-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PWYDwVLdvMFiEp9xzzWwOrgiac5PMlWf2kN489zVSDHaPei7zXnuMLy5GgEBVvT0 B9O+d22qMXOlztWiemDwZQ== 0001169232-09-003696.txt : 20090814 0001169232-09-003696.hdr.sgml : 20090814 20090814160022 ACCESSION NUMBER: 0001169232-09-003696 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090814 DATE AS OF CHANGE: 20090814 EFFECTIVENESS DATE: 20090814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aletheia Research & Management, Inc. CENTRAL INDEX KEY: 0001302506 IRS NUMBER: 954647814 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11851 FILM NUMBER: 091015648 BUSINESS ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD STREET 2: SUITE 960 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-899-0800 MAIL ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD STREET 2: SUITE 960 CITY: SANTA MONICA STATE: CA ZIP: 90401 13F-HR 1 d77580_13fhr.txt HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009. Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Aletheia Research and Management, Inc. Address: 100 Wilshire Boulevard, Suite 1960, Santa Monica, CA 90401. Form 13F File Number: 028-11851 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Roger B. Peikin Title: Executive Vice President Phone: 310-899-0800 Signature, Place and Date of Signing: /s/ Roger B. Peikin Santa Monica, CA August 11, 2009 Report Type (Check one only): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Aletheia Research and Management, Inc. Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 254 Form 13F Information Table Value Total: $5,256,842,000 List of Other Included Managers: None
FORM 13F INFORMATION TABLE VOTING AUTHORITY TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER ---------------- NAME OF ISSUER OF CLASS CUSIP (x($1,000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE - ---------------------------------------------------------------------------------------------------------------------------------- 3M COMPANY Common 88579y101 63 1,050 SH Sole Sole ACCENTURE LTD CL A Common g1150g111 33 1,000 SH Sole Sole AES CORP COM Common 00130h105 82,457 7,102,207 SH Sole Sole AES TR III PFD CV 6.75% Preferred 00808N202 1,578 36,907 SH Sole Sole AGNICO EAGLE MINES LTD COM Common 008474108 72,312 1,377,890 SH Sole Sole AGRIUM INC COM Common 008916108 6,184 155,026 SH Sole Sole AKAMAI TECHNOLOGIES INC COM Common 00971T101 501 26,127 SH Sole Sole ALCOA INC COM Common 013817101 43 4,200 SH Sole Sole ALCON INC COM SHS Common H01301102 30 260 SH Sole Sole ALLIANCEBERNSTEIN GBL HGH INCM COM Common 01879R106 18 1,711 SH Sole Sole ALLSTATE CORP COM Common 020002101 3,755 153,906 SH Sole Sole ALNYLAM PHARMACEUTICALS INC COM Common 02043q107 68,202 3,062,517 SH Sole Sole ALPINE TOTAL DYNAMIC DIVID FD COM SBI Common 021060108 11 1,470 SH Sole Sole AMERICAN ELECTRIC POWER Common 025537101 2,313 80,068 SH Sole Sole AMERICAN EXPRESS CO Common 025816109 85,821 3,692,815 SH Sole Sole AMERON INTL INC COM Common 030710107 1,278 19,064 SH Sole Sole AMGEN INC COM PV $0.0001 Common 031162100 53 1,000 SH Sole Sole AMR CORP DEL COM Common 001765106 5,560 1,383,047 SH Sole Sole AMYLIN PHARMACEUTICALS INC