0001104659-20-061314.txt : 20200514
0001104659-20-061314.hdr.sgml : 20200514
20200514111159
ACCESSION NUMBER: 0001104659-20-061314
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200514
DATE AS OF CHANGE: 20200514
EFFECTIVENESS DATE: 20200514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tekla Capital Management LLC
CENTRAL INDEX KEY: 0001300336
IRS NUMBER: 010628853
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10950
FILM NUMBER: 20876197
BUSINESS ADDRESS:
STREET 1: 100 FEDERAL STREET
STREET 2: 19TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 617 772-8500
MAIL ADDRESS:
STREET 1: 100 FEDERAL STREET
STREET 2: 19TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: Hambrecht & Quist Capital Management LLC
DATE OF NAME CHANGE: 20040811
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001300336
XXXXXXXX
03-31-2020
03-31-2020
false
Tekla Capital Management LLC
100 FEDERAL STREET
19TH FLOOR
BOSTON
MA
02110
13F HOLDINGS REPORT
028-10950
N
Laura Woodward
Chief Compliance Officer
617-772-8500
/s/ Laura Woodward
Boston
MA
05-14-2020
0
217
2212059
false
INFORMATION TABLE
2
a20-18243_1informationtable.xml
INFORMATION TABLE
Abbott Laboratories
Common
002824100
36815
466550
SH
SOLE
466550
0
0
AbbVie Inc.
Common
00287Y109
25974
340916
SH
SOLE
340916
0
0
ABIOMED, Inc.
Common
003654100
4285
29516
SH
SOLE
29516
0
0
AC Immune SA
Shares
H00263105
1187
171813
SH
SOLE
171813
0
0
Acadia Healthcare Company, Inc.
Common
00404A109
2408
131200
SH
SOLE
131200
0
0
ACADIA Pharmaceuticals Inc.
Common
004225108
9363
221599
SH
SOLE
221599
0
0
Acceleron Pharma Inc.
Common
00434H108
3649
40606
SH
SOLE
40606
0
0
Aerie Pharmaceuticals, Inc.
Common
00771V108
900
66688
SH
SOLE
66688
0
0
Aerpio Pharmaceuticals, Inc.
Common
00810B105
142
257554
SH
SOLE
257554
0
0
Agilent Technologies, Inc.
Common
00846U101
3762
52525
SH
SOLE
52525
0
0
Agios Pharmaceuticals, Inc.
Common
00847X104
6633
186964
SH
SOLE
186964
0
0
Alcon Inc.
Ordinary Shares
H01301128
1864
36686
SH
SOLE
36686
0
0
Alexion Pharmaceuticals, Inc.
Common
015351109
37113
413326
SH
SOLE
413326
0
0
Align Technology, Inc.
Common
016255101
1747
10041
SH
SOLE
10041
0
0
Alkermes plc
Shares
G01767105
2450
169930
SH
SOLE
169930
0
0
Allakos Inc.
Common
01671P100
2865
64397
SH
SOLE
64397
0
0
Allergan plc
Shares
G0177J108
27978
157981
SH
SOLE
157981
0
0
Allogene Therapeutics, Inc.
Common
019770106
4748
244261
SH
SOLE
244261
0
0
Alnylam Pharmaceuticals, Inc.
Common
02043Q107
14980
137617
SH
SOLE
137617
0
0
Amarin Corporation plc
Sponsored ADR
023111206
2415
603791
SH
SOLE
603791
0
0
AmerisourceBergen Corporation
Common
03073E105
4788
54107
SH
SOLE
54107
0
0
Amgen Inc.
Common
031162100
121612
599871
SH
SOLE
599871
0
0
Amicus Therapeutics, Inc.
Common
03152W109
3409
368960
SH
SOLE
368960
0
0
AnaptysBio, Inc.
Common
032724106
1671
118261
SH
SOLE
118261
0
0
Anthem, Inc.
Common
036752103
14887
65568
SH
SOLE
65568
0
0
Apellis Pharmaceuticals, Inc.
Common
03753U106
4648
173494
SH
SOLE
173494
0
0
ARCA biopharma, Inc.
