc.
COM
38141G104
66
370
SH
SOLE
370
0
0
Google Inc. Cl A
CL A
38259P508
9076
8098
SH
SOLE
8098
0
0
Grupo Televisa S.A.B. ADS
SpADR Ut
40049J206
12
400
SH
SOLE
400
0
0
HSBC Holdings Plc Spons ADR
SP ADR
404280406
2838
51474
SH
SOLE
51474
0
0
Halliburton Co
COM
406216101
56
1100
SH
SOLE
1100
0
0
Home Depot Inc.
COM
437076102
26
315
SH
SOLE
315
0
0
Honda Motor Co Ltd
Amer Shs
438128308
560
13547
SH
SOLE
13547
0
0
Honeywell International Inc
COM
438516106
4030
44108
SH
SOLE
44108
0
0
Horace Mann Educators Corporat
COM
440327104
3325
105410
SH
SOLE
105410
0
0
Howard Hughes Corporation
COM
44267D107
11059
92085
SH
SOLE
92085
0
0
Hubbell Inc.
CL B
443510201
6256
57447
SH
SOLE
57447
0
0
IStar Financial Inc
COM
45031U101
3107
217700
SH
SOLE
217700
0
0
ITT Corp
COM
450911201
5492
126482
SH
SOLE
126482
0
0
Illinois Tool Works Inc.
COM
452308109
29
346
SH
SOLE
346
0
0
Int'l Bus Machines
COM
459200101
359
1915
SH
SOLE
1915
0
0
Itau Unibanco Holding SA
SpADRrefPfd
465562106
468
34455
SH
SOLE
34455
0
0
J.P. Morgan Chase & Co.
COM
46625H100
3498
59820
SH
SOLE
59820
0
0
Johnson Controls Inc.
COM
478366107
15
300
SH
SOLE
300
0
0
Kennedy-Wilson Holdings, Inc.
COM
489398107
4342
195150
SH
SOLE
195150
0
0
Kinder Morgan Energy Partners
Ut Ltd Pt
494550106
526
6518
SH
SOLE
6518
0
0
Koninklijke Philips Electronic
COM
500472303
26
700
SH
SOLE
700
0
0
Lazard Ltd.
Unit Ltd Pt
G54050102
469
10340
SH
SOLE
10340
0
0
Lear Corporation
COM New
521865204
2423
29930
SH
SOLE
29930
0
0
Lennar Corp.
CL A
526057104
577
14588
SH
SOLE
14588
0
0
Liberty Global Inc.
SHS CL A
G5480U104
16
182
SH
SOLE
182
0
0
Life Technologies Corp.
COM
53217V109
1077
14215
SH
SOLE
14215
0
0
Littlefuse, Inc.
COM
537008104
4629
49813
SH
SOLE
49813
0
0
Lowe's Cos Inc.
COM
548661107
1638
33055
SH
SOLE
33055
0
0
Macquarie Infrastructure Compa
Mem Int
55608B105
82
1500
SH
SOLE
1500
0
0
Magellan Midstream Partners LP
COM Ut RP
559080106
3017
47679
SH
SOLE
47679
0
0
MarkWest Energy Partners LP
COM
570759100
278
4200
SH
SOLE
4200
0
0
MasterCard, Inc.
CL A
57636Q104
1900
2274
SH
SOLE
2274
0
0
McDonald's Corp.
COM
580135101
86
890
SH
SOLE
890
0
0
Medical Properties Trust Inc.
COM
58463J304
125
10270
SH
SOLE
10270
0
0
MetLife Inc
COM
59156R108
22
400
SH
SOLE
400
0
0
Mohawk Industries Inc
COM
608190104
34
230
SH
SOLE
230
0
0
NCR Corporation
COM
62886E108
1956
57441
SH
SOLE
57441
0
0
NextEra Energy, Inc.
COM
65339F101
26
300
SH
SOLE
300
0
0
Noble Energy
COM
655044105
2267
33290
SH
SOLE
33290
0
0
NorthStar Realty Finance Corp.
COM
66704R100
3729
277285
SH
SOLE
277285
0
0
Novo Nordisk A/S - Spons. ADR
COM
670100205
145
785
SH
SOLE
785
0
0
Oaktree Capital Group LLC
Unit
674001201
1861
31625
SH
SOLE
31625
0
0
Oracle Corporation
COM
68389x105
249
6520
SH
SOLE
6520
0
0
Pall Corp.
COM
696429307
4997
58550
SH
SOLE
58550
0
0
Patterson Cos. Inc.
COM
703395103
6737
163530
SH
SOLE
163530
0
0
Pentair Inc.
COM
h6169Q108
8790
113175
SH
SOLE
113175
0
0
Petroleo Brasileiro S.A.