COM Common 32346108 242 17,915 SH Sole Sole ANGLO AMERN PLC ADR NEW ADR 03485P201 793 54,205 SH Sole Sole ANHEUSER BUSCH COS INC Common 035229AL7 25 240 SH Sole Sole ANNALY CAP MGMT INC COM Common 035710409 1,724 113,901 SH Sole Sole ANSYS INC COM Common 03662Q105 42 1,340 SH Sole Sole APACHE CORP COM Common 037411105 13 177 SH Sole Sole APARTMENT INVT & MGMT CO CL A Common 03748r101 5,161 583,132 SH Sole Sole ASTRAZENECA PLC SPONSORED ADR ADR 046353108 2,473 56,033 SH Sole Sole AT& T INC Common 00206r102 73 2,921 SH Sole Sole AUTOMATIC DATA PROCESSING INC COM Common 053015103 390 11,000 SH Sole Sole AVALONBAY CMNTYS INC COM Common 053484101 7,610 136,039 SH Sole Sole AXA SPONSORED ADR ADR 054536107 2,126 112,108 SH Sole Sole BANCO BRADESCO S A SP ADR PFD NEW ADR 059460303 3,454 233,880 SH Sole Sole BANK OF AMERICA CORPORATION COM Common 060505104 132,677 10,051,253 SH Sole Sole BANK OF AMERICA NON CUM PERPETUAL 7.25% CONV PFD Preferred 060505682 324 388 SH Sole Sole BARCLAYS BANK PLC ETN DJUBSCOCO 38 ETN 06739H313 39 1,000 SH Sole Sole BARCLAYS BANK PLC ETN DJUBSPLATM38 ETN 06739H255 213 7,500 SH Sole Sole BARCLAYS BANK PLC ETN DJUBSSOFT 38 ETN 06739H230 179 4,500 SH Sole Sole BARCLAYS BK PLC IPATH SHRT ETN ETN 06740C527 25 360 SH Sole Sole BARCLAYS PLC ADR ADR 06738E204 688 37,324 SH Sole Sole BARNES & NOBLE INC COM Common 067774109 55,767 2,703,215 SH Sole Sole BARRICK GOLD CORP COM Common 067901108 84,298 2,512,613 SH Sole Sole BEST BUY INC COM Common 086516101 3,422 102,172 SH Sole Sole BHP BILLITON LTD SPONSORED ADR ADR 088606108 1,101 20,119 SH Sole Sole BIOGEN IDEC INC COM Common 09062X103 15 340 SH Sole Sole BJS RESTAURANTS INC COM Common 09180C106 169 10,000 SH Sole Sole BLACKROCK INC COM Common 09247X101 539 3,071 SH Sole Sole BLACKSTONE GROUP L P COM UNIT LTD Common 09253U108 1,647 156,295 SH Sole Sole BLOCK H & R INC COM Common 093671105 459 26,611 SH Sole Sole BOEING CO COM Common 097023105 4,012 94,397 SH Sole Sole BOSTON BEER INC CL A Common 100557107 13 451 SH Sole Sole BOSTON PROPERTIES INC COM Common 101121101 5,937 124,473 SH Sole Sole BRASIL TELECOM SA SPONS ADR PFD ADR 10553M101 1,473 75,289 SH Sole Sole BRISTOL MYERS SQUIBB CO Common 110122108 49,397 2,432,133 SH Sole Sole BROOKFIELD ASSET MGMT INC CL A LTD VT SH Common 112585104 691 40,329 SH Sole Sole BURLINGTON NORTHN SANTA FE COM Common 12189t104 9,739 132,438 SH Sole Sole CALIFORNIA PIZZA KITCHEN INC COM Common 13054D109 14 1,019 SH Sole Sole CANADIAN NAT RES LTD COM Common 136385101 138,514 2,638,860 SH Sole Sole CAPSTEAD MTG CORP COM NO PAR Common 14067E506 15 1,175 SH Sole Sole CATERPILLAR INC COM Common 149123101 75,726 2,291,960 SH Sole Sole CELGENE CORP COM Common 151020104 51 1,070 SH Sole Sole CEMEX SAB DE CV SPON ADR 5 ORD ADR 151290889 3,856 412,822 SH Sole Sole CHESAPEAKE ENERGY CORP COM Common 165167107 12 615 SH Sole Sole CHEVRON CORP Common 166764100 13 200 SH Sole Sole CHINA PETE & CHEM CORP SPON ADR H SHS ADR 16941R108 762 10,050 SH Sole Sole CHINA TELECOM CORP LTD SPON ADR H SHS ADR 169426103 969 19,464 SH Sole Sole CISCO SYSTEMS INC COM Common 17275r102 16 850 SH Sole Sole CITADEL BROADCASTING CORP COM Common 17285t106 171 