-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RyYCigx4XtEHewbV2wPpm5CWDx/vAspTZK6a1u3r8H7fFFlQq4bTGPc/2kF6a0eb HIbN2s7//324B8oeTc6nwg== 0001169232-08-004280.txt : 20081118 0001169232-08-004280.hdr.sgml : 20081118 20081118111251 ACCESSION NUMBER: 0001169232-08-004280 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081118 DATE AS OF CHANGE: 20081118 EFFECTIVENESS DATE: 20081118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aletheia Research & Management, Inc. CENTRAL INDEX KEY: 0001302506 IRS NUMBER: 954647814 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11851 FILM NUMBER: 081197310 BUSINESS ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD STREET 2: SUITE 960 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-899-0800 MAIL ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD STREET 2: SUITE 960 CITY: SANTA MONICA STATE: CA ZIP: 90401 13F-HR 1 d75430_13f-hr.txt HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008. Check here if Amendment |_|; Amendment Number: This Amendment (Check only one): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Aletheia Research and Management, Inc. Address: 100 Wilshire Boulevard, Suite 1960, Santa Monica, CA 90401. Form 13F File Number: 028-11851 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Roger B. Peikin Title: Executive Vice President Phone: 310-899-0800 Signature, Place and Date of Signing: /s/ Roger B. Peikin Santa Monica, CA November 17, 2008 Report Type (Check one only): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Aletheia Research and Management, Inc. Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 236 Form 13F Information Table Value Total: $7,815,161,000 List of Other Included Managers: None FORM 13F INFORMATION TABLE
VOTING AUTHORITY ------------------- TITLE OF VALUE PUT/ INVSTMT OTHER NAME OF ISSUER CLASS CUSIP (x($1000) SHARES SH/PRN CALL DISCRETN MANAGERS SOLE SHARED NONE -------------- ----- ----- --------- ------ ------ ---- -------- -------- ---------------- 3M CO COM Common 88579Y101 72 1,050 SH Sole Sole A T & T INC (NEW) Common 00206R102 43 1,537 SH Sole Sole ACCENTURE LTD BERMUDA CL A Common g1150g111 38 1,000 SH Sole Sole AES CORP COM Common 00130H105 80,566 6,891,901 SH Sole Sole AES TR III PFD CV 6.75% Preferr 00808N202 69 1,790 SH Sole Sole AES TR III 6.75 PFD Preferr 00808N202 1,359 35,447 SH Sole Sole AGNICO EAGLE MINES LTD COM Common 8474108 170,155 3,089,794 SH Sole Sole ALCOA INC COM Common 13817101 12 545 SH Sole Sole ALNYLAM PHARMACEUTICALS INC COM Common 02043Q107 93,873 3,242,605 SH Sole Sole ALPINE TOTAL DYNAMIC Mutual 021060108 13 1,442 SH Sole Sole AMERICAN CAPITAL LTD. Common 02503Y103 1,720 67,407 SH Sole Sole AMERICAN EAGLE OUTFITTERS NECOM Common 2.553E109 91,156 5,977,455 SH Sole Sole AMERICAN ELECTRIC POWER Common 25537101 1,873 50,580 SH Sole Sole AMERICAN EXPRESS CO Common 25816109 224,466 6,335,490 SH Sole