EX-4.53 17 d143572dex453.htm EX-4.53 EX-4.53

Exhibit 4.53

Additional agreement No. 1

to Additional Agreement No.1 to Credit Facility Agreement No. 85/13-B dated April 26, 2013

 

Moscow       December 25, 2015

Gazprombank (Joint Stock Company), general license No. 354, hereinafter referred to as the “Lender” or the “Bank”, represented by Aleksander Yuryevich Muranov, Deputy Chairman of the Management Board, acting by virtue of power of attorney No. Д-01/1749 dated November 18, 2014, on the one part, and

Joint Stock Holding Company Yakutugol, hereinafter referred to as the “Borrower”, represented by Pavel Viktorovich Shtark, General Director of Mechel-Mining Management Company Limited Liability Company, acting by virtue of the Contract on Delegation of Authority of Sole Executive Body Joint Stock Holding Company Yakutugol to the Management Company - Mechel-Mining Management Company Limited Liability Company dated October 21, 2013 and the Charter, on the other part, together referred to as the “Parties”, signed this Additional Agreement No. 1 (hereinafter referred to as the “Additional Agreement”) to Additional Agreement No. 1 to Credit Facility Agreement No. 85/13-B dated April 26, 2013, signed between the Bank and the Borrower on August 28, 2015 and including the Credit Agreement as amended (hereinafter - the “Credit Agreement”) (hereinafter - “Additional Agreement No.1”) as follows:

1 INTRODUCTION OF AMENDMENTS TO ADDITIONAL AGREEMENT No. 1

The Parties agreed to introduce the following amendments into Additional Agreement No. 1:

 

1.1 State the first paragraph of clause 4.1 to read as follows:

“Performance of obligations and exercise of rights of the Parties hereunder and change in rights and obligations of the Parties under the Credit Agreement in accordance herewith (except for provisions of subclauses 4.24.8 and 6.7.2.2 of the Amended Credit Agreement) is due to: (a) signing by the Parties of the Reconciliation Certificate and (b) performance by the Parties of the following actions and occurrence of the following circumstances, irrespective of their sequence, but with mandatory condition as to performing them all in the aggregate:”.

 

1.2 Delete subclause 4.1.12 without changing the numbering of subclauses 4.1.13-4.1.19.

 

1.3 In subclause 4.1.14 replace words “in accordance with subclause 4.24.4 of the amended Credit Agreement” with “in accordance with the terms and conditions of the Collateral documentation”.

 

1.4 State clause 4.1.19 to read as follows:

 

  “4.1.19 Provision by the Company of the following information and data in the form of relevant annexes to the Amended Credit Agreement:

 

  4.1.19.1 Annexes Nos. 10, 14 of the Amended Credit Agreement, as well as information and data provided in accordance with clause 1.1 of Annex No. 4 to the Amended Credit Agreement updated as of:

 

  4.1.19.1.1 July 31, 2015; and

 

  4.1.19.1.2 other date agreed on with the Bank, but not later than the Effective Date;

 

  4.1.19.2 Annexes Nos. 11, 13, 15 - updated as of the date agreed on with the Bank, but not later than the Effective Date;

 

  4.1.19.3 Annex No. 12 - updated as of the Effective Date”.

 

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1.5 Add subclause 4.1.20 as follows:

“4.1.20 If the Effective Date occurs after December 31, 2015 - provision of confirmation of absence of any encumbrance on Intercompany debt, including but not limited to provision to the Lender of a true copy of an extract for custody account of shares of the Group companies pledged to secure Intercompany debt at the date of signing Additional Agreement No.1 and confirming the absence of encumbrance of shares.”

 

1.6 In clause 4.2 replace words “within 55 (Fifty five) calendar days upon signature of this Additional Agreement” with “till March 1, 2016 (inclusive)”.

 

1.7 Amend clause 4.2.2 to read as follows:

 

  “4.2.2 Signature of the following debt transfer contracts:

4.2.2.1 between the Bank, Mechel-Service OOO and Southern Kuzbass OAO under Credit Agreement No.2612-195-К dated May 3, 2012 for the amount of indebtedness under the Principal Debt of 6,500,000,000 (Six billion five hundred million) roubles;

4.2.2.2 between the Bank, Mechel-Service OOO and CMP PAO under Credit Agreement No.2612-195-К dated May 3, 2012 for the amount of indebtedness under the Principal Debt of 1,400,000,000 (One billion four hundred million) roubles and the interests accrued on the debt transfer date;

4.2.2.3 between the Bank, Mechel-Service OOO and Urals Stampings Plant OAO under Credit Agreement No.2612-195-К dated May 3, 2012 for the amount of indebtedness under the Principal Debt of 300,000,000 (Three hundred million) roubles and the interests accrued on the debt transfer date; and

4.2.2.4 between the Bank, Mechel-Service OOO and Mechel-Coke OOO under Credit Agreement No.2612-195-К dated May 3, 2012 for the amount of indebtedness under the Principal Debt of 1,400,000,000 (One billion four hundred million) roubles and the interests accrued on the debt transfer date”;

 

1.8 In clause 4.3 replace words “within 95 (Ninety five) calendar days upon signature of this Additional Agreement” with “till March 15, 2016 (inclusive)”.

 

1.9 In clause 4.5 add the following at the end of the sentence:

“except for provisions of subclauses 4.24.8 and 6.7.2.2 of the Amended Credit Agreement that shall enter into force upon signature by the Parties hereof and that are not due to the circumstances specified in clause 4.1 hereof”.

 

1.10 In subclause 5.4.1 replace words “Within 55 (Fifty five) calendar days upon signature of this Additional Agreement” with “Till March 1, 2016 (inclusive)”.

 

1.11 In subclause 5.4.2 replace words “Within 95 (Ninety five) calendar days upon signature of this Additional Agreement” with “Till March 15, 2016 (inclusive)”.

 

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1.12 Amend clause 5.4.1 to read as follows:

 

  “5.4.1.2 the following debt transfer contracts are not signed:

5.4.1.2.1 between the Bank, Mechel-Service OOO and Southern Kuzbass OAO under Credit Agreement No.2612-195-К dated May 3, 2012 for the amount of indebtedness under the Principal Debt of 6,500,000,000 (Six billion five hundred million) roubles;

5.4.1.2.2 between the Bank, Mechel-Service OOO and CMP PAO under Credit Agreement No.2612-195-К dated May 3, 2012 for the amount of indebtedness under the Principal Debt of 1,400,000,000 (One billion four hundred million) roubles and the interests accrued on the debt transfer date;

5.4.1.2.3 between the Bank, Mechel-Service OOO and Urals Stampings Plant OAO under Credit Agreement No.2612-195-К dated May 3, 2012 for the amount of indebtedness under the Principal Debt of 300,000,000 (Three hundred million) roubles and the interests accrued on the debt transfer date; and

5.4.1.2.4 between the Bank, Mechel-Service OOO and Mechel-Coke OOO under Credit Agreement No.2612-195-К dated May 3, 2012 for the amount of indebtedness under the Principal Debt of 1,400,000,000 (One billion four hundred million) roubles and the interests accrued on the debt transfer date”;

 

1.13 State clause 5.3. to read as follows:

“The Annexes to this Additional Agreement, as well as the Appendices provided by the Company in accordance with subclause 4.1.19 of this Additional Agreement, provided they are agreed by the Bank as the Appendices, form an integral part of this Additional Agreement”.

2 INTRODUCTION OF AMENDMENTS TO THE AMENDED CREDIT AGREEMENT

The Parties agreed to introduce the following amendments to the Amended Credit Agreement:

 

2.1 State the term “Effective Date” to read as follows:

“The effective date shall mean the Reconciliation Certificate date pursuant to the conditions of Additional Agreement No.1, and this date may not be later than March 31, 2016”.

 

2.2 Supplement Article 1 of the Amended Credit Agreement with the following terms:

“Date of change of credit conditions” -

 

  (a) If any Additional condition is not complied with - the date set by the lender (but no earlier than the Effective Date) in the notification on the Borrower’s failure to perform Additional conditions(s) sent to the Borrower;

 

  (b) If Additional terms and conditions are complied with (being complied with), but the Restructuring Event has not happened before the Restructuring Date:

 

  (i) the date falling after 45 (Forty five) Business Days upon the Restructuring Date if before this date the Additional pledge of shares and/or the Additional mortgage were not terminated (relevant encumbrance was not released) due to the causes beyond the Bank control:

 

  (ii) date on which the Additional pledge of shares and the Additional mortgage will terminate (date of actual withdrawal of the respective encumbrance) - in all other cases.

“Principal Debt Grace Period Date” - date that comes upon expiration of 4 (Four) years after the Effective Date.

 

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“Interest payment grace period date”

 

  (a) the 4th day of the month following the Principal Debt Grace Period Date; or

 

  (b) April 4, 2017, if:

 

  (i) any Additional Provision is not complied with; or

 

  (ii) the Restructuring Event does not happen before the Restructuring Date.

“Restructuring Date” - the date falling on expiration of 12 (Twelve) months after the Effective Date.

“Additional mortgage” - pledge (mortgage) agreement(s) for property railway complex Ulak-Elga (or separate real estate objects included in this property complex, in agreement with the Bank) concluded between the Bank and the relevant Group company with the total market value determined by an independent appraiser agreed with the Bank in the amount of 60,000,000,000 (Sixty billion) roubles that provide(s) performance of the Borrower’s obligations hereunder.

“Additional pledge of shares” - pledge agreements concluded between the Bank and the relevant Group company to guarantee the Borrower’s obligations hereunder:

 

  (a) block of shares pledge agreement of Mechel Mining OAO in the amount of 25 (Twenty five) percent + 1 (one) share of the total amount of ordinary shares of Mechel Mining OAO;

 

  (b) block of shares pledge agreement of Southern Kuzbass OAO in the amount of 20 (Twenty) percent of the total amount of ordinary shares of Southern Kuzbass OAO (in addition to the share pledge agreement signed in accordance with subclause 5.1.11 of the Agreement).

“Additional Provision” - any of the following conditions:

 

  (a) payment of the interests in accordance with subclause 6.7.2.2 hereof in the terms specified in this subclause 6.7.2.2. unless other terms are agreed on with the Bank;

 

  (b) till December 31, 2015 (inclusive and if a later date is not agreed with the Bank) making by the Group companies of overdue payments under lease agreements concluded between the Group companies and Gazprombank Leasing JSC (Registered Address: 40 Miklukho-Maklaya str., 117342 Moscow, OGRN: 1037728033606, TIN: 7728294503); and

 

  (c) before April 1, 2016 (inclusive and if a later date is not agreed with the Bank) Additional mortgage conclusion and submission to the Bank of documents confirming mortgage registration/recording,

(collectively - “Additional Provisions”).

“Restructured debt” - Financial debt of the Group companies in respect of Sberbank PJSC and Bank VTB (PJSC).

“Repayment Event” - repayment by the Borrower on any date not earlier than the Effective Date of the principal debt (excluding capitalized interest the amount of which is payable in accordance with subclause 6.3.3.2 hereof (in addition, clause 6.7.4.2 hereof in respect of capitalized interest shall not apply) for the following credit agreements concluded between the Borrower and the Bank, for a total amount of at least 17,500,000,000 (Seventeen billion five hundred million) roubles:

 

  (a) to Credit Agreement;

 

  (b) Credit Facility Agreement No.226/12-B dated April 27, 2012;

 

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  (c) Credit Facility Agreement No. 31/09-B dated February 06, 2009.

“Restructuring Event” - performance by the parties of the following actions and occurrence of the following events:

 

  (a) provision by the Company to the Bank of all duly concluded agreements on Restructured debt entered into force and confirming the following:

 

  i. the interest rate for the Restructured debt does not exceed the rate equal to the key rate of the Bank of Russia plus 1.5 (One point five) percent p.a. and the interest payment effecting procedure provided for in such agreements (including frequency, deferral of repayment of interest payments and its term, availability and procedure for interest payment capitalization) is similar to the procedure specified in subclauses 6.7.2.3 and 6.7.2.4 hereof; and

 

  ii. repayment period of Restructured debt shall be not earlier than April 2022 and in relation to the Restructured debt a deferral of repayment of principal debt is provided for a period not less than until the Date of deferral of repayment of principal debt and procedure of its repayment is similar to the procedure specified in clause 6.3 hereof;

 

  (b) Additional pledge of shares and submission to the Bank of documents confirming registration/recording of the relevant pledge;

 

  (c) compliance with the Additional Provisions”.

“Agreement” - this Credit Agreement.

 

2.3 In Article 1 in definition of the “Restructuring” term:

 

  2.3.1 in subclause (i) of clause (b) of the term add the following at the end of the sentence: “(taking into account amendments introduced in accordance with clause 8.15 hereof)”;

 

  2.3.2 amend clause (c) to read as follows:

 

  “(c) these transactions will be concluded:

 

  (i) in relation to the Financial Debt under the Company’s bonded loans in RUB; - before September 30, 2016;

 

  (ii) in relation to the Financial Debt - before June 30, 2016.

 

2.4 In subclause 3.1.7.3:

2.4.1 words (in both cases) “in accordance with subclause 4.1.19 of Additional Agreement No.2” shall be replaced with: “in accordance with clause 8.15 of this Agreement”;

2.4.2 replace words “December 31, 2015” with “March 31, 2016 (inclusive)”.

 

2.5 In subclause 3.1.9:

2.5.1 words (in both cases) “in accordance with subclause 4.1.19 of Additional Agreement No.2” shall be replaced with: “in accordance with clause 8.15 of this Agreement”;

2.5.2 replace words “December 31, 2015” with “March 31, 2016”.

 

2.6 In the last paragraph of subclause 3.1.10:

2.6.1 words “in accordance with subclause 4.1.19 of Additional Agreement No. 2” shall be replaced with: “in accordance with clause 8.15 of this Agreement”;

2.6.2 replace words “December 31, 2015” with “March 31, 2016.”

 

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2.7 Delete the following clauses and subclauses of Articles of the Credit Agreement without changing the numbering of clauses and subclauses accordingly:

 

  2.7.1 subclause 4.22.2.3;

 

  2.7.2 subclause 4.22.5.3;

 

  2.7.3 subclause 7.1.24;

 

2.8 In clause 4.6 replace words “January 1, 2016” with “April 1, 2016”.

 

2.9 In clause 4.10 delete the phrase “Upon signature of Additional Agreement No. 2 and until the Credit repayment (return) date (day)”.

 

2.10 In subclause 4.21.2 delete the phrase “Upon signature of Additional Agreement No. 2 and”.

 

2.11 In subclause 4.22.1 add the following words at the end of the sentence:

“(taking into account amendments introduced in accordance with clause 8.15 hereof)”.

 

2.12 In subclause 4.22.4.1 replace words “in accordance with subclause 4.1.19 of Additional Agreement No.2” with “in accordance with clause 8.15 of this Contract”.

 

2.13 In subclause 4.22.6.1 add the following words at the end of the sentence:

“(taking into account amendments introduced in accordance with clause 8.15 hereof)”.

 

2.14 In subclause 4.22.17 replace words “December 31, 2015” with “March 31, 2016 (inclusive)”.

 

2.15 In subclause 4.23.1 replace words “January 1, 2016” with “The Effective Date”.

 

2.16 In subclause 4.24.1 replace words “December 31, 2015” with “March 31, 2016 (inclusive)”.

 

2.17 Subclause 4.24.2 shall be amended to read as follows:

“Before June 30, 2016 ensure provision of confirmation of signature between the Group companies and the credit institution in respect of which these Group companies have a Financial debt (excluding Financial debt of the Company for bonded loans in roubles), agreement on restructuring of the Financial debt of the Group companies to such credit institution and on settlement of disputes related to such Financial debt in the form acceptable to the Bank.

Before September 30, 2016 provide confirmation of signing by the Company of the agreement on restructuring of the Financial Debt under the Company’s bonded loans in roubles in form acceptable to the Bank”.

 

2.18 In subclause 4.24.3 words “Till December 31, 2015” replace with “If the Effective Date falls before December 31, 2015 - till December 31, 2015”.

 

2.19 Subclause 4.24.4 shall be amended to read as follows:

“4.24.4 Before March 1, 2016 (inclusive) provide confirmation on introducing amendments into the constitutional documents of the Borrower agreed with the Bank and duly certified by the Borrower providing for a condition on special procedure of approval by the Board of Directors of the company transactions for alienation and encumbrance of large assets, issue, raising of credits and loans and other material transactions”.

 

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2.20 State subclause 4.24.5 to read as follows:

“4.24.5 Before March 1, 2016 (inclusive) ensure election of the candidate provided by the Lender for the position of the Independent Director (provided that the candidate meets the criteria determined by the applicable laws for Independent Directors) to the Borrower’s Board of Directors.

If the Borrower’s performance of obligation under this clause of the Agreement caused or created a real threat of causing significant harm to the Borrower, the Lender shall together with the Borrower take reasonable measures to minimize such damage or eliminate threat thereof”.

 

2.21 Subclause 4.24.6 shall be amended to read as follows:

“4.24.6 Ensure conclusion not later than one month after the Effective Date between the Company and the Bank or its affiliates of priority right to submit a proposal and be compared to the best bid in respect of provision with comparable quality and scope of any investment and banking services, including transactions for purchase and sale of assets/shares of the Group companies”.

 

2.22 Add subclause 4.24.7 as follows:

“4.24.1 No later than the Restructuring Date ensure Additional pledge of shares and provide to the Bank the documents confirming registration/recording of relevant pledge”.

 

2.23 Add subclause 4.24.8 as follows:

“4.24.8 Perform (or ensure performance) of the Additional Provisions”.

 

2.24 Add subclause 4.24.9 as follows:

“4.24.9 No later than the Restructuring Date provide to the Bank all duly concluded agreements on Restructured debt entered into force and confirming the following:

 

  (a) the interest rate for the Restructured debt does not exceed the rate equal to the key rate of the Bank of Russia plus 1.5 (One point five) percent p.a. and the interest payment effecting procedure provided for in such agreements (including frequency, deferral of repayment of interest payments and its term, availability and procedure for interest payment capitalization) is similar to the procedure specified in subclauses 6.7.2.3 and 6.7.2.4 hereof; and

 

  (b) repayment period of Restructured debt shall be not earlier than April 2022 and in relation to the Restructured debt a deferral of repayment of principal debt is provided for a period not less than until the Date of deferral of repayment of principal debt and procedure of its repayment is similar to the procedure specified in clause 6.3 hereof.”

 

2.25 In clause 4.28 in definition of “EBITDA” in the fourth subclause of clause (b), delete the words:

“any income or expenses incurred as a result of alienation of a part or whole share of any Group company”;

 

2.26 Add clause 5.3 as follows:

“5.3 If before the Restructuring Date the Restructuring Event has not occured, the Bank

 

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shall no later than the date after 45 (Forty five) Business days from the Restructuring Date sign the required documents and agreements for termination of the Additional pledge of shares and the Additional mortgage and withdrawal of the relevant encumbrance, subject to the relevant pledgor’s provision of documents signed by him/her. The Borrower shall ensure provision by the relevant Pledgor of the signed documents and agreements on termination of the Additional pledge of shares and the Additional mortgage and release of the relevant encumbrance”.

 

2.27 Add clause 5.4 as follows:

“5.4. In case of the Repayment Event and subject to availability of Additional mortgage registered in accordance with laws, within 30 (Thirty) Business days upon the Repayment Event the Bank shall sign the required documents, including additional agreement to share pledge agreements concluded in accordance with subclause 5.1.16 hereof providing for reduction of the amount of shares pledged to 24 (Twenty-four) per cent minus 1 (One) share of the total number of ordinary shares of Yakutugol Holding Company OAO and subject to provision by the pledgor of these documents signed on its part”.

 

2.28 State subclause 6.3.2 to read as follows:

“6.3.2 The Credit Facility is used by the Credit Tranches. Credit shall be repaid by the Borrower monthly in equal installments from the Principal debt amount (including capitalized interest) as of the 4th day of the month following the Principal Debt Grace Period date and starting from this date.

In the event that:

 

  (a) any Additional Provision is not complied with; or

 

  (b) the Restructuring Event does not happen before the Restructuring Date,

the above repayment procedure is changed from the relevant Date of change of credit conditions as follows: Credit shall be repaid monthly in equal installments from the Principal debt amount (including capitalized interest) as of April 4, 2017, starting from April 4, 2017

If the day of the month when the Credit is to be repaid under this subclause is not the Business Day - on the first Business Day following this day”.

 

2.29 State clause 6.4. to read as follows:

“6.4 Credit provided to the Borrower shall be repaid to the Bank in full no later than April 20, 2020 and if: (a) all Additional Provisions are complied with; and (b) the Restructuring Event happened before the Restructuring Date, - not later than April 20, 2022. In the last month of the Credit use repayment is effected on the 4th and 20th day of the month. If the day of the month when the Credit is to be repaid under this clause is not the Business Day - on the first Business Day following this day.”

 

2.30 State subclause 6.7.1.2 to read as follows:

6.7.1.2 from the Effective Date - key rate of the Bank of Russia plus 1.5 (One point five) per cent per annum, in addition, if: (a) any Additional Provision is not complied with; or (b) the Restructuring Event does not happen before the Restructuring Date:

 

  6.7.1.2.1 From the date following the relevant Date of change of credit conditions, the interest rate is set at the level - key rate of the Bank of Russia plus 3.5 (Three point five) percent per annum; and

 

  6.7.1.2.2

The Borrower shall pay the amount of interest accrued for the period from the Effective Date till the relevant Date of change of

 

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  credit conditions (which is not the Effective Date) (inclusive) in the amount of the actual Principal debt, including the amount of interest capitalized for the period for the Credit Facility for each calendar day at the rate of 2 (Two) percent per annum. Amount of additionally accrued interest is capitalized by adding it to the Principal debt amount on the relevant Date of change of credit conditions. Additionally accrued interest is repaid according to the schedule in accordance with subclause 6.3.2 hereof”.

 

2.31 State subclause 6.7.2.2 to read as follows:

“6.7.2.2 From July 26, 2014 and till the Effective Date (not including such Date):

Interest accrued from July 26, 2014 and before the Effective Date (not including such date) is paid by the Borrower as follows:

 

  6.7.2.2.1 till December 31, 2015 (inclusive) by a lump-sum payment in the amount of at least 14,167,874 (Fourteen) million one hundred sixty seven thousand eight hundred seventy four) roubles. In this case if the Effective Date falls before December 31, 2015 this payment shall be effected in RUB, and if after December 31, 2015 - in USD at the exchange rate of the Bank of Russia as of the payment date,

 

  6.7.2.2.2 after December 31, 2015 - monthly payments in the amount of at least 113,342,994.46 (One hundred thirteen million three hundred forty-two thousand nine hundred and ninety-four, 46/100) roubles on the 4th day of each month of the Credit use, beginning with the month in which there is the Effective Date, and if the Effective Date falls on the days after the 4th day, from the 4th day of the next month and until March 31, 2017 (inclusive) (in this case, in March 2017, the interest shall be paid on March 4 and March 31 in the amount of outstanding interest debt accrued for the period from July 26, 2014 till the Effective Date (not including this date)).

Interest accrued from July 26, 2014 and before the Effective Date (not including such date) is paid separately from payment of interest accrued after the Effective Date and without taking into account the procedure and mechanism for their payment specified below.”

 

2.32 In subclause 6.7.2.3 words “April 4, 2017” in all cases replace with “Interest payment grace period date”.

 

2.33 In subclause 6.7.2.4 words “From April 5, 2017” replace with “from the day following the Interest Payment Grace Period Date”.

 

2.34 State subclause 6.7.2.4.1 as follows:

“6.7.2.4.1 First interest period - from the day following the Interest Payment Grace Period Date and till the 4th day of the month following the Interest Payment Grace Period Date (inclusive).

Interest payment date - the 4th day of the month following the Interest Payment Grace Period Date; If this day of the month is not the Business Day, the first Business Day following this day”.

 

2.35 In subclause 6.9.2 and 6.9.3 replace words “0.05% (Zero point five)” with “0.045% (Zero point forty-five thousandths)”.

 

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2.36 In subclause 7.1.2.2 replace words “before expiration of the 95-days term upon signature of Additional Agreement No.2” with “till March 15, 2016”.

 

2.37 In subclause 7.1.3 replace words “December 31, 2015” with “March 31, 2016”.

 

2.38 In subclause 7.1.9 replace words “December 31, 2015” with “March 31, 2016”.

 

2.39 In subclause 7.1.15 replace words “December 31, 2015” with “March 31, 2016”.

 

2.40 In subclause 7.1.27 delete:

“except for cases when such termination of activities of the Group companies with the book value of the assets exceeding 100,000,000 (One hundred million) roubles (or its equivalent in another currency) according to the accounting statements at the last reporting date, does not affect the indicators provided for in the Financial model”.

 

2.41 In subclause 7.1.32 after the words “Trade Port Posiet OAO” add the words Beloretsk Metallurgical Plant OAO.

 

2.42 Add clause 8.15 as follows:

“8.15 The Borrower shall provide the following information and data in the form of relevant annexes hereto:

8.15.1 Annexes Nos. 10, 14, as well as information and data provided in accordance with clause 1.1 of Annex No. 4 hereof updated as of:

8.15.1.1 July 31, 2015; and

8.15.1.2 or other date agreed on with the Bank, but not later than the Effective Date;

8.15.2 Annexes Nos. 11, 13, 15 - updated as of the date agreed on with the Bank, but not later than the Effective Date;

8.15.3 Annex No. 12 - updated as of the Effective Date”.

 

2.43 Amend clause 11.3 to read as follows:

“All Annexes to this Additional Agreement, as well as the Annexes provided by the Company in accordance with subclause 8.15 of this Additional Agreement, provided they are agreed by the Bank as the Annexes, form an integral part of this Additional Agreement”.

 

2.44 State Annexes Nos. 3-4, Annexes Nos. 10-15 in the form of Annexes Nos. 1-8 hereto, accordingly.

3 WARRANTIES AND REPRESENTATIONS

 

3.1 On the date when the Additional Agreement is signed the Borrower represents that:

 

3.1.1 It is the legal entity established according to the set procedure and performing its business under the Laws, has the rights and authority to own its property, assets and income to perform its business in the current form.

 

3.1.2 It has the right to sign this Additional Agreement and perform the obligations provided for in this Additional Agreement.

 

3.1.3 It has no information that the relevant court has adopted the decision to wind up the Borrower (bankruptcy decision), it has not adopted the resolution on voluntary liquidation (bankruptcy), no observation procedure, external control procedure, financial recovery procedure or similar actions and measures were taken in its regard.

 

3.1.4 The Borrower made all necessary corporate decisions, received or executed all valid permits, approvals, consents, licenses, exemptions, registration, notarizations required to sign this Additional Agreement and perform the obligations hereunder.

 

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3.1.5 This Additional Agreement is legal, valid and binding on the Borrower, and in can be enforced in relation to the Borrower in accordance with the conditions of this Additional Agreement and the provisions of the Laws.

 

3.1.6 Acceptance and performance by the Borrower of obligations hereunder do not entail: violation of any of the provisions of the constitutional documents and internal regulations of the Borrower; violation of obligations to third parties under contracts the Party to which is the Borrower or violation of any judicial decision or administrative act; violation of the Laws.

 

3.1.7 The Borrower acknowledges that the Lender signs this Additional Agreement completely relying on the representations set forth in this Article and the Borrower assumes full responsibility for non-compliance of any provisions in this Articles with actual circumstances (including those resulting in recognition of this Additional Agreement as invalid in whole or in part).

4 GENERAL PROVISIONS

 

4.25 Change of rights and obligations of the Parties under the Amended Credit Agreement in accordance herewith is due to occurrence of the Effective Date. Provisions of article 1 of the Additional Agreement shall enter into force upon signature by the Parties of the Additional Agreement.

 

4.26 Terms used herein shall have the meaning defined in Additional Agreement No. 1 dated August 20, 2015 to Credit Facility Agreement No. 85/13-B dated April 26, 2013.

 

4.27 This Additional Agreement is an integral part of Credit Agreement and Additional Agreement No. 1.

 

4.28 Annexes hereto form an integral part hereof.

 

4.29 If any provisions hereof become invalid or void at any time, or if the court or any other body of competent jurisdiction determines that the Additional Agreement is invalid or void, such invalidity or voidness shall not affect validity of other provisions hereof that will be considered to be valid independently.

5 GOVERNING LAW. DISPUTES REVIEW

 

4.30 The rights and obligations of the Parties not governed by the provisions of this Additional Agreement will be subject to the laws of the Russian Federation.

 

4.31 This Additional Agreement is made and subject to interpretation in compliance with the laws of the Russian Federation.

 

4.32 If this Additional Agreement or any part hereof is invalid or void, the Parties shall make all reasonable efforts to introduce required amendments hereto so as to eliminate the consequences of invalidity or voidness of the relevant provisions hereof.

 

4.33 Disputes and disagreements shall be reviewed according to the procedure provided for in the Russian Federation laws at the Arbitration Court of Moscow.

6 INTRODUCTION OF AMENDMENTS AND OTHER CONDITIONS

 

6.8 Introduction of amendments and supplements into this Additional Agreement and its termination shall be executed by additional agreements that will be an integral part hereof.

 

6.9

Any notification or other communication sent by the Parties to each other hereunder shall be made in writing, signed by an authorized person and sent by e-mail

 

11

  corpfin@mechel.com and fax + 7 (495) 221-88-00 (e-mail address, fax number of the Borrower), fax + 7 (495) 719-19-67 (fax number of the Lender) with mandatory sending of the original by courier or registered mail (registered mail with return receipt requested) or telegraphic message at the address specified in Article 7 hereof.

 

6.10 This Additional Agreement is signed in Moscow in 3 (Three) copies of equal legal force, including one copy for the Borrower, two copies for the Lender.

7 CORRESPONDENCE AND ADDRESSES OF THE PARTIES

 

7.7 Official correspondence on issues hereof will be executed in Russian with mandatory details “Credit Facility Agreement dated «26» April 2013 No. 85/13-B” by courier or registered mail (registered mail with return receipt requested), telegraphic message or fax. Correspondence sent by fax shall be mandatorily sent by courier or mail.

 

7.8 The Parties shall notify each other in writing on the upcoming change of their addresses, telex, fax, phone numbers at least 10 (Ten) calendar days prior to the date of change.

 

7.9 Addresses and bank details of the parties:

 

Lender   

Gazprombank (Joint Stock Company);

16 Nametkina Str., building 1, 117420 Moscow, TIN 7744001497, corr.acc 30101810200000000823 Main Department of the Bank of Russia for the Central Federal District, personal account

No. 47422810100000000051, BIC 044 525 823

Payment details in USD: DEUTSCHE BANK TRUST COMPANY AMERICAS, New York 130 Liberty Street, New York, NY 10006 USA SWIFT CODE: BKTR US 33 account N 04414534 in favour of Gazprombank.

Borrower    Joint Stock Holding Company Yakutugol, 3 Lenina Str., b.1, Neryungri, 678960 Republic of Sakha (Yakutia) TIN 1434026980, account No. 4070284020026300263002462, 40702978800263002462 at the branch of GBP Bank (JSC) in Yekaterinburg corr. acc. 30101810800000000945 at the Unified Cash Settlement Center of Yekaterinburg.

 

12

On behalf of the Lender

Deputy Chairman of the Management Board of Gazprombank (Joint Stock Company)

    

On behalf of the Borrower

General Director of Mechel-Mining Management Company Limited Liability Company

signed                                                  A.Yu. Muranov     signed                                                  P.V. Shtark

L.S.

    

L.S.

 

/Seal: GAZPROM BANK *JOINT STOCK COMPANY* MOSCOW* GAZPROMBANK/

     /Seal: Mezhdurechensk Kemerovo Region* Russian Federation* Southern Kuzbass Coal Company OAO* MECHEL* Southern Kuzbass/

 

13

Annex No.1

to Additional agreement

“Annex No. 3 to Credit Facility Agreement No. 85/13-B dated April 26, 2013”

PROCEDURE AND PRINCIPLES OF FINANCIAL CONTROL

Management companies of the Group divisions - Group companies performing management functions in respect of the Group companies included in mining, metallurgical, energy and transport divisions of the Group.

The Company shall ensure the required conditions for effective work of the Deputy General Director and the Financial Control Department in accordance with the following procedure and principles:

 

1.1 Approval by the Company Board of Directors of the Deputy General Director to the Company Management Board.

 

1.2 Introduction of amendments into internal documents and regulations of the Company providing for:

 

  1.2.1 position (and separate FTE) of the Deputy General Director appointment to this position of candidates from the list provided by the Bank, as well as creation and maintenance of conditions for its activities in accordance with provisions of this Annex;

 

  1.2.2 creation and ensuring of effective activity of the Financial Control Department, its establishment from candidates proposed by the Deputy General Director and agreed with the General Director of the Company, as well as creation and maintenance of conditions for its activities in accordance with provisions hereof.

 

  1.2.3 election of the Deputy General Director in the budget committee and the investment committee of the Company and Management companies of the Group divisions and granting to the Deputy General Director of the right to attend the meetings of these committees, vote on issues the resolution on which is taken by the relevant committee (including by sending a written opinion).

 

1.3 Deputy General Director shall be entitled to initiate the procedure for amending internal documents (regulations) of the Company/Management companies of the Group regulating the activities of committees for investment policy, strategic planning, budget management and monitoring of performance of financial obligations of the Company.

Annex No.2

to Additional agreement

“Annex No. 4 to Credit Facility Agreement No. 85/13-B dated April 26, 2013”

PERMITTED INTERCOMPANY DEBT

Terms used for the purposes of this Annex No. 5 shall have the following meanings:

Credit Maturity Date - Final debt repayment date under the Credit Facility (as this term is defined herein).

CIL renewal date - date on which the list of Current intercompany loans provided in accordance with clause 1.1 hereof was updated in accordance with clause 8.14 hereof.

Mechel - Mechel OAO.

Parties Not Liable or PNL - all Group companies, except for Parties Liable, Parties Liable (2%) and Mechel.

Parties Liable or PL - all Parties Liable (100%), Parties Liable (2%) and Mechel.

Parties Liable (2%) or PL (2%) - the following Group companies;

 

  1. Prior to conclusion of the guarantee for obligations of the Group companies to the Lender under credit agreements in full:

 

  1.1 Urals Stampings Plant OAO;

 

  1.2 CMP PAO;

 

  1.3 Beloretsk Metallurgical Plant OAO,

 

  1.4 Korshunov Mining Plant OAO;

 

  2. Trade Port Posiet OAO; and

 

  3. Mechel Carbon AG.

Parties Liable (100%) or PL (100%) - the following Group companies:

 

  1. Mechel Service OOO;

 

  2. Mechel-Energo OOO

 

  3. Mechel Mining OAO;

 

  4. Yakutugol Holding Company OAO;

 

  5. Southern Kuzbass OAO;

 

  6. Mechel-Coke OOO; and

  7. Trader with whom, in accordance with clause 4.17 of the Agreement a guarantee or guarantee agreement is concluded; and

 

  8. CMP PAO, Korshunov Mining Plant OAO, Urals Stampings Plant OAO after conclusion of the guarantee for obligations of the Group companies to the Lender under credit agreements in full.

Current intercompany loans - agreements on Intercompany debt concluded prior to the CIL renewal date, the parties to which are Parties Liable.

Permitted CIL are:

Current intercompany loans that comply with the conditions specified in clause 1 of this Annex No.4; and

Set of interrelated loans the parties to which are Parties Liable, subject to all the following conditions:

1.1 Procedure for issue, parties and conditions of such loans were agreed with the Bank;

1.2 Aggregate amount of the Intercompany debt created for such loans does not exceed 15,000,000,000 (fifteen billion) roubles;

1.3 There is no guarantee for such loans;

1.4 These loans will be provided before March 31, 2016.

Subject to the conditions specified herein, the following transactions for creation, raising and repayment of Intercompany debt are permitted for the purposes of subclause 4.22.3 of the Credit Agreement:

Current intercompany debt

 

1. Intercompany debt for Current intercompany loans is permitted subject to simultaneous compliance with the following conditions:

 

  1.1 Complete list of Current intercompany loans with description of their main conditions (amount, term, interest rate (interest payments), availability and type of guarantee) will be provided to the Lender no later than the CIL renewal date; and

 

  1.2 All pledges and guarantees, as well as other guarantee for the Current intercompany loans will be terminated no later than the Effective Date; and

 

  1.3 If the term of the Current intercompany loan is less than the Credit term, parties to such loan shall ensure its renewal for a new term so that this loan is not subject to repayment before until the Credit repayment date. This condition shall not apply in respect of the Current intercompany loans the lender for which is Tomusinsky Open-Pit Mine OAO.

