0001301540-13-000006.txt : 20130814 0001301540-13-000006.hdr.sgml : 20130814 20130814141319 ACCESSION NUMBER: 0001301540-13-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130814 DATE AS OF CHANGE: 20130814 EFFECTIVENESS DATE: 20130814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rock Point Advisors, LLC CENTRAL INDEX KEY: 0001301540 IRS NUMBER: 201192730 STATE OF INCORPORATION: VT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11103 FILM NUMBER: 131036950 BUSINESS ADDRESS: STREET 1: ONE LAWSON LANE STREET 2: SUITE 125 CITY: BURLINGTON STATE: VT ZIP: 05401 BUSINESS PHONE: 802-864-2266 MAIL ADDRESS: STREET 1: P.O. BOX 700 CITY: BURLINGTON STATE: VT ZIP: 05402-0700 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001301540 XXXXXXXX 06-30-2013 06-30-2013 Rock Point Advisors, LLC
P.O. BOX 700 BURLINGTON VT 05402-0700
13F HOLDINGS REPORT 028-11103 N
Evan Pemberton Chief Compliance Officer 802-864-2266 Evan Pemberton Burlington VT 08-14-2013 0 76 196663 false
INFORMATION TABLE 2 13f.xml ROCK POINT ADVISORS 13F Accenture SHS CLASS A G1151C101 7177 99732 SH SOLE 94037 0 5695 Ace SHS H0023R105 4630 51742 SH SOLE 48862 0 2880 Affiliated Managers Group COM 008252108 311 1900 SH SOLE 1900 0 0 Agco COM 001084102 5480 109182 SH SOLE 103622 0 5560 Agnico Eagle Mines COM 008474108 269 9750 SH SOLE 9750 0 0 Almost Family COM 020409108 2046 107200 SH SOLE 103160 0 4040 Anadarko Petroleum COM 032511107 2826 32885 SH SOLE 31625 0 1260 Annaly Capital Mgmt COM 035710409 1485 118155 SH SOLE 115275 0 2880 Apple Computer COM 037833100 6095 15372 SH SOLE 14503 0 869 AT&T COM 00206R102 260 7348 SH SOLE 7278 0 70 B2GOLD Cor. COM 11777Q209 41 19436 SH SOLE 17609 0 1827 Barrick Gold COM 067901108 166 10560 SH SOLE 9930 0 630 Capital Bank Financial CL A COM 139794101 4075 214240 SH SOLE 206930 0 7310 Capitol Federal Financial COM 14057J101 2919 240377 SH SOLE 225102 0 15275 Chart Industries COM PAR $0.01 16115Q308 6790 72160 SH SOLE 67835 0 4325 ChevronTexaco COM 166764100 892 7538 SH SOLE 7538 0 0 Cisco Systems COM 17275R102 6652 273344 SH SOLE 256094 0 17250 Coca-Cola COM 191216100 351 8746 SH SOLE 7680 0 1066 Companhia de Saneamento Basico SPONSORED ADR 20441A102 145 13950 SH SOLE 13950 0 0 Corning COM 219350105 6872 482955 SH SOLE 459530 0 23425 Covidien SHS G2554F113 5030 80038 SH SOLE 75768 0 4270 Eaton Vance Floating Rate COM 278279104 490 29570 SH SOLE 29570 0 0 Eaton Vance Senior Incm Tr SH BEN INT 27826S103 78 10400 SH SOLE 10400 0 0 Echelon COM 27874N105 1542 730901 SH SOLE 697061 0 33840 Eldorado Gold COM 284902103 87 14000 SH SOLE 14000 0 0 Emerson Electric COM 291011104 376 6898 SH SOLE 6898 0 0 Esco Technologies COM 296315104 4268 131795 SH SOLE 124905 0 6890 Exxon Mobil COM 30231G102 1647 18227 SH SOLE 15133 0 3094 General Electric COM 369604103 567 24462 SH SOLE 19345 0 5117 General Mills COM 370334104 419 8640 SH SOLE 8640 0 0 General Motors COM 37045V100 1430 42916 SH SOLE 39218 0 3698 Gentherm COM 37253A103 3375 181730 