0001104659-19-029242.txt : 20190514
0001104659-19-029242.hdr.sgml : 20190514
20190514142549
ACCESSION NUMBER: 0001104659-19-029242
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190514
DATE AS OF CHANGE: 20190514
EFFECTIVENESS DATE: 20190514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tekla Capital Management LLC
CENTRAL INDEX KEY: 0001300336
IRS NUMBER: 010628853
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10950
FILM NUMBER: 19822111
BUSINESS ADDRESS:
STREET 1: 100 FEDERAL STREET
STREET 2: 19TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 617 772-8500
MAIL ADDRESS:
STREET 1: 100 FEDERAL STREET
STREET 2: 19TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: Hambrecht & Quist Capital Management LLC
DATE OF NAME CHANGE: 20040811
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001300336
XXXXXXXX
03-31-2019
03-31-2019
false
Tekla Capital Management LLC
100 FEDERAL STREET
19TH FLOOR
BOSTON
MA
02110
13F HOLDINGS REPORT
028-10950
N
Laura Woodward
Chief Compliance Officer
617-772-8500
/s/ Laura Woodward
Boston
MA
05-14-2019
0
194
2462331
false
INFORMATION TABLE
2
a19-6941_1informationtable.xml
INFORMATION TABLE
Abbott Laboratories
Common
002824100
36536
457048
SH
SOLE
457048
0
0
AbbVie Inc.
Common
00287Y109
25806
320213
SH
SOLE
320213
0
0
ABIOMED, Inc.
Common
003654100
6850
23986
SH
SOLE
23986
0
0
AC Immune SA
Shares
H00263105
868
171813
SH
SOLE
171813
0
0
Acadia Healthcare Company, Inc.
Common
00404A109
5075
173155
SH
SOLE
173155
0
0
ACADIA Pharmaceuticals Inc.
Common
004225108
2812
104714
SH
SOLE
104714
0
0
Acceleron Pharma Inc.
Common
00434H108
8773
188388
SH
SOLE
188388
0
0
Adaptimmune Therapeutics plc
Sponsored ADR
00653A107
983
228496
SH
SOLE
228496
0
0
Aerie Pharmaceuticals, Inc.
Common
00771V108
3254
68496
SH
SOLE
68496
0
0
Aerpio Pharmaceuticals, Inc.
Common
00810B105
667
740000
SH
SOLE
740000
0
0
Affimed N.V.
Common
N01045108
1067
254000
SH
SOLE
254000
0
0
Agios Pharmaceuticals, Inc.
Common
00847X104
6189
91776
SH
SOLE
91776
0
0
Akebia Therapeutics, Inc.
Common
00972D105
1752
213942
SH
SOLE
213942
0
0
Albireo Pharma, Inc.
Common
01345P106
4026
125000
SH
SOLE
125000
0
0
Alexion Pharmaceuticals, Inc.
Common
015351109
50788
375705
SH
SOLE
375705
0
0
Align Technology, Inc.
Common
016255101
8040
28278
SH
SOLE
28278
0
0
Alkermes plc
Shares
G01767105
7227
198048
SH
SOLE
198048
0
0
Allakos Inc.
Common
01671P100
989
24414
SH
SOLE
24414
0
0
Allergan plc
Shares
G0177J108
28296
193263
SH
SOLE
193263
0
0
Alliqua BioMedical, Inc.
Common
019621309
437
148500
SH
SOLE
148500
0
0
Alnylam Pharmaceuticals, Inc.
Common
02043Q107
12472
133458
SH
SOLE
133458
0
0
Amarin Corporation plc
Sponsored ADR
023111206
12692
611352
SH
SOLE
611352
0
0
AmerisourceBergen Corporation
Common
03073E105
6300
79226
SH
SOLE
79226
0
0
Amgen Inc.
Common
031162100
133819
704383
SH
SOLE
704383
0
0
Amicus Therapeutics, Inc.
Common
03152W109
4279
314597
SH
SOLE
314597
0
0
AnaptysBio, Inc.
Common
032724106
4810
65845
SH
SOLE
65845
0
0
Anthem, Inc.
Common
036752103
40567
141358
SH
SOLE
141358
0
0
ARCA biopharma, Inc.
