0001301540-16-000016.txt : 20161102
0001301540-16-000016.hdr.sgml : 20161102
20161102155856
ACCESSION NUMBER: 0001301540-16-000016
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161102
DATE AS OF CHANGE: 20161102
EFFECTIVENESS DATE: 20161102
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rock Point Advisors, LLC
CENTRAL INDEX KEY: 0001301540
IRS NUMBER: 201192730
STATE OF INCORPORATION: VT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11103
FILM NUMBER: 161967748
BUSINESS ADDRESS:
STREET 1: 77 COLLEGE STREET
CITY: BURLINGTON
STATE: VT
ZIP: 05401
BUSINESS PHONE: 802-864-2266
MAIL ADDRESS:
STREET 1: 77 COLLEGE STREET
CITY: BURLINGTON
STATE: VT
ZIP: 05401
13F-HR
1
primary_doc.xml
13F-HR
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0001301540
XXXXXXXX
09-30-2016
09-30-2016
Rock Point Advisors, LLC
77 COLLEGE STREET
BURLINGTON
VT
05401
13F HOLDINGS REPORT
028-11103
N
Brian Culver
Chief Compliance Officer
802-864-2266
Brian Culver
Burlington
VT
11-02-2016
0
80
191399
false
INFORMATION TABLE
2
13F.xml
13F
Accenture
SHS Class A
G1151C101
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39467
SH
SOLE
37852
0
1615
Agrofresh Solutions
COM
00856G109
63
12000
SH
SOLE
12000
0
0
Alcoa
COM
013817507
2138
210835
SH
SOLE
204785
0
6050
Ameresco
CL A
02361E108
4205
799522
SH
SOLE
766290
0
33232
Apple Computer
COM
037833100
11481
101560
SH
SOLE
97290
0
4270
AT&T
COM
00206R102
289
7123
SH
SOLE
7123
0
0
Autodesk
COM
052769106
2819
38970
SH
SOLE
37075
0
1895
BlackRock Muni Intermediate Duration Fund
COM
09253X102
1244
82045
SH
SOLE
80045
0
2000
Calpine
COM NEW
131347304
3200
253170
SH
SOLE
244040
0
9130
Celgene
COM
151020104
213
2035
SH
SOLE
2035
0
0
ChevronTexaco
COM
166764100
544
5281
SH
SOLE
5281
0
0
Chubb Corporation
COM
H1467J104
9215
73339
SH
SOLE
70148
0
3191
Cisco Systems
COM
17275R102
2881
90836
SH
SOLE
84694
0
6142
Citigroup
COM NEW
172967424
9986
211427
SH
SOLE
203237
0
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ClearBridge American Energy MLP Fund Inc.
COM
184691103
6149
686225
SH
SOLE
655875
0
30350
Coca-Cola
COM
191216100
298
7050
SH
SOLE
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560
Colgate Palmolive
COM
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3211
SH
SOLE
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400
Corning
COM
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SH
SOLE
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Delphi Automotive
SHS
G27823106
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SOLE
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Delta Air Lines
COM NEW
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58195
SH
SOLE
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Dominion Resources
COM
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3802
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Domtar Corporation
COM NEW
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243052
SH
SOLE
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Dow Chemical
COM
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4760
SH
SOLE
4760
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DuPont
COM
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3668
SH
SOLE
3668
0
0
Eaton Vance Floating Rate
COM
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185546
SH
SOLE
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0
2350
Eaton Vance Senior Incm Tr
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77
11900
SH
SOLE
11900
0
0
Echelon
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155
29487
SH
SOLE
28247
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1240
Eldorado Gold
COM
284902103
59
15000
SH
SOLE
15000
0
0
Exxon Mobil
COM
30231G102
929
10645
SH
SOLE
8434
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2211
First BanCorp PR
COM NEW
318672706
6202
1192755
SH
SOLE
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0
46200
Gallagher Arthur J & Co
COM
363576109
3311
65080
SH
SOLE
63345
0
1735
General Electric
COM
369604103
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31436
SH
SOLE
26360
0
5076
General Mills
COM
370334104
307
4810
SH
SOLE
4810
0
0
Gilead Sciences Inc
COM
375558103
3763
47560
SH
SOLE
45865
0
1695
Goldcorp
COM
380956409
169
10200
SH
SOLE
10200
0
0
Grifols B ADR
SP ADR REP B NVT
398438408
7001
438376
SH
SOLE
420668
0
17708
Hanesbrands
COM
410345102
2990
118420
SH
SOLE
113200
0
5220
ING Groep NV Adr
SPONSORED ADR
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6830
553457
SH
SOLE
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International Business Machines
COM
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315
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SH
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Johnson & Johnson
COM
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7095
SH
SOLE
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Kennedy-Wilson Holdings
COM
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SH
SOLE
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Layne Christensen
COM
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SH
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Livanova
SHS
G5509L101
