0001209191-13-017297.txt : 20130318
0001209191-13-017297.hdr.sgml : 20130318
20130318182235
ACCESSION NUMBER: 0001209191-13-017297
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130314
FILED AS OF DATE: 20130318
DATE AS OF CHANGE: 20130318
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shackelton Christopher S
CENTRAL INDEX KEY: 0001430708
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33989
FILM NUMBER: 13699330
MAIL ADDRESS:
STREET 1: 767 THIRD AVENUE
STREET 2: 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LHC Group, Inc
CENTRAL INDEX KEY: 0001303313
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HOME HEALTH CARE SERVICES [8082]
IRS NUMBER: 710918189
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 420 WEST PINHOOK ROAD
CITY: LAFAYETTE
STATE: LA
ZIP: 70503
BUSINESS PHONE: 337-233-1307
MAIL ADDRESS:
STREET 1: 420 WEST PINHOOK ROAD
CITY: LAFAYETTE
STATE: LA
ZIP: 70503
FORMER COMPANY:
FORMER CONFORMED NAME: LHC Group, LLC
DATE OF NAME CHANGE: 20040915
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Coliseum Capital Management, LLC
CENTRAL INDEX KEY: 0001409751
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33989
FILM NUMBER: 13699331
BUSINESS ADDRESS:
STREET 1: METRO CENTER
STREET 2: 1 STATION PLACE, 7TH FLOOR SOUTH
CITY: STAMFORD
STATE: CT
ZIP: 06902
BUSINESS PHONE: 203-883-0100
MAIL ADDRESS:
STREET 1: METRO CENTER
STREET 2: 1 STATION PLACE, 7TH FLOOR SOUTH
CITY: STAMFORD
STATE: CT
ZIP: 06902
4
1
c503500_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0306
4
2013-03-14
0001303313
LHC Group, Inc
LHCG
0001409751
Coliseum Capital Management, LLC
METRO CENTER
1 STATION PLACE, 7TH FLOOR SOUTH
STAMFORD
CT
06902
1
0
1
0
0001430708
Shackelton Christopher S
METRO CENTER
1 STATION PLACE, 7TH FLOOR SOUTH
STAMFORD
CT
06902
1
0
1
0
Common Stock
2013-03-14
4
P
0
3101
20.69
A
2525418
I
See Footnote
Common Stock
2013-03-15
4
P
0
24100
21.24
A
2549518
I
See Footnote
Phantom Stock
2013-03-15
4
P
0
1166
0
A
2013-11-15
2013-11-15
Common Stock
1166
1166
D
Phantom Stock
2013-03-15
4
P
0
1167
0
A
2014-11-15
2014-11-15
Common Stock
1167
1167
D
Phantom Stock
2013-03-15
4
P
0
1167
0
A
2015-11-15
2015-11-15
Common Stock
1167
1167
D
Phantom Stock
2013-03-15
4
P
0
2700
0
A
2014-03-01
2014-03-01
Common Stock
2700
2700
D
These securities are held directly by Coliseum Capital Partners II, L.P., an investment limited partnership ("CCP2"), of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser. Each of Christopher Shackelton, Adam Gray, CCP2, CC and CCM disclaim beneficial ownership of these securities except to the extent of that person's pecuniary interest therein. Christopher Shackelton is a member of the board of directors of LHC Group, Inc.
This transaction was executed in multiple trades at prices ranging from $20.63 to $20.75. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, LHC Group, Inc. or a shareholder of LHC Group, Inc. full information regarding the number of shares purchased at each separate price.
These securities are held directly by (a) CCP2, (b) Coliseum Capital Partners, L.P., an investment limited partnership ("CCP"), of which CC is general partner and for which CCM serves as investment adviser, and (c) Blackwell Partners, LLC ("Blackwell"), a separate account investment advisory client of CCM. Each of Christopher Shackelton, Adam Gray, CCP, CCP2, Blackwell, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.
This transaction was executed in multiple trades at $21.24.
Each share of phantom stock shall be entitled to cash payment equal to the fair market value of a share of LHC Group, Inc.'s common stock, par value $0.01 per share ("Common Stock"), as of the payment date based on the closing market price of the Common Stock on such date.
This phantom stock was received by CCM pursuant to an arrangement under which Mr. Shackelton assigned to CCM the right to receive all compensation (including equity compensation) that Mr. Shackelton would otherwise receive as a director of LHC Group, Inc.
/s/ Christopher Shackelton, Manager
2013-03-18