Common
00211Y506
100
36068
SH
SOLE
36068
0
0
Ardelyx, Inc.
Common
039697107
3455
607698
SH
SOLE
607698
0
0
Arena Pharmaceuticals, Inc.
Common
040047607
1176
28002
SH
SOLE
28002
0
0
argenx SE
Sponsored ADR
04016X101
5925
44977
SH
SOLE
44977
0
0
Arrowhead Pharmaceuticals, Inc.
Common
04280A100
2134
74186
SH
SOLE
74186
0
0
Ascendis Pharma A/S
Sponsored ADR
04351P101
7807
69332
SH
SOLE
69332
0
0
AstraZeneca PLC
Sponsored ADR
046353108
12331
276098
SH
SOLE
276098
0
0
Atreca, Inc.
Class A Common
04965G109
5833
352424
SH
SOLE
352424
0
0
Aurinia Pharmaceuticals Inc.
Common
05156V102
1317
90788
SH
SOLE
90788
0
0
Avadel Pharmaceuticals plc
Sponsored ADR
05337M104
4495
566066
SH
SOLE
566066
0
0
AVROBIO, Inc.
Common
05455M100
1165
74874
SH
SOLE
74874
0
0
Axonics Modulation Technologies, Inc.
Common
05465P101
714
28100
SH
SOLE
28100
0
0
Axsome Therapeutics, Inc.
Common
05464T104
1858
31591
SH
SOLE
31591
0
0
Bausch Health Companies Inc.
Common
071734107
1835
118412
SH
SOLE
118412
0
0
Baxter International Inc.
Common
071813109
7890
97183
SH
SOLE
97183
0
0
Becton, Dickinson and Company
Common
075887109
17866
77754
SH
SOLE
77754
0
0
BeiGene, Ltd.
Sponsored ADR
07725L102
9231
74984
SH
SOLE
74984
0
0
Bellicum Pharmaceuticals, Inc.
Common
079481404
28
6000
SH
SOLE
6000
0
0
Bio-Techne Corporation
Common
09073M104
10939
57691
SH
SOLE
57691
0
0
Biogen Inc.
Common
09062X103
105271
332735
SH
SOLE
332735
0
0
Biohaven Pharmaceutical Holding Company Ltd.
Common
G11196105
1537
45164
SH
SOLE
45164
0
0
BioMarin Pharmaceutical Inc.
Common
09061G101
22867
270613
SH
SOLE
270613
0
0
bluebird bio, Inc.
Common
09609G100
3870
84194
SH
SOLE
84194
0
0
Blueprint Medicines Corporation
Common
09627Y109
8148
139336
SH
SOLE
139336
0
0
Boston Scientific Corporation
Common
101137107
19175
587662
SH
SOLE
587662
0
0
BridgeBio Pharma, Inc.
Common
10806X102
1138
39228
SH
SOLE
39228
0
0
Bristol-Myers Squibb Company
Common
110122108
47097
844932
SH
SOLE
844932
0
0
Bristol-Myers Squibb Company
Right
110122157
5600
1473710
SH
SOLE
1473710
0
0
Celldex Therapeutics, Inc.
Common
15117B202
12
7053
SH
SOLE
7053
0
0
Cellectis
Sponsored ADR
15117K103
1013
110147
SH
SOLE
110147
0
0
Centene Corporation
Common
15135B101
17122
288194
SH
SOLE
288194
0
0
Cerner Corporation
Common
156782104
5134
81500
SH
SOLE
81500
0
0
Charles River Laboratories International, Inc.
Common
159864107
2331
18467
SH
SOLE
18467
0
0
Cidara Therapeutics, Inc.
Common
171757107
484
195256
SH
SOLE
195256
0
0
Cigna Corporation
Common
125523100
25276
142655
SH
SOLE
142655
0
0
Clearside Biomedical, Inc.
Common
185063104
281
165330
SH
SOLE
165330
0
0
Coherus Biosciences, Inc.
Common
19249H103
1811
111663
SH
SOLE
111663
0
0
Community Health Systems, Inc.