Common
00211Y407
303
811227
SH
SOLE
811227
0
0
Ardelyx, Inc.
Common
039697107
1790
639370
SH
SOLE
639370
0
0
Arena Pharmaceuticals, Inc.
Common
040047607
2343
52262
SH
SOLE
52262
0
0
argenx SE
Sponsored ADR
04016X101
3543
28381
SH
SOLE
28381
0
0
ArQule, Inc.
Common
04269E107
1198
250000
SH
SOLE
250000
0
0
Array BioPharma Inc.
Common
04269X105
8878
364166
SH
SOLE
364166
0
0
Arrowhead Pharmaceuticals, Inc.
Common
04280A100
563
30700
SH
SOLE
30700
0
0
Ascendis Pharma A/S
Sponsored ADR
04351P101
7222
61360
SH
SOLE
61360
0
0
AstraZeneca PLC
Sponsored ADR
046353108
14595
360998
SH
SOLE
360998
0
0
Athenex, Inc.
Common
04685N103
558
45530
SH
SOLE
45530
0
0
Audentes Therapeutics, Inc.
Common
05070R104
2051
52574
SH
SOLE
52574
0
0
Avadel Pharmaceuticals plc
Sponsored ADR
05337M104
1173
814588
SH
SOLE
814588
0
0
Bausch Health Companies Inc.
Common
071734107
4170
168812
SH
SOLE
168812
0
0
Baxter International Inc.
Common
071813109
11194
137668
SH
SOLE
137668
0
0
Becton, Dickinson and Company
Common
075887109
15414
61721
SH
SOLE
61721
0
0
BeiGene, Ltd.
Sponsored ADR
07725L102
12525
94889
SH
SOLE
94889
0
0
Bellicum Pharmaceuticals, Inc.
Common
079481107
202
60000
SH
SOLE
60000
0
0
Bio-Techne Corporation
Common
09073M104
4309
21701
SH
SOLE
21701
0
0
Biogen Inc.
Common
09062X103
74289
314278
SH
SOLE
314278
0
0
BioMarin Pharmaceutical Inc.
Common
09061G101
19728
222086
SH
SOLE
222086
0
0
bluebird bio, Inc.
Common
09609G100
14322
91029
SH
SOLE
91029
0
0
Blueprint Medicines Corporation
Common
09627Y109
9263
115720
SH
SOLE
115720
0
0
Boston Scientific Corporation
Common
101137107
18177
473619
SH
SOLE
473619
0
0
Bristol-Myers Squibb Company
Common
110122108
35212
738044
SH
SOLE
738044
0
0
Cardinal Health, Inc.
Common
14149Y108
303
6300
SH
SOLE
6300
0
0
Celgene Corporation
Common
151020104
139030
1473710
SH
SOLE
1473710
0
0
Celldex Therapeutics, Inc.
Common
15117B202
35
7053
SH
SOLE
7053
0
0
Cellectis SA
Sponsored ADR
15117K103
3173
173035
SH
SOLE
173035
0
0
Centene Corporation
Common
15135B101
6812
128295
SH
SOLE
128295
0
0
Charles River Laboratories International, Inc.
Common
159864107
1545
10640
SH
SOLE
10640
0
0
Cidara Therapeutics, Inc.
Common
171757107
421
158784
SH
SOLE
158784
0
0
Cigna Corporation
Common
125523100
18777
116756
SH
SOLE
116756
0
0
Clearside Biomedical, Inc.
Common
185063104
228
165330
SH
SOLE
165330
0
0
Clovis Oncology, Inc.
Common
189464100
1871
75400
SH
SOLE
75400
0
0
Coherus Biosciences, Inc.
Common
19249H103
4299
315162
SH
SOLE
315162
0
0
Community Health Systems, Inc.
Common
203668108
761
203935
SH
SOLE
203935
0
0
Concert Pharmaceuticals, Inc.
Common
206022105
548
45362
SH
SOLE
45362
0
0
CRISPR Therapeutics AG
Namen AKT
H17182108
6371
178348
SH
SOLE
178348
0
0
CVS Health Corporation
Common
126650100
27308
506364
SH
SOLE
506364
0
0
Danaher Corporation
Common
235851102
20982
158931
SH
SOLE
158931
0
0
Denali Therapeutics Inc.
