0001301540-18-000008.txt : 20181107 0001301540-18-000008.hdr.sgml : 20181107 20181107150931 ACCESSION NUMBER: 0001301540-18-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181107 DATE AS OF CHANGE: 20181107 EFFECTIVENESS DATE: 20181107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rock Point Advisors, LLC CENTRAL INDEX KEY: 0001301540 IRS NUMBER: 201192730 STATE OF INCORPORATION: VT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11103 FILM NUMBER: 181165965 BUSINESS ADDRESS: STREET 1: 77 COLLEGE STREET CITY: BURLINGTON STATE: VT ZIP: 05401 BUSINESS PHONE: 802-864-2266 MAIL ADDRESS: STREET 1: 77 COLLEGE STREET CITY: BURLINGTON STATE: VT ZIP: 05401 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001301540 XXXXXXXX 09-30-2018 09-30-2018 Rock Point Advisors, LLC

77 COLLEGE STREET BURLINGTON VT 05401

13F HOLDINGS REPORT 028-11103 N Brian Culver 802-864-2266 Brian Culver Burlington VT 11-07-2018 0 72 224627 false INFORMATION TABLE 2 13F.xml 13F Accenture SHS Class A G1151C101 7291 42837 SH SOLE 41419 0 1418 Affiliated Managers Group COM 008252108 2516 18401 SH SOLE 17761 0 640 Ameresco CL A 02361E108 3239 237260 SH SOLE 226245 0 11015 American International Group COM NEW 026874784 3821 71775 SH SOLE 69330 0 2445 Apple Computer COM 037833100 11788 52219 SH SOLE 50369 0 1850 ARRIS International plc SHS G0551A103 4471 172030 SH SOLE 164580 0 7450 AT&T COM 00206R102 227 6749 SH SOLE 6749 0 0 BB&T COM 054937107 223 4600 SH SOLE 4600 0 0 Berkshire Hathaway Cl B CL B NEW 084670702 289 1351 SH SOLE 1351 0 0 BlackRock Muni Intermediate Duration Fund COM 09253X102 1145 87542 SH SOLE 84542 0 3000 Centurylink COM 156700106 8516 401720 SH SOLE 388870 0 12850 ChevronTexaco COM 166764100 569 4657 SH SOLE 4657 0 0 Chubb Corporation COM H1467J104 9498 71074 SH SOLE 68414 0 2660 Cisco Systems COM 17275R102 2942 60483 SH SOLE 56833 0 3650 Citigroup COM NEW 172967424 12666 176552 SH SOLE 170892 0 5660 ClearBridge American Energy MLP Fund Inc. COM 184691103 9491 1206030 SH SOLE 1161130 0 44900 Coca-Cola COM 191216100 307 6655 SH SOLE 6255 0 400 Delta Air Lines COM NEW 247361702 3066 53025 SH SOLE 51225 0 1800 Dominion Resources COM 25746U109 242 3444 SH SOLE 3444 0 0 Eaton Vance Floating Rate COM 278279104 252 17250 SH SOLE 16250 0 1000 Eaton Vance Ltd Duration COM 27828H105 226 17795 SH SOLE 17795 0 0 Eldorado Gold COM 284902103 13 15000 SH SOLE 15000 0 0 Exxon Mobil COM 30231G102 639 7517 SH SOLE 5456 0 2061 First BanCorp PR COM NEW 318672706 5610 616486 SH SOLE 593236 0 23250 General Electric COM 369604103 364 32277 SH SOLE 27201 0 5076 General Mills COM 370334104 250 5820 SH SOLE 5820 0 0 Gilead Sciences Inc COM 375558103 10754 139278 SH SOLE 135123 0 4155 Goldcorp COM 380956409 126 12348 SH SOLE 12348 0 0 Goodyear Tire & Rubber COM 382550101 2972 127080 SH SOLE 122230 0 4850 Hortonworks Inc COM 440894103 