Common
203668108
393
117735
SH
SOLE
117735
0
0
Community Healthcare Trust Incorporated
Common
20369C106
570
14900
SH
SOLE
14900
0
0
CRISPR Therapeutics AG
Namen AKT
H17182108
3233
76222
SH
SOLE
76222
0
0
CVS Health Corporation
Common
126650100
29546
497986
SH
SOLE
497986
0
0
CymaBay Therapeutics, Inc.
Common
23257D103
130
88102
SH
SOLE
88102
0
0
Danaher Corporation
Common
235851102
22056
159352
SH
SOLE
159352
0
0
Deciphera Pharmaceuticals, Inc.
Common
24344T101
2527
61370
SH
SOLE
61370
0
0
DENTSPLY SIRONA Inc.
Common
24906P109
4455
114736
SH
SOLE
114736
0
0
Diversified Healthcare Trust
Common
25525P107
1299
357720
SH
SOLE
357720
0
0
Editas Medicine, Inc.
Common
28106W103
2582
130201
SH
SOLE
130201
0
0
Edwards Lifesciences Corporation
Common
28176E108
12710
67382
SH
SOLE
67382
0
0
Eidos Therapeutics, Inc.
Common
28249H104
980
20000
SH
SOLE
20000
0
0
Eli Lilly and Company
Common
532457108
35883
258669
SH
SOLE
258669
0
0
Endo International plc
Shares
G30401106
1967
531570
SH
SOLE
531570
0
0
Epizyme, Inc.
Common
29428V104
3222
207752
SH
SOLE
207752
0
0
Esperion Therapeutics, Inc.
Common
29664W105
1311
41577
SH
SOLE
41577
0
0
Evolent Health, Inc.
Common
30050B101
1254
231027
SH
SOLE
231027
0
0
Exact Sciences Corporation
Common
30063P105
1342
23133
SH
SOLE
23133
0
0
Exelixis, Inc.
Common
30161Q104
8870
515125
SH
SOLE
515125
0
0
Fate Therapeutics, Inc.
Common
31189P102
3680
165672
SH
SOLE
165672
0
0
FibroGen, Inc.
Common
31572Q808
6751
194270
SH
SOLE
194270
0
0
Five Star Senior Living Inc.
Common
33832D205
67
24237
SH
SOLE
24237
0
0
Galapagos NV
Sponsored ADR
36315X101
1282
6543
SH
SOLE
6543
0
0
Galera Therapeutics, Inc.
Common
36338D108
3958
416666
SH
SOLE
416666
0
0
Genmab A/S
Sponsored ADS
372303206
3139
148148
SH
SOLE
148148
0
0
Gilead Sciences, Inc.
Common
375558103
141170
1888305
SH
SOLE
1888305
0
0
GlaxoSmithKline PLC
Shares
37733W105
7838
206868
SH
SOLE
206868
0
0
Global Blood Therapeutics, Inc.
Common
37890U108
6033
118083
SH
SOLE
118083
0
0
Global Medical REIT Inc.
Common
37954A204
1770
174897
SH
SOLE
174897
0
0
Grifols, S.A.
Sponsored ADR
398438408
954
47373
SH
SOLE
47373
0
0
Guardant Health, Inc.
Common
40131M109
1646
23656
SH
SOLE
23656
0
0
GW Pharmaceuticals plc
ADS
36197T103
4387
50101
SH
SOLE
50101
0
0
Halozyme Therapeutics, Inc.
Common
40637H109
1258
69917
SH
SOLE
69917
0
0
HCA Healthcare, Inc.
Common
40412C101
7532
83833
SH
SOLE
83833
0
0
Health Care Select Sector SPDR Fund
SBI Healthcare
81369Y209
891
10055
SH
SOLE
10055
0
0
Healthcare Realty Trust Incorporated
Common
421946104
2905
104024
SH
SOLE
104024
0
0
Healthcare Trust of America, Inc.
Common
42225P501
1716
70662
SH
SOLE
70662
0
0
HealthEquity, Inc.
Common
42226A107
1382
27310
SH
SOLE
27310
0
0
Healthpeak Properties, Inc.
Common
42250P103
3587
150392
SH
SOLE
150392
0
0
Heron Therapeutics, Inc.