SH SOLE 175980 0 5750 GM Mandatory Preferred JR PFD CNV SRB 37045V209 3972 82470 SH SOLE 78515 0 3955 Goldcorp COM 380956409 235 9500 SH SOLE 9500 0 0 Green Mountain Coffee COM 393122106 14690 195305 SH SOLE 184720 0 10585 Hugoton Royalty Trust UNIT BEN INT 444717102 2690 312027 SH SOLE 302297 0 9730 Ingles Markets CL A 457030104 232 9200 SH SOLE 9200 0 0 International Business Machine COM 459200101 588 3078 SH SOLE 2812 0 266 Johnson & Johnson COM 478160104 493 5746 SH SOLE 5146 0 600 Kinross Gold COM NO PAR 496902404 1441 282530 SH SOLE 272320 0 10210 Ladenburg Thalmann Financial S COM 50575Q102 41 25000 SH SOLE 25000 0 0 Layne Christensen COM 521050104 6698 343335 SH SOLE 325520 0 17815 LSB Industries COM 502160104 5762 189472 SH SOLE 179082 0 10390 M.S. Emerging Markets Debt Fun COM 61744H105 127 12440 SH SOLE 12440 0 0 Market Vectors Gold Miners ETF GOLD MINER ETF 57060U100 1535 62685 SH SOLE 59785 0 2900 Maxwell Technologies COM 577767106 2998 419285 SH SOLE 407825 0 11460 Merck COM 58933Y105 202 4345 SH SOLE 4167 0 178 MFS Charter Income Trust SH BEN INT 552727109 101 10900 SH SOLE 8900 0 2000 Microsoft COM 594918104 8385 242739 SH SOLE 230202 0 12537 Monmouth Real Estate Inv Corp CL A 609720107 3003 304290 SH SOLE 278605 0 25685 National Oilwell Varco COM 637071101 6238 90535 SH SOLE 85920 0 4615 Newmont Mining COM 651639106 1689 56382 SH SOLE 54017 0 2365 NTT Docomo SPONS ADR 62942M201 3394 216891 SH SOLE 205191 0 11700 Nuveen NC Prem Income COM 67060P100 157 12000 SH SOLE 12000 0 0 Old Republic International COM 680223104 3349 260195 SH SOLE 241655 0 18540 Overhill Farms COM 690212105 2678 540979 SH SOLE 520979 0 20000 Penn West Petroleum Ltd COM 707887105 469 44370 SH SOLE 41870 0 2500 Pepsico COM 713448108 312 3813 SH SOLE 3563 0 250 Pfizer COM 717081103 337 12025 SH SOLE 12025 0 0 Platinum Group Metals COM NEW 72765Q205 22 24300 SH SOLE 24300 0 0 Procter & Gamble COM 742718109 1523 19777 SH SOLE 17658 0 2119 Pzena Investment Management CLASS A 74731Q103 3324 509878 SH SOLE 493003 0 16875 Reed Elsevier SPONS ADR NEW 758204200 4448 134311 SH SOLE 131236 0 3075 Resolute Forest Products COM 76117W109 229 17364 SH SOLE 16675 0 689 San Juan Basin Royalty Trust UNIT BEN INT 798241105 357 22225 SH SOLE 21225 0 1000 Silver Wheaton COM 828336107 4201 213551 SH SOLE 203111 0 10440 Streetracks Gold Trust GOLD SHS 78463V107 372 3120 SH SOLE 3120 0 0 Stryker COM 863667101 5391 83350 SH SOLE 78645 0 4705 SunOpta COM 8676EP108 5665 746419 SH SOLE 706764 0 39655 Templeton Global Income COM 880198106 1096 126851 SH SOLE 118551 0 8301 TJX Companies COM 872540109 4653 92956 SH SOLE 87746 0 5210 Vanguard Short-Term Bond SHORT TRM BOND 921937827 1675 20915 SH SOLE 20165 0 750 Veolia Environnement SPONSORED ADR 92334N103 228 20020 SH SOLE 20020 0 0 Vodafone Plc ADR SPONS ADR NEW 92857W209 5900 205268 SH SOLE 194772 0 10496 W. P. Carey COM 92936U109 6715 101475 SH SOLE 95970 0 5505 Whole Foods Market COM 966837106 257 5000 SH SOLE 4500 0 500