0001127602-14-002695.txt : 20140123
0001127602-14-002695.hdr.sgml : 20140123
20140123161850
ACCESSION NUMBER: 0001127602-14-002695
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140121
FILED AS OF DATE: 20140123
DATE AS OF CHANGE: 20140123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN EXPRESS CO
CENTRAL INDEX KEY: 0000004962
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 134922250
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10285
BUSINESS PHONE: 2126402000
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10285
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Williams Anre D
CENTRAL INDEX KEY: 0001303170
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07657
FILM NUMBER: 14543193
MAIL ADDRESS:
STREET 1: ILLINOIS TOOL WORKS INC.
STREET 2: 3600 WEST LAKE AVENUE
CITY: GLENVIEW
STATE: IL
ZIP: 60026
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2014-01-21
0000004962
AMERICAN EXPRESS CO
AXP
0001303170
Williams Anre D
AMERICAN EXPRESS TOWER, 200 VESEY ST.
3 WORLD FINANCIAL CENTER
NEW YORK
NY
10285
1
Pres. Global Merchant Services
Common Stock
2014-01-21
4
M
0
86108
34.84
A
126086
D
Common Stock
2014-01-21
4
S
0
58935
90.1636
D
67151
D
Common Stock
9
I
by 401(k) Trust
Employee Stock Option (Right to Buy)
34.84
2014-01-21
4
M
0
86108
0
D
2013-10-30
2019-10-30
Common Stock
86108
0
D
The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the exercise of employee stock options; the reporting person will retain all of the net shares.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.04 to $90.49. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
/s/ Michael G. Kuchs, attorney-in-fact
2014-01-23