0001301540-18-000004.txt : 20180511
0001301540-18-000004.hdr.sgml : 20180511
20180511110048
ACCESSION NUMBER: 0001301540-18-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180331
FILED AS OF DATE: 20180511
DATE AS OF CHANGE: 20180511
EFFECTIVENESS DATE: 20180511
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rock Point Advisors, LLC
CENTRAL INDEX KEY: 0001301540
IRS NUMBER: 201192730
STATE OF INCORPORATION: VT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11103
FILM NUMBER: 18825507
BUSINESS ADDRESS:
STREET 1: 77 COLLEGE STREET
CITY: BURLINGTON
STATE: VT
ZIP: 05401
BUSINESS PHONE: 802-864-2266
MAIL ADDRESS:
STREET 1: 77 COLLEGE STREET
CITY: BURLINGTON
STATE: VT
ZIP: 05401
13F-HR
1
primary_doc.xml
13F-HR
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false
true
true
0001301540
XXXXXXXX
03-31-2018
03-31-2018
Rock Point Advisors, LLC
77 COLLEGE STREET
BURLINGTON
VT
05401
13F HOLDINGS REPORT
028-11103
N
Brian Culver
Chief Compliance Officer
802-864-2266
Brian Culver
Burlington
VT
05-11-2018
0
73
202888
false
INFORMATION TABLE
2
13F.xml
13F
Accenture
SHS Class A
G1151C101
7227
47081
SH
SOLE
45631
0
1450
AES
COM
00130H105
4009
352615
SH
SOLE
341815
0
10800
Affiliated Managers Group
COM
008252108
2962
15622
SH
SOLE
14982
0
640
Ameresco
CL A
02361E108
5284
406445
SH
SOLE
387045
0
19400
American International Group
COM NEW
026874784
2804
51530
SH
SOLE
49960
0
1570
Apple Computer
COM
037833100
11001
65566
SH
SOLE
63272
0
2294
ARRIS International plc
SHS
G0551A103
4518
170040
SH
SOLE
162590
0
7450
AT&T
COM
00206R102
244
6834
SH
SOLE
6834
0
0
BB&T
COM
054937107
239
4600
SH
SOLE
4600
0
0
BlackRock Muni Intermediate Duration Fund
COM
09253X102
1017
77575
SH
SOLE
75575
0
2000
Centurylink
COM
156700106
9000
547761
SH
SOLE
530361
0
17400
ChevronTexaco
COM
166764100
593
5202
SH
SOLE
5202
0
0
Chubb Corporation
COM
H1467J104
8026
58684
SH
SOLE
56609
0
2075
Cisco Systems
COM
17275R102
2858
66644
SH
SOLE
62994
0
3650
Citigroup
COM NEW
172967424
11467
169877
SH
SOLE
164287
0
5590
ClearBridge American Energy MLP Fund Inc.
COM
184691103
6306
925920
SH
SOLE
889720
0
36200
Coca-Cola
COM
191216100
283
6505
SH
SOLE
6105
0
400
Delta Air Lines
COM NEW
247361702
2834
51705
SH
SOLE
49935
0
1770
Dominion Resources
COM
25746U109
232
3444
SH
SOLE
3444
0
0
Domtar Corporation
COM NEW
257559203
6065
142565
SH
SOLE
137630
0
4935
Eaton Vance Floating Rate
COM
278279104
811
54244
SH
SOLE
52244
0
2000
Eaton Vance Ltd Duration
COM
27828H105
196
15045
SH
SOLE
15045
0
0
Echelon
COM
27874N303
80
17343
SH
SOLE
17343
0
0
Eldorado Gold
COM
284902103
13
15000
SH
SOLE
15000
0
0
Exxon Mobil
COM
30231G102
577
7735
SH
SOLE
5674
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2061
First BanCorp PR
COM NEW
318672706
7148
1187450
SH
SOLE
1148000
0
39450
General Electric
COM
369604103
436
32327
SH
SOLE
27251
0
5076
General Mills
COM
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225
4990
SH
SOLE
4990
0
0
Gilead Sciences Inc
COM
375558103
8588
113910
SH
SOLE
110545
0
3365
Goldcorp
COM
380956409
171
12348
SH
SOLE
12348
0
0
Hortonworks Inc
COM
440894103
3470
170330
SH
SOLE
165475
0
4855
ING Groep NV Adr
SPONSORED ADR
456837103
5895
348204
SH
SOLE
337211
0
10993
International Business Machines
COM
459200101
259