Common
24823R105
450
19372
SH
SOLE
19372
0
0
DENTSPLY SIRONA Inc.
Common
24906P109
7762
156521
SH
SOLE
156521
0
0
Diplomat Pharmacy, Inc.
Common
25456K101
1248
214845
SH
SOLE
214845
0
0
Dr. Reddy's Laboratories Ltd.
Sponsored ADR
256135203
1172
28950
SH
SOLE
28950
0
0
Editas Medicine, Inc.
Common
28106W103
1875
76668
SH
SOLE
76668
0
0
Edwards Lifesciences Corporation
Common
28176E108
10867
56798
SH
SOLE
56798
0
0
Eli Lilly and Company
Common
532457108
38321
295320
SH
SOLE
295320
0
0
Endo International plc
Shares
G30401106
4269
531570
SH
SOLE
531570
0
0
Epizyme, Inc.
Common
29428V104
3586
289404
SH
SOLE
289404
0
0
Esperion Therapeutics, Inc.
Common
29664W105
7412
184607
SH
SOLE
184607
0
0
Evolent Health, Inc.
Common
30050B101
530
42150
SH
SOLE
42150
0
0
Exelixis, Inc.
Common
30161Q104
16148
678467
SH
SOLE
678467
0
0
FibroGen, Inc.
Common
31572Q808
9552
175742
SH
SOLE
175742
0
0
Foamix Pharmaceuticals Ltd
Shares
M46135105
1128
300781
SH
SOLE
300781
0
0
Galapagos NV
Sponsored ADR
36315X101
5715
48525
SH
SOLE
48525
0
0
Genomic Health, Inc.
Common
37244C101
1858
26531
SH
SOLE
26531
0
0
Gilead Sciences, Inc.
Common
375558103
113728
1749388
SH
SOLE
1749388
0
0
GlaxoSmithKline plc
Shares
37733W105
9139
218700
SH
SOLE
218700
0
0
Global Blood Therapeutics, Inc.
Common
37890U108
4551
85988
SH
SOLE
85988
0
0
Global Medical REIT Inc.
Common
37954A204
721
73400
SH
SOLE
73400
0
0
GW Pharmaceuticals plc
ADS
36197T103
5882
34891
SH
SOLE
34891
0
0
HCA Healthcare, Inc.
Common
40412C101
11678
89569
SH
SOLE
89569
0
0
HCP, Inc.
Common
40414L109
1424
45500
SH
SOLE
45500
0
0
Healthcare Realty Trust Incorporated
Common
421946104
2183
68000
SH
SOLE
68000
0
0
Healthcare Trust of America, Inc.
Common
42225P501
1315
46000
SH
SOLE
46000
0
0
Hologic, Inc.
Common
436440101
946
19546
SH
SOLE
19546
0
0
Horizon Pharma plc
Shares
G4617B105
511
19350
SH
SOLE
19350
0
0
Humana Inc.
Common
444859102
9491
35682
SH
SOLE
35682
0
0
IDEXX Laboratories, Inc.
Common
45168D104
14233
63654
SH
SOLE
63654
0
0
Illumina, Inc.
Common
452327109
73793
237514
SH
SOLE
237514
0
0
ImmunoGen, Inc.
Common
45253H101
456
168190
SH
SOLE
168190
0
0
Immunomedics, Inc.
Common
452907108
5526
287687
SH
SOLE
287687
0
0
Incyte Corporation
Common
45337C102
45511
529133
SH
SOLE
529133
0
0
Inogen, Inc.
Common
45780L104
763
8000
SH
SOLE
8000
0
0
Intellia Therapeutics, Inc.
Common
45826J105
2567
150290
SH
SOLE
150290
0
0
Intercept Pharmaceuticals, Inc.
Common
45845P108
6631
59275
SH
SOLE
59275
0
0
Intra-Cellular Therapies, Inc.
Common
46116X101
1342
110193
SH
SOLE
110193
0
0
Intuitive Surgical, Inc.
Common
46120E602
22984
40281
SH
SOLE
40281
0
0
Ionis Pharmaceuticals, Inc.
