0001301540-16-000010.txt : 20160211
0001301540-16-000010.hdr.sgml : 20160211
20160211160824
ACCESSION NUMBER: 0001301540-16-000010
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160211
DATE AS OF CHANGE: 20160211
EFFECTIVENESS DATE: 20160211
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rock Point Advisors, LLC
CENTRAL INDEX KEY: 0001301540
IRS NUMBER: 201192730
STATE OF INCORPORATION: VT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11103
FILM NUMBER: 161411451
BUSINESS ADDRESS:
STREET 1: 77 COLLEGE STREET
CITY: BURLINGTON
STATE: VT
ZIP: 05401
BUSINESS PHONE: 802-864-2266
MAIL ADDRESS:
STREET 1: 77 COLLEGE STREET
CITY: BURLINGTON
STATE: VT
ZIP: 05401
13F-HR
1
primary_doc.xml
13F-HR
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0001301540
XXXXXXXX
12-31-2015
12-31-2015
Rock Point Advisors, LLC
77 COLLEGE STREET
BURLINGTON
VT
05401
13F HOLDINGS REPORT
028-11103
N
Brian Culver
Chief Compliance Officer
802-864-2266
Brian Culver
Burlington
VT
02-11-2016
0
80
192145
false
INFORMATION TABLE
2
13F.xml
13F
ABB Ltd ADR
SPONSORED ADR
000375204
3384
190867
SH
SOLE
185267
0
5600
Accenture
SHS Class A
G1151C101
4539
43432
SH
SOLE
41777
0
1655
Ace
SHS
00440P979
11754
100593
SH
SOLE
96656
0
3937
Affiliated Managers Group
COM
008252108
272
1700
SH
SOLE
1700
0
0
Ameresco
CL A
02361E108
2615
418350
SH
SOLE
399018
0
19332
Apple Computer
COM
037833100
10167
96590
SH
SOLE
92328
0
4262
AT&T
COM
00206R102
285
8286
SH
SOLE
8286
0
0
Autodesk
COM
52769106
2181
35790
SH
SOLE
34700
0
1090
BlackRock Muni Intermediate Duration Fund
COM
09253X102
1166
82275
SH
SOLE
82275
0
0
Calpine
COM
131347304
3065
211805
SH
SOLE
204990
0
6815
Celgene
COM
151020104
221
1845
SH
SOLE
1845
0
0
ChevronTexaco
COM
166764100
528
5873
SH
SOLE
5573
0
300
Cisco Systems
COM
17275R102
4984
183549
SH
SOLE
174842
0
8707
Citigroup
COM NEW
172967424
11330
218930
SH
SOLE
210447
0
8483
ClearBridge American Energy MLP Fund Inc.
COM
184691103
5944
725735
SH
SOLE
691650
0
34085
Coca-Cola
COM
191216100
306
7115
SH
SOLE
6555
0
560
Colgate Palmolive
COM
194162103
217
3254
SH
SOLE
3254
0
0
Companhia de Saneamento Basico
SPONSORED ADR
20441A102
139
30250
SH
SOLE
30250
0
0
Corning
COM
219350105
5962
326161
SH
SOLE
315025
0
11136
Cosan
SHS A
G25343107
385
104380
SH
SOLE
101080
0
3300
Cresud
SPONSORED ADR
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266
20584
SH
SOLE
20584
0
0
Domtar Corporation
COM NEW
257559203
7345
198785
SH
SOLE
191779
0
7006
Dow Chemical
COM
260543103
229
4445
SH
SOLE
4445
0
0
DuPont
COM
263534109
215
3233
SH
SOLE
3233
0
0
Eaton Vance Floating Rate
COM
278279104
1119
88564
SH
SOLE
87564
0
1000
Eaton Vance Senior Incm Tr
SH BEN INT
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69
11900
SH
SOLE
11900
0
0
Eaton Vance Sr. Floating Rate
COM
27828Q105
682
54919
SH
SOLE
54919
0
0
Echelon
COM
27874N303
218
38566
SH
SOLE
36752
0
1814
Eldorado Gold
COM
284902103
45
15000
SH
SOLE
15000
0
0
Emerson Electric
COM
291011104
273
5712
SH
SOLE
5497
0
215
Esco Technologies
COM
296315104
3127
86521
SH
SOLE
83694
0
2827
Exxon Mobil
COM
30231G102
984
12619
SH
SOLE
10270
0
2349
First BanCorp PR
COM NEW
318672706
3393
1044010
SH
SOLE
1001608
0
42402
Gallagher Arthur J & Co
COM
363576109
3841
93820
SH
SOLE
91545
0
2275