Transactions of Parties Liable with Parties Not Liable

 

2. Transactions for creation and raising of Intercompany debt for which the lender is any Party Liable and the borrower - any Party Not Liable (“Transactions PL-PNL”) are permitted in the following cases:

 

  2.1 Transaction PL-PNL is Permitted CIL (“Previous transactions PL-PNL”); or

 

  2.2 Transaction PL-PNL is not Permitted CIL (“New transactions PL-PNL”), but:

 

  2.2.1 The aggregate amount of Intercompany debt for New transactions PL-PNL at any time during each year from the date of the CIL renewal date does not exceed 2,000,000,000 (Two billion) roubles; and

 

  2.2.2 Aggregate amount of Intercompany debt for New transactions PL-PNL as of December 31 of each year does not exceed the Intercompany debt amount for all Transactions PL-PNL as of December 31 of the previous year by 1,000,000,000 (One billion) roubles

 

3. Debt repayment and interest payment under Transactions PL-PNL is permitted without restriction.

 

4. Transactions for creation and raising of Intercompany debt for which the lender is any Party Not Liable and the borrower - any Party Liable (“Transactions PNL-PL”) are permitted in the following cases:

 

  4.1 Transaction PNL-PL is Permitted CIL and condition in clause 5 hereof is complied with; or

 

  4.2 Transaction PL-PNL is not Permitted CIL, but:

 

  4.2.1 condition in clause 5 hereof is complied with; and

 

  4.2.2 This Transaction PNL-PL is a loan from Mechel Trading AG and/or Mechel International Holdings Gmbh Mechel for a period of not more than 3 months and the aggregate amount of the Intercompany debt for such loans of Mechel Trading AG and/or Mechel International Holdings Gmbh at any time during the Credit term does not exceed 3,000,000,000 (three billion) roubles; or

 

  4.2.3 This Transaction PNL-PL is a loan from Kuzbassenergosbyt OAO provided by Mechel-Energo OOO and the amount of Intercompany debt for such loans at any time during the Credit term does not exceed 500,000,000 (Five hundred million) roubles; or

 

  4.2.4 Transaction PNL-PL is not a loan specified in subclauses 4.2.1 - 4.2.3 above, it is subject to the following conditions:

 

  4.2.4.1 deadline for final repayment of the Intercompany debt for such Transaction PNL-PL:

 

  4.2.4.1.1 occurs not earlier than the Credit Maturity Date; or

 

  4.2.4.1.2 occurs prior to the Credit Maturity Date, but repayment is made in the amount and cases specified in clause 6 below.

5. For any Transaction PNL-PL interest is paid prior to the Credit Maturity Date, except for cases when the following conditions are complied with:

 

  5.1 Amounts of interest received within 10 (Ten) Business days upon their receipt by the relevant PNL shall be used for loan provision to any PL authorized in accordance with clause 4 hereof; and

 

  5.2 Within 5 (Five) Business days upon conclusion of the Transaction PNL-PL specified in subclause 5.1 hereof, the Bank was provided with detailed information about payment of this interest and Transaction PNL-PL (including the date of the relevant transaction, amount, contract number(s), description of the lender and borrower, terms and conditions of the new loan).

 

6. Debt repayment and interest payment for Transactions PNL-PL is allowed only for the following Transactions PNL-PL:

 

  6.1 Permitted CIL for which the lender is Tomusinsky Open-Pit Mine OAO;

 

  6.2 For all other Transactions PNL-PL, except for those specified in subclause 6.1, provided that the aggregate amount of Intercompany debt for Transactions PNL-PL does not exceed 1,000,000,000 (One billion) roubles per year.

Transactions between Parties Not Liable

 

7. Any transactions between Parties Not Liable for creation, raising and repayment of Intercompany debt are permitted subject to guarantee unavailability for such transactions.

Mechel transactions

 

8. Transactions for creation and raising of Intercompany debt for which the lender is Mechel and the borrower - any other Party Liable (“Transactions Mechel-PL”) are permitted in the following cases:

 

  8.1 Transaction Mechel-PL is Permitted CIL; or

 

  8.2 Transaction Mechel-PL is not Permitted CIL, but:

 

  8.2.1 deadline for final repayment of the Intercompany debt for such Transaction Mechel-PL:

 

  8.2.1.1 occurs not earlier than the Credit Maturity Date; or

 

  8.2.1.2 occurs prior to the Credit Maturity Date, but repayment is made in the amount and cases specified in clause below.9

 

9. Repayment of Intercompany debt and payment of interest for Transactions Mechel-PL is permitted only if funds received by Mechel as repayment of Intercompany debt for Transactions Mechel-PL are directed to the following purposes in the amount not covered by monetary funds received by Mechel as dividends in accordance with subclause 4.22.10 hereof:

 

  9.1 Debt repayment and making of coupon payments for bond loans of Mechel issued before the CIL renewal date and specified in Annex No. 5;

  9.2 Interest payment (overdue interest) under credit agreements with VTB Bank (Public Joint Stock Company) and from April 2017 - repayment of principal debt under the these credit agreements;

 

  9.3 Within 10 (Ten) Business days upon receipt of the relevant funds – for provision to any other PL of the loan permitted in accordance with clause 8 above;

 

  9.4 Repayment of Intercompany debt and payment of interest for Transactions PL-Mechel;

 

  9.5 Repayment of debt and payment of interest for credit agreements with Bank of China (Elos) Joint Stock Commercial Bank (Closed Joint Stock Company), registered office: 72 Mira pr-t, 129110 Moscow TIN: 7706027060; OGRN: 1027739857551, concluded before the CIL renewal date in the amount not exceeding 60,000,000 (sixty million) roubles;

 

  9.6 Payment of purchase price under assets (shares) sale and purchase agreements concluded before the CIL renewal date in the amount not exceeding:

 

  9.6.1 Within 2015 – 33,000,000 (Thirty three million) US dollars;

 

  9.6.2 In the period from January 1, 2016 and till the Credit Maturity Date – 75,000,000 (Seventy five million) US dollars.

 

10. Transactions for creation and raising of Intercompany debt for which the lender is any other Party Liable and the borrower - Mechel (“Transactions PL-Mechel”) are permitted in the following cases:

 

  10.1 Transaction PL-Mechel is Permitted CIL; or

 

  10.2 Transaction PL-Mechel is not Permitted CIL, but funds received by Mechel for such Transactions PL-Mechel are used by Mechel for the purposes specified in clauses 9.1 - 9.6 above in the amount not covered by funds received by Mechel as dividends in accordance with subclause 4.22.10 hereof.

 

11. Debt repayment and interest payment under Transactions PL-Mechel is permitted without restriction.

Transactions between other Parties Liable

 

12. Transactions for creation and raising of Intercompany debt for which the lender is any Party Liable (2%) and the borrower - Party Liable (100%) (“Transactions PL(2%)-PL(100%)”) are permitted, except for:

 

  12.1 Transactions PL(2%)–PL(100%) for which the lender is Korshunov Mining Plant OAO and thus:

 

  12.1.1 The Borrower is any PL (100%), except for Mechel Mining OAO, Yakutugol Holding Company OAO or Mechel-Coke OOO; and

  12.1.2 This Transaction PL(2%)–PL(100%) is not Permitted CIL; and

 

  12.1.3 Aggregate amount of Intercompany debt for such Transactions PL(2%)–PL(100%) exceeds at any time throughout the time period before the Final debt repayment date under the Credit Facility 3,000,000,000 (three billion) roubles;

 

  12.2 Transactions PL(2%)–PL(100%) for which the lender is Mechel Carbon AG and this transaction is not Permitted CIL.

 

13. Debt repayment and interest payment under Transactions PL(2%)-PL(100%) is permitted only in the following cases:

 

  13.1 For Transactions PL(2%)–PL(100%) for which the lender is Urals Stampings Plant OAO or Beloretsk Metallurgical Plant OAO and the borrower - Mechel-Energo OOO in the amount not exceeding 1,500,000,000 (One billion five hundred million) roubles within each year from the CIL renewal date;

 

  13.2 For Transactions PL(2%)–PL(100%) specified in subclause 12.1 above the Aggregate amount of Intercompany debt for which does not exceed 3,000,000,000 (Three billion) roubles within each year from the CIL renewal date - in the amount not exceeding 3,000,000,000 (Three billion) roubles within each year from CIL renewal date.

 

14. Transactions between Parties Liable (2%) for creation and raising of Intercompany debt are permitted, except for transactions for which the borrower is Korshunov Mining Plant OAO and/or Mechel Carbon AG and this transaction is not Permitted CIL.

 

15. Debt repayment and interest payment for transactions between Parties Liable(2%) for creation and raising of Intercompany debt are permitted, except for debt repayment and interest payment of Korshunov Mining Plant OAO and/or Mechel Carbon AG as lenders.

 

16. Any transactions between Parties Liable (100%) for creation, raising and repayment of Intercompany debt are permitted.

 

17. Transactions for creation and raising of Intercompany debt for which the lender is any Party Liable (2%) and the borrower - Party Liable (100%) (“Transactions PL(2%)-PL(100%)”) are permitted, if:

 

  17.1 Transaction PL(2%)–PL(100%) is not Permitted CIL; or

 

  17.2 Transaction PL(100%)–PL(2%) is not Permitted CIL, but the aggregate amount of such transactions does not exceed 1,000,000,000 (One billion) roubles within each year from the CIL renewal date.

 

18. Debt repayment and interest payment under Transactions PL(100%)-PL(2%) is permitted without restriction.

Annex No.3

to Additional agreement

“Annex No. 5 to Credit Facility Agreement No. 85/13-B dated April 26, 2013”

BOND LOANS OF THE COMPANY

 

State registration
number / code ISIN

   

The Guarantor

   

Scope of
issue (mln
roubles)

   

Placement start
date and maturity
date

   

Offer date

   

Coupon
payment
frequency

   

Coupon rate

4-04-55005-E

RU000A0JQ8V9

    Yakutugol Holding Company OAO    5000    30.07.2009 - 21.07.2016    21.07.2016    twice a year    1-12 coupons - 19%
13-16 coupons - 11.25%
17-18 coupons - 13%
19-20 coupons - 13%
21-22 coupons - 13%
23-24 coupons - 8%
25-28 coupons - 2%

4-13-55005-E

RU000A0JR0K8

    none    5000    07.09.2010 - 25.02.2020    01.03.2016    twice a year   

1-10 coupons - 10%

11 coupon - 15%

12-13 coupons: (15% + (КC+4%))/2

14-15 coupons: (14% + (КC+4%))/2

16-17 coupons: (13% + (КC+4%))/2

18-19 coupons: (12% + (КC+4%))/2

where KC - key rate of the Bank of Russia valid for 5 business days before the start date of the i-th coupon period

State registration
number / code ISIN

   

The Guarantor

   

Scope of
issue (mln
roubles)

   

Placement start
date and maturity
date

   

Offer date

   

Coupon
payment
frequency

   

Coupon rate

4-14-55005-E

RU000A0JR0J0

    none    5000    07.09.2010 - 25.02.2020    03.09.2015    twice a year   

1-10 coupons - 10%

11 coupon - 15%

12-13 coupons: (15% + (КC+4%))/2

14-15 coupons: (14% + (КC+4%))/2

16-17 coupons: (13% + (КC+4%))/2

18-19 coupons: (12% + (КC+4%))/2

where KC - key rate of the Bank of Russia valid for 5 business days before the start date of the i-th coupon period

4-15-55005-E

RU000A0JR8L9

    none    5000    22.02.2011 - 09.02.2021    18.08.2016    twice a year    1-6 coupons - 8.25%
7-8 coupons - 13%
9-11 coupons - 8%
12-20 coupons - N/A

State registration
number / code ISIN

   

The Guarantor

   

Scope of
issue (mln
roubles)

   

Placement start
date and maturity
date

   

Offer date

   

Coupon
payment
frequency

   

Coupon rate

4-16-55005-E

RU000A0JR8P0

    none    5000    22.02.2011 - 09.02.2021    18.08.2016    twice a year    1-6 coupons - 8.25%
7-8 coupons - 13%
9-11 coupons - 8%
12-20 coupons - N/A

4-17-55005-E

RU000A0JRJS2

    none    5000    09.06.2011 - 27.05.2021    06.06.2016    twice a year    1-10 coupons - 8,4%
11-20 coupons - N/A

4-18-55005-E

RU000A0JRJT0

    none    5000    09.06.2011 - 27.05.2021    06.06.2016    twice a year    1-10 coupons - 8,4%
11-20 coupons - N/A

4-19-55005-E

RU000A0JRJY0

    none    5000    23.06.2011 - 01.06.2021    09.06.2016    twice a year    1-10 coupons - 8,4%
11-20 coupons - N/A

Annex No.4

to Additional agreement

“Annex No. 10 to Credit Facility Agreement No. 85/13-B dated April 26, 2013”

EXISTING AND PLANNED ENCUMBRANCE OF ASSETS OF THE GROUP COMPANIES

Table of pledges of shares of Mechel Group companies to guarantee credits as of 30.09.2015

 

     Type of    The
Group’s		     Par value of    Total
pledged to
guarantee		   Not
pledged
shares of		   Pledgees

Enterprise

    pledged
shares		    ownership
(%)		     one share/
100% share		    credits
(%)		   Mechel
Group		   Sberbank   Gazprom
bank		   VTB
Bank		   Syndicate of
foreign banks		   VEB     BNP
Paribas		     Uralsib     MCB
1. Valid encumbrances
Mechel Mining OAO    ordinary      99.9999 %    7.37 RUB    62,5% + 2
shares		   37.5% - 2
shares		   25% + 1
share		     37.5% + 1
share		          
Yakutugol Holding Company OAO    ordinary      100.00 %    1,000.00 RUB    75% - 1
share		   25% + 1
share		     25% + 1
share		   25% - 3
shares***		   25% + 1 share        
Southern Kuzbass OAO    ordinary      96.60 %    0.04 RUB    75% + 3
shares		   21.6% - 3
shares		     25% + 1
share		   25% + 1
share***		   25% + 1 share        
Korshunov Mining Plant OAO    ordinary      90.04 %    1.00 RUB    80% + 2
shares		   10.04% - 2
shares		     25% + 1
share		   25% + 1
share***		       30 %       
Elgaugol OOO    share      99.99545 %    1 101 000 000
RUB		    49.00%   50.99545%             49 %       
CMP PAO    ordinary      94.23 %    1.00 RUB    41.66% - 2
shares		   52.57% + 2
shares		       21.66% - 2
shares***		         20 %     
Beloretsk Metallurgical Plant OAO    ordinary      94.78 %    1.00 RUB    25% + 1
share*		   69.78% - 1
share*		   25% + 1
share*		              
Urals Stampings Plant OAO    ordinary      93.76 %    1.00 RUB    54.9985%
+ 2 shares		   38.7615%
- 2 shares		     25% + 1
share		   25% + 1
share***		           4.9985 %   

     Type of    The
Group’s		   Par value of    Total
pledged to
guarantee		   Not
pledged
shares of		   Pledgees  

Enterprise

    pledged
shares		    ownership
(%)		   one share/
100% share		    credits
(%)		   Mechel
Group		   Sberbank    Gazprom
bank		   VTB
Bank		   Syndicate of
foreign banks		    VEB    BNP
Paribas		    Uralsib    MCB  
Izhstal OAO    ordinary    72.14%   1,000.00
RUB		    25% + 1
share		   47.14% - 1
share**		      25% + 1
share		                
Mechel-Trans OOO    share    100.00%   609 365 610
RUB		    25.00%   75.00%                        25 % 
Fincom-Invest LLC    share    100.00%   866 400 000
RUB		    100.00%   0.00%                        100 % 
2. Planned encumbrances  
Mechel OAO    preferred    10.00%   10.00 RUB    0%   10.00%        5%              

 

* percentage of ordinary shares of the total number of ordinary shares in the authorized capital
** percentage of ownership of ordinary shares from authorized capital
*** pledge of shares after 30.09.2015

 

          The Group’s     Par value of one   Authorized   Not frozen shares     Total frozen     Bank in whose
favour the freezing is
made,
part of frozen shares
(%)		  

Enterprise

    Type of shares    ownership (%)     share   capital   (%)     (%)     VTB Bank JSC  
Seized shares as of 30.09.2015   
Mechel Service Global B.V.    ordinary      100.00 %    1.00 €   342,519,783.00 €     0.00 %      100.00 %      100.00 % 

ENCUMBRANCE (PLEDGE OF ASSETS)

As of 30.09.2015

 

Southern Kuzbass OAO

No.

   

Borrower

   

Pledgee - Bank

   

Equipment/ immovable property

    Book value     

Notes

            residual as of
30.09.2015
roubles		     
1    Southern Kuzbass OAO,
Korshunov Mining Plant OAO,
Yakutugol Holding Company OAO		    Sberbank of Russia JSC    equipment
(vehicles)		      143,987,323.56      
2    Southern Kuzbass OAO    Sberbank of Russia JSC    equipment
(materials-handling equipment and machinery)		      297,488,047.05      
3    Southern Kuzbass OAO    UniCredit Bank AG, London Branch    equipment
(materials-handling equipment and machinery)		      52,887,883.15      
4    Southern Kuzbass OAO    VTB Bank JSC    equipment
(equipment to be installed)		      357,327,195.15      
5    Mechel Service OOO    MOSCOW CREDIT BANK JSC    equipment
(materials-handling equipment and machinery)		      335,126,915.74       Property is leased (not owned by South Kuzbass) pledged to MCB on credits of Mechel Service, will enter into force as of the date of transfer of ownership of SK.
6    Southern Kuzbass OAO    Sberbank Leasing CJSC    equipment
(vehicles)		      636,653,122.76       Property leased on the balance sheet of SK (Lessee).
         Unpledged equipment      3,018,466,856.89      
         Unpledged immovable property      19,235,926,147.24      
         Total equipment      4,506,810,428.56      
         Total immovable property      19,235,926,147.24      
         Total fixed assets      23,742,736,575.80      

Yakutugol Holding Company OAO

No.

   

Borrower

   

Pledgee - Bank

   

Equipment/ immovable property

    Book value     

Notes

            residual as of
30.09.2015
roubles		     
1    Yakutugol Holding Company OAO    Sberbank of Russia JSC    movable property      26,934,587.42      
2    Yakutugol Holding Company OAO    UniCredit Bank AG, London Branch    movable property      120,750,363.21      
3    Yakutugol Holding Company OAO    Eurasian Development Bank    movable property      373,134,814.47      
4    Yakutugol Holding Company OAO    ZAO Raiffeisenbank    movable property      65,569,364.95      
5    Mechel Service OOO    MOSCOW CREDIT BANK JSC    movable property*      0.00       * on off-balance account (on the Lessor’s balance sheet) 873,688,316.74 roubles leasing equipment cost
         Unpledged equipment      309,125,709.61      
         Unpledged immovable property      4,931,554,922.34      
         Total equipment      895,514,839.66      
         Total immovable property      4,931,554,922.34      
         Total fixed assets      5,827,069,762.00      

CMP PAO

No.

   

Borrower

   

Pledgee - Bank / Lender

   

Equipment/ immovable property

    Book value     

Notes

            residual as of
30.09.2015
roubles		     
1    CMP PAO    Sberbank of Russia JSC    equipment      2,111,981,045.52      
         immovable property      6,619,903,246.59      
2    CMP PAO    BNP PARIBAS (SUISSE) - agent / RBS    equipment      90,030,226.11      
3    CMP PAO    BNP PARIBAS (SUISSE) - agent / BNL         
4    CMP PAO    BNP PARIBAS (SUISSE) - agent / ING         
5    CMP PAO    BNP PARIBAS    movable property      137,240,184.46       Under pledge agreement with BNP PARIBAS the pledged movable property includes the equipment listed as items. Cost of these items is not included in the table, because at present the specified property is transferred to fixed assets that shall be in accordance with the terms and conditions of the pledge agreement, be pledged as well, but the additional transfer agreement is not yet concluded.
         immovable property      7,671,690,743.27      
6    Yakutugol Holding Company OAO    Eurasian Development Bank    equipment      1,169,184,845.47      
7    Urals Stampings Plant OAO,
Beloretsk Metallurgical Plant OAO		    BANK URALSIB JSC    equipment      237,851,556.09      
         Unpledged equipment*      13,627,887,830.94       * In amounts by lines “unpledged equipment” and “unpledged immovable property” facilities are taken into account that in accordance with the terms and conditions of pledge agreements with BNP PARIBAS shall be pledged by the Bank, but transfer is not yet executed.
         Unpledged immovable property*      21,018,507,169.48      
         Total equipment      17,374,175,688.59      
         Total immovable property      35,310,101,159.34      
         Total fixed assets      52,684,276,847.93      

Urals Stampings Plant OAO

No.

   

Borrower

   

Pledgee - Bank

   

Equipment/ immovable property

    Book value     

Notes

            residual as of
30.09.2015
roubles		     
1    Urals Stampings Plant OAO    BANK URALSIB JSC    equipment      235,636,871.88       26.10.2015 г. additional pledge of equipment is executed at URALSIB BANK PAO in the amount of 303,470,243.00 roubles on residual value as of 30.09.2015
         Unpledged equipment      1,556,422,119.30      
         Unpledged immovable property      2,016,037,554.52      
         Total equipment      1,792,058,991.18      
         Total immovable property      2,016,037,554.52      
         Total fixed assets      3,808,096,545.70      

Beloretsk Metallurgical Plant OAO

No.

   

Borrower

   

Pledgee - Bank

   

Equipment/ immovable property

    Book value     

Notes

            residual as of
30.09.2015
roubles		     
1    CMP PAO,
Izhstal OAO,
MIH GmbH		    BNP PARIBAS (SUISSE)    equipment      0.00      
         Unpledged equipment      378,740,423.56      
         Unpledged immovable property      483,961,538.32      
         Total equipment      378,740,423.56      
         Total immovable property      483,961,538.32      
         Total fixed assets      862,701,961.88      

Mechel-Coke OOO

No.

   

Borrower

   

Pledgee - Bank

   

Equipment/ immovable property

    Book value     

Notes

            residual as of
30.09.2015
roubles		     
1    Mechel-Coke OOO    Gazprombank JSC    equipment      810,250,088.88      
         immovable property      566,712,433.86      
2    Yakutugol Holding Company OAO    Eurasian Development Bank    equipment      1,710,204,599.91      
         immovable property      932,526,926.44      
         Unpledged equipment      287,385,802.26      
         Unpledged immovable property      691,002,682.42      
         Total equipment      2,807,840,491.05      
         Total immovable property      2,190,242,042.72      
         Total fixed assets      4,998,082,533.77      

Korshunov Mining Plant OAO

No.

   

Borrower

   

Pledgee - Bank

   

Equipment/ immovable property

    Book value     

Notes

            residual as of
30.09.2015
roubles		     
1    Korshunov Mining Plant OAO       equipment/vehicles      35,595,674.76      
2    Korshunov Mining Plant OAO    Sberbank of Russia JSC    equipment      0.00      
3    Korshunov Mining Plant OAO    Sberbank of Russia JSC    equipment      0.00      
4    Mechel Service OOO    MOSCOW CREDIT BANK JSC    equipment*       * cost on off-balance-sheet account RUR 542,140,987.25
         Unpledged equipment      900,764,968.36      
         Unpledged immovable property      1,917,064,478.28      
         Total equipment      936,360,643.12      
         Total immovable property      1,917,064,478.28      
         Total fixed assets      2,853,425,121.40      

Bratsk Ferroalloy Plant OOO

No.

   

Borrower

   

Pledgee - Bank

   

Equipment/ immovable property

    Balance     

Notes

            residual as of
30.09.2015
roubles		     
1    Bratsk Ferroalloy Plant OOO    Sberbank of Russia JSC    immovable property      153,643,686.10      
2    Bratsk Ferroalloy Plant OOO    Sberbank of Russia JSC    equipment      520,991,460.23      
         Unpledged equipment      168,334,646.49      
         Unpledged immovable property      102,017,194.63      
         Total equipment      689,326,106.72      
         Total immovable property      255,660,880.73      
         Total fixed assets      944,986,987.45      

Izhstal OAO

No.

   

Borrower

   

Pledgee - Bank

   

Equipment/ immovable property

    Book value     

Notes

            residual as of
30.09.2015
roubles		     
1    Izhstal OAO    Sberbank of Russia JSC    immovable property      996,788,742.29      
2    Urals Stampings Plant OAO,
Beloretsk Metallurgical Plant OAO		    URALSIB    equipment      175,731,838.71      
3    CMP PAO,
Beloretsk Metallurgical Plant OAO,
Izhstal OAO		    BNP PARIBAS (SUISSE)    equipment      1,646,905,233.26      
         Unpledged equipment      2,280,776,723.07      
         Unpledged immovable property      3,317,574,214.66      
         Total equipment      4,103,413,795.04      
         Total immovable property      4,314,362,956.95      
         Total fixed assets      8,417,776,751.99      

Fincom-Invest LLC

No.

   

Borrower

   

Pledgee - Bank

   

Equipment/ immovable property

    Book value     

Notes

            residual as of
30.09.2015
roubles		     
1    Mechel Service OOO    MOSCOW CREDIT BANK JSC    immovable property      416,303,800.07      
         Unpledged equipment      35,182,211.31      
         Unpledged immovable property      331,846,386.70      
         Total equipment      35,182,211.31      
         Total immovable property      748,150,186.77      
         Total fixed assets      783,332,398.08      

HBL Holding GmbH

No.

   

Borrower

   

Pledgee - Bank

   

Equipment/ immovable property

    Book value     

Notes

            residual as of
30.09.2015
RUB.*		     
1    HBL Holding GmbH    VTB Deutschland    equipment      183,497,453.33       * Euro exchange rate as of 30.09.2015 amount to 74.5825
         immovable property      466,618,883.79      
         stock reserve      790,359,252.67      
         accounts receivable      476,961,785.01      
2    HBL Stahlhandel Ahlen    Volksbank    equipment      59,864,329.04      
         immovable property      121,755,846.23      
         Unpledged equipment      0.00      
         Unpledged immovable property      35,785,178.73      
         Total equipment      243,361,782.37      
         Total immovable property      624,159,908.74      
         Total fixed assets      867,521,691.12      

Kuzbassenergosbyt OAO

No.

   

Borrower

   

Pledgee - Bank

   

Equipment/ immovable property

    Book value     

Notes

            residual as of
30.09.2015
roubles		     
1    Kuzbassenergosbyt OAO    Bank Levoberezhny PAO    immovable property      146,308,116.84      
2    Kuzbassenergosbyt OAO    Obrazovanie Joint-Stock Commercial Innovation Bank (JSC)    immovable property      66,117,711.60      
         Unpledged equipment      29,670,737.51      
         Unpledged immovable property      4,798,118.11      
         Total equipment      29,670,737.51      
         Total immovable property      217,223,946.55      
         Total fixed assets      246,894,684.06      

Mechel Engineering OOO

No.

   

Borrower

   

Pledgee - Bank

   

Equipment/ immovable property

    Book value     

Notes

            residual as of
30.09.2015
roubles		     
1    Mechel Service OOO    MOSCOW CREDIT BANK JSC    equipment*       * cost on off-balance-sheet account RUR 15,200,000.00
         Unpledged equipment, other fixed assets      18,718,224.00      
         Unpledged immovable property      4,783,318.16      
         Total equipment, other fixed assets      18,718,224.00      
         Total immovable property      4,783,318.16      
         Total fixed assets      23,501,542.16      

Mechel Service Stahlhandel Czech Republic s.r.o.

No.

   

Borrower

   

Pledgee - Bank

   

Equipment/ immovable property

    Book value     

Notes

            residual as of
30.09.2015
RUB.*		     
1    Mechel Service Stahlhandel Czech Republic s.r.o.    Factoring KB, a.s.    land lots      67,052,233.16       * exchange rate as of 30.09.2015: EUR to CZK amounts to 27.180; EUR to RUB amounts to 74.5825
         buildings      130,710,173.64      
         Unpledged equipment      52,249,275.03      
         Unpledged immovable property      20,277,091.12      
         Total equipment      52,249,275.03      
         Total immovable property      218,039,497.92      
         Total fixed assets      270,288,772.94      

Mechel Service Romania SRL

No.

   

Borrower

   

Pledgee - Bank

   

Equipment/ immovable property

    Book value     

Notes

            residual as of
30.09.2015
RUB.*		     
1    Mechel Service Romania SRL    BRD Societe General    land      27,020,219.64       * exchange rate as of 30.09.2015: EUR to RON amounts to 4.4167; EUR to RUB amounts to 74.5825
         warehouse      39,054,434.54      
         Unpledged equipment      4,131,013.68      
         Unpledged immovable property      0.00      
         Total equipment      4,131,013.68      
         Total immovable property      66,074,654.18      
         Total fixed assets      70,205,667.86      

Elgaugol OOO

No.

   

Borrower

   

Pledgee - Bank

   

Equipment/ immovable property

    Book value     

Notes

            residual as of
30.09.2015
roubles		     
1    Elgaugol OOO    Bank for development and foreign economic affairs (Vnesheconombank)    equipment and self-propelled machines      318,968,113.84       Pledge agreement is concluded on 12.11.2015.
Work is ongoing to execute additional pledge for 3 equipment units in the amount of 13,237,152.94 roubles at initial cost, estimated date 31.01.2016.
         immovable property       Cost on off-balance-sheet account RUB 10,843,962.70. (13 forest plots leased from the Department of Forestry Relations of the Republic of Sakha (Yakutia)). Currently there is work for pledge execution, estimated date is 31.01.2016.
         Unpledged equipment      120,863,012.92      
         Unpledged immovable property      0.00      
         Total equipment      439,831,126.76      
         Total immovable property      0.00       * cost on off-balance-sheet account RUB 15,600,792.68. (21 forest plots leased from the Department of Forestry Relations of the Republic of Sakha (Yakutia)).
         Total fixed assets      439,831,126.76      

Data on revenue assignment of the Group companies under credit agreements with UniCredit Bank AG, London Branch (Facility Agent) dated 06.09.2010, concluded with Southern Kuzbass OAO and Yakutugol Holding Company OAO in favour of UniCredit Bank AG, London Branch (Security Agent, Security Trustee),

as of 30.09.2015

 

Contract number and date

   

Counterparty

    Contract validity term    Scope of delivery under the
contract, t		    Revenues, $  
Export contracts of Southern Kuzbass OAO*   

01-К/Т-1 dated 16.08.2010

    Mechel Carbon AG    31.12.2015    2,255,000      2,091,192.14   

01-К/Т-1/01 dated 05.02.2015

    Mechel Carbon AG    28.02.2017    676,500      9,770,195.24   

02-К/Т-5 dated 16.08.2010

    Mechel Carbon AG    31.03.2016    2,530,000      5,260,487.82   

02-К/Т-5/01 dated 05.02.2015

    Mechel Carbon AG    28.02.2017    440,000      24,004,884.24   

03-К/Т-3/01 dated 26.11.2014

    Mechel Carbon AG    28.02.2017    2,090,000      27,590,187.80   

04-К/А-ОФ/01 dated 26.11.2014

    Mechel Carbon AG    28.02.2017    627,000      2,871,485.61   

05-К/А-ОФ/01 dated 26.11.2014

    Mechel Carbon AG    28.02.2017    495,000      18,515,263.09   

06-Ц/Т-ОФ/01 dated 26.11.2014

    Mechel Carbon AG    28.02.2017    1,045,000      337,640.40   

07-О/Г-P/01 dated 09.12.2014

    Mechel Carbon AG    28.02.2017    968,000      22,036,632.00   

08-Ц/К-КH/01 dated 05.02.2015

    Mechel Carbon AG    28.02.2017    660,000      8,701,825.30   

09-Ц/К-КH/01 dated 26.11.2014

    Mechel Carbon AG    28.02.2017    990,000      0.00   

10-С/Т-ОФ/01 dated 26.11.2014

    Mechel Carbon AG    28.02.2017    715,000      28,680,995.20   

11-С/Т-СТ/01 dated 26.11.2014

    Mechel Carbon AG    28.02.2017    990,000      0.00   

12-Ц/С-КH dated 16.08.2010

    Mechel Carbon AG    31.12.2015    3,445,200      0.00   

12-Ц/С-КH/01 dated 05.02.2015

    Mechel Carbon AG    28.02.2017    599,500      21,937,375.00   

13-П/П/01 dated 26.11.2014

    Mechel Carbon AG    28.02.2017    990,000      0.00   

14-К/А-ОФ dated 03.04.2015

    Mechel Carbon AG    28.02.2017    440,000      11,114,572.92   

15-Ц/Т-ОФ dated 20.04.2015

    Mechel Carbon AG    28.02.2017    880,000      7,041,144.00   

29-Ц/С-КH dated 27.01.2014

    Mechel Carbon AG    31.08.2016    660,000      7,773,764.92   
Export contracts of Yakutugol Holding Company OAO*   

MECH-YAK/GR-13-01 dated 27.09.2013

    Mechel Carbon AG    31.12.2014    600,000 mt +/- 100,000 mt      0.00   

MECH-YAK/K9-14-01 dated 21.01.2014

    Mechel Carbon (Singapore) Pte. Ltd.    31.12.2015    9,500,000 mt +/- 100,000 mt      178,670,515.80   

MECH-YAK/K9-14-02 dated 21.01.2014

    Mechel Carbon (Singapore) Pte. Ltd.    31.12.2015    600,000 mt +/- 100,000 mt      2,148,602.00   

MECH-YAK/KS-14-01 dated 21.01.2014

    Mechel Carbon (Singapore) Pte. Ltd.    31.12.2015    2,500,000 mt +/- 100,000 mt      0.00   

MECH-YAK/ZHM-14-01 dated 15.05.2014

    Mechel Carbon (Singapore) Pte. Ltd.    31.12.2015    200,000 mt +/- 100,000 mt      0.00   

MECH-YAK/K9-12-01 dated 19.10.2011

    Mechel Carbon AG    31.12.2015    15,000,000 mt +/- 1,500,000 mt      145,136,282.00   

Contract number and date

   

Counterparty

    Contract validity term    Scope of delivery under the
contract, t		   Revenues, $  

MECH-YAK/K9-12-02 dated 19.10.2011

    Mechel Carbon AG    31.12.2015    4,000,000 mt +/- 10%     2,942,100.70   

MECH-YAK/KS-12-01 dated 19.10.2011

    Mechel Carbon AG    31.12.2015    1,800,000 mt +/- 100,000 mt     20,740,780.06   

MECH-YAK/KT-15-01 dated 16.02.2015

    Mechel Carbon AG    31.12.2015    100,000 mt +/- 10,000 mt     1,071,261.60   

MECH-YAK/ZHM-15-01 dated 21.01.2015

    Mechel Carbon AG    31.12.2015    400,000 mt +/- 10,000 mt     0.00   

MECH-YAK/ZHC-15-01 dated 21.01.2015

    Mechel Carbon AG    31.12.2015    100,000 mt +/- 10,000 mt     0.00   

MECH-YAK/ZH100-15-01 dated 21.01.2015

    Mechel Carbon AG    31.12.2015    1,600,000 mt +/- 100,000 mt     0.00   

MECH-YAK/ZHRC-15-01 dated 16.02.2015

    Mechel Carbon AG    31.12.2015    200,000 mt +/- 10,000 mt     0.00   

MECH-YAK/ZHS-15-01 dated 18.06.2015

    Mechel Carbon AG    31.12.2015    1,600,000 mt +/- 100,000 mt     16,492,731.00   
Offtake Contracts Mechel Carbon AG**   

MCAG-POS K10/Sib 2015CY

    POSCO    31.12.2015    550,000     47,465,000.00   

MCAG-POS K9 2015CY

    POSCO    31.12.2015    400,000     36,360,000.00   

MCAG-KOBE-K9HA-2015FY

    KOBE    31.03.2016    160,000     13,963,200.00   

MCAG JFE PCI 2015FY

    JFE Steel Corporation    31.03.2016    350,000     29,575,000.00   

MCAG-JFE-K10-2015FY

    JFE Steel Corporation    31.03.2016    750,000     64,882,500.00   

MCAG NCE RCC RCC JFY2015

    Nippon Coke&Engineering Co., Ltd.    30.04.2016    162,000     14,137,740.00   

MCAG SOJITZ K9HA 2015FY

    Sojitz Corporation    31.03.2016    200,000     17,254,000.00   

MCAG SOJITZ K9LA 2015FY

    Sojitz Corporation    31.03.2016    40,000     3,810,800.00   

MCAG SOJITZ PCI 2015FY

    Sojitz Corporation    31.03.2016    20,000     1,750,000.00   

MCAG SC/NSSMC PCI TERM 2015FY

    Sumitomo Corporation    31.03.2016    200,000     17,500,000.00   

MA-1155-AM-2015

    ArcelorMittal Sourcing S.C.A.    31.03.2017    1,400,000     196,000,000.00   

MA-1153-AM-2015

    ArcelorMittal Sourcing S.C.A.    31.03.2017    800,000     81,600,000.00   

-

    Tata Steel Global Procurement Co. Pte. Ltd.    31.03.2016    300,000     27,750,000.00   

MCAG-USSK-SL/2015

    U.S. Steel Kosice, s.r.o.    31.12.2015    specified in separate annexes     5,400,000.00   

MC-KAR-15-01

    Kardemir    31.07.2015    70,000     13,718,320.00   

-

    Spot contracts with Chinese suppliers    Valid    456,000     40,218,600.00   

 

* Prices for coal supply are set on the basis of existing global indices, minus logistics and trader’s margin calculated according to the approved methodology prepared and agreed by PwC.
** Mechel Carbon AG specifies prices quarterly or for each specific vessel (contract). The price is set on the basis of existing global indices, taking into account the quality of particular grade of coal. Significant price fluctuations are due to: 1) different grades of coal, different quality; 2) different delivery terms - from different ports in the RF and Latvia (Far East: Vanino, Posiet; Western ports: Temryuk, Ventspils), plus different delivery terms: FOB (not including freight) or CIF (including freight).