4,267,336 SH Sole Sole CITIGROUP INC COM Common 172967101 1,781 599,601 SH Sole Sole CLIFFS NATURAL RESOURCES INC Common 18683k101 4,053 165,644 SH Sole Sole CLOROX CO COM Common 189054109 5,862 104,994 SH Sole Sole CME GROUP INC Common 12572q105 88,802 285,428 SH Sole Sole COCA COLA CO Common 191216100 227,518 4,740,954 SH Sole Sole COEUR D ALENE MINES CORP IDAHO COM NEW Common 192108504 86 7,017 SH Sole Sole COLONIAL PPTYS TR COM SH BEN INT Common 195872106 3,139 424,248 SH Sole Sole COMCAST CORP NEW COM CL A Common 20030n101 8,262 571,364 SH Sole Sole CONOCOPHILLIPS COM Common 20825c104 4,699 111,718 SH Sole Sole CONTINENTAL RESOURCES INC Common 212015101 30 1,066 SH Sole Sole CORNING INC COM Common 219350105 29 1,810 SH Sole Sole CURRENCYSHARES AUSTRALIAN DLR AUSTRALIAN DOL Common 23129U101 739 9,150 SH Sole Sole CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS Common 23129X105 1,466 17,079 SH Sole Sole CURRENCYSHARES EURO TR EURO SHS Common 23130C108 86 610 SH Sole Sole CURRENCYSHS JAPANESE YEN TR JAPANESE YEN Common 23130A102 1,811 17,536 SH Sole Sole DEAN FOODS CO NEW COM Common 242370104 4,216 219,723 SH Sole Sole DEERE & CO COM Common 244199105 72,181 1,806,782 SH Sole Sole DELL INC COM Common 24702r101 69,519 5,063,305 SH Sole Sole DELTA PETE CORP COM NEW Common 247907207 9,945 5,152,841 SH Sole Sole DEVON ENERGY CORP NEW COM Common 25179m103 47,125 864,676 SH Sole Sole DIREXION SHS ETF TR 30YR BEAR ETF Common 25459W532 3,450 44,875 SH Sole Sole DOMINION RES INC VA NEW COM Common 25746u109 8,383 250,827 SH Sole Sole DOW CHEMICAL CORP Common 260543103 5,497 340,559 SH Sole Sole DU PONT E I DE NEMOURS CO Common 263534109 4,102 160,120 SH Sole Sole DUKE ENERGY CORP NEW COM Common 26441c105 7,449 510,580 SH Sole Sole E M C CORPORATION MASS Common 268648102 119 9,100 SH Sole Sole E ON AG SPONSORED ADR ADR 268780103 875 24,720 SH Sole Sole EAGLE MATERIALS INC COM Common 26969P108 720 28,543 SH Sole Sole EATON CORP Common 278058102 77 1,728 SH Sole Sole EMERSON ELEC CO Common 291011104 64,875 2,002,315 SH Sole Sole ENCANA CORP Common 292505104 17 345 SH Sole Sole ENERGYSOLUTIONS INC DEPOSITARY SH Common 292756202 42,990 4,672,839 SH Sole Sole EQUITY RESIDENTIAL SH BEN INT Common 29476l107 8,838 397,579 SH Sole Sole FERRELLGAS PARTNERS L.P. UNIT LTD PART Unit 315293100 14 880 SH Sole Sole FIFTH THIRD BANCORP COM Common 316773100 178 25,110 SH Sole Sole FIRST SOLAR INC COM Common 336433107 91 560 SH Sole Sole FLUOR CORP NEW COM Common 343412102 56,459 1,100,772 SH Sole Sole FREEPORT MCMORAN COPPER & GOLD Preferred 35671D782 1,452 18,269 SH Sole Sole FREEPORT MCMORAN COPPER&GOLDCL B Common 35671d857 12,082 241,108 SH Sole Sole GENERAL CABLE CORP DEL NEW COM Common 369300108 85,192 2,266,945 SH Sole Sole GENERAL ELEC CO Common 369604103 7,143 609,485 SH Sole Sole GILEAD SCIENCES INC COM Common 375558103 26 560 SH Sole Sole GLOBAL SHIP LEASE INC NEW SHS A Common Y27183105 970 539,116 SH Sole Sole GLOBALSTAR INC COM Common 378973408 35 33,000 SH Sole Sole GOLDCORP INC NEW COM Common 380956409 138,046 3,972,544 SH Sole Sole GOLDMAN SACHS GROUP INC COM Common 38141g104 53 360 SH Sole Sole HANSEN MEDICAL INC COM Common 