-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M3vTjPqpWnLTgp+MQNtW6IBjaiRdwW4HMX+TYL0CtUMgnHZitSQ4dGLjUgLACqnf STRCmjijZHrXM1iZeoRYIA== 0001140361-10-033739.txt : 20100816 0001140361-10-033739.hdr.sgml : 20100816 20100816161111 ACCESSION NUMBER: 0001140361-10-033739 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100816 DATE AS OF CHANGE: 20100816 EFFECTIVENESS DATE: 20100816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aletheia Research & Management, Inc. CENTRAL INDEX KEY: 0001302506 IRS NUMBER: 954647814 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11851 FILM NUMBER: 101019831 BUSINESS ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD STREET 2: SUITE 960 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-899-0800 MAIL ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD STREET 2: SUITE 960 CITY: SANTA MONICA STATE: CA ZIP: 90401 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/2010 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Aletheia Research and Management, Inc. Address: 100 Wilshire Boulevard, Suite 1960, Santa Monica, CA 90401. Form 13F File Number: 028-11851 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Arvin Santos Title: Chief Operating Officer Phone: 310-899-0800 Signature, Place, and Date of Signing: /s/ Arvin Santos Santa Monica, CA 8/13/2010 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 187 Form 13F Information Table Value Total: $ 5,450,293 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------------------- -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- ABERCROMBIE & FITCH CO CL A COM 002896207 36,765 1,197,954 SH SOLE 1,197,954 0 0 ADVANCED MICRO DEVICES INC COM COM 007903107 55,645 7,601,799 SH SOLE 7,601,799 0 0 AES CORP COM 00130H105 64,318 6,960,844 SH SOLE 6,960,844 0 0 AES TR III 6.75% TR CONV PFD PREFERRED 00808N202 1,133 26,145 SH SOLE 26,145 0 0 AETNA INC NEW COM COM 00817Y108 766 29,045 SH SOLE 29,045 0 0 AGNICO EAGLE MINES LTD COM COM 008474108 3,008 49,492 SH SOLE 49,492 0 0 AGRIUM INC COM 008916108 5,978 122,154 SH SOLE 122,154 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 55,118 1,358,601 SH SOLE 1,358,601 0 0 ALCOA INC COM 013817101 3,415 339,442 SH SOLE 339,442 0 0 ALLSTATE CORP DEL COM COM 020002101 121,453 4,227,383 SH SOLE 4,227,383 0 0 ALNYLAM PHARMACEUTICALS INC COM COM 02043Q107 41,089 2,735,627 SH SOLE 2,735,627 0 0 AMER EXPRESS COMPANY COM 025816109 1,008 25,393 SH SOLE 25,393 0 0 AMERICA MOVIL SAB DE CV ADR 02364W105 2,346 49,394 SH SOLE 49,394 0 0 AMERICAN APPAREL INC COM COM 023850100 183 100,000 SH SOLE 100,000 0 0 AMERICAN