General Electric
COM
369604103
937
30066
SH
SOLE
24990
0
5076
General Mills
COM
370334104
323
5610
SH
SOLE
5610
0
0
General Motors
COM
37045V100
2724
80100
SH
SOLE
76965
0
3135
Goldcorp
COM
380956409
150
13000
SH
SOLE
13000
0
0
Grifols B ADR
SP ADR REP B NVT
398438408
6633
204730
SH
SOLE
196243
0
8487
H&R Block
COM
93671105
3130
93957
SH
SOLE
88863
0
5094
ING Groep NV Adr
SPONSORED ADR
456837103
3526
261991
SH
SOLE
251711
0
10280
International Business Machines
COM
459200101
292
2119
SH
SOLE
1913
0
206
Jarden Corp
COM
471109108
2579
45155
SH
SOLE
44005
0
1150
Johnson & Johnson
COM
478160104
744
7245
SH
SOLE
6373
0
872
Keurig Green Mountain
COM
49271M100
4873
54155
SH
SOLE
52050
0
2105
Layne Christensen
COM
521050104
3189
606288
SH
SOLE
588402
0
17886
LSB Industries
COM
502160104
1281
176645
SH
SOLE
172010
0
4635
Maxwell Technologies
COM
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3590
502795
SH
SOLE
482764
0
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Merck
COM
58933Y105
271
5134
SH
SOLE
5134
0
0
MFS Charter Income Trust
SH BEN INT
552727109
83
10900
SH
SOLE
8900
0
2000
Microsoft
COM
594918104
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9394
SH
SOLE
8394
0
1000
Monmouth Real Estate Inv Corp
CL A
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3341
319400
SH
SOLE
309115
0
10285
Newell Rubbermaid
COM
651229106
3672
83295
SH
SOLE
79695
0
3600
Nucor Corp
COM
670346105
2782
69027
SH
SOLE
67369
0
1658
Nuveen NC Prem Income
COM
67060P100
216
16500
SH
SOLE
16500
0
0
Pepsico
COM
713448108
674
6742
SH
SOLE
6209
0
533
Pfizer
COM
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696
21569
SH
SOLE
21569
0
0
PGT Inc
COM
69336V101
4447
390420
SH
SOLE
376818
0
13602
Procter & Gamble
COM
742718109
1115
14038
SH
SOLE
12561
0
1477
Prospect Capital
COM
74348T102
1212
173630
SH
SOLE
171430
0
2200
Prudential PLC
ADR
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4756
105495
SH
SOLE
101645
0
3850
RELX Group
SPONSORED ADR
75955B102
3325
197571
SH
SOLE
193450
0
4121
Schwab US Large Cap
US LCAP VA ETF
808524409
289
6800
SH
SOLE
4800
0
2000
Schwab US Large Cap ETF
US LRG CAP ETF
808524201
490
10082
SH
SOLE
10082
0
0
Schwab US Mid-Cap ETF
US MID-CAP ETF
808524508
285
7123
SH
SOLE
7123
0
0
Schwab US Small-Cap ETF
US SML CAP ETF
808524607
286
5486
SH
SOLE
5486
0
0
Silver Wheaton
COM
828336107
199
16030
SH
SOLE
16030
0
0
SPDR S&P Dividend
S&P DIVID ETF
78464A763
2733
37153
SH
SOLE
35823
0
1330
Sprouts Farmers Market
COM
85208M102
5654
212650
SH
SOLE
204945
0
7705
Steel Dynamics Inc
COM
858119100
3630
203129
SH
SOLE
197012
0
6117
Streetracks Gold Trust
GOLD SHS
78463V107
202
1995
SH
SOLE
1995
0
0
Stryker
COM
863667101
4728
50870
SH
SOLE
48422
0
2448
SunOpta
COM
8676EP108
2812
411177
SH
SOLE
393107
0
18070
Templeton Global Income
COM
880198106
535
84271
SH
SOLE
83771
0
500
TJX Companies
COM
872540109
6885
97092
SH
SOLE
93427
0
3665
Vanguard Short-Term Bond
SHORT TRM BOND
921937827
1221
15340
SH
SOLE
15340
0
0
W. P. Carey
COM
92936U109
8972
152067
SH
SOLE
144730
0
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Walgreens Boots Alliance
COM
931427108
455
5340
SH
SOLE
5340
0
0
Walt Disney
COM DISNEY
254687106
364
3460
SH
SOLE
3460
0
0
Yamana Gold
COM
98462Y100
73
39000
SH
SOLE
39000
0
0