411307101 124 25,000 SH Sole Sole HARVEST ENERGY TR TRUST UNIT Unit 41752X101 1,533 281,818 SH Sole Sole HECLA MNG CO COM Common 422704106 46 17,295 SH Sole Sole HEINEKEN N V ADR ADR 423012202 792 42,732 SH Sole Sole HEINZ H J CO COM Common 423074103 4,994 139,886 SH Sole Sole HERSHEY FOODS CORP Common 427866108 44 1,209 SH Sole Sole HESS CORP COM Common 42809h107 122,584 2,280,628 SH Sole Sole HOME DEPOT INC COM Common 437076102 4,924 208,398 SH Sole Sole HSBC HLDGS PLC SPON ADR NEW ADR 404280406 699 16,739 SH Sole Sole HUGOTON RTY TR TEX UNIT BEN INT Unit 444717102 1,396 96,544 SH Sole Sole I B M Common 459200101 132,248 1,266,503 SH Sole Sole INDIA FD INC COM Common 454089103 2,450 78,752 SH Sole Sole INGERSOLL-RAND PLC SHS Common G47791101 140 6,700 SH Sole Sole INTERCONTINENTAL HOTELS Common 45857P301 974 94,436 SH Sole Sole INTERNATIONAL ASSETS HLDG COCOM Common 459028106 781 52,516 SH Sole Sole INTERNATIONAL COAL GRP INC NEW COM Common 45928H106 20 6,865 SH Sole Sole ISHARES INC MSCI AUSTRALIA Common 464286103 17 1,000 SH Sole Sole ISHARES INC MSCI BRAZIL Common 464286400 27 510 SH Sole Sole ISHARES INC MSCI CDA INDEX Common 464286509 16 750 SH Sole Sole ISHARES SILVER TRUST ISHARES Common 46428q109 107,096 8,004,152 SH Sole Sole ISHARES TR FTSE XNHUA IDX Common 464287184 18 460 SH Sole Sole ITC HLDGS CORP COM Common 465685105 717 15,812 SH Sole Sole IVANHOE ENERGY INC COM Common 465790103 133 86,588 SH Sole Sole IVANHOE MINES LTD COM Common 46579N103 17 3,066 SH Sole Sole JANUS CAP GROUP INC COM Common 47102X105 86 7,500 SH Sole Sole JOHNSON & JOHNSON Common 478160104 85,436 1,504,156 SH Sole Sole JOHNSON CTLS INC COM Common 478366107 6,127 282,069 SH Sole Sole JP MORGAN CHASE & CO COM Common 46625h100 6,733 197,393 SH Sole Sole KIMBERLY CLARK Common 494368103 28 541 SH Sole Sole KINETIC CONCEPTS INC COM NEW Common 49460W208 1,676 61,495 SH Sole Sole KINROSS GOLD CORP COM NO PAR Common 496902404 16 861 SH Sole Sole KOPIN CORP COM Common 500600101 583 158,107 SH Sole Sole KOREA ELECTRIC PWR SPONSORED ADR ADR 500631106 638 55,483 SH Sole Sole KRAFT FOODS INC CL A Common 50075n104 5,803 229,022 SH Sole Sole L-1 IDENTITY SOLUTIONS INC COM Common 50212a106 35,052 4,528,664 SH Sole Sole LIMITED INC COM Common 532716107 1,529 127,745 SH Sole Sole M D C HLDGS INC COM Common 552676108 5,232 173,760 SH Sole Sole MACY'S INC Common 55616p104 5,398 459,028 SH Sole Sole MARKET VECTORS ETF TR GOLD MINER ETF Common 57060u100 73,500 1,943,669 SH Sole Sole MARVEL ENTERTAINMENT INC COM Common 57383t103 60,740 1,706,666 SH Sole Sole MARVELL TECHNOLOGY GROUP Common g5876h105 78 6,700 SH Sole Sole MCDERMOTT INTL INC COM Common 580037109 61,360 3,021,184 SH Sole Sole MCDONALDS CORP Common 580135101 119,422 2,077,259 SH Sole Sole MEDTRONIC INC COM Common 585055106 33 948 SH Sole Sole MELCO PBL ENTMNT LTD ADR ADR 585464100 522 116,108 SH Sole Sole MESABI TR CTF BEN INT Common 590672101 326 29,400 SH Sole Sole MGM MIRAGE COM Common 552953101 82,797 12,957,280 SH Sole Sole MICROSOFT Common 594918104 164 6,910 SH Sole Sole MITSUBISHI UFJ FINL GROUP INSPONSORED ADR ADR 606822104 2,463 401,149 SH Sole Sole MONSANTO CO NEW COM Common 61166w101 