ELEC PWR INC COM COM 025537101 788 24,388 SH SOLE 24,388 0 0 AMERICAN SUPERCONDUCTOR CORP COM COM 030111108 4,925 184,520 SH SOLE 184,520 0 0 AMERON INTL INC COM COM 030710107 1,150 19,064 SH SOLE 19,064 0 0 AMR CORPORATION COM 001765106 5,789 853,896 SH SOLE 853,896 0 0 ANNALY CAP MGMT INC COM COM 035710409 1,473 85,873 SH SOLE 85,873 0 0 AOL Inc Common Stock COM 00184X105 60,398 2,905,133 SH SOLE 2,905,133 0 0 APPLIED MATLS INC COM COM 038222105 46,326 3,854,078 SH SOLE 3,854,078 0 0 ASTRAZENECA PLC SPND ADR ADR 046353108 3,684 78,158 SH SOLE 78,158 0 0 ATP OIL & GAS CORP COM COM 00208J108 60,108 5,675,906 SH SOLE 5,675,906 0 0 AUTOMATIC DATA PROCESSING INC COM COM 053015103 443 11,000 SH SOLE 11,000 0 0 AVALONBAY CMMUN INC COM 053484101 4,820 51,620 SH SOLE 51,620 0 0 AXA -SPONS ADR ADR 054536107 2,823 182,645 SH SOLE 182,645 0 0 BAIDU INC SPON ADR REP A ADR 056752108 675 9,920 SH SOLE 9,920 0 0 BANCO BRADESCO S A ADR ADR 059460303 4,408 278,967 SH SOLE 278,967 0 0 BANK OF AMERICA CORP COM 060505104 81,504 5,671,795 SH SOLE 5,671,795 0 0 BARCLAYS BK PLC IPATH SHRT ETN ETN 06740C527 5,627 180,353 SH SOLE 180,353 0 0 BARCLAYS PLC ADR ADR 06738E204 1,412 88,880 SH SOLE 88,880 0 0 BARNES & NOBLE INC COM COM 067774109 116,661 9,043,483 SH SOLE 9,043,483 0 0 BARRICK GOLD CORP COM COM 067901108 187,333 4,125,379 SH SOLE 4,125,379 0 0 BHP BILLITON LTD ADR ADR 088606108 2,981 48,086 SH SOLE 48,086 0 0 BOEING COMPANY COM 097023105 81,660 1,301,355 SH SOLE 1,301,355 0 0 BRASIL TELECOM SA ADR ADR 10553M101 3,263 162,488 SH SOLE 162,488 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 326 13,088 SH SOLE 13,088 0 0 Brookfield Properties Corp COM 112900105 2,687 191,397 SH SOLE 191,397 0 0 CANADIAN NATURAL RES LTD COM 136385101 118,230 3,557,936 SH SOLE 3,557,936 0 0 CATERPILLAR INC DEL COM 149123101 138,704 2,309,045 SH SOLE 2,309,045 0 0 CEMEX S A SPON ADR 5 ORD ADR 151290889 4,647 480,587 SH SOLE 480,587 0 0 CHINA PETE CHEM SPN ADR ADR 16941R108 2,172 26,980 SH SOLE 26,980 0 0 CHINA TELECOM CORP LTD SPON ADR H ADR 169426103 2,774 57,888 SH SOLE 57,888 0 0 SHS CHIQUITA BRANDS INTL INC COM COM 170032809 4,887 402,198 SH SOLE 402,198 0 0 CITIGROUP INC COM 172967101 5,783 1,538,005 SH SOLE 1,538,005 0 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 4,800 101,783 SH SOLE 101,783 0 0 COCA COLA COM COM 191216100 214,118 4,272,108 SH SOLE 4,272,108 0 0 COEUR D ALENE MINES CORP IDAHO COM COM 192108504 59,754 3,786,673 SH SOLE 3,786,673 0 0 NEW COMCAST CORP NEW CL A COM 20030N101 7,247 417,198 SH SOLE 417,198 0 0 COMPANHIA ENERG DE ADR ADR 204409601 2,821 