0001301540-13-000006.txt : 20130814
0001301540-13-000006.hdr.sgml : 20130814
20130814141319
ACCESSION NUMBER: 0001301540-13-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130630
FILED AS OF DATE: 20130814
DATE AS OF CHANGE: 20130814
EFFECTIVENESS DATE: 20130814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rock Point Advisors, LLC
CENTRAL INDEX KEY: 0001301540
IRS NUMBER: 201192730
STATE OF INCORPORATION: VT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11103
FILM NUMBER: 131036950
BUSINESS ADDRESS:
STREET 1: ONE LAWSON LANE
STREET 2: SUITE 125
CITY: BURLINGTON
STATE: VT
ZIP: 05401
BUSINESS PHONE: 802-864-2266
MAIL ADDRESS:
STREET 1: P.O. BOX 700
CITY: BURLINGTON
STATE: VT
ZIP: 05402-0700
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001301540
XXXXXXXX
06-30-2013
06-30-2013
Rock Point Advisors, LLC
P.O. BOX 700
BURLINGTON
VT
05402-0700
13F HOLDINGS REPORT
028-11103
N
Evan Pemberton
Chief Compliance Officer
802-864-2266
Evan Pemberton
Burlington
VT
08-14-2013
0
76
196663
false
INFORMATION TABLE
2
13f.xml
ROCK POINT ADVISORS 13F
Accenture
SHS CLASS A
G1151C101
7177
99732
SH
SOLE
94037
0
5695
Ace
SHS
H0023R105
4630
51742
SH
SOLE
48862
0
2880
Affiliated Managers Group
COM
008252108
311
1900
SH
SOLE
1900
0
0
Agco
COM
001084102
5480
109182
SH
SOLE
103622
0
5560
Agnico Eagle Mines
COM
008474108
269
9750
SH
SOLE
9750
0
0
Almost Family
COM
020409108
2046
107200
SH
SOLE
103160
0
4040
Anadarko Petroleum
COM
032511107
2826
32885
SH
SOLE
31625
0
1260
Annaly Capital Mgmt
COM
035710409
1485
118155
SH
SOLE
115275
0
2880
Apple Computer
COM
037833100
6095
15372
SH
SOLE
14503
0
869
AT&T
COM
00206R102
260
7348
SH
SOLE
7278
0
70
B2GOLD Cor.
COM
11777Q209
41
19436
SH
SOLE
17609
0
1827
Barrick Gold
COM
067901108
166
10560
SH
SOLE
9930
0
630
Capital Bank Financial
CL A COM
139794101
4075
214240
SH
SOLE
206930
0
7310
Capitol Federal Financial
COM
14057J101
2919
240377
SH
SOLE
225102
0
15275
Chart Industries
COM PAR $0.01
16115Q308
6790
72160
SH
SOLE
67835
0
4325
ChevronTexaco
COM
166764100
892
7538
SH
SOLE
7538
0
0
Cisco Systems
COM
17275R102
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SH
SOLE
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Coca-Cola
COM
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351
8746
SH
SOLE
7680
0
1066
Companhia de Saneamento Basico
SPONSORED ADR
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145
13950
SH
SOLE
13950
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Corning
COM
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6872
482955
SH
SOLE
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Covidien
SHS
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80038
SH
SOLE
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Eaton Vance Floating Rate
COM
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29570
SH
SOLE
29570
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0
Eaton Vance Senior Incm Tr
SH BEN INT
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78
10400
SH
SOLE
10400
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Echelon
COM
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1542
730901
SH
SOLE
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Eldorado Gold
COM
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Emerson Electric
COM
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376
6898
SH
SOLE
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Esco Technologies
COM
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Exxon Mobil
COM
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18227
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General Electric
COM
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24462
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General Mills
COM
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SOLE
8640
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General Motors
COM
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1430
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SH
SOLE
39218
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Gentherm
COM
37253A103
3375
181730
SH
SOLE
175980
0
5750
GM Mandatory Preferred
JR PFD CNV SRB
37045V209
3972
82470
SH
SOLE
78515
0
3955
Goldcorp
COM
380956409
235
9500
SH
SOLE
9500
0
0
Green Mountain Coffee
COM
393122106
14690
195305
SH
SOLE
184720
0
10585
Hugoton Royalty Trust
UNIT BEN INT
444717102
2690
312027
SH
SOLE
302297
0
9730
Ingles Markets
CL A
457030104
232
9200
SH
SOLE
9200
0
0
International Business Machine
COM
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588
3078
SH
SOLE
2812
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266
Johnson & Johnson
COM
478160104
493
5746
SH
SOLE
5146
0
600
Kinross Gold
COM NO PAR
496902404
1441
282530
SH
SOLE
272320
0
10210
Ladenburg Thalmann Financial S
COM
50575Q102
41
25000
SH
SOLE
25000
0
0
Layne Christensen
COM
521050104
6698
343335
SH
SOLE
325520
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LSB Industries
COM
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5762
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SH
SOLE
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M.S. Emerging Markets Debt Fun
COM
61744H105
127
12440
SH
SOLE
12440
0
0
Market Vectors Gold Miners ETF
GOLD MINER ETF
57060U100
1535
62685
SH
SOLE
59785
0
2900
Maxwell Technologies
COM
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2998
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SH
SOLE
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Merck
COM
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202
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SH
SOLE
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178
MFS Charter Income Trust
SH BEN INT
552727109
101
10900
SH
SOLE
8900
0
2000
Microsoft
COM
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SH
SOLE
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Monmouth Real Estate Inv Corp
CL A
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3003
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SH
SOLE
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National Oilwell Varco
COM
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6238
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SH
SOLE
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Newmont Mining
COM
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SH
SOLE
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2365
NTT Docomo
SPONS ADR
62942M201
3394
216891
SH
SOLE
205191
0
11700
Nuveen NC Prem Income
COM
67060P100
157
12000
SH
SOLE
12000
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0
Old Republic International
COM
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SH
SOLE
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Overhill Farms
COM
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Penn West Petroleum Ltd
COM
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Pepsico
COM
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312
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SOLE
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Pfizer
COM
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SH
SOLE
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Platinum Group Metals
COM NEW
72765Q205
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24300
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SOLE
24300
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Procter & Gamble
COM
742718109
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SH
SOLE
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0
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Pzena Investment Management
CLASS A
74731Q103
3324
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SH
SOLE
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Reed Elsevier
SPONS ADR NEW
758204200
4448
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SH
SOLE
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Resolute Forest Products
COM
76117W109
229
17364
SH
SOLE
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San Juan Basin Royalty Trust
UNIT BEN INT
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357
22225
SH
SOLE
21225
0
1000
Silver Wheaton
COM
828336107
4201
213551
SH
SOLE
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10440
Streetracks Gold Trust
GOLD SHS
78463V107
372
3120
SH
SOLE
3120
0
0
Stryker
COM
863667101
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83350
SH
SOLE
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SunOpta
COM
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SOLE
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Templeton Global Income
COM
880198106
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SH
SOLE
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TJX Companies
COM
872540109
4653
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SH
SOLE
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5210
Vanguard Short-Term Bond
SHORT TRM BOND
921937827
1675
20915
SH
SOLE
20165
0
750
Veolia Environnement
SPONSORED ADR
92334N103
228
20020
SH
SOLE
20020
0
0
Vodafone Plc ADR
SPONS ADR NEW
92857W209
5900
205268
SH
SOLE
194772
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10496
W. P. Carey
COM
92936U109
6715
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SH
SOLE
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Whole Foods Market
COM
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SH
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