Annex No.5

to Additional agreement

“Annex No. 11 to Credit Facility Agreement No. 85/13-B dated April 26, 2013”

FAILURE TO PERFORM (IMPROPER PERFORMANCE) BY THE BORROWER AND PARTIES LIABLE OF OBLIGATIONS UNDER FINANCIAL AND COMMERCIAL DEBT

FAILURE TO PERFORM FINANCIAL OBLIGATIONS UNDER CONTRACTS

As of 31.10.2015

 

No.

   

Type of
financial
debt

   

Counterparty

    Agreement
number		   Agreement
date		    Agreement
termination
date		   

Agreement
currency

    Amount of outstanding obligation     

Remark

                    Total amount of
outstanding
obligation		      Principal
Debt		      Percent      Penalties      Forfeits     
Mechel OAO
1    Credit    VTB Bank    2640   27.12.2010    06.10.2015    RUR      524,150,888.46         0.00         524,150,888.46             Amount of overdue interest is specified.
              21.10.2015    RUR      480,609,965.12            480,609,965.12             Amount of overdue interest is specified.
              06.10.2015    RUR      173,416,550.09                  173,416,550.09       Overdue forfeit is specified.
                   

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     
              TOTAL:    RUR      1,178,177,403.67         0.00         1,004,760,853.58         0.00         173,416,550.09      
                   

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     
Southern Kuzbass OAO
1    Leasing    Gazprombank Leasing    02-3/13-
115/539ЮК/13		   23.04.2013    20.12.2017    RUR      35,518,634.34         35,518,634.34               
2    Leasing    Gazprombank Leasing    02-3/13-
172/852ЮК/13		   06.06.2013    20.04.2018    RUR      83,901,440.16         83,901,440.16               
3    Leasing    Gazprombank Leasing    02-3/13-
1200ЮК/13		   30.08.2013    20.08.2016    RUR      1,604,162.60         1,604,162.60               

No.

   

Type of
financial
debt

   

Counterparty

    Agreement number   Agreement
date		    Agreement
termination
date		   

Agreement
currency

    Amount of outstanding obligation   

Remark

                    Total amount of
outstanding
obligation		      Principal Debt      Percent    Penalties    Forfeits   
4    Leasing    Gazprombank Leasing    02-3/13-1202 ЮК/13   10.09.2013    20.09.2016    RUR      307,746.93         307,746.93               
5    Leasing    Gazprombank Leasing    02-3/13-1202 ЮК/13   10.09.2013    20.09.2016    RUR      202,998.02         202,998.02               
6    Leasing    Gazprombank Leasing    02-3/13-1280 ЮК/13   30.09.2013    20.11.2016    RUR      463,706.00         463,706.00               
7    Leasing    Gazprombank Leasing    02-3/13-1522 ЮК/13   10.12.2013    20.01.2017    RUR      595,301.46         595,301.46               
8    Leasing    Gazprombank Leasing    02-3/13-1521 ЮК/13   19.12.2013    20.01.2017    RUR      510,175.85         510,175.85               
9    Leasing    Gazprombank Leasing    02-3/14-169-1019 ЮК/14   13.08.2014    20.02.2019    RUR      8,384,239.86         8,384,239.86               
10    Leasing    Caterpillar Financial    VT134/1L-10-B-693
ЮК/10		   20.04.2010    01.06.2016    USD      2,340.07         2,340.07                Provided/charged forfeits and penalties on Caterpillar Financial notifications not included in the total amount of unperformed obligations in total are 156,456.59 USD USA.
11    Leasing    Caterpillar Financial    VT134/2L-10-B-694
ЮК/11		   21.04.2010    01.06.2016    USD      11,999.79         11,999.79               
12    Leasing    Caterpillar Financial    VT134/3L-10-B-695
ЮК/12		   22.04.2010    01.07.2016    USD      5,918.81         5,918.81               
13    Leasing    Caterpillar Financial    VTSIB134/5L-11-B   21.09.2011    31.10.2014    USD      0.00         0.00               
14    Leasing    Caterpillar Financial    VTSIB134/6L-11-B   21.09.2011    31.10.2014    USD      0.00         0.00               
15    Leasing    Caterpillar Financial    VTSIB134/1L-13-B   13.05.2013    12.05.2018    USD      18,785.45         18,785.45               
16    Leasing    Caterpillar Financial    VTSIB134/2L-13-B   13.05.2013    12.05.2018    USD      0.00         0.00               
17    Leasing    Caterpillar Financial    VTSIB134/3L-13-B   13.05.2013    12.05.2018    USD      20,937.95         20,937.95               
18    Leasing    Caterpillar Financial    MNURAL259/1L-11-B   29.09.2011    15.10.2014    USD      17,970.82         17,970.82               
19    Leasing    M-Leasing    1743/140411-M   14.04.2011    31.10.2016    RUR      2,460,581.84         2,460,581.84               
20    Leasing    M-Leasing    1890/200711-M   20.07.2011    30.11.2016    RUR      5,511,398.52         5,511,398.52               
21    Leasing    M-Leasing    1906/030811-M   03.08.2011    31.10.2016    RUR      6,820,430.45         6,820,430.45               

No.

   

Type of
financial
debt

   

Counterparty

    Agreement
number		   Agreement
date		    Agreement
termination
date		   

Agreement
currency

    Amount of outstanding obligation   

Remark

                    Total amount of
outstanding
obligation		      Principal Debt      Percent    Penalties    Forfeits   
22    Leasing    MKB-Leasing    2648/111012-
MКБ		   11.10.2012    30.11.2015    RUR      0.00         0.00                Provided/ charged penalties not included in the total amount of unperformed obligations in total amount to RUR 27,912.66
23    Leasing    Sberbank Leasing    0708PM/P-

2147-01-

01/750ЮК/10

   15.06.2010    30.09.2015    RUR      13,372,821.11        
 13,372,821.11
   
             Provided/charged penalties and forfeits under the suits with Sberbank Leasing not included in the total amount of unperformed obligations as of 31.10.2015 amount to 219,563,137.96 roubles
24    Leasing    Sberbank Leasing    0708PM/P-

2147-01-

01/750ЮК/10

   15.06.2010    30.09.2015    RUR      13,372,821.11         13,372,821.11               
25    Leasing    Sberbank Leasing    0708PM/P-

2147-01-

01/750ЮК/10

   15.06.2010    30.11.2015    RUR      14,283,288.90         14,283,288.90               
26    Leasing    Sberbank Leasing    0708PM/P-

2147-01-

01/750ЮК/10

   15.06.2010    30.11.2015    RUR      14,283,288.90         14,283,288.90               
27    Leasing    Sberbank Leasing    0708PM/P-

2147-01-

01/750ЮК/10

   15.06.2010    30.11.2015    RUR      14,283,288.90         14,283,288.90               
28    Leasing    Sberbank Leasing    0708PM/P-

2147-01-

01/750ЮК/10

   15.06.2010    31.12.2015    RUR      14,384,414.37         14,384,414.37               
29    Leasing    Sberbank Leasing    0708PM/P-

2147-01-

01/750ЮК/10

   15.06.2010    31.12.2015    RUR      14,384,414.37         14,384,414.37               
30    Leasing    Sberbank Leasing    0708PM/P-

2147-01-

01/750ЮК/10

   15.06.2010    29.02.2016    RUR      14,587,758.56         14,587,758.56               
31    Leasing    Sberbank Leasing    0708PM/P-

2147-01-

01/750ЮК/10

   15.06.2010    29.02.2016    RUR      14,587,758.56         14,587,758.56               
32    Leasing    Sberbank Leasing    0708PM/P-

2147-01-

01/750ЮК/10

   15.06.2010    29.02.2016    RUR      14,587,758.56         14,587,758.56               
33    Leasing    Sberbank Leasing    Ф2/0708P/P-

2147-02-01-

1030-ЮК

   25.08.2010    31.07.2016    RUR      6,611,941.28         6,611,941.28               

No.

   

Type of
financial
debt

   

Counterparty

    Agreement
number		   Agreement
date		    Agreement
termination
date		   

Agreement
currency

    Amount of outstanding obligation   

Remark

                    Total amount of
outstanding
obligation		      Principal Debt      Percent    Penalties    Forfeits   
34    Leasing    Sberbank Leasing    Ф2/0708PM/P

-2147-05-01

   25.08.2010    31.01.2016    RUR      8,274,215.74         8,274,215.74               
35    Leasing    Sberbank Leasing    Ф2/0708PM/P-
2147-06-01-

1112 ЮK/10

   03.08.2010    30.09.2015    RUR      1,694,470.50         1,694,470.50               
36    Leasing    Sberbank Leasing    0708PM/P-

2147-07-
01/1124ЮK/10

   29.07.2010    31.07.2016    RUR      95,646,109.24         95,646,109.24               
37    Leasing    Sberbank Leasing    Ф2/0708PTC/

P-2147-08-01-
1213ЮK/10

   16.09.2010    31.12.2015    RUR      819,215.07         819,215.07               
38    Leasing    Sberbank Leasing    Ф2/0708PTC/

P-2147-08-02-
1280ЮK/10

   16.09.2010    31.10.2015    RUR      3,218,166.11         3,218,166.11               
39    Leasing    Sberbank Leasing    Ф2/0708PTC/

P-2147-08-03-
1289ЮK/10

   16.09.2010    31.12.2015    RUR      384,415.98         384,415.98               
40    Leasing    Sberbank Leasing    Ф2/0708PTC/

P-2147-08-04-
1290ЮK/10

   16.09.2010    31.10.2015    RUR      976,176.47         976,176.47               
41    Leasing    Sberbank Leasing    Ф2/0708PTC/

P-2147-08-05-
1288ЮK/10

   16.09.2010    31.10.2015    RUR      540,447.99         540,447.99               
42    Leasing    Sberbank Leasing    Ф2/0708PTC/

P-2147-08-06-
1291ЮK/10

   16.09.2010    31.10.2015    RUR      492,411.86         492,411.86               
43    Leasing    Sberbank Leasing    Ф2/0708PTC/

P-2147-08-07-
1287ЮK/10

   16.09.2010    29.02.2016    RUR      825,952.26         825,952.26               
44    Leasing    Sberbank Leasing    Ф2/0708PTC/P-
2147-08-08-
1286ЮK/10		   16.09.2010    29.02.2016    RUR      924,915.93         924,915.93               
45    Leasing    Sberbank Leasing    Ф2/0708PTC/

P-2147-09-01-
1661ЮK/10

   11.11.2010    31.12.2015    RUR      3,958,060.64         3,958,060.64               
46    Leasing    Sberbank Leasing    Ф2/0708PM/

P-2147-09-02-
1560ЮK/10

   07.12.2010    30.11.2016    RUR      4,345,971.26         4,345,971.26               

No.

   

Type of
financial
debt

   

Counterparty

    Agreement
number		   Agreement
date		    Agreement
termination
date		   

Agreement
currency

    Amount of outstanding obligation   

Remark

                    Total amount of
outstanding
obligation		      Principal Debt      Percent    Penalties    Forfeits   
47    Leasing    Sberbank Leasing    Ф2/0708P/P-

2147-11-01-
522ЮК/11

   31.03.2011    30.09.2014    RUR      3,668,916.73         3,668,916.73               
48    Leasing    Sberbank Leasing    Ф2/0708P/P-

2147-11-02-
523ЮК/11

   31.03.2011    30.09.2014    RUR      2,779,569.64         2,779,569.64               
49    Leasing    Sberbank Leasing    Ф2/0708P/P-

2147-12-01-
1036ЮК/11

   19.07.2011    31.10.2014    RUR      2,576,494.83         2,576,494.83               
50    Leasing    Sberbank Leasing    0708PM/P-2147-
13-01-836ЮК/11		   27.04.2011    30.09.2016    RUR      21,006,187.19         21,006,187.19               
51    Leasing    Sberbank Leasing    0708PM/P-2147-
13-01-836ЮК/11		   27.04.2011    30.09.2016    RUR      21,006,187.19         21,006,187.19               
52    Leasing    Sberbank Leasing    0708PM/P-2147-
13-01-836ЮК/11		   27.04.2011    31.01.2017    RUR      23,559,712.37         23,559,712.37               
53    Leasing    Sberbank Leasing    0708PM/P-2147-
13-01-836ЮК/11		   27.04.2011    28.02.2017    RUR      13,820,435.85         13,820,435.85               
54    Leasing    Sberbank Leasing    0708PM/P-2147-
14-01-835ЮК/11		   27.04.2011    30.09.2016    RUR      3,414,811.60         3,414,811.60               
55    Leasing    Sberbank Leasing    0708PM/P-2147-
14-01-835ЮК/11		   27.04.2011    31.10.2016    RUR      3,435,838.08         3,435,838.08               
56    Leasing    Sberbank Leasing    0708PM/P-2147-
14-01-835ЮК/11		   27.04.2011    31.10.2016    RUR      3,435,838.08         3,435,838.08               
57    Leasing    Sberbank Leasing    0708PM/P-2147-
14-01-835ЮК/11		   27.04.2011    30.09.2016    RUR      2,533,996.97         2,533,996.97               
58    Leasing    Sberbank Leasing    0708PM/P-2147-
14-01-835ЮК/11		   27.04.2011    31.10.2016    RUR      4,978,478.85         4,978,478.85               
59    Leasing    Sberbank Leasing    0708PM/P-2147-
14-01-835ЮК/11		   27.04.2011    31.12.2016    RUR      13,631,096.77         13,631,096.77               

No.

   

Type of
financial
debt

   

Counterparty

    Agreement
number		   Agreement
date		    Agreement
termination
date		   

Agreement
currency

    Amount of outstanding obligation   

Remark

                    Total amount of
outstanding
obligation		      Principal Debt      Percent    Penalties    Forfeits   
60    Leasing    Sberbank Leasing    0708PM/P-2147-
14-01-835ЮК/11		   27.04.2011    28.02.2017    RUR      13,820,435.85         13,820,435.85               
61    Leasing    Sberbank Leasing    0708PM/P-2147-
14-01-835ЮК/11		   27.04.2011    28.02.2017    RUR      13,820,435.85         13,820,435.85               
62    Leasing    Sberbank Leasing    0708PM/P-2147-
14-01-835ЮК/11		   27.04.2011    28.02.2017    RUR      13,820,435.85         13,820,435.85               
63    Leasing    Sberbank Leasing    Ф2/0708PM/P-

2147-17-01-1430
ЮК/11

   30.09.2011    31.10.2014    RUR      587,886.25         587,886.25               
64    Leasing    Sberbank Leasing    Ф2/0708PM/P-

2147-17-01-1430
ЮК/11

   30.09.2011    31.01.2015    RUR      1,337,655.28         1,337,655.28               
65    Leasing    Sberbank Leasing    Ф2/0708PM/P-

2147-20-01-1668
ЮК/11

   02.11.2011    31.10.2014    RUR      5,714,991.57         5,714,991.57               
66    Leasing    Sberbank Leasing    OB/К-2147-21-01-
950ЮК/12		   26.06.2012    31.01.2015    RUR      15,073,332.13         15,073,332.13               
67    Leasing    Sberbank Leasing    OB/К-2147-21-01-
950ЮК/12		   26.06.2012    31.01.2015    RUR      23,064,788.24         23,064,788.24               
68    Leasing    Sberbank Leasing    OB/К-2147-21-01-
950ЮК/12		   26.06.2012    31.03.2015    RUR      18,182,680.44         18,182,680.44               
69    Leasing    Sberbank Leasing    OB/К-2147-21-01-
950ЮК/12		   26.06.2012    31.03.2015    RUR      18,182,680.44         18,182,680.44               
70    Leasing    Sberbank Leasing    OB/К-2147-21-01-
950ЮК/12		   26.06.2012    30.04.2015    RUR      19,796,739.46         19,796,739.46               
71    Leasing    Sberbank Leasing    OB/К-2147-21-01-
950ЮК/12		   26.06.2012    30.04.2015    RUR      19,764,989.54         19,764,989.54               
72    Leasing    Sberbank Leasing    OB/К-2147-22-01-
1041 ЮК/12		   26.06.2012    30.04.2015    RUR      19,764,989.54         19,764,989.54               

No.

   

Type of
financial
debt

   

Counterparty

    Agreement
number		   Agreement
date		    Agreement
termination
date		   

Agreement
currency

    Amount of outstanding obligation   

Remark

                    Total amount of
outstanding
obligation		      Principal Debt      Percent    Penalties    Forfeits   
73    Leasing    Sberbank Leasing    OB/К-2147-

22-01-1041
ЮК/12

   26.06.2012    30.04.2015    RUR      19,764,989.54         19,764,989.54               
74    Leasing    Sberbank Leasing    OB/К-2147-
22-01-1041
ЮК/12		   26.06.2012    31.05.2015    RUR      21,357,653.92         21,357,653.92               
75    Leasing    Sberbank Leasing    OB/К-2147-
22-01-1041
ЮК/12		   26.06.2012    31.05.2015    RUR      21,357,653.92         21,357,653.92               
76    Leasing    Sberbank Leasing    OB/К-2147-
22-01-1041
ЮК/12		   26.06.2012    31.08.2015    RUR      26,197,827.93         26,197,827.93               
77    Leasing    Sberbank Leasing    OB/К-2147-
22-01-1041
ЮК/12		   26.06.2012    30.09.2015    RUR      27,831,942.94         27,831,942.94               
78    Leasing    Sberbank Leasing    OB/К-2147-
22-01-1041
ЮК/12		   26.06.2012    31.05.2015    RUR      21,391,962.25         21,391,962.25               
79    Leasing    Sberbank Leasing    OB/К-2147-
22-01-1041
ЮК/12		   26.06.2012    30.04.2015    RUR      7,069,476.78         7,069,476.78               
80    Leasing    Sberbank Leasing    OB/К-2147-
22-01-1041
ЮК/12		   26.06.2012    31.05.2015    RUR      7,639,135.77         7,639,135.77               
81    Leasing    Sberbank Leasing    OB/К-2147-
22-01-1041
ЮК/12		   26.06.2012    30.06.2015    RUR      7,639,135.77         7,639,135.77               
82    Leasing    Sberbank Leasing    OB/К-2147-
22-01-1041
ЮК/12		   26.06.2012    30.06.2015    RUR      8,212,502.11         8,212,502.11               
83    Leasing    Sberbank Leasing    OB/К-2147-
22-01-1041
ЮК/12		   26.06.2012    30.04.2015    RUR      30,292,413.11         30,292,413.11               
84    Leasing    Sberbank Leasing    OB/К-2147-
22-01-1041
ЮК/12		   26.06.2012    30.04.2015    RUR      30,292,413.11         30,292,413.11               
85    Leasing    Sberbank Leasing    OB/К-2147-
22-01-1041
ЮК/12		   26.06.2012    31.05.2015    RUR      32,733,378.10         32,733,378.10               

No.

   

Type of
financial
debt

   

Counterparty

    Agreement
number		   Agreement
date		    Agreement
termination
date		   

Agreement
currency

    Amount of outstanding obligation   

Remark

                    Total amount of
outstanding
obligation		      Principal Debt      Percent      Penalties    Forfeits   
86    Leasing    Sberbank Leasing    OB/К-2147-
22-01-1041
ЮК/12		   26.06.2012    31.05.2015    RUR      32,733,378.10         32,733,378.10               
87    Leasing    Sberbank Leasing    OB/К-2147-

22-01-1041
ЮК/12

   26.06.2012    31.08.2015    RUR      40,151,573.29         40,151,573.29               
88    Credit    Sberbank    13   25.03.2010    25.02.2019    RUR      13,072,638.40         10,629,978.72         2,442,659.68             According to Sberbank, as of 10.09.2015, provided/charged interest and penalties on overdue debt not included in the total amount of unperformed obligations in total are 740,262.65 RUB., including Principal Debt - 668,669.34 RUB., percent - RUR 79,593.31
89    Credit    Sberbank    5593   09.10.2012    06.10.2017    RUR      91,495,890.41            91,495,890.41             According to Sberbank, as of 10.09.2015, provided/charged interest and penalties on overdue debt not included in the total amount of unperformed obligations in total are 369,945.71USD USA and 2,270,083.06 RUB Sberbank charges penalties based on conversion.
   Credit    Sberbank    5593   09.10.2012    06.10.2017    USD      12,942,634.61            12,942,634.61            
90    Credit    Sberbank    5594   09.10.2012    06.10.2017    RUR      97,595,616.45            97,595,616.45             According to Sberbank, as of 10.09.2015, provided/charged interest and penalties on overdue debt not included in the total amount of unperformed obligations in total are 585,636.57 USD USA and 2,347,348.50 RUB Sberbank charges penalties based on conversion.
   Credit    Sberbank    5594   09.10.2012    06.10.2017    USD      20,533,421.37            20,533,421.37            

No.

   

Type of
financial
debt

   

Counterparty

    Agreement
number		    Agreement
date		    Agreement
termination
date		   

Agreement
currency

    Amount of outstanding obligation   

Remark

                     Total amount of
outstanding
obligation		      Principal Debt      Percent      Penalties    Forfeits   
91    Credit    Sberbank    8507    09.10.2012    06.10.2017    USD      16,671,622.64            16,671,622.64             According to Sberbank, as of 10.09.2015, provided/charged interest and penalties on overdue debt not included in the total amount of unperformed obligations in total are 431,992.11 USD USA. Sberbank charges penalties based on conversion.
92    Credit    Sberbank    8508    09.10.2012    06.10.2017    USD      3,608,950.64            3,608,950.64             According to Sberbank, as of 10.09.2015, provided/charged interest and penalties on overdue debt not included in the total amount of unperformed obligations in total are 99,262.50 USD USA. Sberbank charges penalties based on conversion.
93    Credit    Societe Generale    w/o    09.09.2011    30.09.2016    USD      3,525,688.60         3,467,726.04         57,962.56            
94    Credit    UniCredit Bank, London Branch    w/o    06.09.2010    08.12.2016    USD      242,497,231.40         220,872,078.83         21,625,152.57            
95    Credit    UniCredit Bank Czech Republic    BC00013    21.12.2010    30.05.2016    EUR      1,357,505.45         1,311,766.56         45,738.89            

No.

   

Type of
financial
debt

   

Counterparty

    Agreement
number		    Agreement
date		    Agreement
termination
date		   

Agreement
currency

    Amount of outstanding obligation     

Remark

                     Total amount of
outstanding
obligation		      Principal Debt      Percent      Penalties      Forfeits     
96    Credit    Gazprombank    227/12-B    27.04.2012    26.04.2017    USD      85,445,676.21         66,666,666.66         18,779,009.55            
97    Credit    Gazprombank    84/13-B    26.04.2013    26.04.2018    USD      37,552,579.72            37,552,579.72            
                    

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     
               TOTAL:    RUR      1,256,730,086.17         1,065,195,919.63         191,534,166.54         0.00         0.00      
                    

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     
               TOTAL:    USD      422,855,758.08         291,084,424.42         131,771,333.66         0.00         0.00      
                    

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     
               TOTAL:    EUR      1,357,505.45         1,311,766.56         45,738.89         0.00         0.00      
                    

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     
Yakutugol Holding Company OAO
1    Credit    Sberbank    12    23.04.2010    07.02.2019    RUR      9,282,167.56         7,835,146.39         1,447,021.17            
2    Credit    UniCredit Bank, London Branch    w/o    06.09.2010    08.12.2016    USD      243,235,472.12         220,872,078.83         22,363,393.29            
3    Credit    Gazprombank    31/09-B    06.02.2009    06.02.2015    USD      110,329,484.89         103,112,111.54         7,217,373.35            
4    Credit    Gazprombank    226/12-B    27.04.2012    26.04.2017    USD      128,171,232.84         99,999,999.99         28,171,232.85            
5    Credit    Gazprombank    85/13-B    26.04.2013    26.04.2018    USD      36,226,024.86         0.00         36,226,024.86            
6    Leasing    Caterpillar Financial    VT131/1L-10    10.03.2010    01.05.2016    USD      142,065.04         142,065.04                Filed penalties on claims not included in the total amount of unperformed obligations in total amount to RUR 18,943,111.92
7    Leasing    Caterpillar Financial    VT131/2L-10    10.03.2010    01.05.2016    USD      142,065.04         142,065.04               
8    Leasing    Caterpillar Financial    VT131/3L-10    10.03.2010    01.05.2016    USD      142,065.04         142,065.04               
9    Leasing    Caterpillar Financial    VT131/4L-10    10.03.2010    01.07.2016    USD      131,136.96         131,136.96               
10    Leasing    Caterpillar Financial    VT131/5L-10    10.03.2010    01.07.2016    USD      131,136.96         131,136.96               
11    Leasing    Caterpillar Financial    VT131/6L-10    10.03.2010    01.07.2016    USD      124,980.38         124,980.38               
12    Leasing    Caterpillar Financial    VT131/7L-10    10.03.2010    01.07.2016    USD      116,053.21         116,053.21               
13    Leasing    Caterpillar Financial    VT131/8L-10    10.03.2010    01.07.2016    USD      125,219.36         125,219.36               
14    Leasing    Caterpillar Financial    VT131/9L-10    10.03.2010    01.07.2016    USD      152,377.56         152,377.56               
15    Leasing    Caterpillar Financial    VT131/10L-10    10.03.2010    01.05.2016    USD      152,377.56         152,377.56               

No.

   

Type of
financial
debt

   

Counterparty

    Agreement
number		   Agreement
date		    Agreement
termination
date		   

Agreement
currency

    Amount of outstanding obligation   

Remark

                    Total amount
of outstanding
obligation		      Principal Debt      Percent    Penalties    Forfeits   
16    Leasing    Caterpillar Financial    VT131/11L-10   10.03.2010    01.05.2016    USD      198,090.75         198,090.75               
17    Leasing    Caterpillar Financial    VT131/12L-10   10.03.2010    01.05.2016    EUR      127,822.64         127,822.64               
18    Leasing    Caterpillar Financial    VT131/13L-10   10.03.2010    01.05.2016    EUR      113,308.13         113,308.13               
19    Leasing    Caterpillar Financial    VT131/14L-10   10.03.2010    01.05.2016    EUR      75,415.47         75,415.47               
20    Leasing    Caterpillar Financial    VT131/15L-10   10.03.2010    01.05.2016    USD      127,966.15         127,966.15               
21    Leasing    Caterpillar Financial    VT131/16L-10   07.05.2010    01.05.2016    USD      136,677.96         136,677.96               
22    Leasing    Caterpillar Financial    VT131/17L-10   07.05.2010    01.09.2016    USD      136,677.96         136,677.96               
23    Leasing    Caterpillar Financial    VT131/18L-10   07.05.2010    01.09.2016    USD      177,201.18         177,201.18               
24    Leasing    Caterpillar Financial    VT131/19L-10   07.05.2010    01.09.2016    USD      177,201.18         177,201.18               
25    Leasing    Caterpillar Financial    VT131/20L-10   19.08.2010    01.01.2017    USD      99,738.00         99,738.00               
26    Leasing    M-Leasing    1498/010910   01.09.2010    30.09.2015    RUR      2,104,032.08         2,104,032.08               
27    Leasing    M-Leasing    1504/010910   01.09.2010    30.09.2015    RUR      2,134,701.34         2,134,701.34               
28    Leasing    MKB-Leasing    1961/020911-
MKБ		   02.09.2011    30.11.2016    RUR      5,343,690.87         5,343,690.87               
29    Leasing    URALSIB Leasing Company    MOC-5011-11Б   01.06.2011    01.06.2016    RUR      130,809,912.00         130,809,912.00                Filed penalties on claim not included in the total amount of unperformed obligations in total amount to RUR 41,510,262.37
30    Leasing    Invest-Svyaz-Holding    989   26.07.2011    15.04.2015    RUR      14,300,546.16         14,300,546.16               
31    Leasing    Sberbank Leasing    0708PM/P-2142-
01-01		   01.06.2010    31.12.2015    RUR      206,901,155.99         206,901,155.99                Filed penalties on suits not included in the total amount of unperformed obligations in total amount to RUR 16,525,717.49

No.

   

Type of
financial
debt

   

Counterparty

    Agreement
number		   Agreement
date		    Agreement
termination
date		   

Agreement
currency

    Amount of outstanding obligation   

Remark

                    Total amount
of outstanding
obligation		      Principal Debt      Percent    Penalties    Forfeits   
32    Leasing    Sberbank Leasing    0708PM/P-
2142-02-01		   13.09.2010    30.04.2017    RUR      150,137,891.70         150,137,891.70                Filed penalties on suits not included in the total amount of unperformed obligations in total amount to RUR 10,816,017.69
33    Leasing    Sberbank Leasing    Ф16/0708P/P-
2142-03-01		   23.03.2011    20.01.2016    RUR      9,610,412.64         9,610,412.64                Filed penalties on suits not included in the total amount of unperformed obligations in total amount to RUR 391,207.23
34    Leasing    Sberbank Leasing    0708PM/P-
2142-04-01		   25.05.2011    15.02.2017    RUR      29,526,274.75         29,526,274.75                Filed penalties on suits not included in the total amount of unperformed obligations in total amount to RUR 2,159,871.88
35    Leasing    Sberbank Leasing    0708PM/P-
2142-05-01		   09.08.2011    15.03.2017    RUR      71,707,605.13         71,707,605.13                Filed penalties on suits not included in the total amount of unperformed obligations in total amount to RUR 5,191,219.20
36    Leasing    URALSIB Leasing Company    MOC-5042-
11Б		   07.10.2011    30.11.2014    RUR      2,551,404.00         2,551,404.00                Filed penalties on claim not included in the total amount of unperformed obligations in total amount to RUR 1,191,163.20
37    Leasing    Sberbank Leasing    0708PM/P-
2142-06-01		   14.11.2011    15.12.2017    RUR      18,008,191.86         18,008,191.86                Filed penalties on suits not included in the total amount of unperformed obligations in total amount to RUR 1,263,385.79
38    Leasing    Sberbank Leasing    0708PM/P-
2142-07-01		   26.03.2012    15.09.2014    RUR      3,244,520.73         3,244,520.73                Filed penalties on suits not included in the total amount of unperformed obligations in total amount to RUR 642,471.08

No.

   

Type of
financial
debt

   

Counterparty

    Agreement
number		   Agreement
date		    Agreement
termination
date		   

Agreement
currency

    Amount of outstanding obligation   

Remark

                    Total amount
of outstanding
obligation		      Principal Debt      Percent    Penalties    Forfeits   
39    Leasing    Sberbank Leasing    0708PM/P-2142-
08-01		   26.03.2012    15.01.2015    RUR      171,769,080.67         171,769,080.67                Filed penalties on suits not included in the total amount of unperformed obligations in total amount to RUR 29,249,142.03
40    Leasing    Sberbank Leasing    OB/К-2142-09-01   29.06.2012    30.04.2015    RUR      108,103,298.21         108,103,298.21                Filed penalties on suits not included in the total amount of unperformed obligations in total amount to RUR 11,334,479.60
41    Leasing    MKB-Leasing    2504/130812-
MКБ		   13.08.2012    30.09.2015    RUR      3,000.00         3,000.00               
42    Leasing    Sberbank Leasing    OB/К-2142-09-02   29.06.2012    30.10.2015    RUR      118,299,807.84         118,299,807.84                Filed penalties on suits not included in the total amount of unperformed obligations in total amount to RUR 8,362,602.32
43    Leasing    Sberbank Leasing    OB/К-2142-09-03   29.06.2012    30.06.2015    RUR      168,691,613.32         168,691,613.32                Filed penalties on suits not included in the total amount of unperformed obligations in total amount to RUR 15,715,037.96
44    Leasing    MKB-Leasing    2688/121112-
MКБ		   12.11.2012    31.12.2015    RUR      356,505.80         356,505.80               
45    Leasing    Sberbank Leasing    OB/К-2142-10-01   30.11.2012    30.04.2016    RUR      147,153,656.14         147,153,656.14                Filed penalties on suits not included in the total amount of unperformed obligations in total amount to RUR 10,275,452.54
46    Leasing    Caterpillar Financial    VTFE131/1L-13-B   04.04.2013    01.06.2018    USD      154,588.60         154,588.60               

No.

   

Type of
financial
debt

   

Counterparty

    Agreement
number		   Agreement
date		    Agreement
termination
date		   

Agreement
currency

    Amount of outstanding obligation     

Remark

                    Total amount of
outstanding
obligation		      Principal Debt      Percent      Penalties      Forfeits     
47    Leasing    Caterpillar Financial    VTFE131/2L-13-B   04.04.2013    01.06.2018    USD      154,588.60         154,588.60               
48    Leasing    Caterpillar Financial    VTFE131/3L-13-B   04.04.2013    01.06.2018    USD      154,588.60         154,588.60               
49    Leasing    Gazprombank Leasing    02-3/13-119   25.04.2013    20.04.2018    RUR      197,494,254.91         197,494,254.91               
50    Leasing    Gazprombank Leasing    02-3/13-157   30.05.2013    20.04.2016    RUR      5,052,103.04         5,052,103.04               
51    Leasing    Gazprombank Leasing    02-3/13-159   30.05.2013    20.04.2016    RUR      5,052,103.04         5,052,103.04               
52    Leasing    Sberbank Leasing    OB/К-2142-11-01   10.06.2013    28.02.2018    USD      10,193,889.69         10,193,889.69                Filed penalties on suits not included in the total amount of unperformed obligations in total amount to RUR 55,663,965.51
53    Leasing    SL Leasing    2013/047   17.06.2013    22.07.2017    EUR      322,308.92         322,308.92                Filed penalties on notification not included in the total amount of unperformed obligations in total amount to RUR 1,624,227.49
54    Leasing    Gazprombank Leasing    02-3/13-278   11.07.2013    31.01.2017    RUR      6,700,258.25         6,700,258.25               
55    Leasing    Gazprombank Leasing    02-3/13-354   12.09.2013    20.08.2018    RUR      3,281,937.40         3,281,937.40               
56    Leasing    Spetstekhleasing    2/2013   30.10.2013    02.10.2016    RUR      8,800,000.00         8,800,000.00               
57    Leasing    Gazprombank Leasing    02-3/13-497   11.12.2013    20.04.2019    RUR      24,372,117.96         24,372,117.96               
                   

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     
              TOTAL:    RUR      1,620,792,243.38         1,619,345,222.21         1,447,021.17         0.00         0.00      
                   

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     
              TOTAL:    USD      531,032,900.50         437,054,876.14         93,978,024.35         0.00         0.00      
                   

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     
              TOTAL:    EUR      638,855.16         638,855.16         0.00         0.00         0.00      
                   

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     

No.

   

Type of
financial
debt

   

Counterparty

    Agreement
number		   Agreement
date		    Agreement
termination
date		   

Agreement
currency

    Amount of outstanding obligation   

Remark

                    Total amount of
outstanding
obligation		      Principal Debt      Percent      Penalties    Forfeits   
CMP PAO
1    Credit    Gazprombank    2612-200-
К		   02.05.2012    27.04.2017    RUR      368,970,669.12         0.00         368,970,669.12            
2    Credit    Sberbank    74086   22.12.2009    20.10.2018    RUR      100,951,027.40         65,625,000.00         35,326,027.40             As of 01.11.2015 the Bank showed penalty for late payment of interest - 1,223,961.45 roubles and penalty for late credit repayment - 4,430,136.99 roubles
3    Credit    Sberbank    5321   13.10.2010    10.12.2018    RUR      7,485,616,438.35         6,750,000,000.00         735,616,438.35             As of 01.11.2015 the Bank showed penalty - 599,586,428.42 roubles and overdue fee for credit maintenance - RUB 79,446,575.33
4    Credit    Sberbank    5703   19.12.2013    10.12.2018    RUR      2,543,918,127.99         1,864,499,331.78         679,418,796.21             As of 01.11.2015 the Bank showed penalty - 173,027,143.50 roubles
5    Factoring    VTB Factoring    01155   14.06.2013       RUR                   29.05.2015 VTB Factoring, CMP and Mechel-Service concluded the settlement agreement for 954,287,975.90 roubles Mechel-Service is jointly and severally liable with CMP to repay the debt on a monthly basis until June 2016.
6    Credit    Royal Bank of Scotland    w/o   05.10.2007    05.11.2017    EUR      1,327,608.73         1,216,202.04         111,406.69             On 05.05.2015 the Bank showed penalty interest for non-payment - 7,304.12 EUR (516,793.52 RUB).
7    Credit    ING Bank, Milan Branch    w/o   08.07.2008    15.06.2018    EUR      1,684,867.78         1,637,943.06         46,924.72             On 15.06.2015 the Bank showed penalty interest for non-payment - 14,197.28 EUR (1,004,510.09 RUB).