Common
427746102
1540
131183
SH
SOLE
131183
0
0
Hologic, Inc.
Common
436440101
1143
32564
SH
SOLE
32564
0
0
Horizon Therapeutics plc
Shares
G46188101
11826
399257
SH
SOLE
399257
0
0
Humana Inc.
Common
444859102
14486
46130
SH
SOLE
46130
0
0
IDEXX Laboratories, Inc.
Common
45168D104
9766
40314
SH
SOLE
40314
0
0
Illumina, Inc.
Common
452327109
72464
265319
SH
SOLE
265319
0
0
ImmunoGen, Inc.
Common
45253H101
574
168190
SH
SOLE
168190
0
0
Immunomedics, Inc.
Common
452907108
6566
487103
SH
SOLE
487103
0
0
Incyte Corporation
Common
45337C102
31653
432246
SH
SOLE
432246
0
0
Inogen, Inc.
Common
45780L104
2656
51406
SH
SOLE
51406
0
0
Insmed Incorporated
Common
457669307
1577
98387
SH
SOLE
98387
0
0
Intellia Therapeutics, Inc.
Common
45826J105
673
55050
SH
SOLE
55050
0
0
Intercept Pharmaceuticals, Inc.
Common
45845P108
2167
34414
SH
SOLE
34414
0
0
Intra-Cellular Therapies, Inc.
Common
46116X101
1448
94238
SH
SOLE
94238
0
0
Intuitive Surgical, Inc.
Common
46120E602
16856
34039
SH
SOLE
34039
0
0
Ionis Pharmaceuticals, Inc.
Common
462222100
9135
193201
SH
SOLE
193201
0
0
Iovance Biotherapeutics, Inc.
Common
462260100
6618
221073
SH
SOLE
221073
0
0
IQVIA Holdings Inc.
Common
46266C105
8873
82266
SH
SOLE
82266
0
0
Jazz Pharmaceuticals plc
Shares
G50871105
6728
67456
SH
SOLE
67456
0
0
Johnson & Johnson
Common
478160104
109988
838769
SH
SOLE
838769
0
0
Kodiak Sciences Inc.
Common
50015M109
1104
23153
SH
SOLE
23153
0
0
Koninklijke Philips N.V.
NY Reg Sh
500472303
2241
55796
SH
SOLE
55796
0
0
Laboratory Corporation of America Holdings
Sponsored ADR
50540R409
3972
31424
SH
SOLE
31424
0
0
Ligand Pharmaceuticals Incorporated
Common
53220K504
2225
30590
SH
SOLE
30590
0
0
LTC Properties, Inc.
Common
502175102
5633
182293
SH
SOLE
182293
0
0
Madrigal Pharmaceuticals, Inc.
Common
558868105
891
13340
SH
SOLE
13340
0
0
Magenta Therapeutics, Inc.
Common
55910K108
105
16757
SH
SOLE
16757
0
0
Mallinckrodt plc
Sponsored ADR
G5785G107
65
32980
SH
SOLE
32980
0
0
McKesson Corporation
Common
58155Q103
8051
59525
SH
SOLE
59525
0
0
Medical Properties Trust, Inc.
Common
58463J304
7119
411743
SH
SOLE
411743
0
0
Medpace Holdings, Inc.
Common
58506Q109
1385
18871
SH
SOLE
18871
0
0
Medtronic plc
Shares
G5960L103
40311
447011
SH
SOLE
447011
0
0
Menlo Therapeutics Inc.
Common
586858102
478
178181
SH
SOLE
178181
0
0
Merck & Co., Inc.
Common
58933Y105
78679
1022596
SH
SOLE
1022596
0
0
Merus N.V.
Common
N5749R100
257
21215
SH
SOLE
21215
0
0
Mettler-Toledo International Inc.
Common
592688105
4228
6123
SH
SOLE
6123
0
0
Milestone Pharmaceuticals Inc.
Common
59935V107
392
213310
SH
SOLE
213310
0
0
Mirati Therapeutics, Inc.
Common
60468T105
6056
78784
SH
SOLE
78784
0
0
Moderna, Inc.
Common
60770K107
7612
254146
SH
SOLE
254146
0
0
Molecular Templates, Inc.
