0001127602-13-003278.txt : 20130130 0001127602-13-003278.hdr.sgml : 20130130 20130130213048 ACCESSION NUMBER: 0001127602-13-003278 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130129 FILED AS OF DATE: 20130130 DATE AS OF CHANGE: 20130130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams Anre D CENTRAL INDEX KEY: 0001303170 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 13560555 MAIL ADDRESS: STREET 1: ILLINOIS TOOL WORKS INC. STREET 2: 3600 WEST LAKE AVENUE CITY: GLENVIEW STATE: IL ZIP: 60026 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-01-29 0000004962 AMERICAN EXPRESS CO AXP 0001303170 Williams Anre D AMERICAN EXPRESS TOWER, 200 VESEY ST. 3 WORLD FINANCIAL CENTER NEW YORK NY 10285 1 Pres. Global Merchant Services Common Stock 2013-01-29 4 F 0 1999 59.45 D 55610 D Common Stock 9.22 I by 401(k) Trust The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award. Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. /s/ Michael G. Kuchs, attorney-in-fact 2013-01-30