SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Davis Anthony Lynn

(Last) (First) (Middle)
C/O ORION ENGINEERED CARBONS S.A
1700 CITY PLAZA DRIVE, SUITE 300

(Street)
SPRING TX 77389

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/30/2022
3. Issuer Name and Ticker or Trading Symbol
Orion Engineered Carbons S.A. [ OEC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
07/29/2022
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares, no par value 350,000 D
Common Shares, no par value 237,571 I See footnote(1)
Common Shares, no par value 1,824,242 I See footnote(2)
Common Shares, no par value 323,403 I See footnote(3)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Held by Davis Investment Holdings, LLC, whose sole member is the Reporting Person.
2. Held by Inherent ESG Opportunity Master, LP, a fund managed by Inherent Group, LP, which is controlled by the Reporting Person. These shares were inadvertently reported in the initial Form 3 as directly beneficially owned by the Reporting Person. Additionally, the initial Form 3 incorrectly reported that all shares reported therein comprised restricted shares granted to the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
3. Held by Inherent CIO1, LLC, a fund managed by Inherent Group, LP, which is controlled by the Reporting Person. These shares were inadvertently reported in the initial Form 3 as directly beneficially owned by the Reporting Person. Additionally, the initial Form 3 incorrectly reported that all shares reported therein comprised restricted shares granted to the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Remarks:
Exhibit 24: Power of Attorney
/s/ Christian Eggert, Attorney-in-Fact 11/04/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.