0001181431-12-051644.txt : 20120920 0001181431-12-051644.hdr.sgml : 20120920 20120920172931 ACCESSION NUMBER: 0001181431-12-051644 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120920 FILED AS OF DATE: 20120920 DATE AS OF CHANGE: 20120920 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McClelland Scott CENTRAL INDEX KEY: 0001303089 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30066 FILM NUMBER: 121102746 MAIL ADDRESS: STREET 1: 130 SAWDUST ROAD CITY: THE WOODLANDS, STATE: TX ZIP: 77380 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EDELMAN FINANCIAL GROUP INC. CENTRAL INDEX KEY: 0001071341 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 760583569 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 TRAVIS STREET 2: SUITE 5800 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7139934610 MAIL ADDRESS: STREET 1: 600 TRAVIS STREET 2: SUITE 5800 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: SANDERS MORRIS HARRIS GROUP INC DATE OF NAME CHANGE: 20010817 FORMER COMPANY: FORMER CONFORMED NAME: PINNACLE GLOBAL GROUP INC DATE OF NAME CHANGE: 19980930 4 1 rrd356279.xml X0306 4 2012-09-20 0 0001071341 EDELMAN FINANCIAL GROUP INC. EF 0001303089 McClelland Scott 600 TRAVIS, SUITE 5800 HOUSTON TX 77002 1 0 0 0 Common Stock 2012-09-20 4 J 0 40448 8.85 D 0 D Stock Option (Right to Buy) 13.60 2012-09-20 4 D 0 5000 D 2005-04-27 2015-06-17 Common stock 5000 0 D Disposed of pursuant to merger agreement among the Issuer, Summer Holdings II, Inc., and Summer Merger Sub, Inc. in exchange for $8.85 in cash per share. Cancelled pursuant to merger agreement among the Issuer, Summer Holdings II, Inc., and Summer Merger Sub, Inc. John T. Unger attorney in fact for Scott B McClelland 2012-09-20