0001209191-13-011613.txt : 20130226 0001209191-13-011613.hdr.sgml : 20130226 20130226164137 ACCESSION NUMBER: 0001209191-13-011613 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130222 FILED AS OF DATE: 20130226 DATE AS OF CHANGE: 20130226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marchuk Neil Edward CENTRAL INDEX KEY: 0001301291 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31970 FILM NUMBER: 13643221 MAIL ADDRESS: STREET 1: 12025 TECH CENTER DRIVE CITY: LIVONIA STATE: MI ZIP: 48150 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRW AUTOMOTIVE HOLDINGS CORP CENTRAL INDEX KEY: 0001267097 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 810597059 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12001TECH CENTER DRIVE CITY: LIVONIA STATE: MI ZIP: 48150 BUSINESS PHONE: 734 855 2600 MAIL ADDRESS: STREET 1: 12001TECH CENTER DRIVE CITY: LIVONIA STATE: MI ZIP: 48150 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-02-22 0 0001267097 TRW AUTOMOTIVE HOLDINGS CORP TRW 0001301291 Marchuk Neil Edward 12001 TECH CENTER DRIVE LIVONIA MI 48150 0 1 0 0 Executive V.P. Human Resources Common Stock 2013-02-22 4 A 0 9335 0.00 A 50959 D Common Stock 2013-02-25 4 F 0 643 58.10 D 50316 D Common Stock 2013-02-25 4 F 0 1191 58.10 D 49125 D Common Stock 6029.937 I By 401(k) Plan Stock settled stock appreciation rights 2013-02-22 4 A 0 71429 0.00 A 2021-02-22 Common Stock 71429 71429 D Award of restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the applicable vesting date (one-third of the units will vest on February 22 of each of 2014, 2015 and 2016), subject to the terms and conditions set forth in the restricted stock unit agreement. Shares withheld for taxes upon vesting of restricted stock units. Each SSAR entitles the holder to receive the appreciation in value of one underlying share of the Issuer's common stock from the grant date value of $58.20 through the exercise date, although the stock price at exercise is limited to a maximum value of $110.00. The SSARs are also subject to automatic exercise when the fair market value of the stock equals or exceeds $110.00. Upon exercise, the SSARs will be settled in shares. One-third of the SSARs will vest and become exercisable on February 22 of each of 2014, 2015 and 2016, subject to the terms and conditions set forth in the SSAR agreement. /s/ Sheri Roberts By Power of Attorney 2013-02-26