0001181431-14-010971.txt : 20140305
0001181431-14-010971.hdr.sgml : 20140305
20140305161821
ACCESSION NUMBER: 0001181431-14-010971
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140303
FILED AS OF DATE: 20140305
DATE AS OF CHANGE: 20140305
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tableau Software Inc
CENTRAL INDEX KEY: 0001303652
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 470945740
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 837 N 34TH ST
STREET 2: SUITE 200
CITY: SEATTLE
STATE: WA
ZIP: 98103
BUSINESS PHONE: 206-633-3400
MAIL ADDRESS:
STREET 1: 837 N 34TH ST
STREET 2: SUITE 200
CITY: SEATTLE
STATE: WA
ZIP: 98103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BASKETT FOREST
CENTRAL INDEX KEY: 0001277631
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35925
FILM NUMBER: 14669481
4
1
rrd404617.xml
X0306
4
2014-03-03
0
0001303652
Tableau Software Inc
DATA
0001277631
BASKETT FOREST
1954 GREENSPRING DRIVE
SUITE 600
TIMONIUM
MD
21093
1
0
1
0
Class A Common Stock
2014-03-04
4
C
0
1607096
A
1607096
I
See Note 3
Class A Common Stock
2014-03-04
4
J
0
1607096
0
D
0
I
See Note 3
Class A Common Stock
2014-03-04
4
J
0
493378
0
A
493378
I
See Note 6
Class A Common Stock
2014-03-04
4
J
0
493378
0
D
0
I
See Note 6
Class A Common Stock
2014-03-04
4
J
0
30194
0
A
30194
I
See Note 9
Class A Common Stock
2014-03-03
4
S
0
20000
95.1351
D
40000
I
See Note 10
Class A Common Stock
2014-03-03
4
S
0
10000
96.0012
D
30000
I
See Note 10
Class A Common Stock
2014-03-04
4
S
0
10804
97.3133
D
19196
I
See Note 10
Class A Common Stock
2014-03-04
4
J
0
89428
0
A
108624
I
See Note 10
Class B Common Stock
2014-03-04
4
C
0
1607096
D
Class A Common Stock
1607096
4821288
I
See Note 3
Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.
Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation, including, without limitation, certain transfers for tax and estate planning purposes.
The Reporting Person is a manager of NEA 11 GP, LLC, which is the sole general partner of NEA Partners 11, Limited Partnership ("NEA Partners 11"). NEA Partners 11 is the sole general partner of New Enterprise Associates 11, Limited Partnership ("NEA 11"), the direct beneficial owner of the Shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the Shares held by NEA 11 in which the Reporting Person has no pecuniary interest.
NEA 11 made a pro rata distribution for no consideration of an aggregate of 1,607,096 shares of Class A Common Stock of the Issuer to its general partner and its limited partners on March 4, 2014.
NEA Partners 11 received 493,378 shares of Class A Common Stock of the Issuer in the distribution by NEA 11 on March 4, 2014.
The Reporting Person is a manager of NEA 11 GP, LLC, the sole general partner of NEA Partners 11, the direct beneficial owner of the Shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the shares of Class A Common Stock held by NEA Partners 11 in which the Reporting Person has no pecuniary interest.
NEA Partners 11 made a pro rata distribution for no consideration of an aggregate of 493,378 shares of Class A Common Stock of the Issuer to its limited partners on March 4, 2014.
The Baskett Family Trust u/a dtd 10/12/10 (the "Baskett Trust") received 30,194 shares of common stock of the Issuer in the distribution by NEA Partners 11 on March 4, 2014.
The Reporting Person is the trustee of the Baskett Trust, which is the direct beneficial owner of the shares of Class A Common Stock of the Issuer. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the shares of Class A Common Stock of the Issuer held by the Baskett Trust in which the Reporting Person has no pecuniary interest.
The Reporting Person is a member of the Board of Directors of New Enterprise Associates LLC ("NEA LLC"), which is the direct beneficial owner of the shares of Class A Common Stock of the Issuer. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the shares of Class A Common Stock of the Issuer held by NEA LLC in which the Reporting Person has no pecuniary interest.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.95 to $95.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (11) to this Form 4.
Not applicable.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96 to $96.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (13) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.30 to $97.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (14) to this Form 4.
New Enterprise Associates, LLC ("NEA LLC") received 89,428 shares of Class A Common Stock of the Issuer in the distribution by NEA Partners 11 on March 4, 2014.
/s/ Sasha Keough, attorney-in-fact
2014-03-05