No.

   

Type of
financial
debt

   

Counterparty

    Agreement
number		   Agreement
date		    Agreement
termination
date		   

Agreement
currency

    Amount of outstanding obligation     

Remark

                    Total amount of
outstanding
obligation		      Principal Debt      Percent      Penalties      Forfeits     
8    Credit    Banca Nazionale del Lavoro    w/o   11.07.2008    01.11.2018    EUR      6,505,915.48         5,797,323.52         708,591.96             On 05.05.2015 the Bank showed penalty interest for non-payment - 109,820.60 EUR (7,770,213.79 RUB).
9    Credit    Raiffeisen Bank International    w/o   06.08.2009    06.04.2016    EUR      4,541,284.62         4,480,160.70         61,123.92             On 30.09.2015 the Bank showed interest for non-payment- 98,256.06 EUR (6,951,979.79 RUB).
10    Credit    BNP Paribas    w/o   15.09.2010    21.01.2021    EUR      17,093,615.79         16,491,543.45         602,072.34             On 21.07.2015 the Bank showed interest for non-payment- 310,295.38 EUR (21,954,546.23 RUB).
11    Credit    BNP Paribas    w/o   15.09.2010    21.01.2021    EUR      17,300,652.28         16,657,331.04         643,321.24             On 21.07.2015 the Bank showed interest for non-payment- 321,943.66 EUR (22,778,705.14 RUB).
12    Credit    BNP Paribas    w/o   15.09.2010    21.07.2019    USD      47,046,793.66         42,236,983.80         4,809,809.86             On 21.07.2015 the Bank showed interest for non-payment- 1,972,227.57 dollars (RUB 126,960,572.04.).
13    Leasing    Hewlett-Packard    Additional
Agreement
No.5 dated
20.08.2014 to
Contract
09RU-0187A
(10000885)		   29.04.2009    31.08.2017    USD      215,466.85         215,466.85               
                   

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     
              TOTAL:    RUR      10,499,456,262.86         8,680,124,331.78         1,819,331,931.08         0.00         0.00      
                   

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     
              TOTAL:    USD      47,262,260.51         42,452,450.65         4,809,809.86         0.00         0.00      
                   

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     
              TOTAL:    EUR      48,453,944.68         46,280,503.81         2,173,440.87         0.00         0.00      
                   

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     

No.

   

Type of
financial
debt

   

Counterparty

    Agreement
number		   Agreement
date		    Agreement
termination
date		   

Agreement
currency

    Amount of outstanding obligation     

Remark

                    Total amount of
outstanding
obligation		      Principal Debt      Percent      Penalties      Forfeits     
Urals Stampings Plant OAO
1    Credit    Gazprombank    2613-173-
К		   12.04.2013    08.04.2016    RUR      1,687,534,549.77         1,592,114,017.35         95,420,532.42            
                   

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     
              TOTAL:    RUR      1,687,534,549.77         1,592,114,017.35         95,420,532.42         0.00         0.00      
                   

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     
                                  
Mechel Service OOO
1    Credit    Gazprombank    2612-195-
К		   03.05.2012    18.10.2015    RUR      11,695,361,124.18         10,999,986,417.63         695,374,706.55            
                   

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     
              TOTAL:    RUR      11,695,361,124.18         10,999,986,417.63         695,374,706.55         0.00         0.00      
                   

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     
                                  
MECHEL ENERGO OOO
1    Credit    Gazprombank    2612-196-
К		   04.05.2012    18.10.2015    RUR      5,623,869,513.17         5,000,000,000.00         623,869,513.17            
                   

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     
              TOTAL:    RUR      5,623,869,513.17         5,000,000,000.00         623,869,513.17         0.00         0.00      
                   

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     
                                  
Beloretsk Metallurgical Plant OAO
1    Credit    Gazprombank    2613-172-
К		   12.04.2013    08.04.2016    RUR      1,788,293,950.50         1,700,000,000.00         88,293,950.50            
                   

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     
              TOTAL:    RUR      1,788,293,950.50         1,700,000,000.00         88,293,950.50         0.00         0.00      
                   

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     
                                  
Mechel-Coke OOO
1    Credit    Gazprombank    49/11-P   15.03.2011    15.03.2016    RUR      466,721,064.52         363,636,363.65         103,084,700.87            
                   

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     
              TOTAL:    RUR      466,721,064.52         363,636,363.65         103,084,700.87         0.00         0.00      
                   

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     
                                  
Trade Port Posiet OAO
1    Credit    Gazprombank    4211-051   30.09.2011    30.09.2014    RUR      657,444,059.69         590,270,024.79         67,174,034.90            
2    Credit    ING Bank, a branch of ING-DiBa    w/o   31.05.2010    30.09.2020    EUR      6,332,009.22         5,882,219.34         449,789.88             Charged penalties not included in the total amount of unperformed obligations in total amount to 2,808,472.60 RUB., including Principal Debt -
                                   2,653,977.65 RUB., percent - RUR 154,494.95
                   

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     
              TOTAL:    RUR      657,444,059.69         590,270,024.79         67,174,034.90         0.00         0.00      
                   

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     
              TOTAL:    EUR      6,332,009.22         5,882,219.34         449,789.88         0.00         0.00      
                   

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     

No.

   

Type of
financial
debt

   

Counterparty

    Agreement
number		   Agreement
date		    Agreement
termination
date		   

Agreement
currency

    Amount of outstanding obligation     

Remark

                    Total amount
of outstanding
obligation		      Principal Debt      Percent      Penalties      Forfeits     
Mechel-Trans OOO
1    Leasing    Gazprombank Leasing    P-095/11   05.04.2011    30.04.2016    RUR      10,702,368.12         10,702,368.12               
2    Leasing    Gazprombank Leasing    P-135/11   08.07.2011    31.08.2016    RUR      22,015,540.89         22,015,540.89               
3    Leasing    Gazprombank Leasing    P-147/11   29.08.2011    30.09.2016    RUR      24,487,456.89         24,487,456.89               
4    Leasing    Gazprombank Leasing    P-179/11   07.10.2011    31.10.2016    RUR      4,777,737.57         4,777,737.57               
5    Leasing    VTB Leasing    ДЛ 156/05-10   15.11.2010    31.03.2019    RUR      24,713,264.50         24,325,290.60            387,973.90         
6    Leasing    VTB Leasing    ДЛ 156/06-10   17.12.2010    31.03.2019    RUR      126,992,510.87         125,557,892.56            1,434,618.31         
7    Leasing    VTB Leasing    ДЛ 156/07-11   17.06.2011    31.03.2019    RUR      149,607,948.84         147,404,922.15            2,203,026.69         
8    Leasing    VTB Leasing    ДЛ 156/08-11   06.09.2011    31.03.2019    RUR      43,737,459.20         42,854,646.84            882,812.36         
9    Leasing    VTB Leasing    ДЛ 156/09-11   30.11.2011    31.12.2016    RUR      17,719,863.66         17,374,721.28            345,142.38         
10    Leasing    VTB Leasing    ДЛ 156/10-13   04.10.2013    31.10.2023    RUR      64,341,711.26         63,329,100.61            1,012,610.65         
11    Leasing    FinanceBusinessGroup    327Ф/08-2014   29.08.2014    30.09.2019    RUR      13,450,678.00         13,304,330.37            146 347.63         
12    Leasing    Spetstekhleasing    P-124/11   20.06.2011    30.04.2016    RUR      6,044,672.10         6,044,672.10               
                   

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     
              TOTAL:    RUR      508,591,211.90         502,178,679.98         0.00         6,412,531.92         0.00      
                   

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     

No.

   

Type of
financial
debt

   

Counterparty

    Agreement
number		    Agreement
date		    Agreement
termination
date		   

Agreement
currency

    Amount of outstanding obligation   

Remark

                     Total
amount of
outstanding
obligation		      Principal
Debt		      Percent    Penalties    Forfeits   
Korshunov Mining Plant OAO
1    Leasing    Gazprombank Leasing    02-3/360    21.10.2011    30.11.2015    RUR      3,337,937.93         3,337,937.93               
2   

Leasing

    Gazprombank Leasing    02-3/173    13.08.2012    20.08.2019    RUR      37,667,367.12         37,667,367.12               
3    Leasing    Gazprombank Leasing    02-3/206    05.09.2012    20.05.2016    RUR      33,329,622.26         33,329,622.26               
4    Leasing    Gazprombank Leasing    02-3/238    26.09.2012    20.02.2016    RUR      16,511,632.32         16,511,632.32               
5    Leasing    Gazprombank Leasing    02-3/325    12.12.2012    20.06.2018    RUR      7,248,092.81         7,248,092.81               
6    Leasing    Gazprombank Leasing    02-3/14-144    20.06.2014    20.02.2019    RUR      19,976,411.50         19,976,411.50               
7    Leasing    Gazprombank Leasing    02-3/14-147    20.06.2014    20.01.2019    RUR      44,156,624.40         44,156,624.40               
8    Leasing    Caterpillar Financial    VTSIB247/1L-12    11.07.2012    30.09.2015    USD      48,752.23         48,752.23                Filed/charged penalties and interest for lawsuits, claims, proposal for contract termination, terms and conditions of the contract not included in the total amount of unperformed obligations in total amount to 63,965,360.85 roubles
9    Leasing    M-Leasing    1423/280610    28.06.2010    31.10.2015    RUR      10,321,095.97         10,321,095.97               
10    Leasing    M-Leasing    1343/250510    25.05.2010    30.09.2015    RUR      0.00         0.00               
11    Leasing    M-Leasing    1531/200910    20.09.2010    30.09.2015    RUR      0.00         0.00               
12    Leasing    Sberbank Leasing    0708PM/P-2138-
01-01		    18.06.2010    31.10.2015    RUR      21,510,166.07         21,510,166.07               
13    Leasing    Sberbank Leasing    ФЗ/0708P/P-
2138-04-01		    31.08.2011    30.09.2016    RUR      4,878,949.98         4,878,949.98               
14    Leasing    Sberbank Leasing    0707P/P-2138-
01-03		    06.08.2010    31.10.2015    RUR      9,484,422.02         9,484,422.02               
15    Leasing    Sberbank Leasing    0707P/P-2138-
01-05		    30.12.2010    31.03.2016    RUR      8,342,425.62         8,342,425.62               
16    Leasing    Sberbank Leasing    0707P/P-2138-
01-02		    28.09.2010    31.12.2015    RUR      7,209,907.02         7,209,907.02               
17    Leasing    Sberbank Leasing    0707P/P-2138-
01-04		    28.10.2010    30.04.2016    RUR      2,100,394.00         2,100,394.00               
18    Leasing    Sberbank Leasing    ФЗ/0708P/P-
2138-01-06		    20.06.2011    31.08.2016    RUR      9,204,637.02         9,204,637.02               
19    Leasing    Sberbank Leasing    ФЗ/0708P/P-
2138-01-07		    21.06.2011    31.08.2016    RUR      11,163,279.00         11,163,279.00               
20    Leasing    Sberbank Leasing    0708PM/P-2138-
03-01		    31.08.2011    31.12.2016    RUR      62,665,086.00         62,665,086.00               
21    Leasing    Sberbank Leasing    ФЗ/0708PM/P-
2138-05-01		    30.09.2011    30.11.2014    RUR      5,414,312.00         5,414,312.00               

No.

   

Type of
financial
debt

   

Counterparty

    Agreement
number		   Agreement
date		    Agreement
termination
date		   

Agreement
currency

    Amount of outstanding obligation     

Remark

                    Total amount of
outstanding
obligation		      Principal Debt      Percent      Penalties      Forfeits     
22    Leasing    Sberbank Leasing    0708PM/P-
2138-06-01		   28.03.2012    30.11.2014    RUR      40,068,452.00         40,068,452.00               
23    Leasing    Sberbank Leasing    OB/К-2138-
07-01		   21.06.2012    15.03.2015    RUR      36,298,813.46         36,298,813.46               
24    Leasing    Sberbank Leasing    OB/К-2138-
08-01		   21.06.2012    15.05.2015    RUR      83,724,577.67         83,724,577.67               
25    Leasing    SL Leasing    2010/041   13.07.2010    25.03.2015    EUR      121,764.05         121,764.05               
26    Leasing    Yakutugol Holding Company    1751   12.05.2010    30.04.2016    USD      41,991.68         41,991.68               
27    Credit    Sberbank    028   16.03.2010    25.01.2019    RUR      3,729,009.61         3,002,893.31         590,096.10            136,020.20      
28    Credit    Sberbank    029   16.03.2010    25.11.2018    RUR      1,049,491.39         615,684.00         395,881.35            37,926.04      
                   

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     
              TOTAL:    RUR      479,392,707.17         478,232,783.48         985,977.45         0.00         173,946.24      
                   

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     
              TOTAL:    USD      90,743.91         90,743.91         0.00         0.00         0.00      
                   

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     
              TOTAL:    EUR      121,764.05         121,764.05         0.00         0.00         0.00      
                   

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     
                                  
      Exchange Rate of the Central Bank of the Russian Federation as of 31.10.2015:         TOTAL:    RUR      37,462,364,176.99         32,591,083,760.50         4,691,277,388.23         6,412,531.92         173,590,496.33      
                   

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     
      USD    64.3742      TOTAL:    USD      1,001,241,662.99         770,682,495.12         230,559,167.87         0.00         0.00      
                   

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     
      EUR    70.7537      TOTAL:    EUR      56,904,078.57         54,235,108.93         2,668,969.64         0.00         0.00      
                   

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     
                                  
           Total amount is , roubles:      105,942,669,342.54         86,040,487,464.29         19,722,178,850.00         6,412,531.92         173,590,496.33      

FAILURE TO COMPLY WITH TERMS AND CONDITIONS OF CREDIT AGREEMENTS

As of 31.10.2015

 

No.

  

Borrower

  

Lender

   Agreement number   Contract date   Agreement
termination date		  

Agreement
currency

   Total amount
under the
contract		    

Remark

1   Yakutugol Holding Company OAO   Eurasian Development Bank   116   22.06.2011   22.06.2018   RUR     2,801,180,000.00      Failure to comply with terms and conditions of the credit agreement
2   Yakutugol Holding Company OAO   VTB PJSC   КС-
757000/2008/00021		   27.11.2008   06.04.2020   RUR     5,818,336,163.08      Failure to comply with terms and conditions of the credit agreement
3   Urals Stampings Plant OAO   URALSIB BANK   0124/14-КЛ-H   20.11.2014   29.12.2015   RUR     48,000,000.00      Failure to comply with terms and conditions of the credit agreement
4   Urals Stampings Plant OAO   URALSIB BANK   0125/14-КЛ-H   20.11.2014   27.12.2016   RUR     3,331,434,960.00      Failure to comply with terms and conditions of the credit agreement
5   Mechel Service OOO   MOSCOW CREDIT BANK   4205/14   07.04.2014   10.02.2016   USD     55,000,000.00      Failure to comply with terms and conditions of the credit agreement
6   Mechel Service OOO   MOSCOW CREDIT BANK   4206/14   09.04.2014   10.02.2016   USD     33,000,000.00      Failure to comply with terms and conditions of the credit agreement
7   Mechel Service OOO   MOSCOW CREDIT BANK   4207/14   23.04.2014   10.02.2016   USD     17,000,000.00      Failure to comply with terms and conditions of the credit agreement
8   Southern Kuzbass OAO   VTB PJSC   КС-
743000/2008/00104		   26.11.2008   06.04.2020   RUR     10,007,537,959.18      Failure to comply with terms and conditions of the credit agreement
9   Southern Kuzbass OAO   VTB PJSC   К2600/10-0709ЛB/
Д000		   07.02.2011   06.04.2020   RUR     1,644,551,689.76      Failure to comply with terms and conditions of the credit agreement
10   Mechel-Trans OOO   MOSCOW CREDIT BANK   3014/15   10.07.2015   10.11.2015   USD     5,288,570.00      Failure to comply with terms and conditions of the credit agreement
             

 

 

    
          TOTAL:   RUR     23,651,040,772.02     
             

 

 

    
   

Exchange Rate of the Central Bank of the

Russian Federation as of

31.10.2015:

       TOTAL:   USD     110,288,570.00     
             

 

 

    
    USD   64.3742     TOTAL:   RUR     30,750,779,234.91     
             

 

 

    

Balance of the overdue accounts payables as of 31.10.2015

 

Enterprise

    Payables, thousand roubles      Advances received, thousand roubles      Other accounts payable, ths roubles  
   Operating      Investment      Operating      Investment      Operating      Investment  
   Closing
balance		      Overdue
Debt
Closing
balance		      Closing
balance		      Overdue
Debt Closing
balance		      Closing
balance		      Overdue
Debt
Closing
balance		      Closing
balance		      Overdue
Debt Closing
balance		      Closing
balance		      Overdue Debt
Closing
balance		      Closing
balance		      Overdue Debt
Closing
balance		  
CMP PAO      8,369,533.18         5,902,209.95         467,707.20         371,729.73         505,392.84         0.00               497,696.18         0.00         
Urals Stampings Plant OAO      159,468.16         97,426.65         8,841.78         5,942.01         317,158.61         9,444.43               9,577.78            
Mechel Service OOO      314,016.87         58,133.27         3,367.67         0.00                     61,525.20         17.62            0.00   
Beloretsk Metallurgical Plant OAO      504,893.79         288,259.44         13,256.51         12,961.41         255,937.86         43,303.05               44,359.24         6,870.71         
Mechel-Coke OOO      354,056.22         112,626.08         4,440.00         1,303.02         6,239.73         566.58               15,996.69            
Southern Kuzbass OAO      753,294.41         481,099.33         1,017,089.35         312,843.35         15,182.79         5,110.27               441,251.69         271,097.68         4,818.27      
Yakutugol Holding Company OAO      650,628.91         305,221.23         634,899.13         81,920.68         12,586.77         5,522.03               172,093.86         75,951.43         31,553.96         0.00   
Korshunov Mining Plant OAO      499,896.34         411,041.27         606,704.82         462,652.16         5,797.70         1,197.42               114,854.63         23,751.99         106,884.25         0.00   
Mechel Mining OAO      3,214.52                              52.63            
Mechel Carbon AG      543,972.31                  85,783.89                        
Mechel-Trans OOO      4,897,236.11         4,291,048.22               13,134.57         3,192.17               25,723.26         24,660.92         
Trade Port Posiet OAO      18,740.36         9,376.56         93,310.83         44,810.94         702.31         451.14               1,494.95         406.61         
Mechel Energo OOO      1,270,927.64         1,228,120.55               10,815.04         10,107.84               23,001.09         21,788.62         
Mechel OAO      142,472.47         24,257.25                           1,091,472.03         87,675.29         
  

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     

 

 

  
TOTAL      18,482,351.28         13,208,819.79         2,849,617.29         1,294,163.29         1,228,732.10         78,894.93         0.00         0.00         2,499,099.25         512,220.87         143,256.48         0.00   
  

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     

 

 

     

 

 

  

Annex No.6

to Additional agreement

“Annex No. 12 to Credit Facility Agreement No. 85/13-B dated April 26, 2013”

COURT DECISIONS ON COLLECTING MONETARY FUNDS FROM THE BORROWER AND PARTIES LIABLE

LEGAL PROCEEDINGS

As of 15.12.2015

 

               Type of decision                   Type of
collection
(payment of
monetary
funds,
transfer of		         Amount of the claim under the decision

Item
No.

   

Plaintiff

   

Defendant

   

(court/arbitration/

administrative)

   

Body that made

the decision

   

Date of
decision

   

Number of

decision

   

property,
etc.)

   

Currency

    Monetary
funds		     

Type of

property

    Book value of
property
1    VTB Bank JSC   

Southern Kuzbass OAO

Yakutugol Holding Company OAO

Mechel Mining OAO

    Arbitration    Arbitration court of Moscow       A40-84670/2015    Payment of monetary funds    RUR      1,882,095,725.51         
2    Sberbank of Russia JSC   

Southern Kuzbass OAO

Yakutugol Holding Company OAO

Mechel Mining OAO

Mechel OAO

    Arbitration    Arbitration court of Moscow    22.12.2014    A40-159730/2014    Payment of monetary funds    RUR      436,213,084.38         
3    Sberbank Leasing CJSC   

Southern Kuzbass OAO

Mechel Mining OAO

    Arbitration    Arbitration court of Moscow       A40-61208/2015    Payment of monetary funds    RUR      392,047,319.14         
4    Sberbank of Russia JSC, Mechel-Trans OOO    Southern Kuzbass OAO    Arbitration    Arbitration Court of the Novosibirsk Region    16.12.2014    A45-20227/2014    Payment of monetary funds    RUR      386,992.87         

               Type of decision                   Type of
collection
(payment of
monetary
funds,
transfer of		         Amount of the claim under the decision

Item
No.

   

Plaintiff

   

Defendant

   

(court/arbitration/

administrative)

   

Body that made

the decision

   

Date of
decision

   

Number of

decision

   

property,
etc.)

   

Currency

    Monetary
funds		     

Type of

property

    Book value of
property
5    Sberbank Leasing CJSC   

Southern Kuzbass OAO

Mechel Mining OAO

    Arbitration    Arbitration court of Moscow    10.07.2015    A40-140658/2014    Payment of monetary funds    RUR      285,614,695.48         
6    Sberbank Leasing CJSC    Southern Kuzbass OAO    Arbitration    7th Arbitration Court of Appeal    16.09.2015    A45-6589/2015    Payment of monetary funds    RUR      24,068,790.82         
7    Sberbank Leasing CJSC    Southern Kuzbass OAO    Arbitration    7th Arbitration Court of Appeal    10.07.2015    A45-18028/2014    Payment of monetary funds    RUR      14,546,451.02         
8    Sberbank Leasing CJSC    Southern Kuzbass OAO    Arbitration   

Arbitration Court

of the Novosibirsk Region

    16.09.2015    A45-6591/2015    Payment of monetary funds, transfer of property    RUR      9,090,903.05      

Gas-separating complex, type MV-0,9

Mobile crushing tracked plant Gipobak B 1170 FDR

Car repair shop 489535

Tank NEFAZ-66062-10

Tank NEFAZ-66062-10

UKB-5S on chassis URAL-4320-1951-40

Forklift KOMATSU FD160E-8

    29,424,722.89
39,297,225.50

3,873,571.31

2,499,031.61

2,499,031.61

18,649,143.26

17,971,908.18

               Type of decision                   Type of
collection
(payment of
monetary
funds,
transfer of		         Amount of the claim under the decision

Item
No.

   

Plaintiff

   

Defendant

   

(court/arbitration/

administrative)

   

Body that made

the decision

   

Date of
decision

   

Number of

decision

   

property,
etc.)

   

Currency

    Monetary
funds		      Type of
property		   Book value of
property
9    Sberbank Leasing CJSC    Southern Kuzbass OAO    Arbitration    7th Arbitration Court of Appeal    24.08.2015    A45-6321/2015    Payment of monetary funds, transfer of property    RUR      3,088,679.39       Loader Komatsu WA470-
3Shuttle bus NEFAZ-5299-
11-33Special bus NEFAZ-
4208-11-13Special bus
NEFAZ-4208-11-13Special
bus NEFAZ-4208-11-
13Special bus NEFAZ-4208-
11-13Special bus NEFAZ-
4208-11-13Special bus
NEFAZ-4208-11-13Combined
machine КO-829A1Manlift
KamAZ-65115-62
VS28КTank NEFAZ-66065-
10Tank NEFAZ-66062-10		   8,820,899.07

3,878,215.08

2,609,511.97

2,609,511.97

2,609,511.97

2,609,511.97

2,609,511.97

2,609,511.97

1,825,768.45

4,741,413.10

2,629,519.55

2,396,662.60

               Type of decision                   Type of
collection
(payment of
monetary
funds,
transfer of		         Amount of the claim under the decision

Item
No.

   

Plaintiff

   

Defendant

   

(court/arbitration/

administrative)

   

Body that made

the decision

   

Date of
decision

   

Number of

decision

   

property,
etc.)

   

Currency

    Monetary
funds		   

Type of

property

    Book value of
property
10    Sberbank Leasing CJSC    Southern Kuzbass OAO    Arbitration    7th Arbitration Court of Appeal    21.09.2015   

A45-

6590/2015

    Payment of monetary funds, transfer of property    RUR    1,634,725.34   

Universal

wheel

bulldozer

Kirovets K-702

MBA-01-BKU

Shovel truck

front loader

Kirovets 3060

    6,459,727.64
7,191,571.36
11    RudService OOO    Southern Kuzbass OAO    Arbitration    Arbitration Court of the Kemerovo Region      

A27-

473/2015

    Payment of monetary funds    RUR    2,497,390,826.52      
12    UralMashZavod OAO    Southern Kuzbass OAO    Arbitration    Arbitration Court of the Kemerovo Region    17.11.2015   

A27-

12382/2015

    Payment of monetary funds    RUR    64,352,113.35      
13    Modular degassing plants Research and Production Enterprise LLC    Southern Kuzbass OAO    Arbitration    7th Arbitration Court of Appeal    22.04.2015   

A27-

18607/2014

    Payment of monetary funds    RUR    54,533,778.13      
14    Administration of the Novokuznetsk Municipal District    Southern Kuzbass OAO    Arbitration    Arbitration Court of the Kemerovo Region    28.04.2015   

A27-

12068/2014

    Payment of monetary funds    RUR    9,951,570.96      
15    Kurskrezinotekhinka JSC    Southern Kuzbass OAO    Arbitration    Arbitration Court of the Kemerovo Region    On 14.11.2014 the debt was repaid   

A35-

7809/2014

    Payment of monetary funds    RUR    45,949,215.12      
16   

Credimundi

NVSA, member

of CREDENDO GROUP

    Southern Kuzbass OAO    Arbitration    Arbitration Court of the Kemerovo Region    The case was dismissed by court order   

A27-

1875/2015

    Payment of monetary funds    RUR    41,803,018.41      

               Type of decision                   Type of
collection
(payment of
monetary
funds,
transfer of		         Amount of the claim under the decision

Item
No.

   

Plaintiff

   

Defendant

   

(court/arbitration/

administrative)

   

Body that made

the decision

   

Date of
decision

   

Number of

decision

   

property,
etc.)

   

Currency

    Monetary
funds		    Type of
property		    Book value of
property
17    UralMashZavod OAO    Southern Kuzbass OAO    Arbitration    7th Arbitration Court of Appeal       A27-9546/2015    Payment of monetary funds    RUR    31,424,720.11      
18    CORUM RUS OOO   

Southern Kuzbass

OAO

    Arbitration    Arbitration Court of the Kemerovo Region    On 01.09.2015 the debt was repaid    A27-7498/2015    Payment of monetary funds    RUR   

21,605,285.00

      
19    BVS-Coal OOO   

Southern Kuzbass

OAO

    Arbitration    7th Arbitration Court of Appeal    15.12.2014    A27-15748/2014    Payment of monetary funds    RUR    12,922,608.13      
20    YurMP LLC   

Southern Kuzbass

OAO

    Arbitration    Arbitration Court of the Kemerovo Region    25.08.2014    A27-11397/2014    Payment of monetary funds    RUR    12,594,585.46      
21    SAVEN ENTERPRISES LTD.   

Southern Kuzbass OAO

Tomusinsky Open-Pit Mine OAO

    Arbitration    Arbitration court of the West Siberian District    14.09.2015    A27-18864/2013    Payment of monetary funds    RUR    16,405,374,386.40      
22    RudService OOO   

Southern Kuzbass OAO

Tomusinsky Open-Pit Mine OAO

    Arbitration    8th Arbitration Court of Appeal    05.08.2015    A27-24543/2014    Payment of monetary funds    RUR    7,039,874,653.28      
23    RudService OOO    Southern Kuzbass OAO    Arbitration    7th Arbitration Court of Appeal    14.09.2015    A27-23415/2014    Payment of monetary funds    RUR    4,204,942,519.21      
24    Sberbank of Russia JSC   

Southern Kuzbass OAO

Mechel Mining

OAO

Korshunov Mining Plant OAO

    Arbitration    9th Arbitration Court of Appeal    18.05.2015    A40-159790/2014    Payment of monetary funds    RUR    39,721,470.45      
25    Caterpillar Financial LLC    Southern Kuzbass OAO    Arbitration    Arbitration court of Moscow       A40-128210/2015    Payment of monetary funds    USD    621,605.26      

               Type of decision                   Type of
collection
(payment of
monetary
funds,
transfer of		         Amount of the claim under the decision

Item
No.

   

Plaintiff

   

Defendant

   

(court/arbitration/

administrative)

   

Body that made

the decision

   

Date of
decision

   

Number of

decision

   

property,
etc.)

   

Currency

    Monetary
funds		    Type of
property		    Book value of
property
26    UralMashZavod PAO    Southern Kuzbass OAO    Arbitration    Arbitration Court of the Kemerovo Region       A27-16808/2015    Payment of monetary funds    USD    621,605.16      
27
    Sberbank of Russia PJSC    Southern Kuzbass OAO    Arbitration    Arbitration court of Moscow       A40-187416/2015    Payment of monetary funds    RUR    1,698,922,048.99      
                       

USD

    273,070,874.78      
28    Sberbank of Russia PJSC    Southern Kuzbass OAO    Arbitration    Arbitration court of Moscow       A40-187451/15    Payment of monetary funds    USD    224,078,637.62      
29
    Sberbank of Russia PJSC    Southern Kuzbass OAO    Arbitration    Arbitration court of Moscow       A40-187413/2015    Payment of monetary funds    RUR    1,595,699,687.80      
                       

USD

    171,921,207.12      
30    Sberbank of Russia PJSC    Southern Kuzbass OAO    Arbitration    Arbitration court of Moscow       A40-187412/2015    Payment of monetary funds    USD    50,979,848.86      
31    ETK EnergoComplex OOO    Southern Kuzbass OAO    Arbitration    Arbitration Court of the Kemerovo Region       A27-14137/2015    Payment of monetary funds    RUR    10,293,932.38      
32    Committee for Municipal Property Management of the Administration of Myskovskiy Urban District    Southern Kuzbass OAO    Arbitration    Arbitration Court of the Kemerovo Region       A27-20653/2015    Payment of monetary funds    RUR    35,194,297.19      
33    Administration of the Novokuznetsk Municipal District    Southern Kuzbass OAO    Arbitration    Arbitration Court of the Kemerovo Region       A27-18784/2015    Payment of monetary funds    RUR    38,720,507.30      
34    Committee for Municipal Property Management of the Administration of Myskovskiy Urban District    Southern Kuzbass OAO    Arbitration    Arbitration Court of the Kemerovo Region       A27-20722/2015    Payment of monetary funds    RUR    23,328,204.75      

               Type of decision                   Type of
collection
(payment of
monetary
funds,
transfer of		         Amount of the claim under the decision

Item
No.

   

Plaintiff

   

Defendant

   

(court/arbitration/

administrative)

   

Body that made

the decision

   

Date of
decision

   

Number of

decision

   

property,
etc.)

   

Currency

    Monetary
funds		    Type of
property		    Book value of
property
35    URALSIB Leasing Company OOO   

Yakutugol Holding Company

OAO

    Arbitration    Arbitration court of Moscow    26.06.2015    A40-134589/14    Payment of monetary funds    RUR    130,188,247.19      
36    Sberbank Leasing CJSC   

Yakutugol Holding Company OAO

Mechel Mining OAO

    Arbitration    Arbitration court of Moscow    10.07.2015    A40-137923/14    Payment of monetary funds    RUR    297,618,381.75      
37    Sberbank Leasing CJSC    Yakutugol Holding Company OAO    Arbitration    Arbitration court of Moscow    19.05.2015    A40-137934/14    Payment of monetary funds    RUR    143,963,494.09      
38    Ural Heavy Machine Building Plant JSC    Yakutugol Holding Company OAO    Arbitration    Arbitration court of the Republic of Sakha (Yakutiya)    12.11.2014    A58-5636/14    Payment of monetary funds    RUR    15,875,947.15      
39
    Sberbank Leasing CJSC   

Yakutugol Holding Company OAO

Mechel Mining OAO

    Arbitration    Arbitration court of Moscow    10.07.2015    A40-155735/14    Payment of monetary funds    USD    3,021,266.15      
                       

RUR

    998,074.82      
40    Gornaya mekhanika LLC    Yakutugol Holding Company OAO    Arbitration    Arbitration court of the Republic of Sakha (Yakutiya)    07.04.2015    A58-7591/14    Payment of monetary funds    RUR    11,145,371.57      
41    Committee of Land and Property Affairs of Neryungri District    Yakutugol Holding Company OAO    Arbitration    Arbitration court of the Republic of Sakha (Yakutiya)    07.05.2015    A58-7962/14    Payment of monetary funds    RUR    10,108,226.76      

               Type of decision                   Type of
collection
(payment of
monetary
funds,
transfer of		         Amount of the claim under the decision

Item
No.

   

Plaintiff

   

Defendant

   

(court/arbitration/

administrative)

   

Body that made

the decision

   

Date of
decision

   

Number of

decision

   

property,
etc.)

   

Currency

    Monetary
funds		   

Type of

property

    Book value of
property
42    Weir Minerals RFZ OOO    Yakutugol Holding Company OAO    Arbitration    Arbitration court of the Republic of Sakha (Yakutiya)    17.04.2015   

A58-

8227/14

    Payment of monetary funds    RUR    20,493,044.39      
43    Ural Heavy Machine Building Plant JSC    Yakutugol Holding Company OAO    Arbitration    Arbitration court of the Republic of Sakha (Yakutiya)    16.02.2015   

A58-

8240/14

    Payment of monetary funds    RUR    50,455,964.66      
44    Ural Heavy Machine Building Plant JSC    Yakutugol Holding Company OAO    Arbitration    Arbitration court of the Republic of Sakha (Yakutiya)    26.05.2015   

A58-

1462/15

    Payment of monetary funds    RUR    56,385,411.94      
45    Sberbank Leasing CJSC   

Yakutugol Holding Company OAO

Mechel Mining OAO

    Arbitration    Arbitration court of Moscow    12.10.2015   

A40-

61992/15

    Payment of monetary funds, transfer of property    RUR    168,322,642.05    11 BelAZ dump truck    312,508,442.20
46    Sberbank Leasing CJSC   

Yakutugol Holding Company OAO

Mechel Mining

OAO

    Arbitration    Arbitration court of Moscow    10.09.2015   

A40-

62069/15

    Payment of monetary funds, transfer of property    RUR    243,678,066.03    17 BelAZ dump truck    687,440,743.54
47    Fast Engineering OOO    Yakutugol Holding Company OAO    Arbitration    Arbitration court of the Republic of Sakha (Yakutiya)    02.07.2015   

A58-

2067/15

    Payment of monetary funds    RUR    14,069,053.72      
48    Eurasian Development Bank    Yakutugol Holding Company OAO    Arbitration    Arbitration court of the Republic of Sakha (Yakutiya)    17.09.2015   

A58-

2716/15

    Payment of monetary funds    RUR    1,985,103,772.77      
49    Ural Heavy Machine Building Plant JSC    Yakutugol Holding Company OAO    Arbitration    Arbitration court of the Republic of Sakha (Yakutiya)    22.09.2015   

A58-

3300/15

    Payment of monetary funds    RUR    47,054,105.56      
50    Sberbank Leasing CJSC    Yakutugol Holding Company OAO    Arbitration    Arbitration court of the Republic of Sakha (Yakutiya)    02.12.2014   

A58-

5879/14

    Payment of monetary funds    RUR    2,827,465.04      

               Type of decision                   Type of
collection
(payment of
monetary
funds,
transfer of		         Amount of the claim under the decision

Item
No.

   

Plaintiff

   

Defendant

   

(court/arbitration/

administrative)

   

Body that made

the decision

   

Date of
decision

   

Number of

decision

   

property,
etc.)