Common
608550109
562
42313
SH
SOLE
42313
0
0
Momenta Pharmaceuticals, Inc.
Common
60877T100
2484
91316
SH
SOLE
91316
0
0
MorphoSys AG
Sponsored ADS
617760202
476
19390
SH
SOLE
19390
0
0
Mylan N.V.
Shares
N59465109
15070
1010754
SH
SOLE
1010754
0
0
MyoKardia, Inc.
Common
62857M105
905
19300
SH
SOLE
19300
0
0
National Health Investors, Inc.
Common
63633D104
497
10038
SH
SOLE
10038
0
0
Nektar Therapeutics
Common
640268108
4696
263079
SH
SOLE
263079
0
0
Neurocrine Biosciences, Inc.
Common
64125C109
17842
206150
SH
SOLE
206150
0
0
New Senior Investment Group Inc.
Common
648691103
656
256398
SH
SOLE
256398
0
0
Novartis AG
Sponsored ADR
66987V109
14828
179847
SH
SOLE
179847
0
0
Novavax, Inc.
Common
670002401
388
28550
SH
SOLE
28550
0
0
Novo Nordisk A/S
Sponsored ADR
670100205
8067
134005
SH
SOLE
134005
0
0
NovoCure Ltd.
Ordinary Shares
G6674U108
7235
107438
SH
SOLE
107438
0
0
Omega Healthcare Investors, Inc.
Common
681936100
8133
306433
SH
SOLE
306433
0
0
Ovid Therapeutics Inc.
Sponsored ADR
690469101
1111
372733
SH
SOLE
372733
0
0
Pacific Biosciences of California, Inc.
Common
69404D108
1516
495495
SH
SOLE
495495
0
0
PerkinElmer, Inc.
Common
714046109
2898
38494
SH
SOLE
38494
0
0
Perrigo Company plc
Shares
G97822103
520
10818
SH
SOLE
10818
0
0
Pfizer Inc.
Common
717081103
59413
1820248
SH
SOLE
1820248
0
0
Physicians Realty Trust
Common
71943U104
6911
495733
SH
SOLE
495733
0
0
Pieris Pharmaceuticals, Inc.
Common
720795103
3304
1449269
SH
SOLE
1449269
0
0
Portola Pharmaceuticals, Inc.
Sponsored ADR
737010108
779
109246
SH
SOLE
109246
0
0
PRA Health Sciences, Inc.
Common
69354M108
11917
143508
SH
SOLE
143508
0
0
PTC Therapeutics, Inc.
Common
69366J200
5390
120827
SH
SOLE
120827
0
0
Puma Biotechnology, Inc.
Common
74587V107
602
71340
SH
SOLE
71340
0
0
Quest Diagnostics Incorporated
Common
74834L100
1688
21025
SH
SOLE
21025
0
0
Quorum Health Corporation
Common
74909E106
11
23725
SH
SOLE
23725
0
0
Quotient Ltd.
Common
G73268107
1027
260030
SH
SOLE
260030
0
0
Ra Pharmaceuticals, Inc.
Common
74933V108
1716
35743
SH
SOLE
35743
0
0
Reata Pharmaceuticals, Inc.
Class A
75615P103
5071
35129
SH
SOLE
35129
0
0
Regeneron Pharmaceuticals, Inc.
Common
75886F107
83438
170878
SH
SOLE
170878
0
0
REGENXBIO Inc.
Common
75901B107
703
21700
SH
SOLE
21700
0
0
ResMed Inc.
Common
761152107
2626
17831
SH
SOLE
17831
0
0
Revance Therapeutics, Inc.
Common
761330109
1270
85840
SH
SOLE
85840
0
0
Rocket Pharmaceuticals, Inc.
Common
77313F106
2895
207555
SH
SOLE
207555
0
0
Rubius Therapeutics, Inc.
Common
78116T103
694
155982
SH
SOLE
155982
0
0
Sabra Health Care REIT, Inc.
Common
78573L106
5576
510660
SH
SOLE
510660
0
0
Sage Therapeutics Inc
Common
78667J108
2763
96211
SH
SOLE
96211
0
0
Sangamo Therapeutics, Inc.
