0001181431-14-038029.txt : 20141204 0001181431-14-038029.hdr.sgml : 20141204 20141204181901 ACCESSION NUMBER: 0001181431-14-038029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141202 FILED AS OF DATE: 20141204 DATE AS OF CHANGE: 20141204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tableau Software Inc CENTRAL INDEX KEY: 0001303652 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 470945740 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 837 N 34TH ST STREET 2: SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98103 BUSINESS PHONE: 206-633-3400 MAIL ADDRESS: STREET 1: 837 N 34TH ST STREET 2: SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARRIS PETER J CENTRAL INDEX KEY: 0001005561 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35925 FILM NUMBER: 141267453 MAIL ADDRESS: STREET 1: 1119 ST PAUL STREET CITY: BALTIMORE STATE: MD ZIP: 21202 4 1 rrd419788.xml X0306 4 2014-12-02 1 0001303652 Tableau Software Inc DATA 0001005561 BARRIS PETER J 1954 GREENSPRING DRIVE SUITE 600 TIMONIUM MD 21093 0 0 1 0 Class A Common Stock 2014-12-02 4 C 0 1250000 A 1250000 I See Note 3 Class A Common Stock 2014-12-02 4 J 0 1250000 0 D 0 I See Note 3 Class A Common Stock 2014-12-02 4 J 0 383750 0 A 383750 I See Note 6 Class A Common Stock 2014-12-02 4 J 0 383750 0 D 0 I See Note 6 Class A Common Stock 2014-12-02 4 J 0 24940 0 A 57005 I See Note 9 Class A Common Stock 2014-12-02 4 J 0 6232 0 A 14244 I See Note 11 Class A Common Stock 2014-12-02 4 J 0 69572 0 A 69572 I See Note 12 Class B Common Stock 2014-12-02 4 C 0 1250000 D Class A Common Stock 1250000 1964192 I See Note 3 Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation, including, without limitation, certain transfers for tax and estate planning purposes. The Reporting Person is a manager of NEA 11 GP, LLC, which is the sole general partner of NEA Partners 11, Limited Partnership ("NEA Partners 11"). NEA Partners 11 is the sole general partner of New Enterprise Associates 11, Limited Partnership ("NEA 11"), the direct beneficial owner of the Shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares held by NEA 11 in which the Reporting Person has no pecuniary interest. NEA 11 made a pro rata distribution for no consideration of an aggregate of 1,250,000 shares of Class A Common Stock of the Issuer to its general partner and its limited partners on December 2, 2014. NEA Partners 11 received 383,750 shares of Class A Common Stock of the Issuer in the distribution by NEA 11 on December 2, 2014. The Reporting Person is a manager of NEA 11 GP, LLC, the sole general partner of NEA Partners 11, the direct beneficial owner of the Shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the shares of Class A Common Stock held by NEA Partners 11 in which the Reporting Person has no pecuniary interest. NEA Partners 11 made a pro rata distribution for no consideration of an aggregate of 383,750 shares of Class A Common Stock of the Issuer to its limited partners on December 2, 2014. PJ Barris, LLC received 24,940 shares of Class A Common Stock of the Issuer in the distribution by NEA Partners 11 on December 2, 2014. The Reporting Person is a member of PJ Barris, LLC, which is the direct beneficial owner of the Shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares of Class A Common Stock of the Issuer held by PJ Barris, LLC in which the Reporting Person has no pecuniary interest. PDB LLC received 6,232 shares of Class A Common Stock of the Issuer in the distribution by NEA Partners 11 on December 2, 2014. The Reporting Person is the investment advisor of PDB LLC, which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares of Class A Common Stock of the Issuer held by PDB LLC in which the Reporting Person has no pecuniary interest. The Reporting Person is a member of the Board of Directors of New Enterprise Associates, LLC ("NEA LLC"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the shares of Class A Common Stock of the Issuer held by NEA LLC in which the Reporting Person has no pecuniary interest. NEA LLC received 69,572 shares of common stock of the Issuer in the distribution by NEA Partners 11 on December 2, 2014. Not applicable. /s/ Sasha Keough, attorney-in-fact 2014-12-04