192,273 SH SOLE 192,273 0 0 CONTINENTAL AIRLS INC CL B CL B 210795308 49,580 2,253,654 SH SOLE 2,253,654 0 0 CONTINENTAL RESOURCES INC COM COM 212015101 191,358 4,288,623 SH SOLE 4,288,623 0 0 CURRENCYSHARES AUSTRALIAN DLR ETF 23129U101 431 5,105 SH SOLE 5,105 0 0 AUSTRALIAN DOL CURRENCYSHARES CDN DLR TR CDN ETF 23129X105 982 10,513 SH SOLE 10,513 0 0 DOLLAR SHS CURRENCYSHS JAPANESE YEN TR ETF 23130A102 574 5,125 SH SOLE 5,125 0 0 JAPANESE YEN
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------------------- -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- CYTORI THERAPEUTICS INC COM COM 23283K105 1,266 363,650 SH SOLE 363,650 0 0 DEAN FOODS CO NEW COM 242370104 1,689 167,722 SH SOLE 167,722 0 0 DEERE CO COM 244199105 128,897 2,314,957 SH SOLE 2,314,957 0 0 DEVON ENERGY CORP NEW COM 25179M103 57,144 938,024 SH SOLE 938,024 0 0 DIGITAL RIV INC COM COM 25388B104 298 12,451 SH SOLE 12,451 0 0 DIREXION SHS ETF TR 30YR BEAR ETF ETF 25459W532 2,162 53,135 SH SOLE 53,135 0 0 DOLE FOOD COMPANY INC COM USD0.001 COM 256603101 7,193 689,683 SH SOLE 689,683 0 0 DOMINION RES INC VA NEW COM COM 25746U109 642 16,565 SH SOLE 16,565 0 0 DOW CHEMICAL CO COM 260543103 5,623 237,071 SH SOLE 237,071 0 0 DR PEPPER SNAPPLE GROUP INC COM COM 26138E109 64,695 1,730,265 SH SOLE 1,730,265 0 0 DU PONT E I DE NEMOURS COM 263534109 4,201 121,465 SH SOLE 121,465 0 0 DUKE ENERGY CORP NEW COM COM 26441C105 8,102 506,402 SH SOLE 506,402 0 0 EAGLE MATERIALS INC COM COM 26969P108 257 9,903 SH SOLE 9,903 0 0 EBAY INC COM COM 278642103 1,032 52,640 SH SOLE 52,640 0 0 EMERSON ELEC CO COM 291011104 57,334 1,312,298 SH SOLE 1,312,298 0 0 ENERGY RECOVERY INC COM COM 29270J100 87 21,750 SH SOLE 21,750 0 0 EQUITY RESIDENTIAL COM 29476L107 1,054 25,305 SH SOLE 25,305 0 0 EXXON MOBIL CORP COM COM 30231G102 74,550 1,306,282 SH SOLE 1,306,282 0 0 FIFTH THIRD BANCORP COM COM 316773100 301 24,525 SH SOLE 24,525 0 0 FLUOR CORP NEW COM COM 343412102 14,125 332,346 SH SOLE 332,346 0 0 FORD MOTOR CO NEW COM 345370860 4,316 428,134 SH SOLE 428,134 0 0 FREEPRT-MCMRAN CPR & GLD COM 35671D857 59,709 1,009,794 SH SOLE 1,009,794 0 0 GENERAL ELECTRIC CORPORATION COM 369604103 253 17,525 SH SOLE 17,525 0 0 GOLDCORP INC COM 380956409 163,676 3,732,644 SH SOLE 3,732,644 0 0 GOLDCORP INC NEW WT EXP 060911 WARRANT 380956177 510 84,900 SH SOLE 84,900 0 0 GOODYEAR TIRE & RUBR CO COM COM 382550101 3,893 391,660 SH SOLE 391,660 0 0 GREAT ATLANTIC & PAC TEA INC COM COM 390064103 61,750 15,833,429 SH SOLE 15,833,429 0 0 HANSEN MEDICAL INC COM COM 411307101 523 245,625 SH SOLE 245,625 0 0 HARRY WINSTON DIA CP