Sole AMERICAN INTL GROUP INC COM Common 26874107 34 10,281 SH Sole Sole AMERICREDIT CORP COM Common 03060R101 4,343 428,681 SH Sole Sole AMERON INC Common 030710107 1,366 19,064 SH Sole Sole AMGEN INC COM Common 31162100 110 1,861 SH Sole Sole AMR CORP DEL COM Common 1765106 9,086 925,232 SH Sole Sole AMYLIN PHARMACEUTICALS INC COM Common 32346108 82,853 4,097,591 SH Sole Sole ANHEU USCH COS INC Common 35229103 184 2,837 SH Sole Sole ANNALY CAP MGMT INC COM Common 35710409 3,037 225,818 SH Sole Sole APACHE CORP COM Common 37411105 8,077 77,451 SH Sole Sole APARTMENT INVT & MGMT CO CL A Common 03748R101 15,153 432,703 SH Sole Sole AUTOMATIC DATA PROCESSING INC Common 053015103 428 10,000 SH Sole Sole AVALONBAY CMNTYS INC COM Common 53484101 5,796 58,890 SH Sole Sole AVENTINE RENEW ENRGY Common 05356X403 11 3,492 SH Sole Sole BARNES & NOBLE INC COM Common 67774109 8,361 320,593 SH Sole Sole BARRICK GOLD CORP COM Common 67901108 6,973 189,786 SH Sole Sole BAXTER INTL INC Common 71813109 202 3,071 SH Sole Sole BEST BUY INC COM Common 86516101 3,914 104,366 SH Sole Sole BIOGEN IDEC INC Common 09062x103 34 680 SH Sole Sole BJ'S RESTAURANTS INC Common 09180C106 143 12,000 SH Sole Sole BLACKROCK GLOBAL OPPORTUNITIES EQUITY TRUS Mutual 092501105 26 1,500 SH Sole Sole BLOCK H & R INC COM Common 93671105 3,591 157,859 SH Sole Sole BOEING CO COM Common 97023105 6,103 106,412 SH Sole Sole BOSTON BEER CO INC Common 100557107 21 439 SH Sole Sole BOSTON PROPERTIES INC COM Common 101121101 16,785 179,208 SH Sole Sole BOSTON SCIENTIFIC CORP Common 101137107 982 80,000 SH Sole Sole BRAZIL FD INC Mutual 97717W240 885 40,185 SH Sole Sole BRISTOL MYERS SQUIBB CO Common 110122108 123,350 5,916,068 SH Sole Sole BROOKDALE SR LIVING INC COM Common 112463104 633 28,805 SH Sole Sole BROOKFIELD ASSET MGMT INC CL A LTD VT SH Common 112585104 428 15,604 SH Sole Sole BROOKFIELD HOMES CORP COM Common 112723101 14,418 1,004,014 SH Sole Sole BURLINGTON NORTHN SANTA FE COM Common 12189T104 24,831 268,645 SH Sole Sole CALIFORINA PIZZA KITCHEN INC Common 13054D109 15 1,199 SH Sole Sole CAMECO CORP COM Common 13321L108 104 4,670 SH Sole Sole CANADIAN NAT RES LTD COM Common 136385101 206,190 3,011,831 SH Sole Sole CAPSTEAD MTG CORP COM NO PAR Common 14067E506 10 950 SH Sole Sole CARDINAL HEALTH INC COM Common 14149Y108 290 5,880 SH Sole Sole CATERPILLAR INC COM Common 149123101 213,918 3,589,227 SH Sole Sole CELGENE CORP COM Common 151020104 68 1,070 SH Sole Sole CHESAPEAKE ENERGY CORP COM Common 165167107 212,171 5,916,645 SH Sole Sole CHESAPEAKE ENERGY CORP. PRFD 'E' Preferr 165167818 2,215 8,393 SH Sole Sole CHEVRON CORP NEW Common 166764100 16 200 SH Sole Sole CHICO'S FAS INC Common 168615102 10 1,808 SH Sole Sole CITADEL BROADCASTING CORP COM Common 17285T106 5,473 7,017,215 SH Sole Sole CITIGROUP INC COM Common 172967101 12,615 615,046 SH Sole Sole CITRIX SYS INC COM Common 177376100 