   

Currency

    Monetary
funds		   

Type of

property

    Book value of
property
51    Sberbank Leasing CJSC    Yakutugol Holding Company OAO    Arbitration    Arbitration court of the Republic of Sakha (Yakutiya)    15.06.2015    A58-1674/15    Payment of monetary funds, transfer of property    RUR    3,457,151.91    Frame-membrane hangar    16,846,082.31
52    Sberbank Leasing CJSC    Yakutugol Holding Company OAO    Arbitration    Arbitration court of Moscow    04.09.2015    A40-62071/15    Payment of monetary funds, transfer of property    RUR    189,214,984.18    40 BelAZ dump truck    509,264,012.51
53
    Sberbank Leasing CJSC    Yakutugol Holding Company OAO Mechel Mining OAO    Arbitration    Arbitration court of Moscow    13.10.2015    A40-61374/15    Payment of monetary funds, transfer of property    USD    4,522,457.15    Cable tracked excavator    1,036,185,637.27
                       

RUR

    4,154,085.26      
54    Tomusinsky Open-Pit Mine OAO    Yakutugol Holding Company OAO    Arbitration    Arbitration court at Mechel OAO    On 09.10.2015 settlement agreement was concluded    TC-202/2015    Payment of monetary funds    RUR    1,003,153,401.71      
55    TekhStroyContract Management Company OOO    Yakutugol Holding Company OAO    Arbitration    Arbitration court of the Republic of Sakha (Yakutiya)    11.12.2014    A58-4792/14    Payment of monetary funds    RUR    369,449,433.66      
56    Sberbank of Russia JSC    Yakutugol Holding Company OAO    Arbitration    Arbitration court of the Republic of Sakha (Yakutiya)    03.11.2015    A58-3296/15    Payment of monetary funds    RUR    2,868,359.41      
57    Uralsky Zavod Tyazhelogo Mashinostroyeniya Public Company    Yakutugol Holding Company OAO    Arbitration    Arbitration court of the Republic of Sakha (Yakutiya)       A58-5651/15    Payment of monetary funds    RUR    47,836,815.74      
58   

URALSIB Leasing

Company OOO

    Yakutugol Holding Company OAO    Arbitration    Arbitration court of Moscow       A40-186906/15    Payment of monetary funds    RUR    46,998,415.90      

               Type of decision                   Type of
collection
(payment of
monetary
funds,
transfer of		         Amount of the claim under the decision

Item
No.

   

Plaintiff

   

Defendant

   

(court/arbitration/

administrative)

   

Body that made

the decision

   

Date of
decision

   

Number of

decision

   

property,
etc.)

   

Currency

    Monetary
funds		    Type of
property		   

Book value of
property

59    Eurasian Development Bank    Mechel Mining OAO    Arbitration    Arbitration court of Moscow    Agreement was reached for peaceful dispute settlement.    A40-91254/2015    Payment of monetary funds    RUR    2,007,753,133.05      
60    VTB Bank    Mechel Carbon AG    Arbitration             Payment of monetary funds    CHF    200,205,674.60    —      may not exceed the amount of net assets of MCAG
61    VTB Bank    Mechel Carbon AG    Arbitration             Payment of monetary funds    CHF    116,398,648.00    —      may not exceed the amount of net assets of MCAG
62    VRK-3 OAO    Mechel-Trans OOO    Arbitration    Arbitration court of Moscow       A40-211791/2014    Payment of monetary funds    RUR    26,332,051.73      
63    JSC “Federal Freight”    Mechel-Trans OOO    Arbitration    Arbitration court of Moscow       A40-200849/2015    Payment of monetary funds    RUR    2,618,564,304.25      
64    TITAN ZAO    Mechel-Trans OOO    Arbitration    Arbitration court of Moscow       A40-168295/2015    Payment of monetary funds    RUR    23,949,808.33      
65    Sberbank of Russia PJSC    Mechel-Trans OOO    Arbitration    Arbitration court of Moscow    06.11.2015    A40-110111/2015    Payment of monetary funds    RUR    95,193,620.94      
66    JSC “Federal Freight”    Mechel-Trans OOO    Arbitration    Arbitration court of Moscow       A40-211518/15    Payment of monetary funds    RUR    149,315,670.40      

               Type of decision                   Type of
collection
(payment of
monetary
funds,
transfer of		         Amount of the claim under the decision

Item
No.

   

Plaintiff

   

Defendant

   

(court/arbitration/

administrative)

   

Body that made

the decision

   

Date of
decision

   

Number of

decision

   

property,
etc.)

   

Currency

    Monetary
funds		    Type of
property		    Book value of
property
67    LenEnergo OAO    MECHEL- ENERGO OOO    Arbitration    13th Arbitration Court of Appeal    23.07.2015    A56-11904/2015    Payment of monetary funds    RUR    67,621,499.92      
68    IDGC of Siberia OAO    MECHEL- ENERGO OOO    Arbitration    7th Arbitration Court of Appeal    07.09.2015    A27-2262/2015    Payment of monetary funds    RUR    20,575,981.13      
69    IDGC of Siberia OAO    MECHEL- ENERGO OOO    Arbitration    8th Arbitration Court of Appeal    07.08.2015    A27-2508/2015    Payment of monetary funds    RUR    74,838,569.97      
70    IDGC of Urals OAO    MECHEL- ENERGO OOO    Arbitration    18th Arbitration Court of Appeal    11.11.2015    A76-27348/2014    Payment of monetary funds    RUR    16,077,636.62      
71    IDGC of Urals OAO    MECHEL- ENERGO OOO    Arbitration    Arbitration Court of the Chelyabinsk Region    29.10.2015    A76-17224/2015    Payment of monetary funds    RUR    123,708,988.42      
72    JSC FGC UES    MECHEL- ENERGO OOO    Arbitration    9th Arbitration Court of Appeal    05.10.2015    A40-177728/2014    Payment of monetary funds    RUR    15,085,496.19      
73    JSC FGC UES    MECHEL- ENERGO OOO    Arbitration    Arbitration court of Moscow       A40-193285/2015    Payment of monetary funds    RUR    138,809,018.70      
74   

NOVATEK-

Chelyabinsk LLC

    MECHEL- ENERGO OOO    Arbitration    Arbitration Court of the Chelyabinsk Region       A76-6033/2015    Payment of monetary funds    RUR    93,395,501.74      
75    Teplosnab OOO    MECHEL- ENERGO OOO    Arbitration    Arbitration Court of the Chelyabinsk Region       A76-22803/2014    Payment of monetary funds    RUR    19,077,650.66      
76   

NOVATEK-

Chelyabinsk LLC

    MECHEL- ENERGO OOO    Arbitration    Arbitration Court of the Chelyabinsk Region       A76-24296/2015    Payment of monetary funds    RUR    71,137,417.15      

               Type of decision                   Type of
collection
(payment of
monetary
funds,
transfer of		         Amount of the claim under the decision

Item
No.

   

Plaintiff

   

Defendant

   

(court/arbitration/

administrative)

   

Body that made

the decision

   

Date of
decision

   

Number of

decision

   

property,
etc.)

   

Currency

    Monetary
funds		    Type of
property		    Book value of
property
77   

NOVATEK-Chelyabinsk

LLC

    MECHEL- ENERGO OOO    Arbitration    Arbitration Court of the Chelyabinsk Region       A76-28920/2015    Payment of monetary funds    RUR    20,609,591.39      
78    Cascade OOO    MECHEL- ENERGO OOO    Arbitration    Arbitration Court of the Chelyabinsk Region       A76-24332/2015    Payment of monetary funds    RUR    37,910,405.08      
79    Magnesite Group OOO    CMP PAO    Arbitration    Arbitration Court of the Chelyabinsk Region       A76-13233/2015    Payment of monetary funds    RUR    107,949,204.69      
80    Magnesite Group OOO    CMP PAO    Arbitration    Arbitration Court of the Chelyabinsk Region       A76-13232/2015    Payment of monetary funds    RUR    50,352,661.20      
81    Magnesite Group OOO    CMP PAO    Arbitration    Arbitration Court of the Chelyabinsk Region       A76-13235/2015    Payment of monetary funds    RUR    33,273,618.40      
82    ZLATOUST METALLURGICAL PLANT OAO    CMP PAO    Arbitration    Arbitration court at Mechel OAO       TC-196/2015    Payment of monetary funds    RUR    69,064,974.89      
83   

NOVATEK-Chelyabinsk

LLC

    CMP PAO    Arbitration    Arbitration Court of the Chelyabinsk Region    06.08.2015    A76-7253/2015    Payment of monetary funds    RUR    52,394,487.83      
84   

NOVATEK-Chelyabinsk

LLC

    CMP PAO    Arbitration    Arbitration Court of the Chelyabinsk Region    02.10.2015    A76-15092/2015    Payment of monetary funds    RUR    452,959,265.87      
85   

NOVATEK-Chelyabinsk

LLC

    CMP PAO    Arbitration    Arbitration Court of the Chelyabinsk Region    28.08.2015    A76-17388/2015    Payment of monetary funds    RUR    16,314,943.02      
86   

NOVATEK-Chelyabinsk

LLC

    CMP PAO    Arbitration    Arbitration Court of the Chelyabinsk Region    08.10.2015    A76-20626/2015    Payment of monetary funds    RUR    415,686,260.00      

               Type of decision                   Type of
collection
(payment of
monetary
funds,
transfer of		         Amount of the claim under the decision

Item
No.

   

Plaintiff

   

Defendant

   

(court/arbitration/

administrative)

   

Body that made

the decision

   

Date of
decision

   

Number of

decision

   

property,
etc.)

   

Currency

    Monetary
funds		    Type of
property		    Book value of
property
87   

NOVATEK-

Chelyabinsk LLC

    CMP PAO    Arbitration    Arbitration Court of the Chelyabinsk Region    05.11.2015    A76-21576/2015    Payment of monetary funds    RUR    108,293,161.96      
88   

NOVATEK-

Chelyabinsk LLC

    CMP PAO    Arbitration    Arbitration Court of the Chelyabinsk Region    06.11.2015    A76-23195/2015    Payment of monetary funds    RUR    433,512,648.00      
89   

NOVATEK-

Chelyabinsk LLC

    CMP PAO    Arbitration    Arbitration Court of the Chelyabinsk Region    11.11.2015    A76-24300/2015    Payment of monetary funds    RUR    19,500,098.52      
90    RTPK OOO    CMP PAO    Arbitration    Arbitration Court of the Chelyabinsk Region    23.10.2015    A76-13046/2015    Payment of monetary funds    RUR    20,007,987.86      
91    Radioisotope devices OOO    CMP PAO    Arbitration    Arbitration Court of the Chelyabinsk Region    01.10.2015    A76-17422/2015    Payment of monetary funds    RUR    17,416,010.64      
92    BKO Trading House OOO    CMP PAO    Arbitration    Arbitration Court of the Novgorod Region    09.09.2015    A44-4634/2015    Payment of monetary funds    RUR    10,298,831.88      
93    Karelsky okatysh JSC    CMP PAO    Arbitration    Arbitration court of Moscow    19.11.2015    A40-115508/2015    Payment of monetary funds    RUR    86,891,141.06      
94    Water Supply Production Association Municipal Unitary Enterprise    CMP PAO    Arbitration    Arbitration Court of the Chelyabinsk Region       A76-14307/2015    Payment of monetary funds    RUR    10,326,892.02      
95    Triada OOO    CMP PAO    Arbitration    Arbitration Court of the Chelyabinsk Region    17.09.2015    A76-16624/2015    Payment of monetary funds    RUR    10,919,086.23      

               Type of decision                   Type of
collection
(payment of
monetary
funds,
transfer of		         Amount of the claim under the decision

Item
No.

   

Plaintiff

   

Defendant

   

(court/arbitration/

administrative)

   

Body that made

the decision

   

Date of
decision

   

Number of

decision

   

property,
etc.)

   

Currency

    Monetary
funds		    Type of
property		    Book value of
property
96   

UralDomnoRemont-

Yekaterinburg OOO

    CMP PAO    Arbitration    Arbitration Court of the Chelyabinsk Region    29.10.2015    A76-16159/2015    Payment of monetary funds    RUR    62,978,488.83      
97   

UralDomnoRemont-

Yekaterinburg OOO

    CMP PAO    Arbitration    Arbitration Court of the Chelyabinsk Region    10.10.2015    A76-17705/2015    Payment of monetary funds    RUR    11,499,472.66      
98   

UralDomnoRemont-

Yekaterinburg OOO

    CMP PAO    Arbitration    Arbitration Court of the Chelyabinsk Region    09.12.2015    A76-24245/2015    Payment of monetary funds    RUR    28,845,692.75      
99    Magnesite Montazh Service OOO (MMS OOO)    CMP PAO    Arbitration    Arbitration Court of the Chelyabinsk Region       A76-22597/2015    Payment of monetary funds    RUR    43,375,651.99      
100    Magnesite Montazh Service OOO (MMS OOO)    CMP PAO    Arbitration    Arbitration Court of the Chelyabinsk Region    10.12.2015    A76-18310/2015    Payment of monetary funds    RUR    31,042,051.96      
101   

SantekhSistemy

Service OOO

    CMP PAO    Arbitration    Arbitration Court of the Chelyabinsk Region    25.09.2015    A76-18888/2015    Payment of monetary funds    RUR    9,148,360.53      
102   

SantekhSistemy

Service OOO

    CMP PAO    Arbitration    Arbitration Court of the Chelyabinsk Region    02.11.2015    A76-20367/2015    Payment of monetary funds    RUR    14,330,163.66      
103    Chelyabinsk Municipal Thermal Networks Municipal Unitary Enterprise    CMP PAO    Arbitration    Arbitration Court of the Chelyabinsk Region       A76-19893/2015    Payment of monetary funds    RUR    10,581,604.98      
104   

Russian Mining Chemical

Company OOO

    CMP PAO    Arbitration    Arbitration Court of the Chelyabinsk Region       A76-22604/2015    Payment of monetary funds    RUR    36,399,328.23      

               Type of decision                   Type of
collection
(payment of
monetary
funds,
transfer of		         Amount of the claim under the decision

Item
No.

   

Plaintiff

   

Defendant

   

(court/arbitration/

administrative)

   

Body that made

the decision

   

Date of
decision

   

Number of

decision

   

property,
etc.)

   

Currency

    Monetary
funds		    Type of
property		    Book value of
property
105    Fortum JSC    CMP PAO    Arbitration    Arbitration Court of the Chelyabinsk Region       A76-22928/2015    Payment of monetary funds    RUR    21,770,070.24      
106    LomTorg OOO    CMP PAO    Arbitration    Arbitration Court of the Chelyabinsk Region       A76-23207/2015    Payment of monetary funds    RUR    21,343,450.86      
107
    Minmetals    CMP PAO    Arbitration    Arbitration Court of Stockholm       V2014/162    Payment of monetary funds    RUR    299,489,403.00      
                       

USD

    136,785,197.00      
108    VTB-Factoring OOO   

Mechel-Service OOO

CMP PAO

    Arbitration    Arbitration court of Moscow    On 26.08.2015 the court approved settlement agreement    A40-175773/2014    Payment of monetary funds    RUR    954,287,975.60      
109    Sberbank of Russia JSC   

CMP PAO

Izhstal OAO

    Arbitration    Arbitration Court of the Republic of Udmurtiya       A71-8039/2015    Payment of monetary funds    RUR    24,746,311.99      
110    SpetsStroy-2 ZAO    CMP PAO    Arbitration    Arbitration Court of the Chelyabinsk Region    10.12.2015    A76-24082/2015    Payment of monetary funds    RUR    10,512,342.66      
111   

UralDomnoRemont-

Yekaterinburg OOO

    CMP PAO    Arbitration    Arbitration Court of the Chelyabinsk Region       A76-25134/2015    Payment of monetary funds    RUR    24,461,000.22      
112    NOVATEK-Chelyabinsk LLC    CMP PAO    Arbitration    Arbitration Court of the Chelyabinsk Region    03.12.2015    A76-25589/2015    Payment of monetary funds    RUR    21,027,961.16      

               Type of decision                   Type of
collection
(payment of
monetary
funds,
transfer of		         Amount of the claim under the decision

Item
No.

   

Plaintiff

   

Defendant

   

(court/arbitration/

administrative)

   

Body that made

the decision

   

Date of
decision

   

Number of

decision

   

property,
etc.)

   

Currency

    Monetary
funds		    Type of
property		    Book value of
property
113   

NOVATEK-Chelyabinsk

LLC

    CMP PAO    Arbitration    Arbitration Court of the Chelyabinsk Region    03.12.2015    A76-25891/2015    Payment of monetary funds    RUR    527,040,279.68      
114    A.V. Baglyukov sole trader    CMP PAO    Arbitration    Arbitration Court of the Chelyabinsk Region       A76-26453/2015    Payment of monetary funds    RUR    28,504,477.38      
115    Ye.F. Kharisova sole trader    CMP PAO    Arbitration    Arbitration Court of the Chelyabinsk Region       A76-26463/2015    Payment of monetary funds    RUR    29,708,757.08      
116   

NOVATEK-Chelyabinsk

LLC

    CMP PAO    Arbitration    Arbitration Court of the Chelyabinsk Region       A76-27755/2015    Payment of monetary funds    RUR    20,019,678.29      
117    Vesuvius    CMP PAO    Arbitration    Arbitration Court of Stockholm    13.11.2015    V2015/029    Payment of monetary funds    EUR    784,000.00      
118   

Ural Heavy Machine

Building Plant PAO

    CMP PAO    Arbitration    Arbitration Court of the Chelyabinsk Region       A76-29001/2015    Payment of monetary funds    RUR    43,313,949.75      
119   

NOVATEK-Chelyabinsk

LLC

    CMP PAO    Arbitration    Arbitration Court of the Chelyabinsk Region       A76-28415/2015    Payment of monetary funds    RUR    611,721,422.46      
120   

UralDomnoRemont-

Yekaterinburg OOO

    CMP PAO    Arbitration    Arbitration Court of the Chelyabinsk Region       A76-28619/2015    Payment of monetary funds    RUR    28,540,268.96      
121    Nord Development OOO    Mechel- Service OOO    Arbitration    Arbitration court of Moscow    02.12.2015    A40-149724/2015    Payment of monetary funds    RUR    28,125,000.00      
122    Sudostroitelny Bank Commercial Bank OOO    Mechel- Service OOO    Arbitration    Arbitration court of Moscow       A40-31510/2015    Payment of monetary funds    RUR    100,000,000.00      

               Type of decision                   Type of
collection
(payment of
monetary
funds,
transfer of		         Amount of the claim under the decision

Item
No.

   

Plaintiff

   

Defendant

   

(court/arbitration/

administrative)

   

Body that made

the decision

   

Date of
decision

   

Number of

decision

   

property,
etc.)

   

Currency

    Monetary
funds		    Type of
property		    Book value of
property
123    SAVEN ENTERPRISES LTD.   

Mechel OAO Tomusinsky Open-Pit Mine OAO Calridge Ltd. Armolink Ltd. Bellasis Holdings Ltd. Methol OOO Mechel Mining OAO

Mechel Mining Management Company OOO Southern Kuzbass OAO I.V. Zyuzin

    Arbitration    The court of Nicosia (Cyprus)          Payment of monetary funds    USD    781,000,000.00      
124    RPFB PROJECT FINANCE LTD    Mechel OAO    Arbitration    Arbitration court of Moscow    25.02.2015    A40-126879/14    Payment of monetary funds    RUR    752,006,886.37      
125    RudService OOO   

Southern Kuzbass OAO

Mechel Mining OAO

Mechel OAO

    Arbitration    Arbitration Court of the Kemerovo Region    22.10.2015 proceedings have been suspended    A27-6966/2015    Payment of monetary funds    RUR    9,283,229,370.00      
126   

Russky torgovo-

promyshlenny bank JSC

    Mechel OAO Yakutugol Holding Company OAO    Arbitration    Arbitration court of Moscow       A40-82279/2015    Redemption of bonds and payment of funds    RUR    51,570,000.00      
127    VTB Bank JSC    Mechel OAO    Arbitration    Arbitration court of Moscow    05.12.2014    A40-155575/2014    Payment of monetary funds    RUR    2,990,304,446.21      
128    VTB Bank JSC    Mechel OAO    Arbitration    Arbitration court of Moscow    09.04.2015    A40-15381/2015    Payment of monetary funds    RUR    50,182,475,827.01      

               Type of decision                   Type of
collection
(payment of
monetary
funds,
transfer of		         Amount of the claim under the decision

Item
No.

   

Plaintiff

   

Defendant

   

(court/arbitration/

administrative)

   

Body that made

the decision

   

Date of
decision

   

Number of

decision

   

property,
etc.)

   

Currency

    Monetary
funds		    Type of
property		    Book value of
property
129    VTB Bank JSC    Mechel OAO    Arbitration    Arbitration court of Moscow       A40-77882/2015    Payment of monetary funds    RUR    2,600,000,000.00      
130    VTB Bank JSC VTB Capital Plc   

2 claims against Mechel Carbon AG,

2 claims against Mechel Carbon Singapore Pte. Ltd., 2 claims

against Yakutugol Holding Company OAO 2 claims

against Southern Kuzbass OAO, 2 claims against Mechel OAO, 2 claims against Mechel Mining OAO, 2 claims against Korshunov Mining Plant OAO

    Arbitration    London arbitration (LMAS)          Payment of monetary funds    USD    32,497,409.68      
131    VTB Bank JSC    Mechel OAO Skyblock Limited    Arbitration    The London Court of International Arbitration          Payment of monetary funds    USD    101,912,000.00      
132    Sberbank of Russia JSC   

Mechel OAO CMP PAO Mechel-Trans OOO

Mechel- Service OOO Bratsk Ferroalloy Plant OOO

    Arbitration    Arbitration court of Moscow    07.04.2015    A40-158988/2014    Payment of monetary funds    RUR    394,383,061.77      

               Type of decision                   Type of
collection
(payment of
monetary
funds,
transfer of		         Amount of the claim under the decision

Item
No.

   

Plaintiff

   

Defendant

   

(court/arbitration/

administrative)

   

Body that made

the decision

   

Date of
decision

   

Number of

decision

   

property,
etc.)

   

Currency

    Monetary
funds		    Type of
property		    Book value of
property
133    Sberbank of Russia JSC    Mechel OAO CMP PAO Mechel-Trans OOO Mechel- Service OOO Bratsk Ferroalloy Plant OOO Mechel Trading AG    Arbitration    Arbitration court of Moscow    03.08.2015   

A40-

159766/2014

    Payment of monetary funds    USD    392,967.88      
134
    Sberbank of Russia JSC   

Southern Kuzbass OAO

Mechel Mining OAO Yakutugol

Holding Company OAO

Mechel OAO

    Arbitration    Arbitration court of Moscow    02.04.2015   

A40-

159782/2014

    Payment of monetary funds    RUR    174,501,763.94      
                       

USD

    2,928,916.45      
135
    Sberbank of Russia JSC   

Southern Kuzbass OAO

Mechel Mining OAO Yakutugol Holding Company OAO

Mechel OAO

    Arbitration    Arbitration court of Moscow    25.05.2015   

A40-

25992/2015

    Payment of monetary funds    USD    6,017,133.00      
                       

RUR

    6,857,625.00      
136
    Sberbank of Russia JSC   

Southern Kuzbass OAO

Mechel Mining OAO

Yakutugol Holding Company OAO

Mechel OAO Mechel-Trans OOO

Bratsk Ferroalloy Plant OOO

    Arbitration    Arbitration court of Moscow    11.06.2015   

A40-

47254/2015

    Payment of monetary funds    RUR    559,217.68      
                       

USD

    683,744.62      

               Type of decision                   Type of
collection
(payment of
monetary
funds,
transfer of		         Amount of the claim under the decision

Item
No.

   

Plaintiff

   

Defendant

   

(court/arbitration/

administrative)

   

Body that made

the decision

   

Date of
decision

   

Number of

decision

   

property,
etc.)

   

Currency

    Monetary
funds		    Type of
property		    Book value of
property
137    Sberbank of Russia JSC    CMP PAO Mechel- Service OOO Mechel OAO Mechel-Trans OOO Bratsk Ferroalloy Plant OOO    Arbitration    Arbitration court of Moscow    20.07.2015   

A40-

83634/2015

    Payment of monetary funds    RUR    3,783,276,943.09      
138    Sberbank of Russia JSC   

CMP PAO Mechel- Service OOO

Mechel OAO Mechel-Trans OOO

Bratsk Ferroalloy Plant OOO Mechel Traiding AG

    Arbitration    Arbitration court of Moscow      

A40-

86346/2015

    Payment of monetary funds    USD    6,576,447.60      
139    Sberbank of Russia JSC    Mechel OAO Bratsk Ferroalloy Plant OOO    Arbitration    Arbitration Court of the Irkutsk Region    28.09.2015   

A19-

9461/2015

    Payment of monetary funds    RUR    37,132,782.39      
140    Sberbank of Russia JSC   

Bratsk Ferroalloy Plant OOO Mechel- Service OOO

Mechel-Trans OOO

Mechel OAO

    Arbitration    Arbitration court of Moscow      

A40-

135744/2015

    Payment of monetary funds    RUR    24,600,309.99      
141    Bank of China (ELOS) Joint Stock Commercial Bank    Mechel OAO    Arbitration    Arbitration court of Moscow    02.09.2015 (settlement agreement was approved)   

A40-

116491/2015

    Payment of monetary funds    RUR    54,715,172.45      

               Type of decision                   Type of
collection
(payment of
monetary
funds,
transfer of		         Amount of the claim under the decision

Item
No.

   

Plaintiff

   

Defendant

   

(court/arbitration/

administrative)

   

Body that made

the decision

   

Date of
decision

   

Number of

decision

   

property,
etc.)

   

Currency

    Monetary
funds		    Type of
property		   

Book value of
property

142   

Sberbank

Leasing CJSC

   

Mechel Materials OOO

Mechel OAO

    Arbitration    Arbitration Court of the Sverdlovsk Region    09.10.2015    A60-15135/2015    Payment of monetary funds    RUR    2,091,831.16      
143    Sberbank Leasing CJSC   

Mechel Materials OOO

Mechel OAO

    Arbitration    Arbitration Court of the Sverdlovsk Region    16.09.2015    A60-15125/2015    Payment of monetary funds, return of the leasing subject    RUR    124,249.08    Front loader
LIUGONG
CLG 856		    is not on the balance sheet
144    Sberbank Leasing CJSC   

Mechel Materials OOO

Mechel OAO

    Arbitration    Arbitration Court of the Sverdlovsk Region    16.09.2015    A60-15137/2015    Payment of monetary funds    RUR    7,676.83      
145    Sberbank Leasing CJSC   

Mechel Materials OOO

Mechel OAO

    Arbitration    Arbitration Court of the Sverdlovsk Region    31.08.2015    A60-15218/2015    Payment of monetary funds, return of the leasing subject    RUR    337,843.87    Tractor T-
20.01KBR-1		    is not on the balance sheet
146    Sberbank Leasing CJSC    Mechel Materials OOO Mechel OAO    Arbitration    Arbitration Court of the Sverdlovsk Region    26.08.2015    A60-15110/2015    Payment of monetary funds, return of the leasing subject    RUR    8,186,877.55    Equipment for
slag
processing - 2
complexes		    is not on the balance sheet
147    Sberbank Leasing CJSC   

Mechel Materials OOO

Mechel OAO

    Arbitration    Arbitration Court of the Sverdlovsk Region    31.08.2015    A60-15124/2015    Payment of monetary funds, return of the leasing subject    RUR    682,979.37    Jumper bit
DX1800
Terminator		    is not on the balance sheet
148    Sberbank Leasing CJSC   

Mechel Materials OOO

Mechel OAO

    Arbitration    Arbitration Court of the Sverdlovsk Region    07.09.2015    A60-15126/2015    Payment of monetary funds, return of the leasing subject    RUR    524,254.91    Loading
machine
TEREX-
FUCHS MHL
331		    is not on the balance sheet
149
    Caterpillar Financial LLC   

Mechel Materials OOO

Mechel OAO

    Arbitration    Arbitration court of Moscow    13.10.2015    A40-128231/2015    Payment of monetary funds    USD    22,169.21      
                       

RUR

    44,793.03      

               Type of decision                   Type of
collection
(payment of
monetary
funds,
transfer of		         Amount of the claim under the decision

Item
No.

   

Plaintiff

   

Defendant

   

(court/arbitration/

administrative)

   

Body that made

the decision

   

Date of
decision

   

Number of

decision

   

property,
etc.)

   

Currency

    Monetary
funds		    Type of
property		    Book value of
property
150    Caterpillar Financial LLC    Mechel Engineering OOO Mechel OAO    Arbitration    Arbitration court of Moscow    Main debt is repaid prior to the court decision. Amount of recovered penalty is reduced by 50%.   

A40-

128207/2015

    Payment of monetary funds    RUR    17,667,990.08      
151    Sberbank of Russia JSC    Mechel OAO    Arbitration    Arbitration court of Moscow    30.10.2015 (proceedings in the case were stopped in connection with the claimant’s refusal of the claim)   

A40-

157278/2015

    Payment of monetary funds    RUR    3,398,821.79      
152    Gradostroy DSK ZAO    Urals Stampings Plant OAO    Arbitration    Arbitration Court of the Chelyabinsk Region      

A76-

2644/2015

    Payment of monetary funds    RUR    3,080,161.09      
153    I-Com OOO    Urals Stampings Plant OAO    Arbitration    Arbitration Court of the Chelyabinsk Region      

A76-

18889/2015

    Payment of monetary funds    RUR    1,083,577.48      

               Type of decision                   Type of
collection
(payment of
monetary
funds,
transfer of		         Amount of the claim under the decision

Item
No.

   

Plaintiff

   

Defendant

   

(court/arbitration/

administrative)

   

Body that made

the decision

   

Date of
decision

   

Number of

decision

   

property,
etc.)

   

Currency

    Monetary
funds		      Type of
property		    Book value of
property
154    Gazprom Raspredeleniye Chelyabinsk JSC    Urals Stampings Plant OAO    Arbitration    Arbitration Court of the Chelyabinsk Region      

A76-

19372/2015

    Payment of monetary funds    RUR      1,719,413.34         
155    NOVATEK-Chelyabinsk LLC    Urals Stampings Plant OAO    Arbitration    Arbitration Court of the Chelyabinsk Region      

A76-

22474/2015

    Payment of monetary funds    RUR      16,121,212.70         
156    Gazprom Raspredeleniye Chelyabinsk JSC    Urals Stampings Plant OAO    Arbitration    Arbitration Court of the Chelyabinsk Region      

A76-

23130/2015

    Payment of monetary funds    RUR      1,784,037.48         
157    Gazprom Raspredeleniye Chelyabinsk JSC    Urals Stampings Plant OAO    Arbitration    Arbitration Court of the Chelyabinsk Region      

A76-

25675/2015

    Payment of monetary funds    RUR      1,745,890.52         
158    Compressor Machines OOO    Urals Stampings Plant OAO    Arbitration    Arbitration Court of the Chelyabinsk Region      

A76-

25224/2015

    Payment of monetary funds    RUR      2,409,402.76         
159    TPK MASTER OOO    Chelyabinsk Branch of Urals Stampings Plant OAO    Arbitration    Arbitration Court of the Chelyabinsk Region      

A76-

18850/2015

    Payment of monetary funds    RUR      1,130,837.52         
160    A&T Group OOO    Korshunov Mining Plant OAO    Arbitration    Arbitration court of the Altay Territory    12.12.2014   

A03-

13799/2013

    Payment of monetary funds    RUR      14,489,781.78         
161    Radian Management Company LLC    Korshunov Mining Plant OAO    Arbitration    Arbitration Court of the Irkutsk Region    14.03.2014   

A19-

17730/2013

    Payment of monetary funds    RUR      10,170,374.30         
162    Engineering Komplekt OOO    Korshunov Mining Plant OAO    Arbitration    Arbitration Court of the Irkutsk Region    29.04.2015   

A19-

986/2015

    Payment of monetary funds    RUR      15,295,922.35         
163    Vesta Steel OOO    Korshunov Mining Plant OAO    Arbitration    Arbitration Court of the Irkutsk Region    02.06.2014   

A19-

6588/2014

    Payment of monetary funds    RUR      29,942,841.12         

               Type of decision                   Type of
collection
(payment of
monetary
funds,
transfer of		         Amount of the claim under the decision

Item
No.

   

Plaintiff

   

Defendant

   

(court/arbitration/

administrative)

   

Body that made

the decision

   

Date of
decision

   

Number of

decision

   

property,

etc.)

   

Currency

    Monetary
funds		      Type of
property		    Book value of
property
164    Mining Solutions ZAO    Korshunov Mining Plant OAO    Arbitration    Arbitration Court of the Irkutsk Region    06.05.2015   

A19-

418/2015

    Payment of monetary funds    RUR      10,057,154.87         
165    Mining Machines ZAO    Korshunov Mining Plant OAO    Arbitration    Arbitration court of Moscow    25.05.2015   

A40-

36821/2015

    Payment of monetary funds    RUR      13,165,907.82         
166    Cosmo-Sib OOO    Korshunov Mining Plant OAO    Arbitration    Arbitration Court of the Novosibirsk Region    22.06.2015   

A45-

8694/2015

    Payment of monetary funds    RUR      22,513,571.46         
167    Remelectro OOO    Korshunov Mining Plant OAO    Arbitration    Arbitration Court of the Irkutsk Region    01.09.2015   

A19-

10842/2015

    Payment of monetary funds    RUR      11,766,332.11         
168    Sberbank Leasing CJSC    Korshunov Mining Plant OAO    Arbitration    Arbitration Court of the Irkutsk Region    18.12.2014   

A19-

14255/2014

    Payment of monetary funds    RUR      14,588,314.62         
169    Sberbank Leasing CJSC    Korshunov Mining Plant OAO Mechel Mining OAO    Arbitration    Arbitration court of Moscow    30.06.2015   

A40-

140652/14

    Payment of monetary funds    RUR      80,912,465.14         
170    Sberbank Leasing CJSC    Korshunov Mining Plant OAO    Arbitration    Arbitration court of Moscow    18.02.2015   

A40-

140664/2014

    Payment of monetary funds    RUR      29,993,081.59         
171    Sberbank Leasing CJSC    Korshunov Mining Plant OAO    Arbitration    Arbitration Court of the Irkutsk Region    29.12.2014   

A19-

16300/2014

    Payment of monetary funds    RUR      4,579,517.50         
172    Sberbank Leasing CJSC    Korshunov Mining Plant OAO    Arbitration    Arbitration Court of the Irkutsk Region    28.09.2015   

A19-

4862/2015

    Payment of monetary funds, transfer of property    RUR      4,091,784.73       Mill MShR-
36X50		    is not on the
balance sheet
173    Sberbank Leasing CJSC    Korshunov Mining Plant OAO    Arbitration    Arbitration Court of the Irkutsk Region    02.06.2015   

A19-

4930/2015

    Payment of monetary funds, transfer of property    RUR      1,152,894.07       Pump 1GRT
4000/71		    is not on the
balance sheet
174    Sberbank Leasing CJSC    Korshunov Mining Plant OAO    Arbitration    Arbitration Court of the Irkutsk Region    25.06.2015   

A19-

4864/2015

    Payment of monetary funds, transfer of property    RUR      2,744,264.55       Grab crane,
lifting
capacity of 20
tons		    22,927,222.21

               Type of decision                   Type of
collection
(payment of
monetary
funds,
transfer of		         Amount of the claim under the decision

Item
No.

   

Plaintiff

   

Defendant

   

(court/arbitration/

administrative)

   

Body that made

the decision

   

Date of
decision

   

Number of

decision

   

property,

etc.)

   

Currency

    Monetary
funds		      Type of
property		    Book value of
property
175    Sberbank Leasing CJSC    Korshunov Mining Plant OAO    Arbitration    Arbitration Court of the Irkutsk Region    10.11.2015   

A19-

4863/2015

    Payment of monetary funds, transfer of property    RUR      5,901,065.64       Mill MShR-
36X50		    is not on the
balance sheet
176    Sberbank Leasing CJSC    Korshunov Mining Plant OAO    Arbitration    Arbitration Court of the Irkutsk Region    28.09.2015   

A19-

4865/2015

    Payment of monetary funds, transfer of property    RUR      3,921,260.53       Rod mill
MSTs-32x45		    is not on the
balance sheet
177    Sberbank Leasing CJSC    Korshunov Mining Plant OAO    Arbitration    Arbitration Court of the Irkutsk Region    16.10.2015   

A19-

4866/2015

    Payment of monetary funds, transfer of property    RUR      4,870,788.02       Rod mill
MSTs-32x45		    is not on the
balance sheet
178    Sberbank Leasing CJSC    Korshunov Mining Plant OAO    Arbitration    Arbitration court of Moscow    26.10.2015   

A40-

61412/2015

    Payment of monetary funds, transfer of property    RUR      35,247,226.69       Dump truck
BelAZ-75131
PSM: TC
376174		    34,951,367.60
                              Dump truck
BelAZ-75131
PSM: TC
376170		    33,822,165.43
                              Dump truck
BelAZ-75131
PSM: TC
011510		    20,625,106.29
                              Dump truck
BelAZ-75131
PSM: TC
011507		    19,312,226.41
                              Dump truck
BelAZ-75131
PSM: TC
011511		    19,317,334.34
                              Dump truck
BelAZ-75131
PSM: TC
011508		    15,276,070.73
179    Sberbank Leasing CJSC    Korshunov Mining Plant OAO Mechel Mining OAO    Arbitration    Arbitration court of Moscow    26.10.2015   

A40-

61418/2015

    Payment of monetary funds, transfer of property    RUR      63,815,768.81       Dump truck
BelAZ-75131
- 2 pcs.,
Dump truck
BelAZ-75131
- 4 pcs.		    is not on the
balance sheet

               Type of decision                   Type of
collection
(payment of
monetary
funds,
transfer of		         Amount of the claim under the decision

Item
No.