Common
462222100
8906
109720
SH
SOLE
109720
0
0
Iovance Biotherapeutics, Inc.
Common
462260100
2063
216908
SH
SOLE
216908
0
0
IQVIA Holdings Inc.
Common
46266C105
2358
16391
SH
SOLE
16391
0
0
Jazz Pharmaceuticals plc
Shares
G50871105
9645
67471
SH
SOLE
67471
0
0
Johnson & Johnson
Common
478160104
125530
897990
SH
SOLE
897990
0
0
Jounce Therapeutics, Inc.
Common
481116101
63
10127
SH
SOLE
10127
0
0
Koninklijke Philips N.V.
NY Reg Sh
500472303
3489
85400
SH
SOLE
85400
0
0
Laboratory Corporation of America Holdings
Sponsored ADR
50540R409
6985
45657
SH
SOLE
45657
0
0
Ligand Pharmaceuticals, Inc.
Common
53220K504
3758
29895
SH
SOLE
29895
0
0
LivaNova PLC
Shares
G5509L101
1109
11400
SH
SOLE
11400
0
0
LTC Properties, Inc.
Common
502175102
6660
145421
SH
SOLE
145421
0
0
Madrigal Pharmaceuticals, Inc.
Common
558868105
1671
13340
SH
SOLE
13340
0
0
Mallinckrodt public limited company
Sponsored ADR
G5785G107
717
32980
SH
SOLE
32980
0
0
Marinus Pharmaceuticals, Inc.
Common
56854Q101
1373
328436
SH
SOLE
328436
0
0
Masimo Corporation
Common
574795100
1482
10715
SH
SOLE
10715
0
0
McKesson Corporation
Common
58155Q103
8278
70720
SH
SOLE
70720
0
0
Medical Properties Trust, Inc.
Common
58463J304
6035
326063
SH
SOLE
326063
0
0
The Medicines Company
Common
584688105
8200
293392
SH
SOLE
293392
0
0
Medtronic plc
Shares
G5960L103
44812
492002
SH
SOLE
492002
0
0
Merck & Co., Inc.
Common
58933Y105
82595
993083
SH
SOLE
993083
0
0
Merus N.V.
Common
N5749R100
4692
317671
SH
SOLE
317671
0
0
Mirati Therapeutics, Inc.
Common
60468T105
996
13590
SH
SOLE
13590
0
0
Molecular Templates, Inc.
Common
608550109
837
144110
SH
SOLE
144110
0
0
Mylan N.V.
Shares
N59465109
26729
943152
SH
SOLE
943152
0
0
MyoKardia, Inc.
Common
62857M105
2007
38600
SH
SOLE
38600
0
0
Myriad Genetics, Inc.
Common
62855J104
682
20549
SH
SOLE
20549
0
0
Nektar Therapeutics
Common
640268108
9532
283679
SH
SOLE
283679
0
0
Neurocrine Biosciences, Inc.
Common
64125C109
19530
221678
SH
SOLE
221678
0
0
New Senior Investment Group Inc.
Common
648691103
1437
263647
SH
SOLE
263647
0
0
Novartis AG
Sponsored ADR
66987V109
26616
276847
SH
SOLE
276847
0
0
Novavax, Inc.
Common
670002104
315
571000
SH
SOLE
571000
0
0
Novo Nordisk A/S
Sponsored ADR
670100205
13161
251600
SH
SOLE
251600
0
0
Novocure Limited
Ordinary Shares
G6674U108
3177
65964
SH
SOLE
65964
0
0
NuVasive, Inc.
Common
670704105
217
3816
SH
SOLE
3816
0
0
Omega Healthcare Investors, Inc.
Common
681936100
12981
340266
SH
SOLE
340266
0
0
Ovid Therapeutics Inc.
Sponsored ADR
690469101
880
496977
SH
SOLE
496977
0
0
Perrigo Company plc
Shares
G97822103
1046
21718
SH
SOLE
21718
0
0
Pfizer Inc.
Common
717081103
87945
2070765
SH
SOLE
2070765
0
0
Physicians Realty Trust
Common
71943U104
5717
303908
SH
SOLE
303908
0
0
Pieris Pharmaceuticals, Inc.