16 625 SH Sole Sole CKE RESTAURANTS INC COM Common 12561E109 9,276 875,063 SH Sole Sole CLEAN ENERGY FUELS CORP Common 184499101 14 1,008 SH Sole Sole CLEVELAND CLIFFS INC COM Common 185896107 8,840 166,986 SH Sole Sole CLOROX CO COM Common 189054109 3,154 50,316 SH Sole Sole COCA COLA CO Common 191216100 327,699 6,197,037 SH Sole Sole COEUR D ALENE MINES Common 192108108 135 88,224 SH Sole Sole COLDWATER CREEK INC COM Common 193068103 18 3,183 SH Sole Sole COLONIAL PPTYS TR COM SH BEN INT Common 195872106 26,281 1,406,167 SH Sole Sole COMCAST CORP NEW COM CL A Common 20030N101 94 4,770 SH Sole Sole CONOCOPHILLIPS COM Common 20825C104 1,545 21,093 SH Sole Sole CRRNCYSHR AUS DLR TR Mutual 23129U101 1,186 14,940 SH Sole Sole CURRENCY SHARES EURO Mutual 23130C108 1,154 8,192 SH Sole Sole CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS Mutual 23129X105 3,107 32,984 SH Sole Sole CURRENCYSHS JAPANESE YEN TR JAPANESE YEN Mutual 23130A102 4,926 52,467 SH Sole Sole DEAN FOODS CO NEW COM Common 242370104 6,785 290,449 SH Sole Sole DEERE & CO COM Common 244199105 144,188 2,912,879 SH Sole Sole DELL INC COM Common 24702R101 149,477 9,070,229 SH Sole Sole DELTA PETE CORP COM NEW Common 247907207 87,121 6,415,416 SH Sole Sole DEVON ENERGY CORP NEW COM Common 25179M103 218,256 2,393,157 SH Sole Sole DIAMONDS TRUST SER I Mutual 252787106 108 1,000 SH Sole Sole DISCOVERY LAB INC Common 254668106 11 5,899 SH Sole Sole DOMINION RES INC VA NEW COM Common 25746U109 16,933 395,810 SH Sole Sole DOW CHEMICAL CORP Common 260543103 15,612 491,267 SH Sole Sole DST SYSTEMS INC Common 233326107 560 10,000 SH Sole Sole DU PONT E I DE NEMOURS CO Common 263534109 7,635 189,457 SH Sole Sole DUKE ENERGY CORP NEW COM Common 26441C105 15,823 907,786 SH Sole Sole E*TRADE FINANCIAL CORPORATION Common 269246104 13 4,817 SH Sole Sole EAGLE MATERIALS INC COM Common 26969P108 3,169 141,646 SH Sole Sole EMC CORP MASS Common 268648102 118 9,900 SH Sole Sole EMERSON ELEC CO Common 291011104 118,601 2,907,591 SH Sole Sole ENBRIDGE ENERGY PARTNERS LP Common 29250r106 169 4,250 SH Sole Sole ENCANA CORP COM Common 292505104 415 6,317 SH Sole Sole ENERGY CONVERSION DEVICES Common 292659109 34 581 SH Sole Sole EQUITY RESIDENTIAL SH BEN INT Common 29476L107 20,212 455,124 SH Sole Sole EXXON MOBIL CORP COM Common 30231G102 8,067 103,872 SH Sole Sole FEDEX CORP Common 31428X106 63 795 SH Sole Sole FERRELLGAS PARTNERS L.P. UNIT LTD PART Common 315293100 228 12,445 SH Sole Sole FIRST SOLAR, INC Common 336433107 68 360 SH Sole Sole FORD MTR CO DEL Common 345370860 5,105 981,635 SH Sole Sole FOSTER WHEELER LTD SHS NEW Common G36535139 19 530 SH Sole Sole FREEPORT MCMORAN COPPER&GOLDCL B Common 35671D857 20,764 365,234 SH Sole Sole FREEPORT-MCMORAN COPPER & GOPFD CONV Preferr 35671D782 1,832 21,581 SH Sole Sole FUEL TECH, INC. Common 359523107 16 899 SH Sole Sole GARTNER INC Common 366651107 