89,430 1,202,987 SH Sole Sole MOSAIC CO COM Common 61945a107 71,843 1,621,743 SH Sole Sole MURPHY OIL CORP Common 626717102 185,363 3,412,435 SH Sole Sole NASDAQ STOCK MARKET INC COM Common 631103108 62,771 2,945,591 SH Sole Sole NATIONAL GRID PLC SPON ADR NEW ADR 636274300 867 19,173 SH Sole Sole NATURAL RESOURCE PARTNERS L COM UNIT L P Common 63900P103 868 41,292 SH Sole Sole NEWMONT MNG CORP Common 651639106 213,185 5,216,165 SH Sole Sole NIPPON TELEG & TEL CORP SPONSORED ADR ADR 654624105 831 40,833 SH Sole Sole NOMURA HLDGS INC SPONSORED ADR ADR 65535H208 657 77,990 SH Sole Sole NORDSTROM INC COM Common 655664100 16 780 SH Sole Sole NOVA GOLD CONVT 5.50 DUE 05/01/15 Note 66987EAA5 50 89,000 PRN Sole Sole NOVAGOLD RES INC COM NEW Common 66987E206 75,764 17,701,850 SH Sole Sole NOVARTIS AG SPONSORED ADR ADR 66987V109 762 18,678 SH Sole Sole NUCOR CORP COM Common 670346105 7,927 178,417 SH Sole Sole NUSTAR GP HOLDINGS LLC UNITS Unit 67059L102 3,224 139,460 SH Sole Sole NUVEEN GBL VL OPPORTUNITIES FD COM Common 6706EH103 44 3,119 SH Sole Sole NUVEEN MULT CURR ST GV INCM FD COM Common 67090N109 14 936 SH Sole Sole NUVEEN TX ADV TOTAL RET STRGY COM Common 67090H102 29 3,596 SH Sole Sole NV ENERGY INC COM Common 67073y106 5,496 509,342 SH Sole Sole OILSANDS QUEST INC COM Common 678046103 39,964 41,629,027 SH Sole Sole OPEN JT STK CO-VIMPEL COMMUNSPONSORED ADR ADR 68370R109 713 60,552 SH Sole Sole ORACLE CORP $0.01 DEL Common 68389x105 19 895 SH Sole Sole ORIENT-EXPRESS HOTELS LTD CL A Common G67743107 741 87,303 SH Sole Sole PATRIOT COAL CORP COM Common 70336T104 35 5,480 SH Sole Sole PEABODY ENERGY CORP COM Common 704549104 8,246 273,395 SH Sole Sole PENGROWTH ENERGY TR TR UNIT NEW Unit 706902509 33 4,165 SH Sole Sole PETROCHINA CO LTD SPONSORED ADR ADR 71646E100 464 4,198 SH Sole Sole PETROLEO BRASILEIRO SA PETROSPONSORED ADR ADR 71654v408 166,664 4,066,967 SH Sole Sole PIMCO CORPORATE INCOME FD COM Common 72200U100 11 1,000 SH Sole Sole PLUM CREEK TIMBER CO INC COM Common 729251108 5,803 194,865 SH Sole Sole POWELL INDS INC COM Common 739128106 1,910 51,537 SH Sole Sole POWERSHS DB MULTI SECT COMM TR DB AGRICULT FD Common 73936B408 471 18,500 SH Sole Sole PRICESMART INC COM Common 741511109 1,064 63,516 SH Sole Sole PROCTER & GAMBLE COMPANY Common 742718109 51,289 1,003,692 SH Sole Sole PROSHARES TR II ULTRASHORT YEN Common 74347W858 18 750 SH Sole Sole PROSHARES TR II ULTRASHRT EURO Common 74347W882 1,046 52,725 SH Sole Sole PROSHARES TR PSHS ULTSH 20YRS Common 74347R297 823 16,155 SH Sole Sole PUBLIC STORAGE COM Common 74460D109 763 11,650 SH Sole Sole ROYAL DUTCH SHELL PLC SPONS ADR A ADR 780259206 753 15,000 SH Sole Sole SANOFI AVENTIS SPONSORED ADR ADR 80105n105 6,471 219,431 SH Sole Sole SCHLUMBERGER LTD COM Common 806857108 406 7,500 SH Sole Sole SEMPRA ENERGY COM Common 816851109 17 335 SH Sole Sole SEPRACOR INC COM Common 817315104 50,775 2,928,179 SH Sole Sole SIGMA ALDRICH CORP COM Common 826552101 84 1,700 SH Sole Sole SILVER WHEATON CORP COM Common 828336107 48,310 5,862,907 SH Sole Sole SJW CORP COM Common 784305104 8,668 381,846 SH Sole Sole SOUTHERN CO COM Common 842587107 32 1,020 SH Sole Sole SPDR