0001301540-18-000002.txt : 20180209
0001301540-18-000002.hdr.sgml : 20180209
20180209114704
ACCESSION NUMBER: 0001301540-18-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180209
DATE AS OF CHANGE: 20180209
EFFECTIVENESS DATE: 20180209
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rock Point Advisors, LLC
CENTRAL INDEX KEY: 0001301540
IRS NUMBER: 201192730
STATE OF INCORPORATION: VT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11103
FILM NUMBER: 18589754
BUSINESS ADDRESS:
STREET 1: 77 COLLEGE STREET
CITY: BURLINGTON
STATE: VT
ZIP: 05401
BUSINESS PHONE: 802-864-2266
MAIL ADDRESS:
STREET 1: 77 COLLEGE STREET
CITY: BURLINGTON
STATE: VT
ZIP: 05401
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
true
0001301540
XXXXXXXX
12-31-2017
12-31-2017
Rock Point Advisors, LLC
77 COLLEGE STREET
BURLINGTON
VT
05401
13F HOLDINGS REPORT
028-11103
N
Brian Culver
Chief Compliance Officer
802-864-2266
Brian Culver
Burlington
VT
02-09-2018
0
75
214634
false
INFORMATION TABLE
2
13F.xml
13F
Accenture
SHS Class A
G1151C101
7793
50904
SH
SOLE
49284
0
1620
AES
COM
00130H105
3708
342380
SH
SOLE
335180
0
7200
Affiliated Managers Group
COM
008252108
3677
17915
SH
SOLE
17175
0
740
Ameresco
CL A
02361E108
6455
750633
SH
SOLE
717667
0
32966
American International Group
COM NEW
026874784
2692
45190
SH
SOLE
43620
0
1570
Apple Computer
COM
037833100
11017
65098
SH
SOLE
62649
0
2449
AT&T
COM
00206R102
266
6834
SH
SOLE
6834
0
0
BB&T
COM
054937107
229
4600
SH
SOLE
4600
0
0
BlackRock Muni Intermediate Duration Fund
COM
09253X102
1081
77650
SH
SOLE
75650
0
2000
Celgene
COM
151020104
211
2026
SH
SOLE
2026
0
0
Centurylink
COM
156700106
9636
577713
SH
SOLE
558138
0
19575
ChevronTexaco
COM
166764100
651
5202
SH
SOLE
5202
0
0
Chubb Corporation
COM
H1467J104
6957
47610
SH
SOLE
45863
0
1747
Cisco Systems
COM
17275R102
3146
82135
SH
SOLE
77668
0
4467
Citigroup
COM NEW
172967424
12785
171813
SH
SOLE
166173
0
5640
ClearBridge American Energy MLP Fund Inc.
COM
184691103
6997
844995
SH
SOLE
811945
0
33050
Coca-Cola
COM
191216100
298
6505
SH
SOLE
6105
0
400
Delta Air Lines
COM NEW
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3281
58590
SH
SOLE
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Dominion Resources
COM
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279
3444
SH
SOLE
3444
0
0
Domtar Corporation
COM NEW
257559203
10337
208745
SH
SOLE
201265
0
7480
Eaton Vance Floating Rate
COM
278279104
799
55744
SH
SOLE
53744
0
2000
Echelon
COM
27874N303
105
18543
SH
SOLE
18543
0
0
Eldorado Gold
COM
284902103
21
15000
SH
SOLE
15000
0
0
Exxon Mobil
COM
30231G102
679
8121
SH
SOLE
6060
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2061
First BanCorp PR
COM NEW
318672706
6439
1262570
SH
SOLE
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0
42150
General Electric
COM
369604103
564
32327
SH
SOLE
27251
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5076
General Mills
COM
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296
4990
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SOLE
4990
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0
Gilead Sciences Inc
COM
375558103
8388
117090
SH
SOLE
113725
0
3365
Goldcorp
COM
380956409
158
12348
SH
SOLE
12348
0
0
Hortonworks Inc
COM
440894103
5013
249270
SH
SOLE
243420
0
5850
ING Groep NV Adr
SPONSORED ADR
456837103
7967
431574
SH
SOLE
419906
0
11668
International Business Machines
COM
459200101
259
1686
SH
SOLE
1480
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206
Ishares US Technology
U.S. Tech ETF
464287721
201
1237
SH
SOLE
1237
0
0
Johnson & Johnson
COM
478160104
1035
7410
SH
SOLE
6252
0
1158
Kennedy-Wilson Holdings
COM
489398107
9348
538770
SH
SOLE
524300
0
14470
Lockheed Martin Corp
COM
539830109
246
766
SH
SOLE
766
0
0
MFS Charter Income Trust
SH BEN INT
552727109
92
10900
SH
SOLE
10900
0
0
Micro Focus
SPON ADR NEW
594837304
2567
76415
SH
SOLE
73440
0
2975
Microsoft
COM
594918104
713
8341
SH
SOLE
7341
0
1000
Newell Rubbermaid
COM
651229106
5640
182532
SH
SOLE
177275
0
5257
Nuveen NC Prem Income
COM
67060P100
206
16000
SH
SOLE
16000
0
0
Pepsico
COM
713448108
707
5893
SH
SOLE
5360
0
533
Pfizer
COM
717081103
755
20836
SH
SOLE
20836
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PGT Inc
COM
69336V101
5728
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SH
SOLE
