0001246360-16-006028.txt : 20160527
0001246360-16-006028.hdr.sgml : 20160527
20160527171418
ACCESSION NUMBER: 0001246360-16-006028
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160525
FILED AS OF DATE: 20160527
DATE AS OF CHANGE: 20160527
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: JMP GROUP LLC
CENTRAL INDEX KEY: 0001302350
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 600 MONTGOMERY STREET
STREET 2: SUITE 1100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4158358900
MAIL ADDRESS:
STREET 1: 600 MONTGOMERY STREET
STREET 2: SUITE 1100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jolson Joseph A
CENTRAL INDEX KEY: 0001398113
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36802
FILM NUMBER: 161683250
MAIL ADDRESS:
STREET 1: 600 MONTGOMERY STREET
STREET 2: SUITE 1700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2016-05-25
false
0001302350
JMP GROUP LLC
JMP
0001398113
Jolson Joseph A
600 MONTGOMERY STREET, SUITE 1100
SAN FRANCISCO
CA
94111
true
true
true
false
CEO
Common Shares
75000
I
By Foundation
Common Shares
113317
D
Common Shares
1392487
I
By Jolson 1996 Trust
Common Shares
2016-05-25
4
P
false
15277
5.2967
A
3714042
I
By Jolson 1991 Trust
Common Shares
2016-05-26
4
P
false
7419
5.3163
A
3721461
I
By Jolson 1991 Trust
Common Shares
2016-05-27
4
P
false
3416
5.3997
A
3724877
I
By Jolson 1991 Trust
Reflects common shares held by The Jolson Family Foundation, of which Mr. Jolson is President and Treasurer. Mr. Jolson disclaims beneficial ownership of the shares.
Reflects common shares held by the Joseph A. Jolson 1996 Trust dtd 3/7/96, of which Mr. Jolson is a trustee.
Reflects the acquisition of common shares pursuant to the Rule 10b5-1 Purchase Plan of the Reporting Person.
The range of prices for the common shares is from 5.26 to 5.40. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
Reflects common shares held by the Joseph A. Jolson 1991 Trust , of which Mr. Jolson is a trustee.
The range of prices for the common shares is from 5.30 to 5.35. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
The range of prices for the common shares is from 5.39 to 5.40. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
Walter Conroy on behalf of Joseph A. Jolson
2016-05-27