0001301540-17-000006.txt : 20170810
0001301540-17-000006.hdr.sgml : 20170810
20170810160137
ACCESSION NUMBER: 0001301540-17-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170810
DATE AS OF CHANGE: 20170810
EFFECTIVENESS DATE: 20170810
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rock Point Advisors, LLC
CENTRAL INDEX KEY: 0001301540
IRS NUMBER: 201192730
STATE OF INCORPORATION: VT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11103
FILM NUMBER: 171021432
BUSINESS ADDRESS:
STREET 1: 77 COLLEGE STREET
CITY: BURLINGTON
STATE: VT
ZIP: 05401
BUSINESS PHONE: 802-864-2266
MAIL ADDRESS:
STREET 1: 77 COLLEGE STREET
CITY: BURLINGTON
STATE: VT
ZIP: 05401
13F-HR
1
primary_doc.xml
13F-HR
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false
true
false
0001301540
XXXXXXXX
06-30-2017
06-30-2017
Rock Point Advisors, LLC
77 COLLEGE STREET
BURLINGTON
VT
05401
13F HOLDINGS REPORT
028-11103
N
Brian Culver
Chief Compliance Officer
802-864-2266
Brian Culver
Burlington
VT
08-10-2017
0
77
212834
false
INFORMATION TABLE
2
13F.xml
13F
Accenture
SHS Class A
G1151C101
6396
51717
SH
SOLE
50097
0
1620
Affiliated Managers Group
COM
008252108
3005
18120
SH
SOLE
17380
0
740
Ameresco
CL A
02361E108
6251
811776
SH
SOLE
775710
0
36066
American International Group
COM NEW
026874784
2535
40550
SH
SOLE
39050
0
1500
Apple Computer
COM
037833100
10606
73640
SH
SOLE
70854
0
2786
AT&T
COM
00206R102
265
7023
SH
SOLE
7023
0
0
BB&T
COM
054937107
209
4600
SH
SOLE
4600
0
0
BlackRock Muni Intermediate Duration Fund
COM
09253X102
1246
88755
SH
SOLE
86755
0
2000
Celgene
COM
151020104
263
2026
SH
SOLE
2026
0
0
ChevronTexaco
COM
166764100
550
5274
SH
SOLE
5274
0
0
Chubb Corporation
COM
H1467J104
7019
48283
SH
SOLE
46536
0
1747
Cisco Systems
COM
17275R102
2549
81433
SH
SOLE
76966
0
4467
Citigroup
COM NEW
172967424
12001
179439
SH
SOLE
173754
0
5685
ClearBridge American Energy MLP Fund Inc.
COM
184691103
6406
712575
SH
SOLE
685425
0
27150
Coca-Cola
COM
191216100
323
7205
SH
SOLE
6805
0
400
Delphi Automotive
SHS
G27823106
2925
33370
SH
SOLE
32355
0
1015
Delta Air Lines
COM NEW
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3127
58185
SH
SOLE
56215
0
1970
Dominion Resources
COM
25746U109
264
3444
SH
SOLE
3444
0
0
Domtar Corporation
COM NEW
257559203
10734
279390
SH
SOLE
269511
0
9879
Dow Chemical
COM
260543103
255
4040
SH
SOLE
4040
0
0
DuPont
COM
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288
3568
SH
SOLE
3568
0
0
Eaton Vance Floating Rate
COM
278279104
968
63949
SH
SOLE
61949
0
2000
Echelon
COM
27874N303
98
19070
SH
SOLE
19070
0
0
Eldorado Gold
COM
284902103
40
15000
SH
SOLE
15000
0
0
Exxon Mobil
COM
30231G102
795
9845
SH
SOLE
7994
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1851
First BanCorp PR
COM NEW
318672706
5499
949705
SH
SOLE
912805
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36900
General Electric
COM
369604103
858
31762
SH
SOLE
26686
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5076
General Mills
COM
370334104
276
4990
SH
SOLE
4990
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0
Gilead Sciences Inc
COM
375558103
8761
123777
SH
SOLE
120412
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3365
Goldcorp
COM
380956409
132
10200
SH
SOLE
10200
0
0
Grifols B ADR
SP ADR REP B NVT
398438408
7997
378471
SH
SOLE
364063
0
14408
Hortonworks Inc
COM
440894103
4552
353430
SH
SOLE
343030
0
10400
ING Groep NV Adr
SPONSORED ADR
456837103
7572
435409
SH
SOLE
423741
0
11668
International Business Machines
COM
459200101
282
1836
SH
SOLE
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206
Ishares US Technology
U.S. Tech ETF
464287721
301
2154
SH
SOLE
2154
0
0
Johnson & Johnson
COM
478160104
921
6964
SH
SOLE
6002
0
962
Kennedy-Wilson Holdings
COM
489398107
7637
400895
SH
SOLE
388850
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12045
Layne Christensen
COM
521050104
445
50575
