EX-99.A1C 4 ex_144447.htm EXHIBIT (A)(1)(C) ex_144447.htm

Exhibit (a)(1)(C)

 

JMP GROUP LLC
NOTICE OF GUARANTEED DELIVERY
FOR
TENDER OF SHARES

 

This notice of guaranteed delivery, or one substantially in the form hereof, must be used to accept the Offer by JMP Group LLC if:

 

 

certificates evidencing shares of JMP Group LLC representing limited liability company interests that are not immediately available or cannot be delivered to the depositary before the expiration date (as defined in the Offer to Purchase);

 

 

the procedure for book-entry transfer described in the Offer to Purchase, dated May 16, 2019, and the related Letter of Transmittal cannot be completed on a timely basis; or

 

 

time will not permit all required documents, including a properly completed and duly executed Letter of Transmittal (or a manually signed facsimile of the Letter of Transmittal), an agent’s message in the case of a book-entry transfer (as defined in the Offer to Purchase) and any other required documents, to reach the depositary prior to the expiration date.

 

This notice of guaranteed delivery, properly completed and duly executed, may be delivered by hand, mail, overnight courier or facsimile transmission to the depositary. See Section 3 of the Offer to Purchase.

 

The Depositary for the Offer is:
American Stock Transfer & Trust Co., LLC

Tel. (877) 248-6417 (toll-free); Fax # (718) 234-5001

 

If delivering by mail:

American Stock Transfer & Trust Co., LLC

Operations Center

Attn: Reorganization Department

P.O. Box 2042

New York, New York 10272-2042

If delivering by hand, express mail, courier, or other expedited service:

American Stock Transfer & Trust Co., LLC

Operations Center

Attn: Reorganization Department

6201 15th Avenue

Brooklyn, New York 11219

 

For this notice to be properly delivered, it must be received by the depositary at the above address before the Offer expires. Delivery of this notice to another address will NOT constitute proper delivery. Deliveries to JMP Group LLC, the dealer manager, the information agent or the book-entry transfer facility will not be forwarded to the depositary and will NOT constitute proper delivery.

 

This notice of guaranteed delivery is not to be used to guarantee signatures. If a signature on the Letter of Transmittal is required to be guaranteed by an eligible guarantor institution (as defined in the Offer to Purchase) under the instructions to the Letter of Transmittal, the signature guarantee must appear in the applicable space provided in the signature box on the Letter of Transmittal.

 

NOTICE OF GUARANTEED DELIVERY

 

By signing this notice of guaranteed delivery, you tender to JMP Group LLC at a purchase price per share of $3.95, upon the terms and subject to the conditions described in the Offer to Purchase and the related Letter of Transmittal, receipt of which you hereby acknowledge, the number of shares specified below pursuant to the guaranteed delivery procedure described in Section 3 of the Offer to Purchase.

 

Number of shares to be tendered: _______________ shares.

 

Signature(s):  
   
Name(s) of Record Holder(s):  
   

Certificate No.:

 

   
Address:  
 

(INCLUDE ZIP CODE)

 

Certificate No.:

 

   
Address:  
  (INCLUDE ZIP CODE)

 

Daytime Area Code and Telephone No.:

 

 

Date:

 

 

If shares will be delivered by book-entry transfer, provide the following information:

 

Account Number:

 

 

 

 

 

GUARANTEE OF DELIVERY

 

(Not to be Used for a Signature Guarantee)

 

The undersigned, a bank, broker, dealer, credit union, savings association or other entity that is a member in good standing of the Securities Transfer Agents Medallion Program or a bank, broker, dealer, credit union, savings association or other entity that is also an “eligible guarantor institution,” as that term is defined in Rule 17Ad-15 under the Securities Exchange Act of 1934 (each of the foregoing constituting an “eligible institution”), guarantees the delivery to the depositary of the shares tendered, in proper form for transfer, or a confirmation that the shares tendered have been delivered pursuant to the procedure for book-entry transfer described in the Offer to Purchase into the depositary’s account at the book-entry transfer facility, in each case together with a properly completed and duly executed Letter of Transmittal (or a manually signed facsimile of the Letter of Transmittal), or an agent’s message in the case of a book-entry transfer, and any other required documents, all within two (2) New York Stock Exchange trading days after the date of receipt by the depositary of this notice of guaranteed delivery.

 

The eligible institution that completes this form must communicate the guarantee to the depositary and must deliver the Letter of Transmittal and certificates representing shares to the depositary within the time period set forth in the Offer to Purchase. Failure to do so could result in a financial loss to the eligible institution.

 

Name of Firm:

 

 

Address:

 
 

Include Zip Code

 

Area Code and Telephone Number:

 
   

Authorized Signature

 

 

Name:

 
 

Please Type or Print

 

Title:

 

 

Dated: _________, 2019

 

Note: Do not send share certificates with this form. Certificates for shares should be sent with the Letter of Transmittal unless delivery of the shares is made by Book-Entry transfer.