   

Plaintiff

   

Defendant

   

(court/arbitration/

administrative)

   

Body that made

the decision

   

Date of
decision

   

Number of

decision

   

property,

etc.)

   

Currency

    Monetary
funds		      Type of
property		    Book value of
property
180    Sberbank Leasing CJSC    Korshunov Mining Plant OAO Mechel Mining OAO    Arbitration    Arbitration court of Moscow    18.09.2015   

A40-

62474/2015

    Payment of monetary funds, transfer of property    RUR      47,555,587.55       Motor grader
JOHN
DEERE 872G
- 2 pcs.		    is not on the
balance sheet
                              Dump truck
BelAZ-75131
PSM: TC
789566		    27,852,225.84
                              Dump truck
BelAZ-75131
PSM: TC
789772		    31,151,053.29
                              Dump truck
BelAZ-75131
PSM: TC
376076		    31,540,997.63
                              Dump truck
BelAZ-75131
PSM: TC
789565		    31,262,927.44
181    Caterpillar Financial LLC    Korshunov Mining Plant OAO    Arbitration    Arbitration court of Moscow      

A40-

147639/2015

    Payment of monetary funds, transfer of property    RUR      7,434,658.49       Bulldozer
CAT D9R		    is not on the
balance sheet
182    Sberbank of Russia JSC    Mechel OAO Bratsk Ferroalloy Plant OOO CMP PAO Mechel-Trans OOO Mechel Service OOO    Arbitration    Arbitration court of Moscow    24.02.2015   

A40-

159753/14

    Payment of monetary funds    RUR      20,763,178.98         
183    Sberbank of Russia JSC    Bratsk Ferroalloy Plant OOO Mechel-Trans OOO    Arbitration    Arbitration court of Moscow    30.10.2015   

A40-

110036/2015

    Payment of monetary funds    RUR      6,454,922.32         

               Type of decision                   Type of
collection
(payment of
monetary
funds,
transfer of		         Amount of the claim under the decision

Item
No.

   

Plaintiff

   

Defendant

   

(court/arbitration/

administrative)

   

Body that made

the decision

   

Date of
decision

   

Number of

decision

   

property,

etc.)

   

Currency

    Monetary
funds		      Type of
property		    Book value of
property
184    Sberbank of Russia JSC    Bratsk Ferroalloy Plant OOO Mechel OAO    Arbitration    Arbitration court of the Irkustsk Region    21.01.2015   

A19-

16095/2014

    Payment of monetary funds    RUR      352,407.68         
185    Committee for Municipal Property Management of the Interdistrict Department of Mezhdurechensky Urban District    Southern Kuzbass OAO    Arbitration    Arbitration Court of the Kemerovo Region    the debt is partially repaid in the amount of 9,807,368.75   

A27-

24380/2015

    Payment of monetary funds    RUR      42,873,857.09         
186    Committee for Municipal Property Management of the Interdistrict Department of Mezhdurechensky Urban District    Southern Kuzbass OAO    Arbitration    Arbitration Court of the Kemerovo Region    the debt is partially repaid in the amount of 20,350,409.34   

A27-

24338/2015

    Payment of monetary funds    RUR      88,429,325.09         
187    Committee for Municipal Property Management of the Interdistrict Department of Mezhdurechensky Urban District    Southern Kuzbass OAO    Arbitration    Arbitration Court of the Kemerovo Region    the debt is partially repaid in the amount of 14,464,000.00   

A27-

24548/2015

    Payment of monetary funds    RUR      104,377,512.46         
188    Committee for Municipal Property Management of the Interdistrict Department of Mezhdurechensky Urban District    Southern Kuzbass OAO    Arbitration    Arbitration Court of the Kemerovo Region    the debt is partially repaid in the amount of 3,582,840.62   

A27-

24376/2015

    Payment of monetary funds    RUR      14,776,479.01         

               Type of decision                   Type of
collection
(payment of
monetary
funds,
transfer of		         Amount of the claim under the decision

Item
No.

   

Plaintiff

   

Defendant

   

(court/arbitration/

administrative)

   

Body that made

the decision

   

Date of
decision

   

Number of

decision

   

property,

etc.)

   

Currency

    Monetary
funds		      Type of
property		    Book value of
property
189    Committee for Municipal Property Management of the Interdistrict Department of Myskovskiy Urban District    Southern Kuzbass OAO    Arbitration    Arbitration Court of the Kemerovo Region    the debt is partially repaid in the amount of 288,670.11   

A27-

24666/2015

    Payment of monetary funds   

RUR

      23,040,384.81         
190    Committee for Municipal Property Management of the Interdistrict Department of Myskovskiy Urban District    Southern Kuzbass OAO    Arbitration    Arbitration Court of the Kemerovo Region    the debt is partially repaid in the amount of 3,300,000.00   

A27-

24670/2015

    Payment of monetary funds    RUR      34,705,250.84         
191    Uralsky Zavod Tyazhelogo Mashinostroyeniya Public Company    Southern Kuzbass OAO    Arbitration    Arbitration Court of the Kemerovo Region    30.11.2015   

A27-

19069/2015

    Payment of monetary funds    RUR      19,305,274.58         
192    Caterpillar Financial LLC    Yakutugol Holding Company OAO Mechel OAO    Arbitration    Arbitration court of Moscow      

A40-

134903/15

    Payment of monetary funds    USD      2,294,580.25         
                        EUR      266,591.72         
193    Department of Rosprirodnadzor    Beloretsk Metallurgical Plant OAO    Arbitration    Arbitration court of the Republic of Bashkortostan    19.06.2015   

A07-

1681/2015

    Payment of monetary funds    RUR      195,269,579.30         
                          

 

 

        
                     TOTAL    CHF      316,604,322.60         
                          

 

 

        
                     TOTAL    EUR      1,050,591.72         
                          

 

 

        
                     TOTAL    RUR      123,759,051,490.22         
                          

 

 

        
                     TOTAL    USD      1,799,948,067.79         
                          

 

 

        
                     TOTAL    RUR      272,793,809,843.93         
                          

 

 

        

Exchange Rate of the Central Bank of

the Russian Federation as of

15.12.2015

  

CHF

      71.2360   

EUR

      76.9659   

USD

      70.2244   

BANKRUPTCY

As of 15.12.2015

 

Item
No.

   

Plaintiff

   

Defendant

    Bankruptcy case
number		   

Currency

    Claim amount     

Date of the next
hearing

1    Radian Management Company LLC    Korshunov Mining Plant OAO       RUR      10,140,374.30       Accrued as of 29.12.2015
2    Sanesta-Metal LLC    Korshunov Mining Plant OAO       RUR      1,321,277.18       Not appointed
3    EKG Servis Holding LLC    Korshunov Mining Plant OAO       RUR      8,166,170.44       Not appointed
4    ATI Plant JSC    Korshunov Mining Plant OAO       RUR      51,130.37       Not appointed
5    Teplovoz-RemServis LLC    Korshunov Mining Plant OAO       RUR      2,884,071.64       Not appointed
6    Energy Resources Management Systems CJSC    Korshunov Mining Plant OAO       RUR      1,392,077.41       Not appointed
7    Ural Mining Equipment Plant LLC    Korshunov Mining Plant OAO       RUR      9,180,755.74       Not appointed
8    EZTM-Marketing LLC    Korshunov Mining Plant OAO       RUR      3,376,567.93       Not appointed
9    Diabaz Karyer LLC    Korshunov Mining Plant OAO       RUR      3,972,674.62       Not appointed
10    Iskra Krasnoyarsk Design Bureau JSC    Korshunov Mining Plant OAO       RUR      239,120.62       Not appointed
11    Aleksandrovsky Trading House LLC    Korshunov Mining Plant OAO       RUR      151,144.39       Not appointed
12    Mitsar PKF OOO    Korshunov Mining Plant OAO       RUR      2,911,689.83       Not appointed
13    SZEMO Elektromashina LLC    Korshunov Mining Plant OAO       RUR      911,718.00       Not appointed
14    Elektromash JSC    Korshunov Mining Plant OAO       RUR      840,682.68       Not appointed
15    Podyemnik LLC    Korshunov Mining Plant OAO       RUR      390,804.08       Not appointed
16    Promeksim LLC    Korshunov Mining Plant OAO       RUR      15,188,000.87       Not appointed
17    Avangard ZVL LLC    Korshunov Mining Plant OAO       RUR      658,751.44       Not appointed
18    Pervaya Gornaya kompaniya LLC    Korshunov Mining Plant OAO       RUR      956,540.53       Not appointed
19    Voskresensk BelAZ-servis LLC    Korshunov Mining Plant OAO       RUR      1,026,385.23       Not appointed
20    DALKOS LLC    Korshunov Mining Plant OAO       RUR      181,589.82       Not appointed
21    KhimEksport Trade Company LLC    Korshunov Mining Plant OAO       RUR      704,380.00       Not appointed
22    Cheboksarsky Elektroapparat CJSC    Korshunov Mining Plant OAO       RUR      829,003.60       Not appointed
23    Electrical Fitting Plant JSC    Korshunov Mining Plant OAO       RUR      392,677.11       Not appointed
24    EspaSa LLC”    Korshunov Mining Plant OAO       RUR      511,043.50       Not appointed
25    BelazSpetsServis CJSC    Korshunov Mining Plant OAO       RUR      5,997,181.36       Not appointed

Item
No.

   

Plaintiff

   

Defendant

    Bankruptcy case
number		   

Currency

    Claim amount     

Date of the next
hearing

26    KROK incorporated CJSC    Korshunov Mining Plant OAO       RUR      1,075,402.87       Not appointed
27    Star-Dizel LLC    Korshunov Mining Plant OAO       RUR      1,264,317.91       Not appointed
28    Electrical Fitting Plant JSC    Korshunov Mining Plant OAO       RUR      392,677.11       Not appointed
29    MPS-Tekhno Trading House LLC”    Korshunov Mining Plant OAO       RUR      872,890.10       Not appointed
30    Instroy LLC    Korshunov Mining Plant OAO       RUR      4,517,563.30       Not appointed
31    Penopolyuretan LLC    Korshunov Mining Plant OAO       RUR      961,872.11       Not appointed
32    Ural Mining Equipment Plant LLC    Korshunov Mining Plant OAO       RUR      4,684,883.27       Not appointed
33    VestaStal LLC    Korshunov Mining Plant OAO       RUR      29,942,841.12       Not appointed
34    Gornye Tekhnologii CJSC    Korshunov Mining Plant OAO       RUR      2,965,891.41       Not appointed
35    Atlantik LLC”    Korshunov Mining Plant OAO       RUR      2,595,769.70       Not appointed
36    TradeService LLC    Korshunov Mining Plant OAO       RUR      1,072,641.21       Not appointed
37    RegionPromServis LLC    Korshunov Mining Plant OAO       RUR      1,458,446.96       Not appointed
38    Transmetallsnab CJSC    Korshunov Mining Plant OAO       RUR      3,955,176.70       Not appointed
39    KODA PKF LLC    Korshunov Mining Plant OAO       RUR      1,680,957.81       Not appointed
40    First Kemerovo Automobile Repair Plant JSC    Korshunov Mining Plant OAO       RUR      531,463.90       Not appointed
41    Finansovo-Promyshlennaya Kompaniya CJSC    Korshunov Mining Plant OAO       RUR      1,281,380.31       Not appointed
42    Region-SMT Company LLC”    Korshunov Mining Plant OAO       RUR      2,575,578.11       Not appointed
43    KholdingTekhMontazh Tsentr LLC”    Korshunov Mining Plant OAO       RUR      704,402.48       Not appointed
44    Geosvip-Tegeler OOO    Korshunov Mining Plant OAO       RUR      2,465,011.60       Not appointed
45    ShelTrade LLC    Korshunov Mining Plant OAO       RUR      3,558,599.25       Not appointed
46    Promstroyelektro LLC    Korshunov Mining Plant OAO       RUR      1,438,001.84       Not appointed
47    Kapitan LLC    Korshunov Mining Plant OAO       RUR      432,994.20       Not appointed
48    Sberbank Leasing CJSC    Korshunov Mining Plant OAO       RUR      49,146,384.97       Not appointed
49    IvVtror Tekstil LLC    Korshunov Mining Plant OAO       RUR      384,893.45       Not appointed
50    IPO Production Association TD CJSC    Korshunov Mining Plant OAO       RUR      5,025,690.28       Not appointed
51    Severskaya Trubnaya kompaniya LLC    Korshunov Mining Plant OAO       RUR      2,522,549.87       Not appointed
52    PromTekhSnab LLC    Korshunov Mining Plant OAO       RUR      8,981,372.70       Not appointed
53    Consulting and Outsoursing Systems LLC    Korshunov Mining Plant OAO       RUR      501,051.34       Not appointed
54    Barnaul Asbestos Products Plant JSC    Korshunov Mining Plant OAO       RUR      516,636.69       Not appointed

Item
No.

   

Plaintiff

   

Defendant

    Bankruptcy case
number		   

Currency

    Claim amount     

Date of the next
hearing

55    Uralneftservis CJSC    Korshunov Mining Plant OAO       RUR      3,198,840.20       Not appointed
56    Sava Servis Firma LLC    Korshunov Mining Plant OAO       RUR      323,423.00       Not appointed
57    TransMash RS OOO    Korshunov Mining Plant OAO       RUR      4,072,364.33       Not appointed
58    Megapolis LLC    Korshunov Mining Plant OAO       RUR      6,145,483.12       Not appointed
59    SpetsOborudovaniye Market OOO    Korshunov Mining Plant OAO       RUR      418,522.81       Not appointed
60    Electrotechnical company Adelaide+ ZAO    Korshunov Mining Plant OAO       RUR      1,007,303.54       Not appointed
61    Hydromash Trading House ZAO    Korshunov Mining Plant OAO       RUR      2,770,198.00       Not appointed
62    Gornye Mashiny JSC    Korshunov Mining Plant OAO       RUR      13,165,907.82       Not appointed
63    Remelectro OOO    Korshunov Mining Plant OAO       RUR      11,176,300.38       Not appointed
55    Yuzhny Liteyny Zavod LLC    Korshunov Mining Plant OAO       RUR      1,429,647.33       Not appointed
56    Vostok Trans Servis LLC    Yakutugol Holding Company OAO       RUR      644,348.08       Accrued as of 30.12.2015
57    RESINOTEKHNIKA CJSC    Yakutugol Holding Company OAO       RUR      3,936,591.54       Not appointed
58    UNKOMTEKH Trading House LLC    Yakutugol Holding Company OAO       RUR      1,298,872.22       Not appointed
59    Ural Mining Equipment Plant LLC    Yakutugol Holding Company OAO       RUR      2,265,695.81       Not appointed
60    Kamsky Kabel LLC    Yakutugol Holding Company OAO       RUR      9,870,093.95       Not appointed
61    Borovichsky Refractories Plant JSC    Yakutugol Holding Company OAO       RUR      1,093,356.07       Not appointed
62    HYDROMONTAZHKOMPLEKT NORTH-WESTERN ELECTROMECHANICAL ASSOCIATION ZAO    Yakutugol Holding Company OAO       RUR      941,371.55       Not appointed
63    Truboprovodnye sistemy LLC    Yakutugol Holding Company OAO       RUR      391,804.47       Not appointed
64    Energotekhservis Construction Company LLC    Yakutugol Holding Company OAO       RUR      1,852,530.15       Not appointed
65    Tyumen Steelworks Plant LLC    Yakutugol Holding Company OAO       RUR      4,076,000.00       Not appointed
66    Rostovsky zavod Energoagregat LLC    Yakutugol Holding Company OAO       RUR      5,570,243.76       Not appointed
67    STIL-Garant LLC    Yakutugol Holding Company OAO       RUR      171,156.00       Not appointed
68    MSK-servis LLC    Yakutugol Holding Company OAO       RUR      1,391,688.71       Not appointed
69    Kvartz LLC    Yakutugol Holding Company OAO       RUR      6,022,311.11       Not appointed
70    Poligraff Company LLC    Yakutugol Holding Company OAO       RUR      1,755,250.00       Not appointed
71    Avangard-spetsodezhda LLC    Yakutugol Holding Company OAO       RUR      2,389,763.95       Not appointed
72    Kuzbasslegprom LLC    Yakutugol Holding Company OAO       RUR      544,578.29       Not appointed

Item
No.

   

Plaintiff

   

Defendant

    Bankruptcy case
number		   

Currency

    Claim amount     

Date of the next
hearing

73    Resourse Invest Oil LLC    Yakutugol Holding Company OAO       RUR      5,633,360.48       Not appointed
74    Neftebazstroy CJSC    Yakutugol Holding Company OAO       RUR      1,260,863.19       Not appointed
75    KMPK Trading House LLC    Yakutugol Holding Company OAO       RUR      426,240.15       Not appointed
76    Ural Production Company LLC    Yakutugol Holding Company OAO       RUR      638,880.50       Not appointed
77    DALKOS LLC    Yakutugol Holding Company OAO       RUR      1,491,995.50       Not appointed
78    Kompaniya PromTekhSnab CJSC    Yakutugol Holding Company OAO       RUR      798,863.39       Not appointed
79    Breaking, Sealing and Heat Insulation Products Plant JSC    Yakutugol Holding Company OAO       RUR      320,195.26       Not appointed
80    Okhrana FSUE of the Ministry of Internal Affairs of the Russian Federation    Yakutugol Holding Company OAO       RUR      3,954,201.58       Not appointed
81    Vostok-Servis-Amur CJSC    Yakutugol Holding Company OAO       RUR      214,361.33       Not appointed
82    Tekhnologii Gornogo Machinostroyeniya LLC    Yakutugol Holding Company OAO       RUR      3,375,542.09       Not appointed
83    Crane Low Voltage Equipment Plant LLC    Yakutugol Holding Company OAO       RUR      337,289.18       Not appointed
84    Iskra Krasnoyarsk Design Bureau JSC    Yakutugol Holding Company OAO       RUR      3,318,226.18       Not appointed
85    Rost-Stroy LLC    Yakutugol Holding Company OAO       RUR      2,066,175.92       Not appointed
86    IP Anisiy Anisievich Alekseyev    Yakutugol Holding Company OAO       RUR      518,660.65       Not appointed
87    KaragandaRezinotekhnika TOO    Yakutugol Holding Company OAO       RUR      1,507,169.14       Not appointed
88    Elga LLC    Yakutugol Holding Company OAO       RUR      14,726,040.96       Not appointed
89    Krona-KS LLC    Yakutugol Holding Company OAO       RUR      460,327.10       Not appointed
90    Avtotekhsnab DV LLC    Yakutugol Holding Company OAO       RUR      2,314,976.63       Not appointed
91    Korund LLC    Yakutugol Holding Company OAO       RUR      305,834.65       Not appointed
92    Khimuglemet CJSC    Yakutugol Holding Company OAO       RUR      170,159.92       Not appointed
93    Federal Government Institution “Detachment 7 of the Federal Fire-Fighting Service of the Republic of Sakha (Yakutia)”    Yakutugol Holding Company OAO       RUR       Not appointed. Settlement agreement is concluded - 13,173,273.00
94    Strategiya Research, Development and Production Association LLC    Yakutugol Holding Company OAO       RUR      458,317.65       Not appointed
95    Karyertekhresurs LLC    Yakutugol Holding Company OAO       RUR      3,071,823.26       Not appointed
96    Region-Market LLC    Yakutugol Holding Company OAO       RUR      1,394,265.88       Not appointed
97    SM-Oil LLC    Yakutugol Holding Company OAO       RUR      857,437.25       Not appointed

Item
No.

   

Plaintiff

   

Defendant

    Bankruptcy case
number		   

Currency

    Claim amount     

Date of the next
hearing

98    ChelyabKomplekt OOO    Yakutugol Holding Company OAO       RUR      2,474,077.74       Not appointed
99    YugPromSnab LLC    Yakutugol Holding Company OAO       RUR      732,585.10       Not appointed
100    UralPromSnab LLC    Yakutugol Holding Company OAO       RUR      7,743,143.38       Not appointed
101    DzerzhinskTransService Trading House OOO    Yakutugol Holding Company OAO       RUR      1,390,779.50       Not appointed
102    Invest-Svyaz-Kholding CJSC    Yakutugol Holding Company OAO       RUR      7,693,616.98       Not appointed
103    PromTekhnoCenter Trading House LLC    Yakutugol Holding Company OAO       RUR      2,961,562.24       Not appointed
104    Promstroyelektro LLC    Yakutugol Holding Company OAO       RUR      951,236.44       Not appointed
105    Korporatsiya Avtoshinsnab Trade Company LLC    Yakutugol Holding Company OAO       RUR      6,164,127.99       Not appointed
106    Chelyabinsky traktorny zavod-Uraltrak LLC    Yakutugol Holding Company OAO       RUR      613,340.05       Not appointed
107    SamaraSnabPodshipnik ZAO    Yakutugol Holding Company OAO       RUR      7,472,627.72       Not appointed
108    First Kemerovo Automobile Repair Plant JSC    Yakutugol Holding Company OAO       RUR      717,917.94       Not appointed
109    Gelena Khimavto LLC    Yakutugol Holding Company OAO       RUR      4,597,758.45       Not appointed
110    StroyElektroSnab OOO    Yakutugol Holding Company OAO       RUR      240,359.10       Not appointed
111    Interpro LLC    Yakutugol Holding Company OAO       RUR      984,144.08       Not appointed
112    Dynamika Research and Production Enterprise LLC    Yakutugol Holding Company OAO       RUR      408,909.00       Not appointed
113    SELPI GRUPP LLC    Yakutugol Holding Company OAO       RUR      542,162.25       Not appointed
114    MAKHINA Company LLC    Yakutugol Holding Company OAO       RUR      5,507,617.50       Not appointed
115    Gornaya avtomatika Trade House CJSC    Yakutugol Holding Company OAO       RUR      4,264,985.65       Not appointed
116    AVTOBAZIS LLC    Yakutugol Holding Company OAO       RUR      479,966.22       Not appointed
117    Goreks-Svetotekhnika Exposion-Proof and General Industrial Equipment Plant LLC    Yakutugol Holding Company OAO       RUR      428,278.84       Not appointed
118    PrivodElectro OOO    Yakutugol Holding Company OAO       RUR      5,040,474.56       Not appointed
119    MSK-servis LLC    Yakutugol Holding Company OAO       RUR      570,254.40       Not appointed
120    Tekhstroy-Kazan OOO    Yakutugol Holding Company OAO       RUR      908,698.65       Not appointed
121    ART-STROY construction systems LLC    Yakutugol Holding Company OAO       RUR      2,550,268.19       Not appointed
122    Sberbank Leasing CJSC    Yakutugol Holding Company OAO       RUR      146,792,929.41       Not appointed
123    Ural Heavy Machine Building Plant JSC    Yakutugol Holding Company OAO       RUR      62,460,525.19       Not appointed
124    Uralskiye Liteyno-Mekhanicheskiye Masterskiye Trade House CJSC    Yakutugol Holding Company OAO       RUR      491,803.23       Not appointed

Item
No.

   

Plaintiff

   

Defendant

    Bankruptcy case
number		   

Currency

    Claim amount     

Date of the next
hearing

125    AviaTAR CJSC    Yakutugol Holding Company OAO       RUR      1,808,601.07       Not appointed
126    Tekhstroykontrakt Management Company LLC    Yakutugol Holding Company OAO       USD      7,008,000.00       Not appointed
127    Remkompleks LLC    Yakutugol Holding Company OAO       RUR      1,696,387.01       Not appointed
128    Tyazhmashservis LLC    Yakutugol Holding Company OAO       RUR      463,176.35       Not appointed
129    KuzbassAgroTsentr Management Company LLC    Yakutugol Holding Company OAO       RUR      276,222.23       Not appointed
130    ASI Engineering Center LLC    Yakutugol Holding Company OAO       RUR      2,660,000.00       Not appointed
131    Inpart LLC    Yakutugol Holding Company OAO       RUR      7,541,564.62       Not appointed
132    Taurus CJSC    Yakutugol Holding Company OAO       RUR      1,465,502.49       Not appointed
133    Rost-Trade OOO    Yakutugol Holding Company OAO       RUR      628,676.23       Not appointed
134    TekstilEksp LLC    Yakutugol Holding Company OAO       RUR      717,216.45       Not appointed
135    Krasny Yakor Trade House CJSC    Yakutugol Holding Company OAO       RUR      563,737.42       Not appointed
136    Mostekhonologiya LLC    Yakutugol Holding Company OAO       RUR      2,545,016.20       Not appointed
137    PiterTractoroZapchast OOO    Yakutugol Holding Company OAO       RUR      1,601,568.00       Not appointed
138    Industriya-Servis Technical Center LLC    Yakutugol Holding Company OAO       RUR      3,455,604.16       Not appointed
139    Professional OOO    Yakutugol Holding Company OAO       RUR      3,975,715.25       Not appointed
146    Sumitek International LLC    Southern Kuzbass OAO    A27-4036/2014    RUR      4,628,888.86       Not appointed
147    Industriya-Servis TTs LLC    Southern Kuzbass OAO       RUR      6,718,671.94       Accrued as of 15.12.2015
148    Promyshlennoye Stroitelstvo LLC    Southern Kuzbass OAO       RUR      4,229,825.75       Not appointed
149    MSK-servis LLC    Southern Kuzbass OAO       RUR      2,442,058.85       Not appointed
150    Mining and Construction Supplier LLC    Southern Kuzbass OAO       RUR      45,843,047.95       Not appointed
151    Pirant-K LLC    Southern Kuzbass OAO       RUR      490,535.07       Not appointed
152    HYDROMONTAZHKOMPLEKT NORTH-WESTERN ELECTROMECHANICAL ASSOCIATION ZAO    Southern Kuzbass OAO       RUR      471,286.00       Not appointed
153    Winters OOO    Southern Kuzbass OAO       RUR      997,717.95       Not appointed
154    RegionSnabKomplekt OOO    Southern Kuzbass OAO       RUR      693,748,46       Not appointed
155    Chelyabinsk Compressor Plant CJSC    Southern Kuzbass OAO       RUR      1,301,669.11       Not appointed
156    Sibenergoremont JSC    Southern Kuzbass OAO       RUR      1,788,289.56       Not appointed
157    Elektrodvigatel-servis LLC    Southern Kuzbass OAO       RUR      1,872,406.44       Not appointed

Item
No.

   

Plaintiff

   

Defendant

    Bankruptcy case
number		   

Currency

    Claim amount     

Date of the next
hearing

158    ERT-Groupe LLC    Southern Kuzbass OAO       RUR      2,521,328.54       Not appointed
159    SMT Sharf LLC    Southern Kuzbass OAO       RUR      11,064,396.43       Not appointed
160    Russkaya smazochnaya kompaniya LLC    Southern Kuzbass OAO       RUR      1,041,684.40       Not appointed
161    Rostovsky zavod Energoagregat LLC    Southern Kuzbass OAO       RUR      628,872.00       Not appointed
162    Pervy Kemerovsky avtoremontny zavod JSC    Southern Kuzbass OAO       RUR      1,824,992.09       Not appointed
163    Sibtransservis LLC    Southern Kuzbass OAO       RUR      11,113,536.49       Not appointed
164    Kurskrezinotekhinka JSC    Southern Kuzbass OAO       RUR      45,949,215.12       Not appointed
165    Svetotekhnika TD LLC    Southern Kuzbass OAO       RUR      116,634.94       Not appointed
166    Russhina-Tyumen LLC    Southern Kuzbass OAO       RUR      4,382,658.86       Not appointed
167    Chernykh Mechanical Engineering Plant JSC    Southern Kuzbass OAO       RUR      11,714,591.40       Not appointed
168    Goreks-Svetotekhnika Exposion-Proof and General Industrial Equipment Plant LLC    Southern Kuzbass OAO       RUR      699,315.79       Not appointed
169    Mining Automatics Trading House ZAO    Southern Kuzbass OAO       RUR      354,067.67       Not appointed
170    Remkompleks LLC    Southern Kuzbass OAO       RUR      2,399,676.80       Not appointed
171    Dmitrovgradkhimash JSC    Southern Kuzbass OAO       RUR      1,113,288.17       Not appointed
172    Belavtosib LLC    Southern Kuzbass OAO       RUR      1,528,256.34       Not appointed
173    Modular degassing plants Research and Production Enterprise LLC    Southern Kuzbass OAO       RUR      54,333,778.13       Not appointed
174    Avtoprompodshipnik-NK LLC    Southern Kuzbass OAO       RUR      996,186.06       Not appointed
175    Kuzbasselektromontazh LLC    Southern Kuzbass OAO       RUR      640,820.88       Not appointed
176    Tyazhmashservis LLC    Southern Kuzbass OAO       RUR      3,598,270.26       Not appointed
177    TransMash RS OOO    Southern Kuzbass OAO       RUR      2,080,036.57       Not appointed
178    Tegas LLC    Southern Kuzbass OAO       RUR      8,043,911.47       Not appointed
179    Breaking, Sealing and Heat Insulation Products Plant JSC    Southern Kuzbass OAO       RUR      340,925.39       Not appointed. Debt amount is RUB 331,299.40, forfeit - 9,625.99 roubles
180    Ural Mining and Repair Plant (UGRZ ZAO)    Southern Kuzbass OAO       RUR      2,787,407.52       Not appointed. Debt amount is RUB 2,735,984.80, forfeit - 51,422.72 roubles
181    Voronezh Electromechanical Company OOO    Southern Kuzbass OAO       RUR      406,909.79       Not appointed

Item
No.

   

Plaintiff

   

Defendant

    Bankruptcy case
number		   

Currency

    Claim amount     

Date of the next
hearing

182    SibTransMet OOO    Southern Kuzbass OAO       RUR      8,903,347.06       Not appointed
183    Kuzbass-Security OOO    Southern Kuzbass OAO       RUR      954,474.22       Not appointed
184    Complex Solutions CJSC    Southern Kuzbass OAO       RUR      1,360,297.79       Not appointed
185    YuMTs LLC    CMP PAO    A76-31177/2014    RUR      4,090,668.62       Accrued as of 16.12.2015
186    Sputnik-Komplektatsiya LLC    CMP PAO       RUR      504,007.25       Not appointed
187    Kurskrezinotekhinka JSC    CMP PAO       RUR      2,743,023.14       Not appointed
188    LLK-International LLC    CMP PAO       RUR      5,242,584.54       Not appointed
189    Metallurg OAO    CMP PAO       RUR      143,774.55       Not appointed
190    GrossLite Trading House OOO    CMP PAO       RUR      1,295,408.50       Accrued as of 16.12.2015
191    Asia-Abrasive OOO    CMP PAO       RUR      6,472,845.81       Not appointed
192    Eurokara-plus OOO    CMP PAO       RUR      1,192,196.46       Not appointed
              

 

 

     
         TOTAL    RUR      923,506,526.66      
              

 

 

     
         TOTAL    USD      7,008,000.00      
              

 

 

     
         TOTAL    RUR      1,415,639,121.86      
              

 

 

     
   Rate of the Central Bank of the Russian Federation - USD as of 15.12.2015 =    70.2244            

Annex No.7

to Additional agreement

“Annex No. 13 to Credit Facility Agreement No. 85/13-B dated April 26, 2013”

OVERDUE DEBT OF THE BORROWER AND PARTIES LIABLE FOR TAXES

As of 31.10.2015

 

Item
No.

  

Tax authority / fund /

institution

  

Tax type

   Period of delay  

Cause of debt

(failure to pay within the
set term;

on decision of the tax

authority;

on the court decision;

other - specify)

   TOTAL
Debt amount,
thousand roubles		     Including debt
amount for
tax/fees,
thousand roubles		     Including penalties,
thousand roubles		     Including fines,
thousand
roubles
Yakutugol Holding Company OAO
1   IFTS for the Neryungri District   Corporate property tax   Q 2 2015   failure to pay within the set term     82,866.41        82,866.41       
2   IS FTS No.4 for the Amur Region   Corporate property tax   Q 2 2015   failure to pay within the set term     39,412.42        39,412.42       
3   Social Insurance Fund of RF   Social extra-budgetary funds   01.01.12-
31.12.14		   failure to pay within the set term     18.74          18.74     
4   Land and Property Relations Committee   Land lease payment   Q 1 2014   failure to pay within the set term     865.00        865.00       
5   Land and Property Relations Committee   Land lease payment   Q 2 2014   failure to pay within the set term     2,402.02        2,402.02       
6   Land and Property Relations Committee   Land lease payment   Q3 2014   failure to pay within the set term     1,242.41        1,242.41       
7   Land and Property Relations Committee   Land lease payment   Q 4 2014   failure to pay within the set term     2,013.99        2,013.99       
8   Land and Property Relations Committee   Land lease payment   Q 1 2015   failure to pay within the set term     31.93        31.93       
9   Land and Property Relations Committee   Land lease payment   Q 2 2015   failure to pay within the set term     3,304.28        3,304.28       

Item
No.

  

Tax authority / fund /

institution

  

Tax type

   Period of delay  

Cause of debt

(failure to pay within the
set term;

on decision of the tax

authority;

on the court decision;

other - specify)

   TOTAL
Debt amount,
thousand roubles		     Including debt
amount for
tax/fees,
thousand roubles		     Including penalties,
thousand roubles		     Including fines,
thousand
roubles
10   Rosprirodnadzor for the Republic of Sakha (Yakutiya) UFK   Fee for environmental pollution   Q 1 2015   failure to pay within the set term     8,114.41        8,114.41       
11   Rosprirodnadzor for the Republic of Sakha (Yakutiya) UFK   Fee for environmental pollution   Q 2 2014   failure to pay within the set term     5,509.54        5,509.54       
12   Rosprirodnadzor for the Republic of Sakha (Yakutiya) UFK   Fee for environmental pollution   Q3 2014   failure to pay within the set term     4,219.11        4,219.11       
13   Rosprirodnadzor for the Republic of Sakha (Yakutiya) UFK   Fee for environmental pollution   Q 4 2014   failure to pay within the set term     5,241.30        5,241.30       
         

 

 

    

 

 

    

 

 

    
  TOTAL overdue debt     155,241.56        155,222.82        18.74     
         

 

 

    

 

 

    

 

 

    
CMP PAO
1   IS FTS of Russia No.22 for the Chelyabinsk Region   Transportation tax   30.04.2015   failure to pay within the set term     355.60        355.60       
2   IS FTS of Russia No.22 for the Chelyabinsk Region   Land tax   30.04.2015   failure to pay within the set term     58,424.24        58,424.24       
3   Department of Rosprirodnadzor for Chelyabinsk Region   Fee for negative impact on the environment   20.07.2015   failure to pay within the set term     6,752.00        6,752.00       
4   Ministry of Industry and Natural Resources of the Chelyabinsk Region   Fee for use of water bodies   20.07.2015   failure to pay within the set term     2,928.99        2,928.99       
5   IS FTS of Russia No.22 for the Chelyabinsk Region   Transportation tax   31.07.2015   failure to pay within the set term     1,066.28        1,066.28       
6   IS FTS of Russia No.22 for the Chelyabinsk Region   Land tax   31.07.2015   failure to pay within the set term     68,424.24        68,424.24       
         

 

 

    

 

 

    

 

 

    
  TOTAL overdue debt     137,951.34        137,951.34        0.00     
         

 

 

    

 

 

    

 

 

    

Item
No.

