0001301540-19-000004.txt : 20190812
0001301540-19-000004.hdr.sgml : 20190812
20190812133749
ACCESSION NUMBER: 0001301540-19-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190630
FILED AS OF DATE: 20190812
DATE AS OF CHANGE: 20190812
EFFECTIVENESS DATE: 20190812
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rock Point Advisors, LLC
CENTRAL INDEX KEY: 0001301540
IRS NUMBER: 201192730
STATE OF INCORPORATION: VT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11103
FILM NUMBER: 191015401
BUSINESS ADDRESS:
STREET 1: 77 COLLEGE STREET
CITY: BURLINGTON
STATE: VT
ZIP: 05401
BUSINESS PHONE: 802-864-2266
MAIL ADDRESS:
STREET 1: 77 COLLEGE STREET
CITY: BURLINGTON
STATE: VT
ZIP: 05401
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
true
0001301540
XXXXXXXX
06-30-2019
06-30-2019
Rock Point Advisors, LLC
77 COLLEGE STREET
BURLINGTON
VT
05401
13F HOLDINGS REPORT
028-11103
N
Brian Culver
Chief Compliance Officer
802-839-9861
Brian Culver
Burlington
VT
08-12-2019
0
71
219802
false
INFORMATION TABLE
2
13F.xml
13F
Accenture
SHS Class A
G1151C101
7806
42249
SH
SOLE
40874
0
1375
Ameresco
CL A
02361E108
4328
293830
SH
SOLE
281355
0
12475
American International Group
COM NEW
026874784
4831
90677
SH
SOLE
88157
0
2520
Annaly Capital Mgmt
COM
035710409
3978
435746
SH
SOLE
420496
0
15250
Apple Computer
COM
037833100
11688
59056
SH
SOLE
57101
0
1955
AT&T
COM
00206R102
218
6495
SH
SOLE
6495
0
0
BB&T
COM
054937107
226
4600
SH
SOLE
4600
0
0
Berkshire Hathaway Cl B
CL B NEW
084670702
245
1151
SH
SOLE
1151
0
0
BlackRock Muni Intermediate Duration Fund
COM
09253X102
518
36847
SH
SOLE
36847
0
0
BlackRock MuniHoldings Inv Qty
COM
09254P108
508
38220
SH
SOLE
36970
0
1250
Centurylink
COM
156700106
14879
1265241
SH
SOLE
1224031
0
41210
ChevronTexaco
COM
166764100
539
4330
SH
SOLE
4330
0
0
Chubb Corporation
COM
H1467J104
10288
69848
SH
SOLE
67446
0
2402
Cisco Systems
COM
17275R102
2633
48109
SH
SOLE
45043
0
3066
Citigroup
COM NEW
172967424
13138
187609
SH
SOLE
181849
0
5760
ClearBridge Energy MLP Fund Inc
COM
18469P100
5131
557704
SH
SOLE
533986
0
23718
Clearway Energy Inc
CL A
18539C105
5736
354485
SH
SOLE
341835
0
12650
Cloudera Inc
COM
18914U100
223
42404
SH
SOLE
39322
0
3082
Coca-Cola
COM
191216100
308
6045
SH
SOLE
5645
0
400
Delta Air Lines
COM NEW
247361702
3691
65045
SH
SOLE
63195
0
1850
Dupont De Nemours Inc
COM
26614N102
213
2836
SH
SOLE
2836
0
0
Eaton Vance Floating Rate
COM
278279104
249
18500
SH
SOLE
17500
0
1000
Eaton Vance Ltd Duration
COM
27828H105
274
21695
SH
SOLE
21695
0
0
Eaton Vance Municipal Bond Fd
COM
27827X101
138
11084
SH
SOLE
11084
0
0
Evolent Health Inc
CL A
30050B101
3454
434485
SH
SOLE
417735
0
16750
Exxon Mobil
COM
30231G102
483
6302
SH
SOLE
4369
0
1933
First BanCorp PR
COM NEW
318672706
4590
415786
SH
SOLE
400536
0
15250
General Electric
COM
369604103
334
31781
SH
SOLE
26705
0
5076
Gilead Sciences Inc
COM
375558103
8977
