F-6 POS 1 a15-30_f6pos.htm AMENDMENT NO. 3 TO FORM F-6 a15-30_f6pos.htm
 

As filed with the Securities and Exchange Commission on January 5, 2016
Registration No. 333-119498  
 
_________________________________________________________________________________________________________________________________________________________________________________________________________________________
 
 
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
______________________________________________
 
Post-effective Amendment No. 3 to
FORM F-6
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FOR
AMERICAN DEPOSITARY SHARES EVIDENCED BY AMERICAN DEPOSITARY RECEIPTS
______________________________________________
 
MECHEL OAO
(Exact name of issuer of deposited securities as specified in its charter)
______________________________________________
 
Not Applicable
(Translation of issuer’s name into English)
______________________________________________
 
Russian Federation
(Jurisdiction of incorporation or organization of issuer)
______________________________________________
 
Deutsche Bank Trust Company Americas
(Exact name of depositary as specified in its charter)

60 Wall Street
New York, New York 10005
(212) 250-9100
(Address, including zip code, and telephone number, including area code, of depositary’s principal executive offices)
______________________________________________
 
Puglisi & Associates
850 Library Avenue, Suite 204
Newark, Delaware 19711
+1-302-738-6680
(Address, including zip code, and telephone number, including area code, of agent for service)
______________________________________________
 
Copies to:
Deutsche Bank Trust Company Americas
Attention: ADR Department
60 Wall Street,
New York, New York  10005
(212) 250-9100
 
Francis Fitzherbert-Brockholes, Esq.
White & Case LLP
5 Old Broad Street
London EC2N 1DW
United Kingdom
+(44) 20 7532-1400
 
 
______________________________________________
 
It is proposed that this filing become effective under Rule 466:
o
x
immediately upon filing.
on January 12, 2016 at 9:00 am ET.
 
If a separate registration statement has been filed to register the deposited shares, check the following box :  x
______________________________________________
 
CALCULATION OF REGISTRATION FEE
Title of each class
of Securities to be registered
Amount to be registered
Proposed
maximum aggregate price per unit (1)
Proposed
maximum aggregate offering price (2)
Amount of registration fee(3)
American Depositary Shares, each representing two ordinary shares, nominal value 10 rubles per share, of Mechel OAO
N/A
N/A
N/A
N/A
         
1
For the purpose of this table only the term "unit" is defined as one American Depositary Share.

 
 

 

2
Estimated solely for the purpose of calculating the registration fee.  Pursuant to Rule 457(k), such estimate is computed on the basis of the maximum aggregate fees or charges to be imposed in connection with the issuance of American Depositary Shares.
3
All of which was paid in connection with the initial filing of the Registration Statement with the Commission.
  
This registration statement may be executed in any number of counterparts, each of which shall be deemed an original, and all of such counterparts together shall constitute one and the same instrument.
 
 

 
 

 

PART I
 
INFORMATION REQUIRED IN PROSPECTUS
 
The prospectus consists of the proposed form of American Depositary Receipt included as Annex A to the Form of Amendment No. 3 to the Deposit Agreement filed as Exhibit (a)(4) to this registration statement and is incorporated herein by reference.
 
Item 1. DESCRIPTION OF SECURITIES TO BE REGISTERED
 
Required Information
 
Location in Form of Receipt Previously Filed as Prospectus
         
1. 
Name of depositary and address of its principal executive office
 
Face of Receipt – introductory paragraph
 
         
2.     
Title of Receipts and identity of deposited securities
 
Face of Receipt – top center
         
Terms of Deposit:
   
         
 
(i) 
The amount of deposited securities represented by one American Depositary Share (“ADS”)
 
Face of Receipt – upper right corner
 
         
 
(ii) 
The procedure for voting the deposited securities
 
Paragraphs 15 and 16
         
 
(iii) 
The procedure for collecting and distributing dividends
 
Paragraphs 12, 14 and 15
         
 
(iv) 
The procedures for transmitting notices, reports and proxy soliciting material
 
Paragraphs 11, 15 and 16
         
 
(v) 
The sale or exercise of rights
 
Paragraph 13
         
 
(vi) 
The deposit or sale of securities resulting from dividends, splits or plans of reorganization
 
Paragraphs 12, 15 and 17
         
 
(vii) 
Amendment, extension or termination of the deposit arrangements
 
Paragraphs 19, 20 and 21
         
 
(viii) 
The rights of holders of Receipts to inspect the books of the depositary and the list of holders of Receipts
 
Paragraph 11
         
 
(ix) 
Restrictions upon the right to transfer or withdraw the underlying securities
 
Paragraphs 2, 3, 4, 6 and 8
 
         
 
(x)    
Limitation on the depositary’s liability
 
Paragraphs 13, 18, 24 and 25
         
3.     
Fees and charges that a holder of Receipts may have to pay, either directly or indirectly
 
Paragraph 7
 

Item 2. AVAILABLE INFORMATION

Required Information
 
Location in Form of Receipt Filed Herewith as Prospectus
         
 
 
 

 
 
(b) 
Periodic reporting requirements and certain reports filed with the Commission
 
Paragraph 11

Mechel OAO (the “Company”) is subject to the periodic reporting requirements of the United States Securities Exchange Act of 1934, as amended, and, accordingly, files certain reports with, and furnishes certain reports to, the Commission.  These reports can be retrieved from the Commission’s internet website (www.sec.gov) and can be inspected and copied at the public reference facilities maintained by the Commission at 100 F Street, N.E., Washington D.C. 20549.
 