  

Tax authority / fund /

institution

  

Tax type

   Period of delay  

Cause of debt

(failure to pay within the
set term;

on decision of the tax

authority;

on the court decision;

other - specify)

   TOTAL
Debt amount,
thousand roubles		     Including debt
amount for
tax/fees,
thousand roubles		     Including penalties,
thousand roubles		     Including fines,
thousand
roubles		  
Urals Stampings Plant OAO   
1   IS FTS No.22 for the Chelyabinsk Region   Land tax   Q 1,2 2015   failure to pay within the set term     262.37        262.37       
2   IS FTS of Russia No.22 for the Chelyabinsk Region   Transportation tax   Q 1,2 2015   failure to pay within the set term     3.70        3.70       
         

 

 

    

 

 

    

 

 

    
  TOTAL overdue debt     266.07        266.07        0.00     
         

 

 

    

 

 

    

 

 

    
Mechel-Service OOO   
1   IS FTS of Russia No.33 for the Republic of Bashkortostan   Land tax   Q 2 2015   failure to pay within the set term     598.94        598.94       
2   IS FTS of Russia No.4 for the Samara Region   Land tax   Q 2 2015   failure to pay within the set term     354.43        354.43       
3   IS FTS of Russia No.16 for the Samara Region   Land tax   Q 2 2015   failure to pay within the set term     132.94        132.94       
4   Funds of Social Insurance   Premiums to state funds   2013-2014   failure to pay within the set term     187.73          0.15        187.58   
5   Funds of Social Insurance   Premiums to state funds   for December
2014		   failure to pay within the set term     681.56        681.56       
6   Funds of Social Insurance   Premiums to state funds   for January
2015		   failure to pay within the set term     12,790.72        12,790.72       
7   Funds of Social Insurance   Premiums to state funds   for February
2015		   failure to pay within the set term     12,185.20        12,185.20       
8   Funds of Social Insurance   Premiums to state funds   for March
2015		   failure to pay within the set term     12,164.15        12,164.15       

Item
No.

  

Tax authority / fund /

institution

  

Tax type

   Period of delay  

Cause of debt

(failure to pay within the
set term;

on decision of the tax

authority;

on the court decision;

other - specify)

   TOTAL
Debt amount,
thousand roubles		     Including debt
amount for
tax/fees,
thousand roubles		     Including penalties,
thousand roubles		     Including fines,
thousand
roubles		  
9   Funds of Social Insurance   Premiums to state funds   for April 2015   failure to pay within the set term     12,754.75        12,754.75       
10   Funds of Social Insurance   Premiums to state funds   for May 2015   failure to pay within the set term     11,253.52        11,253.52       
11   Funds of Social Insurance   Premiums to state funds   for June 2015   failure to pay within the set term     12,550.33        12,550.33       
         

 

 

    

 

 

    

 

 

    

 

 

  
  TOTAL overdue debt     75,654.27        75,466.55        0.15        187.58   
         

 

 

    

 

 

    

 

 

    

 

 

  
MECHEL-ENERGO OOO   
1   Department of Pension Fund of Russia and Social Insurance Fund for Beloretsk   Premiums   for Q2 of 2015   failure to pay within the set term     2,708.03        2,708.03       
2   Department of Pension Fund of Russia for Udmurtiya   Premiums   for Q2 of 2015   failure to pay within the set term     2,874.15        2,814.60        59.55     
3   Department of Pension Fund of Russia for the Moscow Region   Premiums   for Q 1 and 2
of 2015		   failure to pay within the set term     5,476.90        5,356.68        120.22     
         

 

 

    

 

 

    

 

 

    
  TOTAL overdue debt     11,059.08        10,879.31        179.77     
         

 

 

    

 

 

    

 

 

    
Beloretsk Metallurgical Plant OAO   
1   Interdistrict Inspectorate of Federal Tax Service No.20 for the Republic of Bashkortostan   Land tax   Q 1 2015   failure to pay within the set term     2,906.86        2,906.86       
2   Interdistrict Inspectorate of Federal Tax Service No.20 for the Republic of Bashkortostan   Land tax   Q 2 2015   failure to pay within the set term     2,906.86        2,906.86       
3   Interdistrict Inspectorate of Federal Tax Service No.20 for the Republic of Bashkortostan   Transportation tax   Q 1 2015   failure to pay within the set term     243.63        243.63       
4   Interdistrict Inspectorate of Federal Tax Service No.20 for the Republic of Bashkortostan   Transportation tax   Q 2 2015   failure to pay within the set term     240.94        240.94       

Item
No.

  

Tax authority / fund /

institution

  

Tax type

   Period of delay  

Cause of debt

(failure to pay within the
set term;

on decision of the tax

authority;

on the court decision;

other - specify)

   TOTAL
Debt amount,
thousand roubles		     Including debt
amount for
tax/fees,
thousand roubles		     Including penalties,
thousand roubles		     Including fines,
thousand
roubles
5   Municipal Property Management Committee of Closed Administrative-Territorial Unit Mezhgorye of the Republic of Bashkortostan   Land lease payment   Q 1 2015   failure to pay within the set term     70.06        70.06       
6   Municipal Property Management Committee of Closed Administrative-Territorial Unit Mezhgorye of the Republic of Bashkortostan   Land lease payment   Q 2 2015   failure to pay within the set term     70.06        70.06       
7   Property Management Committee of the Ministry of Land and Property Regulations of the Republic of Bashkortostan for Beloretskiy District and Beloretsk   Land lease payment   Q 2 2015   failure to pay within the set term     2,505.86        2,505.86       
         

 

 

    

 

 

    

 

 

    
  TOTAL overdue debt     8,944.27        8,944.27        0.00     
         

 

 

    

 

 

    

 

 

    
Mechel-Trans OOO
1   Federal Tax Service of Russia   Transportation tax   from
05.02.2015		   failure to pay within the set term     1.00          1.00     
2   Pension Fund of Russia   Premiums   from
16.02.2015		   failure to pay within the set term     23,757.22        23,757.22       
3   Social Insurance Fund of RF   Premiums   from
16.07.2015		   failure to pay within the set term     227.21        227.21       
         

 

 

    

 

 

    

 

 

    
  TOTAL overdue debt     23,985.43        23,984.43        1.00     
         

 

 

    

 

 

    

 

 

    
Korshunov Mining Plant OAO
1   Pension Fund of Russia   Premiums   from
February
to June
2015		   failure to pay within the set term     5,357.82        11.11        5,346.70     

Item
No.

  

Tax authority / fund /

institution

  

Tax type

   Period of delay  

Cause of debt

(failure to pay within the
set term;

on decision of the tax

authority;

on the court decision;

other - specify)

   TOTAL
Debt amount,
thousand roubles		     Including debt
amount for
tax/fees,
thousand roubles		     Including penalties,
thousand roubles		     Including fines,
thousand
roubles
2   IS FTS No.15 for the Irkustsk Region   Land tax   Q 2 2015   Failure to pay within the set term (advance payments)     992.42        992.42        0.00     
3   IS FTS No.15 for the Irkustsk Region   Transportation tax   Q 1-2 2015   Failure to pay within the set term (advance payments)     1,299.62        1,299.62        0.00     
         

 

 

    

 

 

    

 

 

    
  TOTAL overdue debt     7,649.85        2,303.15        5,346.70     
         

 

 

    

 

 

    

 

 

    

Annex No.8

to Additional agreement

“Annex No. 14 to Credit Facility Agreement No. 85/13-B dated April 26, 2013”

LOANS AND CREDITS GRANTED BY THE GROUP COMPANIES TO THIRD PARTIES

Granted and outstanding loans (at nominal value) as of 30.06.2015

 

    Lender  
    CMP PAO     Beloretsk
Metallurgical
Plant OAO		     Korshunov Mining
Plant OAO		     Kuzbassenergosbyt
OAO		     Mechel-Service
Kazakhstan TOO		     Spetsremzavod
OOO		     Southern Kuzbass
OAO		     Mechel
Engineering
OOO		     Littel Echo  

Borrower

   RUR     USD     RUR     USD     RUR     USD     RUR     USD     RUR     USD     RUR     USD     RUR     USD     RUR     USD     RUR     USD  

Individuals

     18,823,895.28        339,022.68            669,594.45        12,059.55            790,218.12        14,232.01        1,585,438.42        28,554.12        39,480,015.38        711,044.15        40,000.00        720.41       

Cyberlink Ltd.

                                     46,196,663,389.00        832,012,524.11   

Zlatoust Metallurgical Plant-Energo

         76,000,000.00        1,368,777.46            13,277,120.00        239,123.98                       

Uchastok Koksovy OOO

                             63,732,000.00        1,147,827.96           

Additional interpretation on granted loans

  

Description of loans

    
 
 
 		 Interest-free loans for the
employees for
accommodation
purchase.		   
  
  
  		    
 
 
 		 Loan is granted to
Zlatoustov Metallurgical
Plant-Energo. Interest rate
13.47%.		   
  
  
  		    
 
 
 		 Interest-free loans
for the employees
for accommodation
purchase.		   
  
  
  		    
 
 
 
 
 		 Loan is granted to
Zlatoustov Metallurgical
Plant-Energo for
performance of financial
and economic activities.
Interest rate 9.5%.		   
  
  
  
  
  		    
 
 
 		 Interest-free loans
for the employee for
accommodation
purchase.		   
  
  
  		    
 
 
 		 Interest-free loans for
the employees for
accommodation
purchase.		   
  
  
  		    
 
 
 

 

 
 
 
 
 

 1. Interest-free loans for
the employees (ex-
employees) for
accommodation purchase.

 

2. Short-term loan of
Uchastok Koksovy OOO
to finance the current
activities. Interest rate
14.85%.

   
 
  
  

 

  
  
  
  
  

    
 
 
 
 		 Loan to
employees to
purchase
housing. Interest
rate 8.25%.		   
  
  
  
  		    
 		 Loan granted to Cyberlink Ltd.,
was assigned with Skyblock Ltd.		   
  

    Lender
    CMP PAO   Beloretsk
Metallurgical
Plant OAO		   Korshunov Mining
Plant OAO		   Kuzbassenergosbyt
OAO		   Mechel-Service
Kazakhstan TOO		   Spetsremzavod
OOO		   Southern Kuzbass
OAO		   Mechel
Engineering
OOO		   Littel Echo

Borrower

   RUR   USD   RUR   USD   RUR   USD   RUR   USD   RUR   USD   RUR   USD   RUR   USD   RUR   USD   RUR   USD

Overdue loan (yes/no)

   none   yes   none   yes   none   none   1. Yes, part of loans to individuals is overdue. Debt amount is 18.4 ths dollars. (1,021 thousand roubles)

 

2. No overdue loan principal, interest is not currently repaid (repayment date - 10.08.2015).

   none   yes

Repayment conditions

   Monthly payments, final payments - in 2020.   Loan and interest amount is reserved in full.   Monthly payments to 30.09.2017.   Loan and overdue interest amount is reserved in full.   Monthly payments to 12.02.2016.   Monthly payments to 01.07.2018, 01.05.2022, 01.10.2016.   1. Monthly payments to 2024 and 2025.

 

2. Repayment on 10.08.2015 (together with interest). At the moment, the loan is repaid, interest for loan is not repaid.

   Monthly payments to 31.08.2015.   Loan and interest amount is reserved in full.

Amount of interest accrued but not repaid

                   0.00              0.00     8,000,191.18      144,085.28              0.00            0.00        532,611.25     9,592.45              0.00                 0.00            0.00            0.00        751,859.16     13,541.16            0.00       0.00                          0.00                     0.00

Annex No.9

to Additional agreement

“Annex No. 15 to Credit Facility Agreement No. 85/13-B dated April 26, 2013”

SURETIES AND GUARANTEES ISSUED BY THE GROUP COMPANIES

As of 31.07.2015

 

       

Details of the guarantee / warranty agreement

        

Details of the Obligor’s

contract

№
Item
No

  

The Lender /

lessor

  

Agreement type

  

Agreement

number

  

Agreement

date

  

Agreement

termination

date

  

Agreement

currency

   Amount of
obligations
under the
agreement		    

Obligor

  

Agreement

number

  

Agreement

date

Mechel OAO
1   BNL   Guarantee   w/o   6/30/2008   10/30/2017   EUR     30,343,743.10      Izhstal   w\o   5/12/2008
2   BNL   Guarantee   w/o   7/1/2008   continuing guarantee   EUR     40,000,000.00      Mechel International Holdings   w\o   9/17/2007
3   Royal Bank of Scotland N.V. Milan Brunch   Guarantee   w/o   7/1/2008   4/5/2018   EUR     30,397,103.99      Izhstal   w\o   10/5/2007
4   Royal Bank of Scotland N.V. Milan Brunch   Guarantee   w/o   7/9/2008   11/5/2017   EUR     10,433,149.03      CMP   w\o   10/5/2007
5   ING Bank N.V. Milan Brunch   Guarantee   w/o   7/21/2008   6/15/2018   EUR     16,633,856.14      CMP   w\o   7/21/2008
6   ThyssenKrupp Fordertechnik   Payment guarantee   w/o   10/14/2008   till full performance   EUR     29,209,000.00      Posiet TP   7.053-08   4/11/2008
7   BNL   Guarantee   w/o   10/23/2008   11/1/2018   EUR     44,119,000.00      CMP   w\o   7/11/2008
8   COMMERZ-BANK AKTIEN-GESELLSCHAFT   Payment guarantee   075/Mechel/001   1/21/2009   till full performance   EUR     32,994,273.00      Mechel Materials   w\o   4/17/2008
9   Raiffeisen Zentralbank Osterreich   Guarantee   w/o   8/7/2009   4/6/2016   EUR     14,305,000.00      CMP   w\o   8/6/2009

       

Details of the guarantee / warranty agreement

        

Details of the Obligor’s

contract

№
Item
No

  

The Lender /

lessor

  

Agreement type

  

Agreement

number

  

Agreement

date

  

Agreement

termination

date

  

Agreement

currency

   Amount of
obligations
under the
agreement		    

Obligor

  

Agreement

number

  

Agreement

date

10   UniCredit Bank Austria   Guarantee   w/o   12/3/2009   till full performance   EUR     73,140,000.00      Mechel Materials   w\o   11/23/2009
11   Sberbank   Guarantee   69979   12/30/2009   10/20/2021   RUR     1,400,000,000.00      CMP   w\o   12/22/2009
12   Caterpillar Financial   Guarantee  

No.SA-VT131/1

(2-11, 15) L-10

   3/10/2010   till full performance   USD     9,646,987.76      Yakutugol   VT131/1L-10   3/10/2010
                  VT131/2L-10   3/10/2010
                  VT131/3L-10   3/10/2010
                  VT131/4L-10   3/10/2010
                  VT131/5L-10   3/10/2010
                  VT131/6L-10   3/10/2010
                  VT131/7L-10   3/10/2010
                  VT131/8L-10   3/10/2010
                  VT131/9L-10   3/10/2010
                  VT131/10L-10   3/10/2010
                  VT131/11L-10   3/10/2010
                  VT131/15L-10   3/10/2010
13   Caterpillar Financial   Guarantee   No.SA-VT131/12 (13, 14) L-10   3/10/2010   till full performance   EUR     1,708,479.76      Yakutugol   VT131/12L-10   3/10/2010
                  VT131/13L-10   3/10/2010
                  VT131/14L-10   3/10/2010
14   ING Bank N.V. Francfurt Brunch   Guarantee   w/o   5/31/2010   9/30/2020   EUR     31,423,450.00      Posiet TP   7.053-08   4/11/2008

       

Details of the guarantee / warranty agreement

        

Details of the Obligor’s

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№
Item
No

  

The Lender /

lessor

  

Agreement type

  

Agreement

number

  

Agreement

date

  

Agreement

termination

date

  

Agreement

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   Amount of
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under the
agreement		    

Obligor

  

Agreement

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Agreement

date

15   GPB   Guarantee   31/09-B-П   6/29/2010   2/6/2015   USD     550,000,000.00      Yakutugol   31/09-B   2/6/2009
16   Caterpillar Financial   Guarantee   No.SA-VT131/16-19L-10   8/11/2010   till full performance   USD     4,266,224.16      Yakutugol   VT131/16L-10   5/7/2010
                  VT131/17L-10   5/7/2010
                  VT131/18L-10   5/7/2010
                  VT131/19L-10   5/7/2010
17   Caterpillar Financial   Guarantee   SA-MN230/1-7L-10   9/2/2010   till full performance   USD     4,703,248.60      Mechel Materials   MN230/1L-10   6/21/2010
                  MN230/3L-10   6/21/2010
                  MN230/2L-10   6/21/2010
                  MN230/4L-10   6/21/2010
                  MN230/5L-10   6/21/2010
                  MN230/6L-10   6/21/2010
                  MN230/7L-10   6/21/2010
18   BNP PARIBAS   Guarantee   w/n   9/15/2010   7/21/2019   USD     219,444,500.00      CMP   w\o   9/15/2010
19   BNP PARIBAS         1/21/2021   EUR     192,000,000.00      CMP    
20   Sberbank   Guarantee   5321-ПOP-1   10/13/2010   12/10/2021   RUR     15,000,000,000.00      CMP   5321   10/13/2010
21   Sberbank   Guarantee   160/п-1   10/14/2010   10/13/2019   RUR     850,000,000.00      Bratsk Ferroalloy Plant   160   10/14/2010
22   Sberbank Leasing   Guarantee   Ф1/0708P/P-2045-02-01-Пop-01   11/8/2010   till full performance   RUR     127,898,440.81      Mechel Materials   Ф1/0708P/P-2045-02-01   7/30/2010
23   Sberbank Leasing   Guarantee   Ф1/0708P/P-2045-02-02-Пop-01   11/8/2010   till full performance   RUR     9,448,610.28      Mechel Materials   Ф1/0708PM/P-2045-02-02   8/19/2010

       

Details of the guarantee / warranty agreement

        

Details of the Obligor’s

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No

  

The Lender /

lessor

  

Agreement type

  

Agreement

number

  

Agreement

date

  

Agreement

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date

  

Agreement

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   Amount of
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under the
agreement		    

Obligor

  

Agreement

number

  

Agreement

date

24   Sberbank Leasing   Guarantee   Ф1/0708P/P-2045-02-03-Пop-01   11/8/2010   till full performance   RUR     14,432,757.88      Mechel Materials  

Ф1/0708PM/P-2045-

02-03

   8/19/2010
25   Sberbank Leasing   Guarantee   Ф1/0708PM/P-2045-03-01-Пop-01   11/8/2010   till full performance   RUR     3,293,745.01      Mechel Materials  

Ф1/0708PM/P-2045-

03-01

   9/28/2010
26   VTB-Leasing   Guarantee   ПЛ 232/01-10/2   12/14/2010   12/31/2018   USD     8,678,613.40      Morskie Gruzovye Perevozki   ДЛ232/01-10   12/14/2010
27   VTB Bank (Deutschland)   Guarantee   w/o   12/22/2010   12/18/2015   EUR     33,000,000.00      HBL   w\o   7/29/2009
28   Sberbank Leasing   Guarantee   Ф1/0708P/P-2045-05-01-Пop-01   2/4/2011   till full performance   RUR     13,417,208.31      Mechel Materials  

Ф1/0708P/P-2045-

05-01

   12/29/2010
29   Caterpillar Financial   Guarantee   No.SA-VT131/20L-10   3/6/2011   till full performance   USD     600,588.00      Yakutugol   VT131/20L-10   8/19/2010
30   GPB   Guarantee   49/11-P-П   3/15/2011   3/15/2019   RUR     1,600,000,000.00      Mechel-Coke   49/11-P   3/15/2011
31   Gazprombank Leasing   Guarantee   02-3-106   5/6/2011   3/31/2019   RUR     209,124,109.62      Mechel-Trans   P-095-11   4/5/2011
32   Caterpillar Financial   Guarantee   SA-MNURAL230/8L-11-B   6/24/2011   till full performance   USD     1,038,648.00      Mechel Materials   MNURAL230/8L-11-B   3/18/2011
33   Gazprombank Leasing   Guarantee   X-077/11   8/2/2011   6/30/2019   RUR     430,165,241.35      Mechel-Trans   P-135/11   7/8/2011
34   VTB-Leasing   Guarantee   ДПЛ255/01-11   8/4/2011   10/31/2020   RUR     3,028,108,600.43      Mechel Trans Vostok   ДЛ255/01/11   7/28/2011
35   Sberbank Leasing   Guarantee   Ф1/0708PM/P-2045-06-01-Пop-01   8/10/2011   till full performance   RUR     16,542,689.92      Mechel Materials   Ф14/0708PM/P-2045-06-01   8/10/2011
36   Caterpillar Financial   Guarantee   SA-VTFE171/1_5L-11-B   8/27/2011   till full performance   USD     4,010,146.20      Metallurg-ShakhtSpets-Stroy   VT171L-11   4/12/2011
37   Gazprombank Leasing   Guarantee   02-3/304   9/28/2011   6/30/2019   RUR     467,888,569.22      Mechel-Trans   P-147/11   8/29/2011

       

Details of the guarantee / warranty agreement

        

Details of the Obligor’s

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The Lender /

lessor

  

Agreement type

  

Agreement

number

  

Agreement

date

  

Agreement

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date

  

Agreement

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   Amount of
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under the
agreement		    

Obligor

  

Agreement

number

  

Agreement

date

38   GPB   Guarantee   4211-051-П   9/30/2011   9/30/2017   RUR     600,000,000.00      Posiet TP   4211-051   9/30/2011
39   Caterpillar Financial   Guarantee   SA-VTSIB194/1,2L-11-B   10/17/2011   till full performance   USD     1,257,319.44      Mechel Engineering   VTSIB194/1L-11-B   9/30/2011
40   Gazprombank Leasing   Guarantee   02-3/370   11/14/2011   7/30/2017   RUR     333,884,687.43      Korshunov Mining Plant   02-3/360   10/21/2011
41   Gazprombank Leasing   Guarantee   02-3/407   11/18/2011   8/22/2019   RUR     91,465,354.67      Mechel-Trans   P-179/11   10/7/2011
42   VTB Bank Austria   Guarantee   w/n   1/18/2012   till full performance   USD     137,069,727.78      Skyblock Limited   w\o   1/18/2012
43   GPB   Guarantee   2612-195-К-П   6/25/2012   10/18/2018   RUR     11,000,000,000.00      Mechel Service   2612-195-К   5/3/2012
44   GPB   Guarantee   2612-196-К-П   6/25/2012   10/18/2018   RUR     5,000,000,000.00      Mechel-Energo   2612-196-К   5/4/2012
45   Sberbank   Guarantee   5593/3   10/9/2012   10/6/2020   RUR     6,500,000,000.00      Southern Kuzbass   5593   10/9/2012
46   Sberbank   Guarantee   8508/3   10/9/2012   10/6/2020   RUR     1,500,000,000.00      Southern Kuzbass   8508   10/9/2012
47   Sberbank   Guarantee   8507/3   10/9/2012   10/6/2020   RUR     6,500,000,000.00      Southern Kuzbass   8507   10/9/2012
48   Sberbank   Guarantee   5594/3   10/9/2012   10/6/2020   RUR     9,500,000,000.00      Southern Kuzbass   5594   10/9/2012
49   UniCredit Bank, London Branch   Guarantee   w/o   12/4/2012   till full performance   RUR     90,000,000,000.00      Yakutugol   w\o   9/8/2010
50   UniCredit Bank, London Branch   Guarantee   w/o   12/4/2012   till full performance   RUR     90,000,000,000.00      Southern Kuzbass   w\o   9/6/2010
51   Sberbank   Guarantee   ПOP-5609/1   12/20/2012   12/10/2021   USD     75,000,000.00      Mechel Trading AG   5609   12/20/2010
52   GPB   Guarantee   2613-172-К-П-1   4/23/2013   4/8/2019   RUR     1,700,000,000.00      Beloretsk Metallurgical Plant   2613-172-К   4/12/2013
53   GPB   Guarantee   2613-173-К-П-1   4/23/2013   4/8/2019   RUR     1,600,000,000.00      Urals Stampings Plant   2613-173-К   4/12/2013

       

Details of the guarantee / warranty agreement

        

Details of the Obligor’s

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No

  

The Lender /

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Agreement type

  

Agreement

number

  

Agreement

date

  

Agreement

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date

  

Agreement

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   Amount of
obligations
under the
agreement		    

Obligor

  

Agreement

number

  

Agreement

date

54   Sberbank   Guarantee   ПOP-5624/1   4/30/2013   12/10/2021   USD     25,000,000.00      Mechel Trading AG   5624   4/30/2013
55   GPB   Guarantee   2612-200-К-П-1   6/14/2013   4/27/2020   RUR     6,000,000,000.00      CMP   2612-200-К   5/2/2012
56   GPB   Guarantee   84-85/13-B-П-2   6/18/2013   4/27/2021   USD     489,000,000.00      Yakutugol   85/13-B   4/26/2013
57   GPB   Guarantee   84-85/13-B-П-2   6/18/2013   4/27/2021   USD     400,000,000.00      Southern Kuzbass   84/13-B   4/26/2013
58   GPB   Guarantee   84-85/13-B-П-2   6/18/2013   4/27/2021   USD     300,000,000.00      Yakutugol   226/12-B   4/27/2013
59   GPB   Guarantee   84-85/13-B-П-2   6/18/2013   4/27/2021   USD     300,000,000.00      Southern Kuzbass   227/13-B   4/27/2013
60   GPB   Guarantee   2513-36-11-100/ДП   6/14/2013   1/29/2019   RUR     200,000,000.00      Beloretsk Metallurgical Plant   2513-36-11/ДГ   4/30/2013
61   Titan   Guarantee   361/M-13   7/31/2013   10/31/2016   RUR     5,057,572,068.00      Mechel-Trans   P-053/13   7/31/2013
62   GPB-factoring   Guarantee   БP-77/П/539/M-13   9/30/2013   12/25/2018   RUR     4,000,000,000.00      Mechel Service   БP-77   7/24/2013
63   Sberbank   Guarantee   П-5703/1   12/19/2013   12/10/2021   RUR     12,430,000,000.00      CMP   5703   12/19/2013
          12/10/2021   RUR     1,100,000,000.00      CMP   5705   12/19/2013
          12/10/2021   RUR     1,000,000,000.00      Izhstal   4-HКЛ-И   2/13/2009
          12/10/2021   RUR     600,000,000.00      Izhstal   12-HКЛ-И   7/22/2010
          12/10/2021   RUR     104,775,000.00      Korshunov Mining Plant   28   3/16/2010
          12/10/2021   RUR     20,934,000.00      Korshunov Mining Plant   29   3/16/2010
64   VTB-Leasing   Guarantee   ДПЛ 156/10-13   12/6/2013   10/31/2024   RUR     2,089,609,247.99      Mechel-Trans   ДЛ 156/10-13   10/4/2013
65   MKB   Guarantee   420601/14   4/9/2014   12/10/2017   USD     33,000,000.00      Mechel Service   4206/14   4/9/2014
66   MKB   Guarantee   420501/14   4/7/2014   12/10/2017   USD     55,000,000.00      Mechel Service   4205/14   4/7/2014
67   MKB   Guarantee   420701/14   4/23/2014   12/10/2017   USD     17,000,000.00      Mechel Service   4207/14   4/23/2014

       

Details of the guarantee / warranty agreement

        

Details of the Obligor’s

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No

  

The Lender /

lessor

  

Agreement type

  

Agreement

number

  

Agreement

date

  

Agreement

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date

  

Agreement

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   Amount of
obligations
under the
agreement		    

Obligor

  

Agreement

number

  

Agreement

date

68   GPB   Guarantee   2514-148-19-100/ДП   8/8/2014   7/15/2018   RUR     2,905,000.00      Beloretsk Metallurgical Plant   2514-148-19-100/ДГ   7/10/2014
69   GPB   Guarantee   2614-321-Г-П   7/29/2014   4/29/2019   RUR     1,000,000,000.00      CMP   2614-321-Г   6/9/2014
70   GPB   Guarantee   2614-402-Г-П   7/29/2014   4/29/2019   RUR     350,000.00      Mechel Service   2614-402-Г   7/29/2014
71   GPB International   Guarantee   1412   4/1/2014   till full performance   EUR     27,000,000.00      Mechel Service Belgium BVBA   w\o   4/1/2014
72   URALSIB   Guarantee   0124/14-П-01   11/20/2014   12/29/2018   RUR     48,000,000.00      Urals Stampings Plant   0124/14-КЛ-H   11/20/2014
73   URALSIB   Guarantee   0125/14-П-01   11/20/2014   12/27/2019   RUR     3,331,434,960.00      Urals Stampings Plant   0125/14-КЛ-H   11/20/2014
74   Mechel International Holding   Guarantee   543/M-14   12/26/2014   till full performance   USD     500,000.00      Voskhod Ferrokhrom   w\o   2/1/2013
75   Mechel International Holding   Guarantee   534/M-14   12/26/2014   till full performance   USD     150,000.00      GRK Kazakhstansky Nikel   w\o   8/5/2011
76   Mechel International Holding           USD     2,000,000.00      GRK Kazakhstansky Nikel   w\o   1/29/2013
77   Zoneline   Guarantee   047/M-15   1/30/2015   till full performance   EUR     5,572,200.00      Mechel Nemunas   w\o   4/26/2013
78   Mechel Carbon   Guarantee   030/M-15   2/13/2015   till full performance   USD     22,596,000.00      Skyblock Limited   w\o   3/5/2014
79   Mechel Carbon   Guarantee   030/M-15   2/13/2015   till full performance   USD     9,125,000.00      Skyblock Limited   w\o   9/22/2014
80   Mechel Carbon   Guarantee   030/M-15   2/13/2015   till full performance   USD     8,770,000.00      Skyblock Limited   w\o   9/22/2014

       

Details of the guarantee / warranty agreement

        

Details of the Obligor’s

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No

  

The Lender /

lessor

  

Agreement type

  

Agreement

number

  

Agreement

date

  

Agreement

termination

date

  

Agreement

currency

   Amount of
obligations
under the
agreement		    

Obligor

  

Agreement

number

  

Agreement

date

81   Mechel Carbon   Guarantee   030/M-15   2/13/2015   till full performance   USD     30,000,000.00      Skyblock Limited   w\o   8/27/2014
82   Mechel Carbon   Guarantee   031/M-15   2/13/2015   till full performance   USD     20,318,000.00      Skyblock Limited   w\o   10/21/2013
83   Mechel Carbon   Guarantee   031/M-15   2/13/2015   till full performance   USD     21,720,500.00      Skyblock Limited   w\o   12/2/2013
84   Mechel Carbon   Guarantee   031/M-15   2/13/2015   till full performance   USD     1,100,000.00      Skyblock Limited   w\o   1/15/2014
85   Mechel Carbon   Guarantee   031/M-15   2/13/2015   till full performance   USD     11,124,000.00      Skyblock Limited   w\o   1/21/2014
86   Mechel Carbon   Guarantee   031/M-15   2/13/2015   till full performance   USD     11,597,694.00      Skyblock Limited   w\o   2/11/2014
87   Mechel Carbon   Guarantee   033/M-15   2/13/2015   till full performance   USD     63,000,000.00      Zoneline Limited   w\o   12/30/2013
88   Mechel Carbon   Guarantee   032/M-15   2/13/2015   till full performance   USD     70,000,000.00      Zoneline Limited   w\o   10/21/2013
89   Mechel Carbon   Guarantee   034/M-15   2/13/2015   till full performance   USD     984,000.00      Zoneline Limited   w\o   1/29/2014
90   Mechel Carbon   Guarantee   034/M-15   2/13/2015   till full performance   USD     50,506,000.00      Zoneline Limited   w\o   3/19/2014
91   Mechel Carbon   Guarantee   034/M-15   2/13/2015   till full performance   EUR     4,547,000.00      Zoneline Limited   w\o   9/22/2014
92   Mechel Carbon   Guarantee   034/M-15   2/13/2015   till full performance   USD     10,038,000.00      Zoneline Limited   w\o   9/22/2014
93   Mechel Carbon   Guarantee   034/M-15   2/13/2015   till full performance   USD     1,625,000.00      Zoneline Limited   w\o   9/22/2014
94   Mechel Carbon   Guarantee   035/M-15   2/13/2015   till full performance   EUR     30,275,500.00      Zoneline Limited   w\o   2/7/2013

       

Details of the guarantee / warranty agreement

        

Details of the Obligor’s

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Item
No

  

The Lender /

lessor

  

Agreement type

  

Agreement

number

  

Agreement

date

  

Agreement

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date

  

Agreement

currency

   Amount of
obligations
under the
agreement		    

Obligor

  

Agreement

number

  

Agreement

date

95   Mechel Carbon   Guarantee   035/M-15   2/13/2015   till full performance   USD     25,380,000.00      Zoneline Limited   w\o   7/12/2013
96   Mechel Carbon   Guarantee   035/M-15   2/13/2015   till full performance   USD     11,790,000.00      Zoneline Limited   w\o   8/5/2013
97   Mechel Carbon   Guarantee   035/M-15   2/13/2015   till full performance   USD     264,000.00      Zoneline Limited   w\o   9/5/2013
98   GPB   Guarantee   2615-108-Г-P-П   4/17/2015   12/28/2018   RUR     160,685,622.00      Mechel-Trans   2615-108-Г-P   4/17/2015
99   GPB   Guarantee   2515-019-20-100/ДП   4/20/2015   12/21/2018   RUR     96,777,883.00      Beloretsk Metallurgical Plant   2515-019-20-100/Г   4/20/2015
100   GPB   Guarantee   2615-113-Г-P-П   4/17/2015   12/28/2018   RUR     215,251,123.00      Mechel Service   2615-113-Г-P   4/17/2015
101   GPB   Guarantee   2615-112-Г-P-П   4/17/2015   12/28/2018   RUR     331,498,424.00      Urals Stampings Plant   2615-112-Г-P   4/17/2015
102   Beloretsk Metallurgical Plant   Guarantee   28 282Д/200/M-15   4/14/2015   till full performance   RUR     34,500,000.00      Kaslinsky Plant of Art Casting   28 350Д   2/16/2015
103   GPB   Guarantee   4215-009-П   5/15/2015   4/29/2019   RUR     60,000,000.00      Posiet TP   4215-009-P   5/15/2015
104   Mechel Service   Guarantee   940015820002/237/M-15   4/30/2015   till full performance   RUR     200,000,000.00      Izhstal   940014340017   2/17/2014
105   Mechel Service   Guarantee   940015820001/236/M-15   4/30/2015   till full performance   RUR     200,000,000.00      Izhstal   940014340016   2/17/2014
106   Mechel Service   Guarantee   940015820003/238/M-15   4/30/2015   till full performance   RUR     200,000,000.00      Izhstal   940014340018   2/17/2014
107   Mechel Service   Guarantee   940015820004/247/M-15   5/14/2015   till full performance   RUR     45,000,000.00      Izhstal   940014340022   4/18/2014
108   Mechel Service   Guarantee   940015820005/284/M-15   6/1/2015   till full performance   RUR     971,975,380.82      Mechel-Trans   940014340027   4/22/2014

       

Details of the guarantee / warranty agreement

        

Details of the Obligor’s

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Item
No

  

The Lender /

lessor

  

Agreement type

  

Agreement

number

  

Agreement

date

  

Agreement

termination

date

  

Agreement

currency

   Amount of
obligations
under the
agreement		    

Obligor

  

Agreement

number

  

Agreement

date

109   Urals Stampings Plant OAO   Guarantee   110-ДП/297/M-15   6/11/2015   till full performance   RUR     268,456,729.00      Mechel-Trans   110   4/30/2015
110   GPB   Guarantee   2615-187-К-П-1   7/9/2015   12/25/2018   RUR     1,000,000,000.00      Mechel Service   2615-187-К   6/25/2015
111   GPB   Guarantee   2615-188-К-П-1   7/9/2015   12/25/2018   RUR     1,000,000,000.00      CMP   2615-188-К   6/25/2015
Mechel Mining OAO
1   UniCredit Bank, London Branch   Guarantee   w/o   12/4/2012   till full performance   USD     501,981,997.35      Yakutugol   w/o   9/6/2010
2   UniCredit Bank, London Branch   Guarantee   w/o   12/4/2012   till full performance   USD     501,981,997.35      Southern Kuzbass   w/o   9/6/2010
3   VTB Bank   Guarantee   П2-743000/2008/00104   7/11/2014   4/10/2021   RUR     10,007,538,200.19      Southern Kuzbass   КC-743000/2008/00104   11/26/2008
4   VTB Bank   Guarantee   ДП4-757000/2008/00021   4/13/2012   4/1/2018   RUR     5,818,336,163.09      Yakutugol   КC-757000/2008/00021   11/27/2008
5   Gazprombank   Guarantee   226/12-B-П   4/27/2012   4/26/2020   USD     300,000,000.00      Yakutugol   226/12-B   4/27/2012
6   Gazprombank   Guarantee   227/12-B-П   4/27/2012   4/26/2020   USD     300,000,000.00      Southern Kuzbass   227/12-B   4/27/2012
7   Sberbank Leasing   Guarantee   0708PM/P-2138-06-01-ПOP-01   4/6/2012   till full performance   RUR     223,608,890.70      Korshunov Mining Plant   0708PM/P-2138-06-01   3/28/2012
8   Sberbank Leasing   Guarantee   0708PM/P-2142-07-01-ПOP-01   4/6/2012   till full performance   RUR     92,523,227.60      Yakutugol   0708PM/P-2142-07-01   3/26/2012
9   Sberbank Leasing   Guarantee   0708PM/P-2142-08-01-ПOP-01   4/6/2012   till full performance   RUR     185,046,455.21      Yakutugol   0708PM/P-2142-08-01   3/26/2012

