SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
HOLCOM KAREN J

(Last) (First) (Middle)
C/O ACUITY BRANDS, INC.
1170 PEACHTREE STREET, NE, SUITE 2300

(Street)
ATLANTA GA 30309

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/01/2019
3. Issuer Name and Ticker or Trading Symbol
ACUITY BRANDS INC [ AYI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP & Chief Financial Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 15,382(1) D
Common Stock 600.3032 I By 401(k) Plan
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (2) 10/24/2021 Common Stock 1,150 $46.29 D
Non-Qualified Stock Option (3) 10/23/2022 Common Stock 2,240 $62.54 D
Non-Qualified Stock Option (4) 10/24/2023 Common Stock 1,456 $103.74 D
Non-Qualified Stock Option (5) 10/27/2024 Common Stock 2,004 $135.63 D
Non-Qualified Stock Option (6) 10/26/2025 Common Stock 1,590 $207.8 D
Non-Qualified Stock Option (7) 10/24/2026 Common Stock 1,794 $239.76 D
Non-Qualified Stock Option (8) 10/25/2027 Common Stock 1,314 $156.39 D
Non-Qualified Stock Option (9) 10/24/2028 Common Stock 2,936 $116.36 D
Explanation of Responses:
1. The total direct shares owned includes 8,866 time-vesting restricted shares and 4 shares held in the employee stock purchase plan.
2. This option, granted on October 24, 2011, vested in equal annual installments over a three-year period and was fully vested on October 24, 2014.
3. This option, granted on October 23, 2012, vested in equal annual installments over a three-year period and was fully vested on October 23, 2015.
4. This option, granted on October 24, 2013, vested in equal annual installments over a three-year period and was fully vested on October 24, 2016.
5. This option, granted on October 27, 2014, vested in equal annual installments over a three-year period and was fully vested on October 27, 2017.
6. This option, granted on October 26, 2015, vested in equal annual installments over a three-year period and was fully vested on October 26, 2018
7. This option, granted on October 24, 2016, vests in equal annual installments over a three-year period and will become fully vested on October 24, 2019.
8. This option, granted on October 25, 2017, vests in equal annual installments over a three-year period and will become fully vested on October 25, 2020.
9. This option, granted on October 24, 2018, vests in equal annual installments over a three-year period and will become fully vested on October 24, 2021.
Remarks:
Karen J. Holcom 09/05/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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