 
PART II
 
INFORMATION NOT REQUIRED IN PROSPECTUS
 
Item 3. EXHIBITS
 
 
(a)(1)
Deposit Agreement, dated as of July 27, 2004, among Mechel OAO (the "Company"), Deutsche Bank Trust Company Americas, as depositary (the "Depositary"), and holders and beneficial owners of American Depositary Shares evidenced by the American Depositary Receipts issued thereunder (the "Deposit Agreement"). — Previously filed as an exhibit to Registration Statement No. 333-119498 and incorporated herein by reference.
 
 
(a)(2)
Form of Amendment No. 1 to Deposit Agreement. — Previously filed as an exhibit to Post-Effective Amendment No. 1 to Registration Statement No. 333-119498 and incorporated herein by reference.
 
 
(a)(3)
Form of Amendment No. 2 to Deposit Agreement. — Previously filed as an exhibit to Post-Effective Amendment No. 2 to Registration Statement No. 333-119498 and incorporated herein by reference.
 
 
(a)(4)
Form of Amendment No. 3 to Deposit Agreement.
     
 
(a)(5)
Form of American Depositary Receipt. — See Annex A to Exhibit (a)(4) filed herewith.
 
 
(b)
Any other agreement to which the Depositary is a party relating to the issuance of the ADSs registered hereunder or the custody of the deposited securities represented thereby. — Not applicable.
 
 
(c)
Every material contract relating to the deposited securities between the Depositary and the issuer of the deposited securities in effect at any time within the last three years. — Not applicable.
 
 
(d)
Opinion of White & Case LLP, counsel to the Depositary, as to the legality of the securities to be registered. — Filed herewith as Exhibit (d).
 
 
(e)
Certificate under Rule 466. — Filed herewith as Exhibit (e).
 
 
(f)
Powers of attorney for certain officers and directors of the Company. — Set forth on the signature pages hereto.
 
 
Item 4. UNDERTAKINGS
 
 
(a)
The Depositary hereby undertakes to make available at the principal office of the Depositary in the United States, for inspection by holders of the ADSs, any reports and communications received from the issuer of the deposited securities which are both (1) received by the Depositary as the holder of the deposited securities; and (2) made generally available to the holders of the underlying securities by the issuer.
 
 
 

 
 
 
 
(b)
If the amount of fees charged is not disclosed in the prospectus, the Depositary undertakes to prepare a separate document stating the amount of any fee charged and describing the service for which it is charged and to deliver promptly a copy of such fee schedule without charge to anyone upon request.  The Depositary undertakes to notify each registered holder of an ADS thirty (30) days before any change in the fee schedule.
 





SIGNATURES
 
Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are met and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on January 5, 2016.
 
 
Legal entity created by the form of Deposit Agreement for the issuance of American Depositary Receipts for ordinary shares, nominal value 10 rubles per share of Mechel OAO.
 
Deutsche Bank Trust Company Americas, as Depositary
       
       
 
By: 
 /s/ Robert Martello
 
   
Name:  Robert  Martello
Title: Director
   
       
       
 
By: 
 /s/ Michael Curran
 
   
Name: Michael Curran 
Title: Vice President
 
 
 
 

 
 

 


 
Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are met and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Moscow, Russian Federation, on January 5, 2016.

 
 
MECHEL OAO
       
       
 
By: 
    /s/ Oleg V. Korzhov
 
   
Name: Oleg V. Korzhov
Title: Chief Executive Officer
 
 
 


 
 

 

POWER OF ATTORNEY
 
KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints each of Oleg V. Korzhov and Andrey A. Slivchenko his or her true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all capacities, to sign any or all amendments (including post-effective amendments) to this registration statement and any and all related registration statements pursuant to Rule 462(b) of the Securities Act and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
 
Under the requirements of the Securities Act, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

Signature
 
Title
Date
       
/s/ Igor V. Zyuzin
     
Igor V. Zyuzin
 
Chairman and Director
December 28, 2015
       
/s/ Vladimir Yu Korovkin
     
Vladimir Yu Korovkin
 
Director
December 28, 2015
       
/s/ A. David Johnson
     
A. David Johnson
 
Director
December 21, 2015
       
/s/ Igor S. Kozhukhovsky
     
Igor S. Kozhukhovsky
 
Director
December 28, 2015
       
/s/ Vladimir V. Gusev
     
Vladimir V. Gusev
 
Director
December 28, 2015
       
/s/ Yury N. Malyshev
     
Yury N. Malyshev
 
Director
December 22, 2015
       
/s/ Oleg  V. Korzhov
     
Oleg V. Korzhov
 
Chief Executive Officer and Director
December 28, 2015
       
/s/ Alexey G. Ivanushkin
     
Alexey G. Ivanushkin
 
Director
December 28, 2015
       
/s/ Viktor A. Trigubko
     
Viktor A. Trigubko
 
Director
December 28, 2015
       
/s/ Andrey A. Slivchenko
     
Andrey A. Slivchenko
 
Chief Financial Officer
December 28, 2015
       

 
 

 

SIGNATURE OF AUTHORISED REPRESENTATIVES IN THE UNITED STATES pursuant to the Securities Act of 1933, as amended, the undersigned, the duly authorized representative in the United States of Mechel OAO, has signed this registration statement in Newark, Delaware, United States of America on December 28, 2015.

Puglisi & Associates


By: _/s/ Donald J. Puglisi_____________
 Name: Donald J. Puglisi
 Title: Managing Director


 
 

 

Index to Exhibits
 
Exhibit
Document
(a)(4)
Form of Amendment No.3 to the Deposit Agreement
(d)
Opinion of White & Case LLP, counsel to the Depositary
(e)
Rule 466 certification