0001181431-13-030305.txt : 20130523 0001181431-13-030305.hdr.sgml : 20130523 20130523182654 ACCESSION NUMBER: 0001181431-13-030305 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130522 FILED AS OF DATE: 20130523 DATE AS OF CHANGE: 20130523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOLLURI KRISHNA KITTU CENTRAL INDEX KEY: 0001270521 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35925 FILM NUMBER: 13869748 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tableau Software Inc CENTRAL INDEX KEY: 0001303652 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 837 N 34TH ST STREET 2: SUITE 400 CITY: SEATTLE STATE: WA ZIP: 98103 BUSINESS PHONE: 206-633-3400 MAIL ADDRESS: STREET 1: 837 N 34TH ST STREET 2: SUITE 400 CITY: SEATTLE STATE: WA ZIP: 98103 4 1 rrd380651.xml X0306 4 2013-05-22 0 0001303652 Tableau Software Inc DATA 0001270521 KOLLURI KRISHNA KITTU 1954 GREENSPRING DRIVE SUITE 600 TIMONIUM MD 21093 0 0 1 0 Class A Common Stock 2013-05-22 4 C 0 2000000 A 2000000 I See Note 3 Class A Common Stock 2013-05-22 4 S 0 2000000 28.83 D 0 I See Note 3 Series A Preferred Stock 2013-05-22 4 C 0 10602127 D Class B Common Stock 10602127 0 I See Note 3 Class B Common Stock 2013-05-22 4 C 0 10602127 A Class A Common Stock 10602127 13009793 I See Note 3 Series B Preferred Stock 2013-05-22 4 C 0 6541485 D Class B Common Stock 6541485 0 I See Note 3 Class B Common Stock 2013-05-22 4 C 0 6541485 A Class A Common Stock 6541485 19551278 I See Note 3 Class B Common Stock 2013-05-22 4 C 0 2000000 D Class A Common Stock 19551278 17551278 I See Note 3 Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the issuer's amended and restated certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes. Not applicable. The Reporting Person is a manager of NEA 11 GP, LLC, which is the sole general partner of NEA Partners 11, Limited Partnership ("NEA Partners 11"). NEA Partners 11 is the sole general partner of New Enterprise Associates 11, Limited Partnership ("NEA 11"), the direct beneficial owner of the Shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of the Shares held by NEA 11, except to the extent of his pecuniary interest therein. Each share of Series A and Series B Preferred Stock automatically converted into shares of Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and has no expiration date. /s/ Louis Citron, attorney-in-fact 2013-05-23