       

Details of the guarantee / warranty agreement

        

Details of the Obligor’s

contract

№
Item
No

  

The Lender /

lessor

  

Agreement type

  

Agreement

number

  

Agreement

date

  

Agreement

termination

date

  

Agreement

currency

   Amount of
obligations
under the
agreement		    

Obligor

  

Agreement

number

  

Agreement

date

10   Sberbank Leasing   Guarantee   OB/К-2138-07-01-ПOP-01   7/2/2012   till full performance   RUR     92,523,227.60      Korshunov Mining Plant   OB/К-2138-07-01   6/21/2012
11   Sberbank Leasing   Guarantee   OB/К-2138-08-01-ПOP-01   7/2/2012   till full performance   RUR     185,046,455.21      Korshunov Mining Plant   OB/К-2138-08-01   6/21/2012
12   Sberbank Leasing   Guarantee   OB/К-2142-09-01-ПOP-01   7/2/2012   till full performance   RUR     263,715,234.20      Yakutugol   OB/К-2142-09-01   6/29/2012
13   Sberbank Leasing   Guarantee   OB/К-2142-09-02-ПOP-01   7/2/2012   till full performance   RUR     186,532,615.21      Yakutugol   OB/К-2142-09-02   6/29/2012
14   Sberbank Leasing   Guarantee   OB/К-2142-09-03-ПOP-01   7/2/2012   till full performance   RUR     361,647,287.18      Yakutugol   OB/К-2142-09-03   6/29/2012
15   Sberbank Leasing   Guarantee   OB/К-2147-21-01-ПOP-01   7/2/2012   till full performance   RUR     303,812,251.14      Southern Kuzbass   OB/К-2147-21-01   6/26/2012
16   Sberbank Leasing   Guarantee   OB/К-2147-22-01-ПOP-01   7/2/2012   till full performance   RUR     819,424,636.05      Southern Kuzbass   OB/К-2147-22-01   6/26/2012
17   Gazprombank Leasing   Guarantee   02-3/190-1   8/23/2012   8/30/2012   USD     4,960,576.42      Southern Kuzbass   02-3/190/1379ЮК/12   8/23/2012
18   Gazprombank Leasing   Guarantee   02-3/191-1   8/13/2012   8/31/2018   USD     5,751,406.31      Southern Kuzbass   02-3/138/842ЮК/12   7/24/2012
19   Gazprombank Leasing   Guarantee   02-3/218   9/10/2012   9/20/2022   RUR     234,203,047.24      Korshunov Mining Plant   02-3/173   8/13/2012
20   Gazprombank Leasing   Guarantee   02-3/14-146   6/20/2014   1/20/2022   RUR     161,209,149.90      Korshunov Mining Plant   02-3/14-144   6/20/2014
21   Gazprombank Leasing   Guarantee   02-3/220   10/3/2012   8/20/2016   RUR     117,752,104.01      Korshunov Mining Plant   02-3/206   9/5/2012
22   Gazprombank Leasing   Guarantee   02-3/14-149   6/20/2014   1/20/2022   RUR     161,735,145.72      Korshunov Mining Plant   02-3/14-147   6/20/2014
23   Gazprombank Leasing   Guarantee   02-3/269-2   10/24/2012   6/20/2018   RUR     50,831,043.78      Korshunov Mining Plant   02-3/238   9/26/2012

       

Details of the guarantee / warranty agreement

        

Details of the Obligor’s

contract

№
Item
No

  

The Lender /

lessor

  

Agreement type

  

Agreement

number

  

Agreement

date

  

Agreement

termination

date

  

Agreement

currency

   Amount of
obligations
under the
agreement		    

Obligor

  

Agreement

number

  

Agreement

date

24   Sberbank   Guarantee   П-5593/1   10/9/2012   10/6/2017   RUR     6,500,000,000.00      Southern Kuzbass   5593   10/9/2012
25   Sberbank   Guarantee   П-5594/1   10/9/2012   10/6/2017   RUR     9,500,000,000.00      Southern Kuzbass   5594   10/9/2012
26   Sberbank   Guarantee   П-8507/1   10/9/2012   10/6/2017   RUR     6,500,000,000.00      Southern Kuzbass   8507   10/9/2012
27   Sberbank   Guarantee   П-8508/1   10/9/2012   10/6/2017   RUR     1,500,000,000.00      Southern Kuzbass   8508   10/9/2012
28   Societe Generale   Guarantee   w/o   12/13/2012   till full performance   USD     11,559,086.79      Southern Kuzbass   w/o   09.09.2011
29   VTB Bank   Guarantee   К2600/10-0709ЛB/П020   2/15/2013   till full performance   RUR     6,189,000,000.00      Southern Kuzbass   К2600/10-0709ЛB/Д000   2/7/2011
30   Sberbank Leasing   Guarantee   OB/К-2142-10-01-ПOP-01   1/31/2013   till full performance   RUR     287,330,446.27      Yakutugol   OB/К-2142-10-01   11/30/2012
31   Sberbank Leasing   Guarantee   OB/К-2142-11-01-ПOP-01   6/11/2013   2/11/2020   RUR     24,583,501.20      Yakutugol   OB/К-2142-11-01   6/11/2013
32   Gazprombank Leasing   Guarantee   02-3/13-1-1   1/10/2013   3/20/2021   RUR     31,718,020.60      Korshunov Mining Plant   02-3/325   12/12/2012
33   Gazprombank Leasing   Guarantee   02-3/13-262   6/27/2013   4/20/2019   RUR     15,633,744.18      Yakutugol   02-3/13-157   5/30/2013
34   Gazprombank Leasing   Guarantee   02-3/13-263   6/27/2013   4/20/2019   RUR     15,633,744.18      Yakutugol   02-3/13-159   5/30/2013
35   Gazprombank Leasing   Guarantee   02-3/13-144   6/27/2013   3/20/2021   RUR     800,153,586.02      Yakutugol   02-3/13-119   4/25/2013
36   Gazprombank Leasing   Guarantee   02-3/143   5/21/2013   12/31/2020   RUR     760,625,985.03      Southern Kuzbass   02-3/13-115/539ЮК/13   4/23/2013
37   Gazprombank Leasing   Guarantee   02-3/13-419   10/4/2013   7/20/2018   RUR     11,694,502.14      Yakutugol   02-3/13-354   9/12/2013
38   Gazprombank Leasing   Guarantee   02-3/14-171   8/13/2014   2/20/2022   RUR     151,039,037.48      Southern Kuzbass   02-3/14-169-1019ЮК/14   8/13/2014
39   Gazprombank Leasing   Guarantee   02-3/13-420   10/7/2013   11/20/2019   RUR     9,072,816.64      Southern Kuzbass   02-3/13-1202ЮК/13   9/10/2013

       

Details of the guarantee / warranty agreement

        

Details of the Obligor’s

contract

№
Item
No

  

The Lender /

lessor

  

Agreement type

  

Agreement

number

  

Agreement

date

  

Agreement

termination

date

  

Agreement

currency

   Amount of
obligations
under the
agreement		    

Obligor

  

Agreement

number

  

Agreement

date

40   Gazprombank Leasing   Guarantee   02-3/13-264   7/1/2013   4/20/2021   RUR     777,848,849.84      Southern Kuzbass   02-3/13-172-852ЮК/13   6/6/2013
41   Gazprombank Leasing   Guarantee   02-3/13-321   8/9/2013   12/20/2016   RUR     15,594,120.48      Yakutugol   02-3/13-278   7/11/2013
42   Gazprombank Leasing   Guarantee   02-3/13-418   9/23/2013   8/20/2019   RUR     28,134,383.67      Southern Kuzbass   02-3/13-1200ЮК/13   9/23/2013
43   GPB-factoring   Guarantee   БP-78/П   9/30/2013   6/27/2018   RUR     981,993,000.00      Mechel-Coke   БP-78   7/24/2013
44   Gazprombank Leasing   Guarantee   02-3/13-500   10/28/2013   11/20/2019   RUR     7,154,193.75      Southern Kuzbass   02-3/13-1280ЮК/13   10/28/2013
45   Gazprombank Leasing   Guarantee   02-3/13-14-1-1   1/9/2014   4/20/2022   USD     2,541,217.45      Yakutugol   02-3/13-497   12/11/2013
46   Gazprombank Leasing   Guarantee   02-3/13-14-1-2   1/9/2014   12/20/2019   RUR     8,752,996.61      Southern Kuzbass   02-3/13-1522ЮК/13   12/10/2013
47   Gazprombank Leasing   Guarantee   02-3/13-14-1-3   1/9/2014   1/20/2020   RUR     7,282,843.57      Southern Kuzbass   02-3/13-1521ЮК/13   12/19/2013
48   Tomusinsky Open-Pit Mine   Guarantee   124MM/14   12/25/2014   12/30/2015   RUR     1,049,557,819.33      Southern Kuzbass   1883ЮК/12   1/1/2013
49   Gazprombank   Guarantee   49/11-P-П-2   6/28/2013   3/15/2019   RUR     1,600,000,000.00      Mechel-Coke   49/11-P   3/15/2011
50   Gazprombank   Guarantee   84-85/13-B-П-1   6/18/2013   4/27/2021   USD     889,000,000.00      Yakutugol   85/13-B   4/26/2013
51   Gazprombank   Guarantee   84-85/13-B-П-1   6/18/2013   4/27/2021   USD     889,000,000.00      Southern Kuzbass   84/13-B   4/26/2013
52   Gazprombank   Guarantee   84-85/13-B-П-1   6/18/2013   4/27/2021   USD     889,000,000.00      Yakutugol   31/09-B   2/6/2009
53   Gazprombank   Guarantee   84-85/13-B-П-1   6/18/2013   4/27/2021   USD     889,000,000.00      Southern Kuzbass   32/09-B   2/6/2009
54   Eurasian Development Bank   Guarantee   154   7/1/2013   6/22/2016   RUR     600,000,000.00      Yakutugol   116   6/22/2011

       

Details of the guarantee / warranty agreement

        

Details of the Obligor’s

contract

№

Item

No

  

The Lender /

lessor

  

Agreement type

  

Agreement

number

  

Agreement

date

  

Agreement

termination

date

  

Agreement

currency

   Amount of
obligations
under the
agreement		    

Obligor

  

Agreement

number

  

Agreement

date

55   Department of the Federal Tax Service of Russia for the Republic of Sakha (Yakutia)   Guarantee   1   12/18/2015   12/30/2015   RUR     2,189,268,344.62      Yakutugol    
56   Mechel Carbon   Guarantee     2/12/2015   till full performance   USD     186,496,879.73      Gennetti Limited   w/o   10/28/2012
57   Mechel International Holdings   Guarantee     2/12/2015   till full performance   USD     5,302,659.33      Gennetti Limited     5/6/2009
58   Gazprombank   Guarantee   3615-022-П-01   7/28/2015   3/25/2019   RUR     269,042,721.00      Southern Kuzbass   3615-022-ДГ   7/28/2015
59   Gazprombank   Guarantee   2615-254-Г-P-П   7/30/2015   3/31/2019   RUR     62,979,233.00      Moscow Coke   2615-254-Г-P   7/30/2015
60   Mechel Carbon   Guarantee   136MM-15   6/30/2015   till full performance   USD     6,890.00      Gennetti Limited   w/o   6/30/2015
61   Gazprombank   Guarantee   3515-025 - ДПЮ   7/28/2015   3/22/2019   RUR     151,627,008.00      Korshunov Mining Plant   3515-025-БГ   7/28/2015
Southern Kuzbass OAO
1   GPB   Guarantee   31/09-B-П-2   6/21/2013   2/6/2018   USD     550,000,000.00      Yakutugol   31/09-B   2/6/2009
2   GPB   Guarantee   226/12-B-П-2   6/21/2013   2/26/2020   USD     300,000,000.00      Yakutugol   226/12-B   4/27/2012
3   GPB   Guarantee   85/13-B-П-1   6/21/2013   2/26/2021   USD     489,000,000.00      Yakutugol   85/13-B   4/26/2013
4   UniCredit Bank AG London Branch   Guarantee   w/o   12/4/2012   12/8/2016   RUR     1,708,045,019.00      Yakutugol   w/o   9/6/2010
Yakutugol Holding Company OAO
1   Unicredit Bank AG   Guarantee   w/o   12/4/2012   12/8/2016   USD     501,981,997.35      Southern Kuzbass   001/0115L/10   3/4/2010
2   Sberbank   Guarantee   П-8508/2   10/9/2012   10/6/2020   RUR     1,500,000,000.00      Southern Kuzbass   8508   10/9/2012

       

Details of the guarantee / warranty agreement

        

Details of the Obligor’s

contract

№

Item

No

  

The Lender /

lessor

  

Agreement type

  

Agreement

number

  

Agreement

date

  

Agreement

termination

date

  

Agreement

currency

   Amount of
obligations
under the
agreement		    

Obligor

  

Agreement

number

  

Agreement

date

3   Sberbank   Guarantee   П-8507/2   10/9/2012   10/6/2020   RUR     6,500,000,000.00      Southern Kuzbass   8507   10/9/2012
4   Sberbank   Guarantee   П-5593/2   10/9/2012   10/6/2020   RUR     6,500,000,000.00      Southern Kuzbass   5593   10/9/2012
5   Sberbank   Guarantee   П-5594/2   10/9/2012   10/6/2020   RUR     9,500,000,000.00      Southern Kuzbass   5594   10/9/2012
6   VTB   Guarantee   К2600/10-0709ЛB/П030   2/15/2013   4/10/2018   RUR     6,189,000,000.00      Southern Kuzbass   К2600/10-0709ЛBД000   2/7/2011
7   GPB   Guarantee   84-85/13-B-П-3   6/18/2013   4/27/2021   USD     600,000,000.00      Southern Kuzbass   84/13-B 227/12-B   26.04.2013 27.04.2012
8   VTB   Guarantee   П1-743000/2008/00104   7/11/2014   4/10/2021   RUR     10,007,538,200.19      Southern Kuzbass   КC-743000/2008/00104   11/26/2008
9   RTs PT SD Remstal   Guarantee   w/o   1/12/2015   6/1/2016   RUR     118,848,413.57      Metallurg-ShakhtSpets-Stroy   2-2014/MШCC   1/9/2014
10   Mostostroy-9   Guarantee   2264   7/19/2012   1/31/2015   RUR     76,226,952.90      Metallurg-ShakhtSpets-Stroy   0110-2010/C/MШCC dated 01.10.2010   10/1/2010
11   Mostostroitelnaya Kompaniya-10   Guarantee   2497   8/7/2012   3/25/2016   RUR     363,493,247.76      Metallurg-ShakhtSpets-Stroy   2412-1/C/M/MШCC-2011; 2412-2/C/M/MШCC-2011; 50-2011/MШCC; 0110-2010/C/M/MШCC   24.12.2010 24.12.2010 18.02.2011 01.10.2010

       

Details of the guarantee / warranty agreement

        

Details of the Obligor’s

contract

№

Item

No

  

The Lender /

lessor

  

Agreement type

  

Agreement

number

  

Agreement

date

  

Agreement

termination

date

  

Agreement

currency

   Amount of
obligations
under the
agreement		    

Obligor

  

Agreement

number

  

Agreement

date

12   Sberbank   Guarantee   4-04-55005-E   7/24/2009   7/21/2016   RUR     5,000,000,000.00     

Mechel

(bonds)

   No.01-07   7/24/2009
CMP PAO
1   Sberbank   Guarantee   32-П   8/31/2010   12/10/2021   RUR     600,000,000.00      Izhstal    
2   Sberbank   Guarantee   32-П   2/13/2009   12/10/2018   RUR     1,000,000,000.00      Izhstal    
3   BNP Paribas   Guarantee   w/o   9/9/2010   4/5/2018   EUR     93,397,796.06      Beloretsk Metallurgical Plant Izhstal Mechel International Holdings Mechel-Trans    
4   Sberbank   Guarantee   ПOP-5608/2   12/20/2012   12/10/2021   RUR     1,343,576,039.00      Mechel Trading AG    
5   VTB   Guarantee   No. 2640/П-6   4/12/2013   4/10/2018   RUR     146,058,320.00      Mechel OAO    
6   GPB   Guarantee   2612-195-К-П-4   6/28/2013   10/18/2018   RUR     1,502,607,640.00      Mechel Service    
7   GPB   Guarantee   2612-196-К-П-4   6/28/2013   10/18/2018   RUR     Mechel-Energo    
8   GPB   Guarantee   2613-172-К-П-2   6/28/2013   4/8/2019   RUR     Beloretsk Metallurgical Plant    
9   GPB   Guarantee   2613-173-К-П-З   6/28/2013   4/8/2019   RUR     Urals Stampings Plant    
10   GPB   Guarantee   2614-321-Г   6/9/2014   4/29/2016   RUR     1,000,000,000.00         
11   GPB   Guarantee   2615-187-К-П-2   7/8/2015   12/25/2018   RUR     1,010,355,923.64      Mechel Service    
Urals Stampings Plant OAO
1   GPB   Guarantee   2612-172-К-П-5   6/28/2013   4/8/2019   RUR     229,627,800.00     

Beloretsk

Metallurgical Plant

   2613-172-К   12.04.2013

       

Details of the guarantee / warranty agreement

        

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Item

No

  

The Lender /

lessor

  

Agreement type

  

Agreement

number

  

Agreement

date

  

Agreement

termination

date

  

Agreement

currency

   Amount of
obligations
under the
agreement		    

Obligor

  

Agreement

number

  

Agreement

date

2   GPB   Guarantee   2612-195-К-П-2   6/28/2013   10/18/2018   RUR     229,627,800.00      Mechel Service   2611-319-К   20.10.2011
3   GPB   Guarantee   2612-196-К-П-2   6/28/2013   10/18/2018   RUR     229,627,800.00      Mechel-Energo   2611-324-К   21.10.2011
                  2612-196-К   04.05.2012
4   GPB   Guarantee   2612-200-К-П-4   6/28/2013   4/27/2020   RUR     229,627,800.00      CMP   2612-200-К   02.05.2012
5   GPB   Guarantee   2615-187-К-П-3   7/8/2015   12/25/2018   RUR     461,727,140.00      Mechel Service   2615-187-К   25.06.2015
6   GPB   Guarantee   2615-188-К-П-2   7/8/2015   12/25/2018   RUR     461,727,140.00      CMP   2615-188-К   25.06.2015
Mechel-Service OOO
1   VTB   Guarantee   2640/П-2   6/20/2011   4/10/2015   RUR     43,800,000,000.00      Mechel   2640   12/27/2010
2   Sberbank   Guarantee   П-5703/3   12/19/2013   12/10/2021   RUR     12,430,000,000.00      CMP   5703   12/19/2013
3   Sberbank   Guarantee   П-5703/3   12/19/2013   12/10/2021   RUR     15,000,000,000.00      CMP   5321   10/13/2013
4   Sberbank   Guarantee   П-5703/3   12/19/2013   12/10/2021   RUR     1,400,000,000.00      CMP   74086   12/22/2009
5   Sberbank   Guarantee   П-5703/3   12/19/2013   12/10/2021   USD     75,000,000.00      Mechel Trading   5609   12/20/2012
6   Sberbank   Guarantee   П-5703/3   12/19/2013   12/10/2021   USD     25,000,000.00      Mechel Trading   5624   4/30/2013
7   Sberbank   Guarantee   П-5703/3   12/19/2013   12/10/2021   RUR     1,000,000,000.00      Izhstal   4-HКЛ-И   2/13/2009
8   Sberbank   Guarantee   П-5703/3   12/19/2013   12/10/2021   RUR     600,000,000.00      Izhstal   12-HКЛ-И   7/22/2010
9   GPB   Guarantee   2613-172-К-П-3   6/28/2013   4/27/2020   RUR     9,231,123,287.67      CMP   2612-200-К   5/2/2012
10   GPB   Guarantee   2613-172-К-П-3   6/28/2013   4/27/2020   RUR     6,063,607,671.23      Mechel-Energo   2612-196-К   5/4/2012
11   GPB   Guarantee   2613-172-К-П-3   6/28/2013   4/27/2020   RUR     2,218,646,292.39      Beloretsk Metallurgical Plant   2613-172-К   4/12/2013
12   GPB   Guarantee   2613-172-К-П-3   6/28/2013   4/27/2020   RUR     2,088,137,686.95      Urals Stampings Plant   2613-173-К   4/12/2013

       

Details of the guarantee / warranty agreement

        

Details of the Obligor’s

contract

№

Item

No

  

The Lender /

lessor

  

Agreement type

  

Agreement

number

  

Agreement

date

  

Agreement

termination

date

  

Agreement

currency

   Amount of
obligations
under the
agreement		    

Obligor

  

Agreement

number

  

Agreement

date

13   BANK OF CHINA (ELOS)   Guarantee   ПЮ-КP-PЮ-2-08/14   8/20/2014   6/20/2018   RUR     140,000,000.00      Mechel   КP-ЮЮ-1-09/11   9/1/2011
Mechel-Energo OOO
1   GPB   Guarantee   2613-172-К-П-4     4/27/2020   RUR     20,300,000,000.00         
Beloretsk Metallurgical Plant OAO
1   The Royal Bank of Scotland   Guarantee under contract between Beloretsk Metallurgical Plant OAO and BNP Paribas   —     9/29/2010   11/5/2017   EUR     2,882,060.00      CMP PAO   w/o   10/5/2007
2   ING bank         6/15/2018         w/o   10/4/2007
3   Banka Nazionale del Lavoro         11/1/2018         w/o   7/11/2008
4   BNP Paribas         3/10/2018       Izhstal OAO   w/o   10/30/2007
5   The Royal Bank of Scotland         4/5/2018         w/o   10/5/2007
6   Banka Nazionale del Lavoro         12/31/2015       MIH GmBH   w/o   9/20/2007
7   GPB   Guarantee   2612-195-К-П-3   6/28/2013   10/18/2018   RUR     166,345,640.00      Mechel Service   2612-195-К   5/3/2012
8   GPB   Guarantee   2612-200-К-П-5   6/28/2013   4/27/2020   RUR     166,345,640.00      CMP   2612-200-К   5/2/2012
9   GPB   Guarantee   2612-196-К-П-3   6/28/2013   10/18/2018   RUR     166,345,640.00      Mechel-Energo   2612-196-К   5/4/2012
10   GPB   Guarantee   2613-173-К-П-2   6/28/2013   4/8/2019   RUR     166,345,640.00      Urals Stampings Plant   2613-173-К   4/12/2013
11   URALSIB   Guarantee   0125/14-П-02   4/14/2015   12/27/2019   RUR     258,888,533.00        0125/14-КЛ-H   11/20/2014
Mechel-Trans OOO
1   VTB-Leasing   Guarantee   ПЛ232/01-10   12/14/2010   12/31/2018   USD     8,837,000.36      Mechel-Trans OOO   ДЛ-232/01-10   12/14/2010

       

Details of the guarantee / warranty agreement

        

Details of the Obligor’s

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Item

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The Lender /

lessor

  

Agreement type

  

Agreement

number

  

Agreement

date

  

Agreement

termination

date

  

Agreement

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   Amount of
obligations
under the
agreement		    

Obligor

  

Agreement

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Agreement

date

2   VTB-Leasing   Guarantee   ДПЛ255/01-14/01   9/30/2014   9/30/2025   RUR     2,085,145,361.20      Mechel Trans East OOO   ДЛ255/01-11   7/28/2011
3   VTB-Leasing   Guarantee   ДПЛ156/10-13   12/6/2013   10/31/2024   RUR     1,318,313,355.33      Mechel-Trans OOO   ДЛ156/10-13   10/4/2013
4   VTB-Leasing   Guarantee   ДП156/05-14/01   9/30/2014   3/20/2030   RUR     936,842,086.52      Mechel-Trans OOO   ДЛ156/05-10   11/15/2010
5   VTB-Leasing   Guarantee   ДП156/06-14/01   9/30/2014   3/20/2030   RUR     3,155,486,620.01      Mechel-Trans OOO   ДЛ156/06-10   12/17/2010
6   VTB-Leasing   Guarantee   ДП156/07-14/01   9/30/2014   3/20/2030   RUR     3,653,598,196.08      Mechel-Trans OOO   ДЛ156/07-11   6/17/2011
7   VTB-Leasing   Guarantee   ДП156/08-14/01   9/30/2014   3/20/2030   RUR     1,053,695,160.00      Mechel-Trans OOO   ДЛ156/08-11   9/6/2011
8   VTB-Leasing   Guarantee   ДП156/09-14/01   9/30/2014   3/20/2030   RUR     350,383,203.99      Mechel-Trans OOO   ДЛ156/09-11   11/30/2011
9   VTB-Leasing   Guarantee   ДПЛ156/10-14   9/30/2014   3/20/2030   RUR     1,318,313,355.33      Mechel-Trans OOO   ДЛ156/10-13   10/4/2013
10  

Raiffeisen-

Leasing

   Guarantee   ДП-2010/4692   10/29/2010   12/29/2015   RUR     54,606,580.42      Mechel Trans East OOO   2010/4692   10/29/2010
11  

Raiffeisen-

Leasing

   Guarantee   ДП-2011/5192   5/10/2011   5/10/2014   RUR     8,428,225.56      Port Mechel Temryuk OOO   2011/5192   5/10/2011
12   Gazprombank Leasing   Guarantee   X-029/11-02-3/46   4/8/2011   7/31/2017   RUR     272,440,283.85      Mechel Trans Auto OOO   02-3/43   3/22/2011
13   Gazprombank Leasing   Guarantee   X-047/11   5/11/2011   12/31/2018   RUR     81,790,910.80      Mechel Trans East OOO   02-3/76   4/15/2011
14   Gazprombank Leasing   Guarantee   X-048/11   5/11/2011   12/31/2018   RUR     17,173,772.44      Mechel Trans East OOO   02-3/87   4/28/2011
15   Gazprombank Leasing   Guarantee   X-049/11   5/11/2011   12/31/2018   RUR     22,211,837.49      Mechel Trans East OOO   02-3/78   4/21/2011
16   Gazprombank Leasing   Guarantee   X-054/11   5/20/2011   8/1/2017   RUR     120,193,144.93      Mechel Trans East OOO   02-3/99   5/6/2011
17   Gazprombank Leasing   Guarantee   X-064/11   5/20/2011   12/31/2018   RUR     59,378,121.69      Mechel Trans East OOO   02-3/62   4/22/2011
18   Gazprombank Leasing   Guarantee   X-065/11   6/21/2011   7/31/2017   RUR     1,435,871.63      Mechel Trans East OOO   02-3/117   6/10/2011
19   Gazprombank Leasing   Guarantee   X-079/11   7/20/2011   7/31/2017   RUR     3,414,488.86      Mechel Trans East OOO   02-3/204   7/18/2011

       

Details of the guarantee / warranty agreement

        

Details of the Obligor’s

contract

№

Item

No

  

The Lender /

lessor

  

Agreement type

  

Agreement

number

  

Agreement

date

  

Agreement

termination

date

  

Agreement

currency

   Amount of
obligations
under the
agreement		    

Obligor

  

Agreement

number

  

Agreement

date

20   Gazprombank Leasing   Guarantee   X-085/11   7/4/2011   7/31/2017   RUR     19,740,097.31      Mechel Trans East OOO   02-3/137   6/30/2011
21   Gazprombank Leasing   Guarantee   X-086/11   7/4/2011   7/31/2017   RUR     2,455,608.36      Mechel Trans East OOO   02-3/140   6/30/2011
22   Gazprombank Leasing   Guarantee   X-087/11   7/27/2011   12/31/2018   RUR     11,358,847.34      Mechel Trans East OOO   02-3/216   7/25/2011
23   Gazprombank Leasing   Guarantee   X-089/11   8/3/2011   7/31/2017   RUR     1,100,723.06      Mechel Trans East OOO   02-3/202   7/20/2011
24   Gazprombank Leasing   Guarantee   X-033/12/02-3/42   5/3/2012   3/31/2018   RUR     8,419,661.92      Mechel Trans Auto OOO   02-3/41   4/28/2012
25   Gazprombank Leasing   Guarantee   X-077/11   8/2/2011   7/30/2019   RUR     430,165,241.35      Mechel-Trans OOO   P-135/11   7/8/2011
26   Gazprombank Leasing   Guarantee   02-3/106   5/6/2011   3/31/2019   RUR     209,124,109.62      Mechel-Trans OOO   P 095/11   4/5/2011
27   Gazprombank Leasing   Guarantee   02-3/304   9/28/2011   6/30/2019   RUR     467,888,569.22      Mechel-Trans OOO   P-147/11   8/29/2011
28   Gazprombank Leasing   Guarantee   02-3/407   11/18/2011   8/22/2019   RUR     91,465,354.67      Mechel-Trans OOO   P-179/11   10/7/2011
29   Alfa-Bank   Guarantee   526/п2   10/2/2013   10/25/2019   USD     150,000,000.00      Chelyabinsk Metallurgical Plant OAO   526   8/30/2013
30   VTB   Guarantee   2640-П/4   8/10/2012   4/10/2021   RUR     40,000,000,000.00      Mechel OAO   2640   12/27/2010
31   Sberbank   Guarantee   П-5703/2   12/19/2013   10/10/2021   RUR     12,430,000,000.00      Chelyabinsk Metallurgical Plant OAO   5703   12/19/2013
32   MKB   Guarantee   420502/14   4/7/2014   2/10/2019   USD     55,000,000.00      Mechel Service OOO   4205/14   4/7/2014
33   MKB   Guarantee   420602/14   4/9/2014   2/10/2019   USD     33,000,000.00      Mechel Service OOO   4206/14   4/9/2014
34   MKB   Guarantee   420702/14   4/23/2014   2/10/2019   USD     17,000,000.00      Mechel Service OOO   4207/14   4/23/2014

       

Details of the guarantee / warranty agreement

        

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contract

№

Item

No

  

The Lender /

lessor

  

Agreement type

  

Agreement

number

  

Agreement

date

  

Agreement

termination

date

  

Agreement

currency

   Amount of
obligations
under the
agreement		    

Obligor

  

Agreement

number

  

Agreement

date

35   BANK OF CHINA (ELOS)   Guarantee   ПЮ-КP-PЮ-1-08/14   8/20/2014   6/20/2018   RUR     140,000,000.00      Mechel OAO   КP-PЮ-1-09/11; Additional Agreement No.1 dated 28.06.2012, Additional Agreement No.2 dated 31.07.2013, Additional Agreement No.3 dated 18.09.2013, Additional Agreement No.4 dated 20.08.2014   9/1/2011
36  

FinanceBusiness

Group OOO

   Guarantee   ДП/7/327Ф   9/30/2014   9/30/2030   RUR     326,978,000.00      Mechel-Trans OOO   327Ф/08-2014   8/29/2014
37   Gazprombank Leasing-Standard   Guarantee   03-1-3/30   8/5/2010   8/5/2015   RUR     21,282,696.47      Mechel-Trans OOO   03-1-3/22   8/5/2010
38   Gazprombank Leasing-Standard   Guarantee   03-1-3/31   8/5/2010   8/5/2015   RUR     11,441,123.83      Mechel Trans East OOO   03-1-3/24   8/5/2010
39   Gazprombank Leasing-Standard   Guarantee   03-1-3/32   8/5/2010   8/5/2015   RUR     59,371,216.54      Mechel Trans East OOO   03-1-3/26   8/5/2010
40   Gazprombank Leasing-Standard   Guarantee   03-1-3/17   8/3/2010     RUR     43,100,000.00      Port Mechel Temryuk OOO   03-1-3/15   8/3/2010
41   Titan ZAO   Guarantee   361/M-13   7/31/2013   10/31/2016   RUR     5,057,572,068.00      Mechel-Trans OOO   P-053/13   7/31/2013

       

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The Lender /

lessor

  

Agreement type

  

Agreement

number

  

Agreement

date

  

Agreement

termination

date

  

Agreement

currency

   Amount of
obligations
under the
agreement		    

Obligor

  

Agreement

number

  

Agreement

date

Korshunov Mining Plant OAO
1   UniCredit Bank   Guarantee   w/o   12/4/2012   12/8/2016   RUR     225,531,000.00      Yakutugol   w/o   9/6/2010
2   UniCredit Bank   Guarantee   w/o   12/4/2012   12/8/2016   RUR     225,531,000.00      Southern Kuzbass   w/o   9/6 /2010
Mechel Trans East OOO
1   FinanceBusinessGroup OOO   Guarantee   ДП/7/327Ф   9/30/2014   9/30/2030   RUR     326,978,000.00      Mechel-Trans OOO   327Ф/08-2014   8/29/2014
2   VTB-Leasing JSC   Guarantee   ДП 156/05-14/01   9/30/2014   3/20/2030   RUR     43,604,095.59      Mechel-Trans OOO   ДЛ 156/05-10   11/15/2010
3   VTB-Leasing JSC   Guarantee   ДП 156/06-14/01   9/30/2014   3/20/2030   RUR     1,065,405,537.38      Mechel-Trans OOO   ДЛ 156/06-10   12/17/2010
4   VTB-Leasing JSC   Guarantee   ДП 156/07-14/01   9/30/2014   3/20/2030   RUR     85,759,632.67      Mechel-Trans OOO   ДЛ 156/07-11   6/17/2011
5   VTB-Leasing JSC   Guarantee   ДП 156/08-14/01   9/30/2014   3/20/2030   RUR     2,185,522,019.35      Mechel-Trans OOO   ДЛ 156/08-11   9/6/2011
6   VTB-Leasing JSC   Guarantee   ДП 156/09-14/01   9/30/2014   3/20/2030   RUR     5,016,245.97      Mechel-Trans OOO   ДЛ 156/09-11   11/30/2011
7   VTB-Leasing JSC   Guarantee   ДП 156/10-14/01   9/30/2014   3/20/2030   RUR     180,590,804.22      Mechel-Trans OOO   ДЛ 156/10-13   10/4/2013
Bratsk Ferroalloy Plant OOO
1   VTB   Guarantee   No.2640/П-5   4/12/2013   4/10/2018   RUR     43,800,000,000.00      Mechel OAO   2640   12/27/2010
2   Sberbank   Guarantee   No.П-5703/4   12/19/2013   12/10/2021   RUR     36,953,738,530.75      CMP PAO   5703   12/19/2013
                CMP PAO   5321   10/13/2010
                Mechel Trading AG   5609   12/20/2012
                Mechel Trading AG   5624   4/30/2013
                Southern Kuzbass   8508   10/9/2012
                Southern Kuzbass   8508   10/9/2012

       

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Agreement

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under the
agreement		    

Obligor

  

Agreement

number

  

Agreement

date

                CMP PAO   74086   12/22/2009
                Southern Kuzbass   13   3/25/2010
                Izhstal OAO   4-HКЛ-И   2/13/2009
                Izhstal OAO   12-HКЛ-И   7/22/2010
                Korshunov Mining Plant OAO   28   3/16/2010
                Korshunov Mining Plant OAO   29   3/16/2010
                Yakutugol OAO   12   4/23/2010
                CMP PAO   5705   12/19/2013
Izhstal OAO
1   BNP Paribas   Guarantee   w/o   09/09/10   05/04/18   EUR     10,433,149.03      CMP   w/o   10/5/2007
2   BNP Paribas   Guarantee   w/o   09/09/10   05/04/18   EUR     16,633,856.14      CMP   w/o   10/4/2007
3   BNP Paribas   Guarantee   w/o   09/09/10   05/04/18   EUR     43,974,599.67      CMP   w/o   7/11/2008
4   BNP Paribas   Guarantee   w/o   09/09/10   05/04/18   EUR     30,343,743.10      Izhstal   w/o   10/30/2007
5   BNP Paribas   Guarantee   w/o   09/09/10   05/04/18   EUR     30,397,103.99      Izhstal   w/o   10/5/2007
Fincom-Invest LLC
1   MOSCOW CREDIT BANK JSC   Guarantee   420503/14   4/7/2014   2/10/2019   USD     55,000,000.00      Mechel Service OOO   Credit Agreement 4205/14   4/7/2014
2   MOSCOW CREDIT BANK JSC   Guarantee   420603/14   4/9/2014   2/10/2019   USD     33,000,000.00      Mechel Service OOO   Credit Agreement 4206/14   4/9/2014
3   MOSCOW CREDIT BANK JSC   Guarantee   420703/14   4/23/2014   2/10/2019   USD     17,000,000.00      Mechel Service OOO   Credit Agreement 4207/14   4/23/2014