3227 141490 SH SOLE 137135 0 4355 ING Groep NV Adr SPONSORED ADR 456837103 9358 721489 SH SOLE 697046 0 24443 International Business Machines COM 459200101 278 1838 SH SOLE 1632 0 206 Jefferies Financial Group COM 47233W109 6391 291015 SH SOLE 280615 0 10400 Johnson & Johnson COM 478160104 1043 7550 SH SOLE 6392 0 1158 Kennedy-Wilson Holdings COM 489398107 14361 667953 SH SOLE 646283 0 21670 Lockheed Martin Corp COM 539830109 265 766 SH SOLE 766 0 0 MFS Charter Income Trust SH BEN INT 552727109 85 10900 SH SOLE 10900 0 0 Micro Focus SPON ADR NEW 594837304 3149 170400 SH SOLE 166875 0 3525 Microsoft COM 594918104 881 7705 SH SOLE 6705 0 1000 Nuveen NC Prem Income COM 67060P100 204 17000 SH SOLE 17000 0 0 Owens Corning Inc COM 690742101 7895 145480 SH SOLE 140455 0 5025 Pepsico COM 713448108 617 5517 SH SOLE 5117 0 400 Pfizer COM 717081103 845 19166 SH SOLE 19166 0 0 Popular COM NEW 733174700 4644 90620 SH SOLE 87720 0 2900 Procter & Gamble COM 742718109 840 10093 SH SOLE 8616 0 1477 Prudential PLC ADR 74435K204 8863 193125 SH SOLE 186855 0 6270 Relx SPONSORED ADR 759530108 571 27288 SH SOLE 25257 0 2031 Schwab International Equity ETF INTL EQTY ETF 808524805 328 9796 SH SOLE 9796 0 0 Schwab Short-Term U.S. Treasury ETF SHT TM US TRES 808524862 220 4443 SH SOLE 4443 0 0 Schwab US Aggregate Bond ETF US AGGREGATE B 808524839 254 5045 SH SOLE 5045 0 0 Schwab US Broad Mkt ETF US BRD MKT ETF 808524102 235 3334 SH SOLE 3334 0 0 Schwab US Large Cap ETF US LRG CAP ETF 808524201 525 7551 SH SOLE 7551 0 0 Schwab US Mid-Cap ETF US MID-CAP ETF 808524508 390 6748 SH SOLE 6748 0 0 Schwab US Small-Cap ETF US SML CAP ETF 808524607 375 4918 SH SOLE 4918 0 0 Schwab US TIPS ETF US TIPS ETF 808524870 259 4799 SH SOLE 4799 0 0 SPDR Inv Grade Floating Rate INV GRD FLT RT 78468R200 647 21010 SH SOLE 21010 0 0 SPDR S&P 500 TR UNIT 78462F103 227 781 SH SOLE 781 0 0 Stryker COM 863667101 4420 24876 SH SOLE 24266 0 610 SunPower Corp COM 867652406 4358 596940 SH SOLE 574490 0 22450 Templeton Global Income COM 880198106 557 90969 SH SOLE 90969 0 0 The Dow Chemical Company COM 26078J100 530 8244 SH SOLE 8244 0 0 TJX Companies COM 872540109 9679 86403 SH SOLE 83418 0 2985 Triumph Group Inc COM 896818101 7428 318805 SH SOLE 307505 0 11300 Vanguard Short-Term Bond SHORT TRM BOND 921937827 559 7170 SH SOLE 7170 0 0 Vodafone Plc ADR SPNSR ADR 92857W308 8974 413545 SH SOLE 401620 0 11925 W. P. Carey COM 92936U109 7892 122714 SH SOLE 118399 0 4315 Walgreens Boots Alliance COM 931427108 358 4915 SH SOLE 4915 0 0 Walt Disney COM DISNEY 254687106 347 2967 SH SOLE 2967 0 0 West Claymor Inflation-Linked Securities COM SH BEN INT 95766Q106 1729 153550 SH SOLE 151850 0 1700 Wheaton Precious Metals COM 962879102 191 10930 SH SOLE 10930 0 0 Yamana Gold COM 98462Y100 70 28000 SH SOLE 28000 0 0 Zimmer Biomet Hldgs COM 98956P102 7045 53585 SH SOLE 52010 0 1575