Common
800677106
954
149835
SH
SOLE
149835
0
0
Sanofi
Sponsored ADR
80105N105
14312
327367
SH
SOLE
327367
0
0
Sarepta Therapeutics, Inc.
Common
803607100
13707
140129
SH
SOLE
140129
0
0
Seattle Genetics, Inc.
Common
812578102
24752
214530
SH
SOLE
214530
0
0
Smith & Nephew plc
Shares
83175M205
3571
99560
SH
SOLE
99560
0
0
Spectrum Pharmaceuticals, Inc.
Common
84763A108
267
114670
SH
SOLE
114670
0
0
STERIS plc
Shares
G8473T100
1570
11218
SH
SOLE
11218
0
0
Stryker Corporation
Common
863667101
22609
135795
SH
SOLE
135795
0
0
Sutro Biopharma, Inc.
Common
869367102
6541
641268
SH
SOLE
641268
0
0
Syneos Health, Inc.
Class A
87166B102
4257
108001
SH
SOLE
108001
0
0
Takeda Pharmaceutical Company Ltd.
Sponsored ADS
874060205
3190
210146
SH
SOLE
210146
0
0
Teleflex Incorporated
Common
879369106
5052
17252
SH
SOLE
17252
0
0
Tenet Healthcare Corporation
Common
88033G407
1393
96736
SH
SOLE
96736
0
0
Tetraphase Pharmaceuticals, Inc.
Common
88165N204
55
42965
SH
SOLE
42965
0
0
Teva Pharmaceutical Industries Ltd.
Sponsored ADR
881624209
7057
785851
SH
SOLE
785851
0
0
Theravance Biopharma, Inc.
Common
G8807B106
5288
228836
SH
SOLE
228836
0
0
Thermo Fisher Scientific Inc.
Common
883556102
31770
112025
SH
SOLE
112025
0
0
Trillium Therapeutics Inc.
Common
89620X506
1810
448049
SH
SOLE
448049
0
0
Turning Point Therapeutics, Inc.
Common
90041T108
254
5677
SH
SOLE
5677
0
0
Ultragenyx Pharmaceutical Inc.
Common
90400D108
4331
97480
SH
SOLE
97480
0
0
uniQure N.V.
Shares
N90064101
2081
43849
SH
SOLE
43849
0
0
United Therapeutics Corporation
Class B
91307C102
6023
63513
SH
SOLE
63513
0
0
Unitedhealth Group Incorporated
Common
91324P102
56566
226827
SH
SOLE
226827
0
0
Universal Health Realty Income Trust
Shares
91359E105
1135
11258
SH
SOLE
11258
0
0
Ventas, Inc.
Common
92276F100
5577
208108
SH
SOLE
208108
0
0
Verona Pharma plc
Sponsored ADR
925050106
1043
253179
SH
SOLE
253179
0
0
Vertex Pharmaceuticals Incorporated
Common
92532F100
115579
485730
SH
SOLE
485730
0
0
Viela Bio, Inc.
Common
926613100
19
500
SH
SOLE
500
0
0
Waters Corporation
Common
941848103
4733
26000
SH
SOLE
26000
0
0
WaVe Life Sciences Ltd.
Shares
Y95308105
1201
128146
SH
SOLE
128146
0
0
Welltower Inc.
Common
95040Q104
9297
203083
SH
SOLE
203083
0
0
Xencor, Inc.
Common
98401F105
4429
148231
SH
SOLE
148231
0
0
Y-mAbs Therapeutics, Inc.
Common
984241109
1998
76548
SH
SOLE
76548
0
0
Zai Lab Ltd.
ADR
98887Q104
1932
37523
SH
SOLE
37523
0
0
Zimmer Biomet Holdings, Inc.
Common
98956P102
7901
78168
SH
SOLE
78168
0
0
Zoetis Inc.
Class A
98978V103
17883
151952
SH
SOLE
151952
0
0
Zogenix, Inc.
Common
98978L204
5327
215406
SH
SOLE
215406
0
0
Zymeworks Inc.
Common
98985W102
539
15192
SH
SOLE
15192
0
0