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39155
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SOLE
37575
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LSB Industries
COM
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SH
SOLE
16000
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Maxwell Technologies
COM
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Merck
COM
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SOLE
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MFS Charter Income Trust
SH BEN INT
552727109
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SOLE
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Microsoft
COM
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SOLE
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Monmouth Real Estate Inv Corp
CL A
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281
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SOLE
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Newell Rubbermaid
COM
651229106
3740
71022
SH
SOLE
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3007
Nuveen NC Prem Income
COM
67060P100
227
16000
SH
SOLE
16000
0
0
Pepsico
COM
713448108
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6736
SH
SOLE
6203
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533
Pfizer
COM
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21709
SH
SOLE
21709
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PGT Inc
COM
69336V101
4640
434863
SH
SOLE
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Procter & Gamble
COM
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SH
SOLE
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Prospect Capital
COM
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229
28305
SH
SOLE
28305
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Prudential PLC
ADR
74435K204
8099
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SH
SOLE
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Pzena Investment Management
CLASS A
74731Q103
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SH
SOLE
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RELX Group
SPONSORED ADR
75955B102
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53541
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SOLE
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Schwab International Equity ETF
INTL EQTY ETF
808524805
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SOLE
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Schwab Short-Term U.S. Treasury ETF
SHT TM US TRES
808524862
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SOLE
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Schwab US Aggregate Bond ETF
US AGGREGATE B
808524839
251
4683
SH
SOLE
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Schwab US Large Cap ETF
US LRG CAP ETF
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549
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SOLE
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Schwab US Mid-Cap ETF
US MID-CAP ETF
808524508
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8588
SH
SOLE
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Schwab US Small-Cap ETF
US SML CAP ETF
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383
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SH
SOLE
6655
0
0
Schwab US TIPS ETF
US TIPS ETF
808524870
232
4069
SH
SOLE
4069
0
0
Silver Wheaton
COM
828336107
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10930
SH
SOLE
10930
0
0
SPDR Euro Stoxx 50
EURO STOXX 50
78463X202
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SH
SOLE
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SPDR Inv Grade Floating Rate
INV GRD FLT RT
78468R200
564
18388
SH
SOLE
18388
0
0
Sprouts Farmers Market
COM
85208M102
4754
230225
SH
SOLE
219320
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Stantec Inc
COM
85472N109
3282
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SH
SOLE
133482
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Stryker
COM
863667101
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SH
SOLE
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SunPower Corp
COM
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SH
SOLE
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Templeton Global Income
COM
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SOLE
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TJX Companies
COM
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SOLE
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Vanguard Short-Term Bond
SHORT TRM BOND
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SH
SOLE
14535
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W. P. Carey
COM
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SOLE
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Walgreens Boots Alliance
COM
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SOLE
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Walt Disney
COM DISNEY
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SOLE
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Yamana Gold
COM
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SH
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