162 7,125 SH Sole Sole GATEHOUSE MEDIA, INC Common 367348109 13 26,469 SH Sole Sole GENENTECH INC COM NEW Common 368710406 145 1,640 SH Sole Sole GENERAL CABLE CORP DEL NEW COM Common 369300108 91,283 2,561,984 SH Sole Sole GENERAL ELEC CO Common 369604103 226,589 8,885,860 SH Sole Sole GENERAL GROWTH PPTYS INC COM Common 370021107 19 1,235 SH Sole Sole GENERAL MTRS CORP Common 370442105 11,227 1,188,024 SH Sole Sole GILEAD SCIENCES INC COM Common 375558103 48 1,060 SH Sole Sole GOLDCORP INC NEW COM Common 380956409 168,643 5,331,735 SH Sole Sole GOLDCORP WT EXP 2011 Common 380956177 410 34,200 SH Sole Sole GOLDEN STAR RESOURCES LTD Common 38119T104 14 9,090 SH Sole Sole GOODRICH PETE CORP COM NEW Common 382410405 5,473 125,559 SH Sole Sole HAEMONETICS CORP COM Common 405024100 7,277 117,896 SH Sole Sole HECLA MINING Common 422704106 34 7,165 SH Sole Sole HEINZ H J CO COM Common 423074103 8,925 178,614 SH Sole Sole HERSHEY FOODS CORP Common 427866108 8,371 211,704 SH Sole Sole HOME DEPOT INC COM Common 437076102 16,962 655,160 SH Sole Sole HUGOTON RTY TR TEX UNIT BEN INT Common 444717102 14,268 531,587 SH Sole Sole I B M Common 459200101 399,137 3,412,596 SH Sole Sole INDIA FD INC COM Mutual 454089103 2,056 62,658 SH Sole Sole INGERSOLL RAND CO LTD SHS A Common G4776G101 209 6,700 SH Sole Sole INTERCONTINENTAL HOTELS Common 45857P301 467 37,789 SH Sole Sole INTERNATIONAL ASSETS HLDG COCOM Common 459028106 6,146 254,904 SH Sole Sole INTL COAL GROUP INC Common 45928h106 14 2,174 SH Sole Sole IRON MTN INC COM Common 462846106 200 8,175 SH Sole Sole ISHARES INC MSCI BRAZIL FREE INDEX Mutual 464286400 11 201 SH Sole Sole ISHARES SILVER TRUST Mutual 46428q109 1,016 85,740 SH Sole Sole ISHARES TR MSCI EMERG MKT Mutual 464287234 41 1,200 SH Sole Sole IVANHOE ENERGY COM ISIN Common 465790103 465 336,758 SH Sole Sole IVANHOE MINES LT Common 46579N103 20 3,346 SH Sole Sole JAVO BEVERAGE CO INC COM Common 47189R104 924 2,100,000 SH Sole Sole JEFFERIES GROUP INC NEW COM Common 472319102 4,326 193,147 SH Sole Sole JOHNSON & JOHNSON Common 478160104 18,845 272,012 SH Sole Sole JOHNSON CTLS INC COM Common 478366107 9,220 303,981 SH Sole Sole JP MORGAN CHASE & COCOM Common 46625H100 21,810 467,034 SH Sole Sole KENNEDY-WILSON INC COM NEW Common 489399204 4,502 109,807 SH Sole Sole KRAFT FOODS INC CL A Common 50075N104 15,848 483,916 SH Sole Sole L-1 IDENTITY SOLUTIONS INC COM Common 50212A106 68,979 4,514,331 SH Sole Sole LA JOLLA PHARMACEUTICAL CO COM NEW Common 503459307 788 703,318 SH Sole Sole LAZARD LTD. Common G54050102 33 780 SH Sole Sole LIMITED INC COM Common 532716107 3,231 186,552 SH Sole Sole M D C HLDGS INC COM Common 552676108 11,521 314,874 SH Sole Sole MACY'S INC Common 55616P104 87,588 4,871,411 SH Sole Sole MARVELL TECHNOLOGY GROUP LTD Common G5876H105 62 6,700 SH Sole Sole MCDONALDS CORP Common 580135101 159,153 2,579,460 SH Sole Sole MCMORAN