132878
SH
SOLE
129223
0
3655
Granite Construction Inc
COM
387328107
3856
80040
SH
SOLE
76765
0
3275
ING Groep NV Adr
SPONSORED ADR
456837103
8890
768363
SH
SOLE
739995
0
28368
Jefferies Financial Group
COM
47233W109
7769
404003
SH
SOLE
390228
0
13775
Johnson & Johnson
COM
478160104
1038
7456
SH
SOLE
6390
0
1066
JPM Alerian MLP Index ETN
ALERIAN ML ETN
46625H365
2475
98571
SH
SOLE
96221
0
2350
Kennedy-Wilson Holdings
COM
489398107
13657
663949
SH
SOLE
642134
0
21815
Lockheed Martin Corp
COM
539830109
270
744
SH
SOLE
744
0
0
MFS Charter Income Trust
SH BEN INT
552727109
89
10900
SH
SOLE
10900
0
0
Microsoft
COM
594918104
1110
8283
SH
SOLE
7283
0
1000
Nuveen NC Prem Income
COM
67060P100
213
16000
SH
SOLE
16000
0
0
Owens Corning Inc
COM
690742101
4718
81068
SH
SOLE
79443
0
1625
Pepsico
COM
713448108
681
5197
SH
SOLE
4877
0
320
Pfizer
COM
717081103
714
16486
SH
SOLE
16486
0
0
PGT Inc
COM
69336V101
4621
276405
SH
SOLE
267155
0
9250
Popular
COM NEW
733174700
3966
73125
SH
SOLE
70965
0
2160
Procter & Gamble
COM
742718109
721
6578
SH
SOLE
5298
0
1280
Prudential PLC
ADR
74435K204
11768
268550
SH
SOLE
258790
0
9760
Relx Plc Spon Ads Each Repr 1 Ord Shs Gb
SPONSORED ADR
759530108
423
17346
SH
SOLE
16146
0
1200
Royal Gold Inc
COM
780287108
205
2000
SH
SOLE
2000
0
0
Schwab International Equity ETF
INTL EQTY ETF
808524805
262
8176
SH
SOLE
8176
0
0
Schwab Short-Term U.S. Treasury ETF
SHT TM US TRES
808524862
283
5593
SH
SOLE
5593
0
0
Schwab US Aggregate Bond ETF
US AGGREGATE B
808524839
260
4900
SH
SOLE
4900
0
0
Schwab US Broad Mkt ETF
US BRD MKT ETF
808524102
260
3685
SH
SOLE
3685
0
0
Schwab US Large Cap ETF
US LRG CAP ETF
808524201
336
4789
SH
SOLE
4789
0
0
Schwab US Mid-Cap ETF
US MID-CAP ETF
808524508
301
5279
SH
SOLE
5279
0
0
Schwab US Small-Cap ETF
US SML CAP ETF
808524607
302
4229
SH
SOLE
4229
0
0
Schwab US TIPS ETF
US TIPS ETF
808524870
270
4799
SH
SOLE
4799
0
0
SPDR Inv Grade Floating Rate
INV GRD FLT RT
78468R200
627
20410
SH
SOLE
20410
0
0
SPDR S&P 500
TR UNIT
78462F103
264
902
SH
SOLE
902
0
0
Stryker
COM
863667101
4973
24191
SH
SOLE
23546
0
645
SunPower Corp
COM
867652406
4484
419420
SH
SOLE
404270
0
15150
Templeton Global Income
COM
880198106
523
82174
SH
SOLE
82174
0
0
TJX Companies
COM
872540109
9183
173660
SH
SOLE
167690
0
5970
Triumph Group Inc
COM
896818101
8077
352696
SH
SOLE
340671
0
12025
Vanguard Short-Term Bond
SHORT TRM BOND
921937827
561
6970
SH
SOLE
6970
0
0
Vodafone Plc ADR
SPNSR ADR
92857W308
5839
357565
SH
SOLE
347690
0
9875
W. P. Carey
COM
92936U109
3394
41805
SH
SOLE
40530
0
1275
Walgreens Boots Alliance
COM
931427108
255
4665
SH
SOLE
4665
0
0
Walt Disney
COM DISNEY
254687106
411
2943
SH
SOLE
2943
0
0
West Claymore Inflation-Linked Securities
COM SH BEN INT
95766Q106
1797
154275
SH
SOLE
152575
0
1700
Wheaton Precious Metals
COM
962879102
261
10790
SH
SOLE
10790
0
0
Yamana Gold
COM
98462Y100
71
28000
SH
SOLE
28000
0
0