COM 41587B100 517 42,172 SH SOLE 42,172 0 0 HASBRO INC COM COM 418056107 348 8,465 SH SOLE 8,465 0 0 HECLA MNG CO COM COM 422704106 299 57,350 SH SOLE 57,350 0 0 HEINZ H J CO PV 25CT COM 423074103 4,435 102,610 SH SOLE 102,610 0 0 HESS CORP COM COM 42809H107 108,487 2,155,086 SH SOLE 2,155,086 0 0 HSBC HLDG PLC SP ADR ADR 404280406 1,966 43,121 SH SOLE 43,121 0 0 HUGOTON RTY TR TEX UNIT BEN INT UNIT 444717102 2,456 129,374 SH SOLE 129,374 0 0 IMMUCOR INC COM COM 452526106 1,080 56,681 SH SOLE 56,681 0 0 INDIA FD INC COM COM 454089103 6,528 215,804 SH SOLE 215,804 0 0 INGERSOLL-RAND PLC SHS COM G47791101 231 6,700 SH SOLE 6,700 0 0 INTEL CORP COM 458140100 79,644 4,094,832 SH SOLE 4,094,832 0 0 INTERCONTINENTAL HTLS GRP PLC ADR 45857P301 3,586 228,713 SH SOLE 228,713 0 0 SPONS ADR NEW Interoil Corp Com NPV COM 460951106 227 5,109 SH SOLE 5,109 0 0 INTL BUSINESS MACHINES COM 459200101 170,675 1,382,209 SH SOLE 1,382,209 0 0 Iridium Communications Inc. COM 46269c102 35,385 3,524,395 SH SOLE 3,524,395 0 0 ISHARES SILVER TRUST ISHARES ETF 46428Q109 110,367 6,060,818 SH SOLE 6,060,818 0 0 ITAU UNIBANCO BANCO HOLD ADR 465562106 2,183 121,184 SH SOLE 121,184 0 0 ITC HLDGS CORP COM COM 465685105 297 5,615 SH SOLE 5,615 0 0 IVANHOE ENERGY INC COM COM 465790103 118 62,668 SH SOLE 62,668 0 0 JOHNSON AND JOHNSON COM COM 478160104 75,514 1,278,593 SH SOLE 1,278,593 0 0 JPMORGAN CHASE & CO COM 46625H100 6,410 175,086 SH SOLE 175,086 0 0 KINETIC CONCEPTS INC COMMON COM 49460W208 2,890 79,151 SH SOLE 79,151 0 0 KINROSS GOLD CORP COM NO PAR COM 496902404 314 18,371 SH SOLE 18,371 0 0 KOREA ELECTRIC PWR SPONSORED ADR ADR 500631106 1,612 125,122 SH SOLE 125,122 0 0 KRAFT FOODS INC VA CL A COM 50075N104 5,208 185,999 SH SOLE 185,999 0 0 LAS VEGAS SANDS CORP COM COM 517834107 65,032 2,937,303 SH SOLE 2,937,303 0 0 LEGG MASON INC COM COM 524901105 372 13,286 SH SOLE 13,286 0 0 LOUISIANA PAC CORP COM COM 546347105 875 130,866 SH SOLE 130,866 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 8,611 165,717 SH SOLE 165,717 0 0 ETF MCDERMOTT INTL INC COM 580037109 74,299 3,430,247 SH SOLE 3,430,247 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------------------- -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- MCDONALDS CORP COM COM 580135101 185,276 2,812,751 SH SOLE 2,812,751 0 0 MCMORAN EXPLORATION CO COM COM 582411104 49,737 4,476,803 SH SOLE 4,476,803 0 0 MDC HOLDINGS INC COM 552676108 3,346 124,158 SH SOLE 124,158 0 0 MELCO CROWN ENTRTNMT LTD ADR 585464100 1,416 378,479 SH SOLE 378,479 0 0 MESABI TR CTF BEN INT COM 590672101 336 19,305 SH SOLE 19,305 0 0 