Sp ADR
71654V408
4
265
SH
SOLE
265
0
0
Pfizer Inc
COM
717081103
590
19250
SH
SOLE
19250
0
0
Pioneer Natural Resources Co
COM
723787107
1287
6990
SH
SOLE
6990
0
0
Plains All Amer Pipeline LP
Ut Ltd Ptr
726503105
2563
49516
SH
SOLE
49516
0
0
Plains GP
SHSrep LPTN
72651A108
2389
89250
SH
SOLE
89250
0
0
Plum Creek Timber Co REIT
COM
729251108
7122
153125
SH
SOLE
153125
0
0
Praxair Inc
COM
74005P104
130
1000
SH
SOLE
1000
0
0
Prudential Financial
COM
744320102
3118
33808
SH
SOLE
33808
0
0
Quest Diagnostics, Inc.
COM
74834L100
11
200
SH
SOLE
200
0
0
RPM International, Inc.
COM
749685103
6538
157495
SH
SOLE
157495
0
0
Redwood Trust Inc.
COM
758075402
268
13860
SH
SOLE
13860
0
0
Regions Financial Corp.
COM
7591EP100
5241
529940
SH
SOLE
529940
0
0
Roper Industries, Inc.
COM
776696106
144
1035
SH
SOLE
1035
0
0
Royal Dutch Shell PLC
Sp ADR
780259206
390
5476
SH
SOLE
5476
0
0
SPX Corporation
COM
784635104
8251
82830
SH
SOLE
82830
0
0
Schlumberger N.V.
COM
806857108
5073
56293
SH
SOLE
56293
0
0
Seadrill Ltd.
SHS
G7945E105
2625
63890
SH
SOLE
63890
0
0
Seadrill Partners LLC
COM RepLB
Y7545W109
1757
56690
SH
SOLE
56690
0
0
Senior Housing Properties Trus
SH Ben Int
81721M109
5075
228290
SH
SOLE
228290
0
0
Shire Plc ADR
Sp ASR
82481R106
1909
13514
SH
SOLE
13514
0
0
Simpson Manufacturing Co. Inc.
COM
829073105
6800
185145
SH
SOLE
185145
0
0
Sociedad Quimica y Minera de C
Sp ADR B
833635105
7439
287435
SH
SOLE
287435
0
0
Starwood Property Trust, Inc.
COM
85571B105
5748
207525
SH
SOLE
207525
0
0
Suburban Propane Partners LP
Ut Ltd
864482104
2
32
SH
SOLE
32
0
0
TE Connectivity Ltd.
Reg Shs
H84989104
4862
88230
SH
SOLE
88230
0
0
TRW Automotive Holdings Corp.
COM
87264S106
3412
45860
SH
SOLE
45860
0
0
Taiwan Semiconductor
Sp ADR
874039100
644
36950
SH
SOLE
36950
0
0
Target Corporation
COM
87612E106
275
4340
SH
SOLE
4340
0
0
Teck Resources Ltd
CL B
878742204
21
800
SH
SOLE
800
0
0
Teekay Offshore Partners LP
COM
Y8565J101
819
24760
SH
SOLE
24760
0
0
Tenet Healthcare Corporation
COM New
88033G407
331
7860
SH
SOLE
7860
0
0
The J. M. Smucker Company
COM
832696405
47
455
SH
SOLE
455
0
0
The Travelers Companies, Inc.
COM
89417E109
0
4
SH
SOLE
4
0
0
The Walt Disney Co.
COM
254687106
1747
22873
SH
SOLE
22873
0
0
Thermo Fisher Scientific
COM
883556102
5015
45036
SH
SOLE
45036
0
0
Time Warner, Inc.
COM
887317303
4174
59870
SH
SOLE
59870
0
0
Trex Company Inc.
COM
89531P105
150
1885
SH
SOLE
1885
0
0
U.S. Bancorp
COM
902973304
44
1100
SH
SOLE
1100
0
0
Unilever NV
NY SHs
904784709
277
6876
SH
SOLE
6876
0
0
United Technologies Corp.
COM
913017109
2892
25413
SH
SOLE
25413
0
0
Urban Outfitters, Inc.
COM
917047102
7306
196920
SH
SOLE
196920
0
0
VF Corp
COM
918204108
688
11040
SH
SOLE
11040
0
0
Valeant Pharmaceuticals Intern
COM
91911K102
378
3223
SH
SOLE
3223
0
0
WPP PLC - Spons ADR
COM
92937A102
1602
13950
SH
SOLE
13950
0
0
WPX Energy, Inc.
COM
98212B103
8052
395094
SH
SOLE
395094
0
0
Wells Fargo Company
COM
949746101
2706
59610
SH
SOLE
59610
0
0
Western Gas Partners LP
COM
958254104
101
1630
SH
SOLE
1630
0
0
Western Union Co.
COM
959802109
2882
167095
SH
SOLE
167095
0
0
Whiting Petroleum Corporation
COM
966387102
6844
110620
SH
SOLE
110620
0
0
Williams Companies, Inc.
COM
969457100
8460
219344
SH
SOLE
219344
0
0
Xylem Inc.