GOLD TR GOLD SHS Common 78463v107 172,720 1,894,279 SH Sole Sole STARWOOD HOTELS&RESORTS WRLDCOM Common 85590a401 6,371 286,997 SH Sole Sole STERICYCLE INC COM Common 858912108 96 1,865 SH Sole Sole STRYKER CORP COM Common 863667101 647 16,276 SH Sole Sole SUNCOR ENERGY INC COM Common 867224107 260,456 8,584,566 SH Sole Sole SUNPOWER CORP COM CL A Common 867652109 94,652 3,557,021 SH Sole Sole SUNTECH PWR HLDGS CO LTD ADR ADR 86800c104 41,665 2,332,891 SH Sole Sole SWEDISH EXPT CR CORP ROG ARGI ETN22 Common 870297603 104 14,500 SH Sole Sole SWISS REINS CO SPONSORED ADR ADR 870887205 900 27,228 SH Sole Sole TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADR ADR 874039100 613 65,120 SH Sole Sole TECO ENERGY INC Common 872375100 166 13,904 SH Sole Sole TESCO PLC SPONSORED ADR ADR 881575302 631 36,119 SH Sole Sole TESORO CORP COM Common 881609101 898 70,522 SH Sole Sole TITANIUM METALS CORP COM NEW Common 888339207 244 26,513 SH Sole Sole TRANSOCEAN LTD ZUG NAMEN AKT Common h8817h100 74,367 1,001,034 SH Sole Sole U S G CORP COM NEW Common 903293405 4,046 401,746 SH Sole Sole UDR INC COM Common 902653104 6,304 610,261 SH Sole Sole UNITED STATES OIL FUND LP UNITS Unit 91232N108 2,240 59,045 SH Sole Sole UNITED STATES STL CORP NEW COM Common 912909108 10,620 297,133 SH Sole Sole UNITED TECHS CORP COM Common 913017109 16 302 SH Sole Sole URANIUM RES INC COM PAR $0.001 Common 916901507 606 473,215 SH Sole Sole USEC INC COM Common 90333E108 13 2,448 SH Sole Sole VALE S A ADR ADR 91912E105 723 40,991 SH Sole Sole VALEANT PHARMACEUTICALS INTLCOM Common 91911x104 71,403 2,776,185 SH Sole Sole VALENCE TECHNOLOGY INC COM Common 918914102 53 29,340 SH Sole Sole VALERO ENERGY CORP NEW COM Common 91913y100 136,445 8,078,475 SH Sole Sole VERTEX PHARMACEUTICALS INC COM Common 92532F100 71 1,972 SH Sole Sole VISA INC COM CL A Common 92826C839 1,952 31,355 SH Sole Sole VOLGATELECOM PUB JT STK CO SPONSORED ADR ADR 928660109 630 274,128 SH Sole Sole VULCAN MATLS CO COM Common 929160109 507 11,772 SH Sole Sole WAL MART STORES INC Common 931142103 158,645 3,275,073 SH Sole Sole WATTS WATER TECHNOLOGIES INC CL A Common 942749102 26 1,221 SH Sole Sole WEBMD HEALTH CORP CL A Common 94770V102 53 1,775 SH Sole Sole WELLS FARGO & CO NEW COM Common 949746101 8,428 347,393 SH Sole Sole WESTERN UN CO COM Common 959802109 53,842 3,283,052 SH Sole Sole WEYERHAEUSER CO COM Common 962166104 191 6,287 SH Sole Sole WHOLE FOODS MKT INC COM Common 966837106 101,803 5,363,699 SH Sole Sole WILLIAMS SONOMA INC COM Common 969904101 3,919 330,157 SH Sole Sole WISDOMTREE TRUST BRAZILN RL ETF Common 97717W240 580 25,015 SH Sole Sole WISDOMTREE TRUST CHINESE YUAN ETF Common 97717W182 2,528 99,567 SH Sole Sole WISDOMTREE TRUST INDIA ERNGS FD Common 97717W422 17 1,000 SH Sole Sole WISDOMTREE TRUST INDIAN RUP ETF Common 97717W166 2,052 84,255 SH Sole Sole WYNN RESORTS LTD COM Common 983134107 54,400 1,541,076 SH Sole Sole YAMANA GOLD INC Common 98462y100 33 3,725 SH Sole Sole ZHONE TECHNOLOGIES INC NEW COM Common 98950P108 16 50,775 SH Sole Sole ZIMMER HLDGS INC COM Common 98956P102 124 2,900 SH Sole Sole 5,256,842
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