MGM MIRAGE COM COM 552953101 123,720 12,834,050 SH SOLE 12,834,050 0 0 MICROSOFT CORP COM 594918104 45,412 1,973,572 SH SOLE 1,973,572 0 0 MITSUBISHI UFJ FINL GROUP INC ADR 606822104 2,990 655,690 SH SOLE 655,690 0 0 SPONSORED ADR MOSAIC CO COM COM 61945A107 59,298 1,521,230 SH SOLE 1,521,230 0 0 MURPHY OIL CORP COM 626717102 87,013 1,756,060 SH SOLE 1,756,060 0 0 NATIONAL GRID PLC SPON ADR NEW ADR 636274300 2,032 55,163 SH SOLE 55,163 0 0 NATURAL RESOURCE PARTNERS L P COM UNIT 63900P103 571 24,172 SH SOLE 24,172 0 0 UNIT L P NEWMONT MINING CORP 3.000% Due NOTE 651639AK2 1,797 1,268,000 PRN SOLE 1,268,000 0 0 02-15-12 NEWMONT MINING CORP COM COM 651639106 294,592 4,771,496 SH SOLE 4,771,496 0 0 NOBLE ENERGY INC COM COM 655044105 257 4,263 SH SOLE 4,263 0 0 NOMURA HLDGS INC SPONSORED ADR ADR 65535H208 1,204 220,966 SH SOLE 220,966 0 0 NOVA GOLD CONVT 5.50 DUE 05/01/15 NOTE 66987EAA5 23 23,000 PRN SOLE 23,000 0 0 NOVAGOLD RES INC 5.500% Due NOTE 66987eaa5 1,172 1,182,000 PRN SOLE 1,182,000 0 0 05-01-15 NOVAGOLD RES INC COM NEW COM 66987E206 65,207 9,341,993 SH SOLE 9,341,993 0 0 NOVARTIS ADR ADR 66987V109 2,110 43,658 SH SOLE 43,658 0 0 NOVELLUS SYS INC COM COM 670008101 50,980 2,010,270 SH SOLE 2,010,270 0 0 NUCOR CORPORATION COM 670346105 3,215 83,999 SH SOLE 83,999 0 0 NUSTAR GP HOLDINGS LLC UNIT RESTG UNIT 67059L102 2,830 92,001 SH SOLE 92,001 0 0 LLC NV ENERGY INC COM COM 67073Y106 4,112 348,156 SH SOLE 348,156 0 0 OILSANDS QUEST INC COM COM 678046103 23 38,230 SH SOLE 38,230 0 0 ORIENT-EXPRESS HOTELS LTD CL A COM G67743107 2,209 298,523 SH SOLE 298,523 0 0 OVERSEAS SHIPHOLDING GROUP INC COM COM 690368105 4,514 121,881 SH SOLE 121,881 0 0 PEABODY ENERGY CORP COM COM 704549104 694 17,738 SH SOLE 17,738 0 0 PETRLEO BRAS VTG SPD ADR ADR 71654V408 93,222 2,716,271 SH SOLE 2,716,271 0 0 PETROCHINA CO LTD SP ADR ADR 71646E100 1,318 12,011 SH SOLE 12,011 0 0 PLUM CREEK TIMBER CO INC COM 729251108 3,275 94,852 SH SOLE 94,852 0 0 POWELL INDS INC COM COM 739128106 267 9,766 SH SOLE 9,766 0 0 POWERSHS DB MULTI SECT COMM TR DB ETF 73936B408 458 19,092 SH SOLE 19,092 0 0 AGRICULT FD PROCTER & GAMBLE CO COM 742718109 46,871 781,443 SH SOLE 781,443 0 0 PUBLIC STORAGE COM COM 74460D109 1,024 11,650 SH SOLE 11,650 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A ADR 780259206 753 15,000 SH SOLE 15,000 0 0 SAIC INC COM COM 78390X101 61,631 3,681,661 SH SOLE 3,681,661 0 0 SANOFI AVENTIS SPONSORED ADR ADR 80105N105 4,999 166,287 SH SOLE 166,287 0 0 SCHLUMBERGER LTD COM COM 806857108 415 7,500 SH SOLE 7,500 0 0 SHAW GROUP INC COM 820280105 499 14,596 SH SOLE 14,596 