SH
SOLE
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Livanova
SHS
G5509L101
3418
55845
SH
SOLE
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2260
Lockheed Martin Corp
COM
539830109
213
766
SH
SOLE
766
0
0
Merck
COM
58933Y105
240
3744
SH
SOLE
3394
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350
MFS Charter Income Trust
SH BEN INT
552727109
94
10900
SH
SOLE
10900
0
0
Microsoft
COM
594918104
580
8421
SH
SOLE
7421
0
1000
Newell Rubbermaid
COM
651229106
4354
81196
SH
SOLE
78789
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2407
Nuveen NC Prem Income
COM
67060P100
213
16000
SH
SOLE
16000
0
0
Pepsico
COM
713448108
701
6068
SH
SOLE
5535
0
533
Pfizer
COM
717081103
720
21429
SH
SOLE
21429
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0
PGT Inc
COM
69336V101
5918
462328
SH
SOLE
445428
0
16900
Procter & Gamble
COM
742718109
921
10573
SH
SOLE
9096
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1477
Prudential PLC
ADR
74435K204
8689
188840
SH
SOLE
183100
0
5740
RELX Group
SPONSORED ADR
75955B102
930
44978
SH
SOLE
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2726
Schwab International Equity ETF
INTL EQTY ETF
808524805
323
10176
SH
SOLE
10176
0
0
Schwab US Aggregate Bond ETF
US AGGREGATE B
808524839
287
5490
SH
SOLE
5490
0
0
Schwab US Large Cap ETF
US LRG CAP ETF
808524201
545
9426
SH
SOLE
9426
0
0
Schwab US Mid-Cap ETF
US MID-CAP ETF
808524508
379
7868
SH
SOLE
7868
0
0
Schwab US Small-Cap ETF
US SML CAP ETF
808524607
356
5567
SH
SOLE
5567
0
0
Schwab US TIPS ETF
US TIPS ETF
808524870
291
5287
SH
SOLE
5287
0
0
SPDR Euro Stoxx 50
EURO STOXX 50
78463X202
3755
97598
SH
SOLE
96298
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SPDR Inv Grade Floating Rate
INV GRD FLT RT
78468R200
696
22653
SH
SOLE
22653
0
0
SPDR Nuveen Barclays ST Muni
NUVEEN BLMBRG SR
78468R739
207
4270
SH
SOLE
4270
0
0
Sprouts Farmers Market
COM
85208M102
1662
73295
SH
SOLE
67960
0
5335
Stantec Inc
COM
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SH
SOLE
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Stryker
COM
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SOLE
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SunPower Corp
COM
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SH
SOLE
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Templeton Global Income
COM
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SH
SOLE
84021
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TJX Companies
COM
872540109
8499
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SH
SOLE
113808
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Triumph Group Inc
COM
896818101
5369
169900
SH
SOLE
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0
7075
Vanguard Short-Term Bond
SHORT TRM BOND
921937827
907
11355
SH
SOLE
11355
0
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Vodafone Plc ADR
SPNSR ADR
92857W308
4087
142265
SH
SOLE
138565
0
3700
W. P. Carey
COM
92936U109
8127
123122
SH
SOLE
118677
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Walgreens Boots Alliance
COM
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408
5215
SH
SOLE
5215
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Walt Disney
COM DISNEY
254687106
347
3267
SH
SOLE
3267
0
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West Claymor Inflation-Linked Securities
COM SH BEN INT
95766Q106
1968
174200
SH
SOLE
172500
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1700
Wheaton Precious Metals
COM
962879102
217
10930
SH
SOLE
10930
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Yamana Gold
COM
98462Y100
68
28000
SH
SOLE
28000
0
0
Zimmer Biomet Hldgs
COM
98956P102
6638
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SH
SOLE
50119
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1575
Schwab Short-Term U.S. Treasury ETF
SHT TM US TRES
808524862
201
3983
SH
SOLE
3983
0
0