0001246360-16-006028.txt : 20160527 0001246360-16-006028.hdr.sgml : 20160527 20160527171418 ACCESSION NUMBER: 0001246360-16-006028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160525 FILED AS OF DATE: 20160527 DATE AS OF CHANGE: 20160527 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JMP GROUP LLC CENTRAL INDEX KEY: 0001302350 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4158358900 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jolson Joseph A CENTRAL INDEX KEY: 0001398113 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36802 FILM NUMBER: 161683250 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1700 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 form.xml PRIMARY DOCUMENT X0306 4 2016-05-25 false 0001302350 JMP GROUP LLC JMP 0001398113 Jolson Joseph A 600 MONTGOMERY STREET, SUITE 1100 SAN FRANCISCO CA 94111 true true true false CEO Common Shares 75000 I By Foundation Common Shares 113317 D Common Shares 1392487 I By Jolson 1996 Trust Common Shares 2016-05-25 4 P false 15277 5.2967 A 3714042 I By Jolson 1991 Trust Common Shares 2016-05-26 4 P false 7419 5.3163 A 3721461 I By Jolson 1991 Trust Common Shares 2016-05-27 4 P false 3416 5.3997 A 3724877 I By Jolson 1991 Trust Reflects common shares held by The Jolson Family Foundation, of which Mr. Jolson is President and Treasurer. Mr. Jolson disclaims beneficial ownership of the shares. Reflects common shares held by the Joseph A. Jolson 1996 Trust dtd 3/7/96, of which Mr. Jolson is a trustee. Reflects the acquisition of common shares pursuant to the Rule 10b5-1 Purchase Plan of the Reporting Person. The range of prices for the common shares is from 5.26 to 5.40. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Reflects common shares held by the Joseph A. Jolson 1991 Trust , of which Mr. Jolson is a trustee. The range of prices for the common shares is from 5.30 to 5.35. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. The range of prices for the common shares is from 5.39 to 5.40. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Walter Conroy on behalf of Joseph A. Jolson 2016-05-27