1686
SH
SOLE
1480
0
206
Johnson & Johnson
COM
478160104
944
7370
SH
SOLE
6212
0
1158
Kennedy-Wilson Holdings
COM
489398107
12668
728063
SH
SOLE
704743
0
23320
Lockheed Martin Corp
COM
539830109
259
766
SH
SOLE
766
0
0
MFS Charter Income Trust
SH BEN INT
552727109
89
10900
SH
SOLE
10900
0
0
Micro Focus
SPON ADR NEW
594837304
2892
206005
SH
SOLE
199805
0
6200
Microsoft
COM
594918104
736
8066
SH
SOLE
7066
0
1000
Nuveen NC Prem Income
COM
67060P100
209
17000
SH
SOLE
17000
0
0
Pepsico
COM
713448108
618
5660
SH
SOLE
5260
0
400
Pfizer
COM
717081103
727
20496
SH
SOLE
20496
0
0
PGT Inc
COM
69336V101
3196
171355
SH
SOLE
165580
0
5775
Popular
COM NEW
733174700
3865
92855
SH
SOLE
89955
0
2900
Procter & Gamble
COM
742718109
761
9593
SH
SOLE
8116
0
1477
Prudential PLC
ADR
74435K204
9442
184675
SH
SOLE
179035
0
5640
RELX Group
SPONSORED ADR
75955B102
756
36370
SH
SOLE
34339
0
2031
Schwab International Equity ETF
INTL EQTY ETF
808524805
317
9399
SH
SOLE
9399
0
0
Schwab Short-Term U.S. Treasury ETF
SHT TM US TRES
808524862
231
4643
SH
SOLE
4643
0
0
Schwab US Aggregate Bond ETF
US AGGREGATE B
808524839
283
5550
SH
SOLE
5550
0
0
Schwab US Broad Mkt ETF
US BRD MKT ETF
808524102
204
3199
SH
SOLE
3199
0
0
Schwab US Large Cap ETF
US LRG CAP ETF
808524201
469
7431
SH
SOLE
7431
0
0
Schwab US Mid-Cap ETF
US MID-CAP ETF
808524508
361
6821
SH
SOLE
6821
0
0
Schwab US Small-Cap ETF
US SML CAP ETF
808524607
339
4899
SH
SOLE
4899
0
0
Schwab US TIPS ETF
US TIPS ETF
808524870
298
5437
SH
SOLE
5437
0
0
SPDR Inv Grade Floating Rate
INV GRD FLT RT
78468R200
674
21938
SH
SOLE
21938
0
0
SPDR Nuveen Barclays ST Muni
NUVEEN BLMBRG SR
78468R739
245
5120
SH
SOLE
4720
0
400
SPDR S&P 500
TR UNIT
78462F103
206
781
SH
SOLE
781
0
0
Stryker
COM
863667101
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25526
SH
SOLE
24851
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SunPower Corp
COM
867652406
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SH
SOLE
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Templeton Global Income
COM
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84969
SH
SOLE
84969
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The Dow Chemical Company
COM
26078J100
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8511
SH
SOLE
8511
0
0
TJX Companies
COM
872540109
9555
117152
SH
SOLE
113017
0
4135
Triumph Group Inc
COM
896818101
6688
265400
SH
SOLE
255525
0
9875
Vanguard Short-Term Bond
SHORT TRM BOND
921937827
639
8145
SH
SOLE
8145
0
0
Vodafone Plc ADR
SPNSR ADR
92857W308
4106
147575
SH
SOLE
143875
0
3700
W. P. Carey
COM
92936U109
7794
125724
SH
SOLE
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Walgreens Boots Alliance
COM
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322
4915
SH
SOLE
4915
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Walt Disney
COM DISNEY
254687106
293
2917
SH
SOLE
2917
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West Claymor Inflation-Linked Securities
COM SH BEN INT
95766Q106
2002
173600
SH
SOLE
171900
0
1700
Wheaton Precious Metals
COM
962879102
223
10930
SH
SOLE
10930
0
0
Yamana Gold
COM
98462Y100
77
28000
SH
SOLE
28000
0
0
Zimmer Biomet Hldgs
COM
98956P102
5703
52298
SH
SOLE
50723
0
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