0001140361-13-044104.txt : 20131125 0001140361-13-044104.hdr.sgml : 20131125 20131125175342 ACCESSION NUMBER: 0001140361-13-044104 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131119 FILED AS OF DATE: 20131125 DATE AS OF CHANGE: 20131125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Houghton Mifflin Harcourt Co CENTRAL INDEX KEY: 0001580156 STANDARD INDUSTRIAL CLASSIFICATION: BOOKS: PUBLISHING OR PUBLISHING AND PRINTING [2731] IRS NUMBER: 271566372 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-351-5000 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: HMH Holdings (Delaware), Inc. DATE OF NAME CHANGE: 20130626 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anchorage Capital Group, L.L.C. CENTRAL INDEX KEY: 0001300714 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36166 FILM NUMBER: 131242004 BUSINESS ADDRESS: STREET 1: 610 BROADWAY STREET 2: 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10012 BUSINESS PHONE: 212-610-9077 MAIL ADDRESS: STREET 1: 610 BROADWAY STREET 2: 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10012 FORMER NAME: FORMER CONFORMED NAME: Anchorage Advisors, LLC DATE OF NAME CHANGE: 20040817 4/A 1 doc1.xml FORM 4/A X0306 4/A 2013-11-19 2013-11-21 0 0001580156 Houghton Mifflin Harcourt Co HMHC 0001300714 Anchorage Capital Group, L.L.C. 610 BROADWAY 6TH FLOOR NEW YORK NY 10012 0 0 1 0 Common Stock, $0.01 par value per share 2013-11-19 4 S 0 1717310 12 D 15830830 I By Anchorage Capital Master Offshore, Ltd. Common Stock, $0.01 par value per share 2013-11-19 4 S 0 44659 12 D 409795 I By Anchorage Illiquid Opportunities Offshore Master, L.P. Common Stock, $0.01 par value per share 2013-11-19 4 S 0 14886 12 D 136598 I By Anchorage Illiquid Opportunities Offshore Master II, L.P. Common Stock, $0.01 par value per share 2013-11-19 4 S 0 67820 12 D 622320 I By Anchorage Illiquid Opportunities Offshore Master III, L.P. Common Stock, $0.01 par value per share 2013-11-19 4 S 0 82343 12 D 755591 I By GRF Master Fund II, L.P. Common Stock, $0.01 par value per share 2013-11-19 4 S 0 14684 12 D 134740 I By PCI Fund LLC Common Stock, $0.01 par value per share 2013-11-19 4 P 0 3500000 12 A 19330830 I By Anchorage Capital Master Offshore, Ltd. These figures have been updated to reflect that Anchorage Capital Master Offshore, Ltd. holds one fewer share, and GRF Master Fund II L.P. holds one additional share, than was inadvertently incorrectly reported on the original Form 4, submitted November 21, 2013. The total beneficial ownership maintained by Anchorage Capital Group L.L.C. remains unchanged. Anchorage Advisors Management, L.L.C. is the sole managing member of Anchorage Capital Group, L.L.C., the investment advisor to each of Anchorage Capital Master Offshore, Ltd., Anchorage Illiquid Opportunities Offshore Master, L.P., Anchorage Illiquid Opportunities Offshore Master II, L.P., Anchorage Illiquid Opportunities Offshore Master III, L.P., GRF Master Fund II, L.P., and PCI Fund LLC. Mr. Davis is the President of Anchorage Capital Group, L.L.C. and a managing member of Anchorage Advisors Management, L.L.C. Mr. Ulrich is the Chief Executive Officer of Anchorage Capital Group, L.L.C. and the other managing member of Anchorage Advisors Management, L.L.C. Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Anchorage Advisors Management, L.L.C., By: /s/ Kevin M. Ulrich, Authorized Signatory 2013-11-25 Anchorage Capital Group, L.L.C., By: /s/ Kevin M. Ulrich, Authorized Signatory 2013-11-25 /s/ Anthony L. Davis 2013-11-25 /s/ Kevin M. Ulrich 2013-11-25 Anchorage Capital Master Offshore, Ltd., By: /s/ Natalie Birrell, Director 2013-11-25