EXPLORATION CO COM Common 582411104 128,998 5,456,775 SH Sole Sole MEDTRONIC INC COM Common 585055106 147,111 2,936,346 SH Sole Sole MEMC ELECTR MATLS INC COM Common 552715104 113 4,010 SH Sole Sole MERITAGE HOMES CORP Common 59001a102 267 10,805 SH Sole Sole MERRILL LYNCH & CO INC COM Common 590188108 14,997 592,771 SH Sole Sole MESABI TR CTF BEN INT Common 590672101 683 35,280 SH Sole Sole MGM MIRAGE COM Common 552953101 277,679 9,743,113 SH Sole Sole MICROSOFT Common 594918104 384 14,391 SH Sole Sole MORGANS HOTEL GROUP CO Common 61748W108 13 1,170 SH Sole Sole MURPHY OIL CORP Common 626717102 248,119 3,868,390 SH Sole Sole MYLAN LABS INC COM Common 628530107 5,751 503,556 SH Sole Sole NASDAQ STOCK MARKET INC COM Common 631103108 116,964 3,826,105 SH Sole Sole NATURAL RESOURCE PARTNERS L COM UNIT L P Common 63900P103 1,395 55,055 SH Sole Sole NEW YORK TIMES CO Common 650111107 123 8,635 SH Sole Sole NEWMONT MNG CORP Common 651639106 272,067 7,019,270 SH Sole Sole NORDSTROM INC COM Common 655664100 85,815 2,977,632 SH Sole Sole NOVAGOLD RES INC COM NEW Common 66987E210 65,339 10,036,641 SH Sole Sole NUCOR CORP COM Common 670346105 16,642 421,329 SH Sole Sole NUSTAR GP HOLDINGS LLC UNITS Common 67059L102 3,278 187,329 SH Sole Sole NUVEEN GLOBAL VALUE OPPORTUNITIES FUND Mutual 6706EH103 39 3,010 SH Sole Sole NUVEEN TAX-ADVANTAGED TOTAL RETURN STRATEG Mutual 67090H102 41 3,476 SH Sole Sole OILSANDS QUEST INC COM Common 678046103 110,050 36,805,999 SH Sole Sole PATRIOT COAL CORP Common 70336T104 159 5,480 SH Sole Sole PEABODY ENERGY CORP COM Common 704549104 15,024 333,876 SH Sole Sole PEP BOYS MANNY MOE&JACK Common 713278109 16 2,594 SH Sole Sole PERINI CORP COM Common 713839108 3,894 150,973 SH Sole Sole POST PROPERTIES INC Common 737464107 81 2,893 SH Sole Sole POWELL INDS INC COM Common 739128106 5,215 127,778 SH Sole Sole POWER-ONE INC Common 739308104 14 9,568 SH Sole Sole PRICESMART INC COM Common 741511109 2,645 158,029 SH Sole Sole PROCTER & GAMBLE COMPANY Common 742718109 128,320 1,841,301 SH Sole Sole PUBLIC STORAGE INC Common 74460D109 2,910 29,390 SH Sole Sole RAYTHEON CO COM NEW Common 755111507 19 351 SH Sole Sole ROWAN COS INC COM Common 779382100 2,650 86,754 SH Sole Sole RPC INC COM Common 749660106 3,641 258,989 SH Sole Sole RYDEX URSA CLASS C Mutual 783554363 27 656 SH Sole Sole SAKS INC Common 79377W108 93 10,000 SH Sole Sole SANDRIDGE ENERGY INC COM Common 80007P307 3,241 165,334 SH Sole Sole SANGAMO BIOSCIENCES INC Common 800677106 15 2,000 SH Sole Sole SCHLUMBERGER Common 806857108 1,270 16,265 SH Sole Sole SCIENTIFIC GAMES CORP Common 80874p109 11 483 SH Sole Sole SCIENTIFIC LEARNING CORP Common 808760102 93 28,392 SH Sole Sole SEARS HLDGS CORP COM Common 812350106 11,009 117,739 SH Sole Sole SEMPRA ENERGY COM Common 816851109 15,617 309,430 SH Sole Sole SEPRACOR INC Common 817315104 284 15,500 SH Sole Sole SIERRA PAC RES NEW