327341
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Popular
COM NEW
733174700
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75120
SH
SOLE
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Procter & Gamble
COM
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881
9593
SH
SOLE
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1477
Prudential PLC
ADR
74435K204
9502
187125
SH
SOLE
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5740
RELX Group
SPONSORED ADR
75955B102
966
41879
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SOLE
39848
0
2031
Schwab International Equity ETF
INTL EQTY ETF
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337
9883
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SOLE
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0
Schwab Short-Term U.S. Treasury ETF
SHT TM US TRES
808524862
205
4093
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SOLE
4093
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0
Schwab US Aggregate Bond ETF
US AGGREGATE B
808524839
284
5450
SH
SOLE
5450
0
0
Schwab US Large Cap ETF
US LRG CAP ETF
808524201
557
8731
SH
SOLE
8731
0
0
Schwab US Mid-Cap ETF
US MID-CAP ETF
808524508
391
7331
SH
SOLE
7331
0
0
Schwab US Small-Cap ETF
US SML CAP ETF
808524607
364
5215
SH
SOLE
5215
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0
Schwab US TIPS ETF
US TIPS ETF
808524870
304
5487
SH
SOLE
5487
0
0
SPDR Euro Stoxx 50
EURO STOXX 50
78463X202
534
13110
SH
SOLE
13110
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0
SPDR Inv Grade Floating Rate
INV GRD FLT RT
78468R200
688
22438
SH
SOLE
22438
0
0
SPDR Nuveen Barclays ST Muni
NUVEEN BLMBRG SR
78468R739
219
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SOLE
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SPDR S&P 500
TR UNIT
78462F103
208
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SH
SOLE
781
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Sprouts Farmers Market
COM
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SOLE
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Stryker
COM
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SOLE
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SunPower Corp
COM
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SOLE
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Templeton Global Income
COM
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SH
SOLE
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The Dow Chemical Company
COM
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SH
SOLE
8511
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TJX Companies
COM
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SH
SOLE
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Triumph Group Inc
COM
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SH
SOLE
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8550
Vanguard Short-Term Bond
SHORT TRM BOND
921937827
706
8925
SH
SOLE
8925
0
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Vodafone Plc ADR
SPNSR ADR
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SH
SOLE
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3700
W. P. Carey
COM
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8409
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SH
SOLE
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Walgreens Boots Alliance
COM
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379
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SOLE
5215
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Walt Disney
COM DISNEY
254687106
335
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SH
SOLE
3117
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West Claymor Inflation-Linked Securities
COM SH BEN INT
95766Q106
2055
174275
SH
SOLE
172575
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Wheaton Precious Metals
COM
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242
10930
SH
SOLE
10930
0
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Yamana Gold
COM
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87
28000
SH
SOLE
28000
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Zimmer Biomet Hldgs
COM
98956P102
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SH
SOLE
51170
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