-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nv4bPCOOd4hF3PsmDPCJbcYNhhoIb3a8AZSAiQl8Z2z3yKgBJtIdjd/1In8gnJCU 4XclOsi5aXhOEJIJgpHrvQ== 0000950103-10-001604.txt : 20100527 0000950103-10-001604.hdr.sgml : 20100527 20100527180753 ACCESSION NUMBER: 0000950103-10-001604 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20100525 FILED AS OF DATE: 20100527 DATE AS OF CHANGE: 20100527 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FBR CAPITAL MARKETS CORP CENTRAL INDEX KEY: 0001371446 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 NINETEETH ST NORTH CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 703-312-9500 MAIL ADDRESS: STREET 1: 1001 NINETEETH ST NORTH CITY: ARLINGTON STATE: VA ZIP: 22209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRESTVIEW PARTNERS (CAYMAN), L.P. CENTRAL INDEX KEY: 0001303154 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33518 FILM NUMBER: 10863826 BUSINESS ADDRESS: STREET 1: 667 MADISON AVE 1OTH FL CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212-703-2708 MAIL ADDRESS: STREET 1: 667 MADISON AVE 1OTH FL CITY: NEW YORK STATE: NY ZIP: 10021 FORMER NAME: FORMER CONFORMED NAME: Crestview Capital Partners Cayman L P DATE OF NAME CHANGE: 20040915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRESTVIEW PARTNERS (TE), L.P. CENTRAL INDEX KEY: 0001322689 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33518 FILM NUMBER: 10863825 BUSINESS ADDRESS: STREET 1: C/O CRESTVIEW PARTNERS GP LP STREET 2: 667 MADISON AVE 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 2129060700 MAIL ADDRESS: STREET 1: C/O CRESTVIEW PARTNERS GP LP STREET 2: 667 MADISON AVE 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10021 FORMER NAME: FORMER CONFORMED NAME: CRESTVIEW CAPITAL PARTNERS TE LP DATE OF NAME CHANGE: 20050404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crestview Partners (Cayman), Ltd. CENTRAL INDEX KEY: 0001402598 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33518 FILM NUMBER: 10863824 BUSINESS ADDRESS: STREET 1: 667 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212-906-0700 MAIL ADDRESS: STREET 1: 667 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10021 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-05-25 0001371446 FBR CAPITAL MARKETS CORP FBCM 0001303154 CRESTVIEW PARTNERS (CAYMAN), L.P. 667 MADISON AVENUE, 10TH FLOOR NEW YORK NY 10065 0 0 0 1 See footnotes (1)(2)(3) 0001322689 CRESTVIEW PARTNERS (TE), L.P. C/O CRESTVIEW PARTNERS, GP, L.P. 667 MADISON AVENUE NEW YORK NY 10065 0 0 0 1 See footnotes (1)(2)(3) 0001402598 Crestview Partners (Cayman), Ltd. C/O CRESTVIEW PARTNERS GP, LP. 667 MADISON AVENUE NEW YORK NY 10065 0 0 0 1 See footnotes (1)(2)(3) Common Stock, par value $0.001 per share ("Common Stock") 2010-05-25 4 P 0 54836 3.97 A 8035564 I Through limited partnerships Common Stock 2010-05-26 4 P 0 100000 4.17 A 8135564 I Through limited partnerships Common Stock 2010-05-27 4 P 0 250000 4.08 A 8385564 I Through limited partnerships Option (Right to Buy) ("Option") 17.14 2006-07-20 2012-07-20 Option 2600000 2600000 I Through limited partnerships This Form 4 is being filed by more than one reporting person. Crestview Partners GP, L.P. is the general partner of Crestview Partners, L.P., Crestview Partners (Cayman), L.P., Crestview Offshore Holdings (Cayman), L.P. (the "Cayman Fund"), Crestview Partners (PF), L.P., Crestview Partners (TE), L.P., Crestview Holdings (TE), L.P. (the "TE Fund") and Crestview Partners (ERISA), L.P. Crestview Partners (TE), L.P. is a limited partner of the TE Fund. Crestview Partners GP, L.P. is the sole member of Crestview Partners (Cayman), Ltd., which is the administrative general partner of the Cayman Fund and Crestview Partners (Cayman), L.P., which is a limited partner of the Cayman Fund. Crestview Partners, L.P., the Cayman Fund, Crestview Partners (PF), L.P. and the TE Fund are 67.4, 16.2, 11.7 and 4.7% members, respectively, in Forest Holdings LLC, which is the record owner of 7,952,325 shares of Common Stock and 2,465,671 Options. Crestview Partners (ERISA), L.P. is the sole member of Forest Holdings (ERISA) LLC, which is the record owner of 433,239 shares of Common Stock and 134,329 Options. Each reporting person disclaims beneficial ownership of the reported securities except and to the extent of its pecuniary interest therein. Crestview Advisors, L.L.C., which provides investment advisory and management services to certain of the reporting persons, acquired on September 19, 2008 502,268 options to buy common shares of the issuer at a exercise price of $5.30 per share. The reporting persons disclaim beneficial ownership of such securities. Crestview Partners (Cayman), L.P., By: Crestview Partners GP, L.P., By: Crestview, L.L.C., its General Partner, By: Evelyn C. Pellicone, Chief Financial Officer, /s/ Evelyn C. Pellicone 2010-05-27 Crestview Partners (TE), L.P., By: Crestview Partners GP, L.P., its General Partner, By: Crestview, L.L.C., its General Partner, By: Evelyn C. Pellicone, Chief Financial Officer, /s/ Evelyn C. Pellicone 2010-05-27 Crestview Partners (Cayman), Ltd., By: Crestview Partners GP, L.P., its sole Member, By: Crestview, L.L.C., its General Partner, By: Evelyn C. Pellicone, Chief Financial Officer, /s/ Evelyn C. Pellicone 2010-05-27 EX-99 2 dp17827_4-ex9901.htm EXHIBIT 99.1
Exhibit 99.1
 
Joint Filer Information

Each of the following joint filers has designated Crestview Partners (Cayman), L.P. as the “Designated Filer” for purposes of the attached Form 4:

   
1.
Crestview Partners (TE), L.P.
 
c/o Crestview Partners, GP, L.P.
 
667 Madison Avenue
 
New York , NY 10065
   
2.
Crestview Partners (Cayman), Ltd.
 
c/o Crestview Partners, GP, L.P.
 
667 Madison Avenue
 
New York , NY 10065


Issuer and Ticker Symbol: FBCM

Date of Event Requiring Statement: May 25, 2010
 
 
 
 
 

 
 Crestview Partners (TE), L.P.
  
     
By:
Crestview Partners GP, L.P, as General Partner
  
 
By: Crestview, L.L.C., as General Partner
  
     
By:
/s/ Evelyn C. Pellicone
  
 
Name: Evelyn C. Pellicone
  
 
Title: Chief Financial Officer
  
     
Crestview Partners (Cayman), Ltd.
  
   
   
By:
Crestview Partners GP, L.P., as sole Member
  
 
By: Crestview, L.L.C, as General Partner
  
     
By:
/s/ Evelyn C. Pellicone
  
 
Name: Evelyn C. Pellicone
  
 
Title: Chief Financial Officer
  

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