0001127602-13-003028.txt : 20130129 0001127602-13-003028.hdr.sgml : 20130129 20130129161651 ACCESSION NUMBER: 0001127602-13-003028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130126 FILED AS OF DATE: 20130129 DATE AS OF CHANGE: 20130129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams Anre D CENTRAL INDEX KEY: 0001303170 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 13555601 MAIL ADDRESS: STREET 1: ILLINOIS TOOL WORKS INC. STREET 2: 3600 WEST LAKE AVENUE CITY: GLENVIEW STATE: IL ZIP: 60026 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-01-26 0000004962 AMERICAN EXPRESS CO AXP 0001303170 Williams Anre D AMERICAN EXPRESS TOWER, 200 VESEY ST. 3 WORLD FINANCIAL CENTER NEW YORK NY 10285 1 Pres. Global Merchant Services Common Stock 2013-01-26 4 F 0 889 59.50 D 58550 D Common Stock 2013-01-27 4 F 0 941 59.50 D 57609 D Common Stock 9.22 I by 401(k) Trust The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award. The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. /s/ Michael G. Kuchs, attorney-in-fact 2013-01-29