0 0 SILVER WHEATON CORP COM 828336107 97,739 4,862,620 SH SOLE 4,862,620 0 0 SIRIUS XM RADIO INC COM COM 82967N108 20 21,125 SH SOLE 21,125 0 0 SJW CORP COM COM 784305104 6,861 292,723 SH SOLE 292,723 0 0 SOUTHERN CO COM COM 842587107 8,546 256,793 SH SOLE 256,793 0 0 SPDR GOLD TRUST ETF 78463V107 128,085 1,052,637 SH SOLE 1,052,637 0 0 STARWOOD HOTELS AND COM 85590A401 4,166 100,550 SH SOLE 100,550 0 0 STEEL DYNAMICS INC COM COM 858119100 170 12,900 SH SOLE 12,900 0 0 SUNCOR ENERGY INC COM COM 867224107 152,717 5,187,411 SH SOLE 5,187,411 0 0 SUNPOWER CORP COM CL A COM 867652109 60,127 4,969,171 SH SOLE 4,969,171 0 0 SUNTECH PWR HLDGS CO LTD ADR ADR 86800C104 1,391 151,676 SH SOLE 151,676 0 0 TAIWAN S MANUFCTRING ADR ADR 874039100 1,689 173,098 SH SOLE 173,098 0 0 TECO ENERGY INC COM COM 872375100 176 11,691 SH SOLE 11,691 0 0 TESORO CORP COM COM 881609101 696 59,670 SH SOLE 59,670 0 0 TEVA PHARMACTCL INDS ADR ADR 881624209 2,253 43,339 SH SOLE 43,339 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------------------- -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- TITANIUM METALS CORP COM NEW COM 888339207 218 12,365 SH SOLE 12,365 0 0 TransAtlantic Petroleum Ltd COM G89982105 4,594 1,449,228 SH SOLE 1,449,228 0 0 TRANSOCEAN LTD REG SHS COM H8817H100 1,816 39,197 SH SOLE 39,197 0 0 UDR INC COM COM 902653104 5,603 292,906 SH SOLE 292,906 0 0 UNION PACIFIC CORP COM 907818108 6,456 92,884 SH SOLE 92,884 0 0 UNITED STATES OIL FUND LP UNITS UNIT 91232N108 755 22,230 SH SOLE 22,230 0 0 UNITED STATES STL CORP NEW 4.000% NOTE 912909AE8 999 714,000 PRN SOLE 714,000 0 0 Due 05-15-14 UNITED STS STL CORP NEW COM 912909108 13,276 344,371 SH SOLE 344,371 0 0 VALE SA ADR 91912E105 2,234 91,741 SH SOLE 91,741 0 0 VALEANT PHARMACEUTICALS INTL COM COM 91911X104 72,619 1,388,776 SH SOLE 1,388,776 0 0 VALENCE TECHNOLOGY INC COM COM 918914102 14 19,800 SH SOLE 19,800 0 0 WAL-MART STORES INC COM 931142103 165,086 3,434,285 SH SOLE 3,434,285 0 0 WELLS FARGO & CO NEW DEL COM 949746101 2,827 110,436 SH SOLE 110,436 0 0 WESTERN UN CO COM 959802109 48,103 3,226,212 SH SOLE 3,226,212 0 0 WEYERHAEUSER CO COM COM 962166104 221 6,287 SH SOLE 6,287 0 0 WILLIAMS SONOMA INC COM COM 969904101 248 10,000 SH SOLE 10,000 0 0 WISDOMTREE TRUST BRAZILN RL ETF ETF 97717W240 876 33,065 SH SOLE 33,065 0 0 WISDOMTREE TRUST CHINESE YUAN ETF ETF 97717W182 2,269 91,025 SH SOLE 91,025 0 0 WISDOMTREE TRUST INDIAN RUP ETF ETF 97717W166 831 33,155 SH SOLE 33,155 0 0 WYNN RESORTS LTD COM COM 983134107 68,188 894,031 SH SOLE 894,031 0 0
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