COM Common 826428104 6,181 645,216 SH Sole Sole SIGMA-ALDRICH CORPORATION Common 826552101 89 1,700 SH Sole Sole SILVER WHEATON CORP COM Common 828336107 46,505 5,706,091 SH Sole Sole SIRIUS XM RADIO INC COM Common 82967N108 12 21,723 SH Sole Sole SJW CORP COM Common 784305104 14,011 467,497 SH Sole Sole SONUS NETWORKS, INC. Common 835916107 10 3,429 SH Sole Sole SPDR GOLD TR GOLD SHS Mutual 78463V107 205,098 2,410,938 SH Sole Sole STARBUCKS CORP Common 855244109 10 660 SH Sole Sole STARWOOD HOTELS&RESORTS WRLDCOM Common 85590A401 12,195 433,378 SH Sole Sole STEMCELLS INC Common 85857R105 36 35,000 SH Sole Sole STERICYCLE INC COM Common 858912108 104,160 1,768,115 SH Sole Sole STRYKER CORP Common 863667101 162 2,600 SH Sole Sole SUNCOR ENERGY INC COM Common 867229106 299,308 7,102,709 SH Sole Sole SUNPOWER CORPCOM CL A Common 867652109 93,404 1,316,846 SH Sole Sole TECO ENERGY INC Common 872375100 297 18,895 SH Sole Sole TESORO CORPCOM Common 881609101 294,784 17,876,537 SH Sole Sole TIME WARNER INC Common 887317105 97 7,380 SH Sole Sole TITANIUM METALS CORP COM NEW Common 888339207 178,745 15,762,363 SH Sole Sole TRANSOCEAN INC NEW SHS Common G90073100 18 168 SH Sole Sole TRAVELZOO INC Common 89421Q106 396 50,000 SH Sole Sole TYSON FOODS INC CL A Common 902494103 5,120 428,811 SH Sole Sole U S G CORP COM NEW Common 903293405 11,002 429,768 SH Sole Sole UNITED STATES STL CORP NEW COM Common 912909108 9,167 118,121 SH Sole Sole URANIUM RESOURCES, INC. Common 916901507 1,125 665,955 SH Sole Sole USEC INC Common 90333E108 43 7,946 SH Sole Sole VALEANT PHARMACEUTICALS Common 91911X104 322 15,727 SH Sole Sole VALENCE TECHNOLOGY INC Common 918914102 219 63,499 SH Sole Sole VALERO ENERGY CORP NEW COM Common 91913Y100 17,419 574,884 SH Sole Sole VERIZON COMMUNICATIONS COM Common 92343V104 12,189 379,837 SH Sole Sole VERTEX PHARMACEUTICALS INC COM Common 92532F100 468 14,087 SH Sole Sole WAL MART STORES INC Common 931142103 296,200 4,945,737 SH Sole Sole WATTS WATER TECH A Common 942749102 20 741 SH Sole Sole WEATHERFORD INTERNATIONAL LTCOM Common G95089101 40 1,593 SH Sole Sole WEBMD HEALTH CORP CL A Common 94770V102 110,959 3,730,971 SH Sole Sole WELLS FARGO & CO NEW COM Common 949746101 12,031 320,561 SH Sole Sole WEYERHAEUSER CO Common 962166104 381 6,287 SH Sole Sole WHOLE FOODS MKT INC Common 966837106 1,388 69,314 SH Sole Sole WILLIAMS SONOMA INC Common 969904101 162 10,000 SH Sole Sole WISDOMTREE DREYFUS CHINESE YUAN ETF Mutual 97717W182 5,002 198,810 SH Sole Sole WISDOMTREE DREYFUS INDIAN RUPEE ETF Mutual 97717W166 1,275 56,200 SH Sole Sole WORLDSPACE INC CL A Common 981579105 19,351 14,885,586 SH Sole Sole WYNN RESORTS LTD COM Common 983134107 97,208 1,190,689 SH Sole Sole YAMANA GOLD INC Common 98462Y100 226 27,100 SH Sole Sole ZIMMER HLDGS INC Common 98956P102 216 3,350 SH Sole Sole 7,815,161
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