0001209191-22-050733.txt : 20220920 0001209191-22-050733.hdr.sgml : 20220920 20220920164015 ACCESSION NUMBER: 0001209191-22-050733 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220919 FILED AS OF DATE: 20220920 DATE AS OF CHANGE: 20220920 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sims Andrew CENTRAL INDEX KEY: 0001304020 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32379 FILM NUMBER: 221254139 MAIL ADDRESS: STREET 1: 410 W. FRANCIS STREET CITY: WILLIAMSBURG STATE: VA ZIP: 23185 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sotherly Hotels Inc. CENTRAL INDEX KEY: 0001301236 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 306 SOUTH HENRY STREET STREET 2: SUITE 100 CITY: WILLIAMSBURG STATE: VA ZIP: 23185 BUSINESS PHONE: 757-229-5648 MAIL ADDRESS: STREET 1: 306 SOUTH HENRY STREET STREET 2: SUITE 100 CITY: WILLIAMSBURG STATE: VA ZIP: 23185 FORMER COMPANY: FORMER CONFORMED NAME: Sotherly Hotel Inc. DATE OF NAME CHANGE: 20130416 FORMER COMPANY: FORMER CONFORMED NAME: MHI Hospitality CORP DATE OF NAME CHANGE: 20040823 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-09-19 0 0001301236 Sotherly Hotels Inc. SOHO 0001304020 Sims Andrew 306 S HENRY ST SUITE 100 WILLIAMSBURG, VA VA 23185 1 1 0 0 Chairman Common Stock 2022-09-19 4 S 0 30000 2.1436 D 20000 I By Jeanette I. Sims Revocable Trust Common Stock 429302 D Common Stock 793937 I By AMS Family Partnership, R.L.L.P. Common Stock 156250 I By spouse Common Stock 39294 I By ESOP 8.0% Series B Preferred Stock 1500 D 7.875% Series C Preferred Stock 1500 D 8.25% Series D Preferred Stock 1500 D This transaction was executed in multiple trades at prices ranging from $2.10 to $2.18, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Reflects allocations under the Issuer's Employee Stock Ownership Plan. The full security title is 8.0% Series B Cumulative Redeemable Perpetual Preferred Stock. The full security title is 7.875% Series C Cumulative Redeemable Perpetual Preferred Stock. The full security title is 8.25% Series D Cumulative Redeemable Perpetual Preferred Stock. /s/ Andrew M. Sims 2022-09-20