COM
98419M100
6823
197195
SH
SOLE
197195
0
0
Clough Global Allocation Fund
COM SH Ben
18913Y103
11
700
SH
SOLE
700
0
0
Eaton Vance Enhanced Equity In
COM
278277108
1412
108690
SH
SOLE
108690
0
0
First Trust ETF
AutoIndFd
33734X309
124
3135
SH
SOLE
3135
0
0
Claymore Exchange TRD FD TR
GuggChina AllCp
18385P101
50
1820
SH
SOLE
1820
0
0
Claymore ETF Trust
GuggChina SMCap
18383Q853
214
8045
SH
SOLE
8045
0
0
Claymore Exchange TRD FD TR
GuggChina Tech
18383Q135
196
5590
SH
SOLE
5590
0
0
H&Q Healthcare Investors
SH Ben Int
404052102
170
6300
SH
SOLE
6300
0
0
H&Q Life Sciences Invs Sh Ben
SH Ben Int
404053100
12
574
SH
SOLE
574
0
0
Ishares
NASDAQBiotecETF
464287556
1381
6082
SH
SOLE
6082
0
0
JPMorgan Chase & Co.
Alerian ML ETN
46625H365
130
2810
SH
SOLE
2810
0
0
John Hancock Bank & Thrift Opp
SH Ben Int New
409735206
148
6280
SH
SOLE
6280
0
0
Kayne Anderson Energy Tot Ret
COM
48660P104
2967
108490
SH
SOLE
108490
0
0
Latin Amern Discovery
COM
51828C106
10
750
SH
SOLE
750
0
0
MorgStanley Asia-Pacific Fd
COM
61744U106
5
282
SH
SOLE
282
0
0
New Germany Fd Inc
COM
644465106
87
4390
SH
SOLE
4390
0
0
Nuveen Multi-StratIncGro2
COM
67073D102
405
41600
SH
SOLE
41600
0
0
PowerShares Active Mgd ETF
S&P500 DwnHdg
73935B805
10
367
SH
SOLE
367
0
0
Royce Global Value Trust, Inc.
COM
78081T104
8
927
SH
SOLE
927
0
0
Royce Value Tr Inc Com
COM
780910105
104
6500
SH
SOLE
6500
0
0
SPDR Gold Trust
Gold SHS
78463V107
22
190
SH
SOLE
190
0
0
SPDR S&P 500 ETF Trust
TR Ut
78462F103
37
200
SH
SOLE
200
0
0
SPDR Series TR
S&P Div ETF
78464A763
426
5860
SH
SOLE
5860
0
0
ProShares TR
ShRuss2000
74347R826
271
16030
SH
SOLE
16030
0
0
Barclays BK PLC
S&P VEQt
06740C337
10
71
SH
SOLE
71
0
0
Global X Funds
China ConsETF
37950E408
49
3100
SH
SOLE
3100
0
0
Vanguard World Funds
Cons Disc
92204A108
58
540
SH
SOLE
540
0
0
Vanguard World Funds
Cons Stp
92204A207
13
120
SH
SOLE
120
0
0
Vanguard Spec Portfolio
Div App ETF
921908844
5
70
SH
SOLE
70
0
0
Vanguard Intl Eq Indx Fd
Allwrld x US
922042718
19
180
SH
SOLE
180
0
0
Vanguard Intl Eq Indx Fd
Glob US RE
922042676
8
140
SH
SOLE
140
0
0
Vanguard Intl Eq Indx Fd
FTSE Em Mkt
922042858
7
170
SH
SOLE
170
0
0
Vanguard Intl Eq Indx Fd
TT Wrld Stk ETF
922042742
3
45
SH
SOLE
45
0
0
WisdomTree TR
Eur Hdg Eq
97717X701
111
1975
SH
SOLE
1975
0
0
WisdomTree TR
Jap Hedge Eq
97717W851
5533
108835
SH
SOLE
108835
0
0
iShares TR
DJHealthCare
464288828
112
1200
SH
SOLE
1200
0
0
iShares TR
PhillInvMkt
46429B408
77
2440
SH
SOLE
2440
0
0
iShares TR
MSCI Kor
464286772
420
6500
SH
SOLE
6500
0
0
iShares
US BD ETF
464288794
175
4540
SH
SOLE
4540
0
0
Eaton Vance Floating-Rate Inc
COM
278279104
36
2370
SH
SOLE
2370
0
0
Eaton Vance Ltd Duration Inc
COM
27828H105
94
6130
SH
SOLE
6130
0
0
Eaton Vance Senior Flting-Rt
COM
27828Q105
471
31300
SH
SOLE
31300
0
0
Eaton Vance Senior Income Tr
COM
27826S103
218
31590
SH
SOLE
31590
0
0
ING Prime Rate Trust
SH BEN INT
44977W106
12
2000
SH
SOLE
2000
0
0
Nuveen Floating Rate IncomeFd
COM
67072T108
1050
88100
SH
SOLE
88100
0
0
Nuveen Floating Rate IncOpp
COM
6706EN100
104
8500
SH
SOLE
8500
0
0
Pimco ETF TR
0-5HiYld
72201R783
621
5840
SH
SOLE
5840
0
0
Vanguard Bond Indx FD
ST Bond
921937827
184
2300
SH
SOLE
2300
0
0
Vanguard Scottsdale Fd
ST Corp
92206C409
767
9615
SH
SOLE
9615
0
0
iShares
1-3Yr CR Bd ETF
464288646
1112
10540
SH
SOLE
10540
0
0