Common
720795103
6993
2087380
SH
SOLE
2087380
0
0
Portola Pharmaceuticals, Inc.
Sponsored ADR
737010108
4006
115448
SH
SOLE
115448
0
0
PRA Health Sciences, Inc.
Common
69354M108
15831
143537
SH
SOLE
143537
0
0
Protagonist Therapeutics, Inc.
Common
74366E102
2230
177425
SH
SOLE
177425
0
0
PTC Therapeutics, Inc.
Common
69366J200
2584
68652
SH
SOLE
68652
0
0
Puma Biotechnology, Inc.
Common
74587V107
2767
71340
SH
SOLE
71340
0
0
Quest Diagnostics, Inc.
Common
74834L100
5980
66500
SH
SOLE
66500
0
0
Quorum Health Corporation
Common
74909E106
33
23725
SH
SOLE
23725
0
0
Regeneron Pharmaceuticals, Inc.
Common
75886F107
58116
141532
SH
SOLE
141532
0
0
ResMed Inc.
Common
761152107
7171
68974
SH
SOLE
68974
0
0
Rhythm Pharmaceuticals, Inc.
Common
76243J105
682
24890
SH
SOLE
24890
0
0
Sabra Health Care REIT, Inc.
Common
78573L106
9078
466247
SH
SOLE
466247
0
0
Sage Therapeutics, Inc.
Common
78667J108
12701
79856
SH
SOLE
79856
0
0
Sangamo Therapeutics, Inc.
Common
800677106
2304
241538
SH
SOLE
241538
0
0
Sanofi
Sponsored ADR
80105N105
7966
179900
SH
SOLE
179900
0
0
Sarepta Therapeutics, Inc.
Common
803607100
17622
147847
SH
SOLE
147847
0
0
Seattle Genetics, Inc.
Common
812578102
21234
289925
SH
SOLE
289925
0
0
Senior Housing Properties Trust
Common
81721M109
4214
357720
SH
SOLE
357720
0
0
Smith & Nephew plc
Shares
83175M205
7440
185478
SH
SOLE
185478
0
0
SPDR S&P Biotech ETF
S&P Biotech ETF
78464A870
8060
89022
SH
SOLE
89022
0
0
Spectrum Pharmaceuticals, Inc.
Common
84763A108
1226
114670
SH
SOLE
114670
0
0
STERIS plc
Shares
G8473T100
6146
48003
SH
SOLE
48003
0
0
Stryker Corporation
Common
863667101
24305
123050
SH
SOLE
123050
0
0
Sutro Biopharma, Inc.
Common
869367102
7304
641268
SH
SOLE
641268
0
0
Syndax Pharmaceuticals, Inc.
Common
87164F105
753
143438
SH
SOLE
143438
0
0
Syneos Health, Inc.
Class A
87166B102
1502
29027
SH
SOLE
29027
0
0
Takeda Pharmaceutical Company Limited
Sponsored ADS
874060205
3628
178128
SH
SOLE
178128
0
0
Teleflex Incorporated
Common
879369106
1927
6379
SH
SOLE
6379
0
0
Tenet Healthcare Corporation
Common
88033G407
4070
141136
SH
SOLE
141136
0
0
Tetraphase Pharmaceuticals, Inc.
Common
88165N105
1151
859322
SH
SOLE
859322
0
0
Teva Pharmaceutical Industries Limited
Sponsored ADR
881624209
13971
890989
SH
SOLE
890989
0
0
Thermo Fisher Scientific Inc.
Common
883556102
39072
142743
SH
SOLE
142743
0
0
Trillium Therapeutics Inc.
Common
89620X506
294
446099
SH
SOLE
446099
0
0
Ultragenyx Pharmaceutical Inc.
Common
90400D108
5338
76958
SH
SOLE
76958
0
0
uniQure N.V.
Shares
N90064101
1178
19751
SH
SOLE
19751
0
0
United Therapeutics Corporation
Class B
91307C102
4843
41261
SH
SOLE
41261
0
0
Unitedhealth Group Incorporated
Common
91324P102
80145
324133
SH
SOLE
324133
0
0
Varian Medical Systems, Inc.
Common
92220P105
3717
26227
SH
SOLE
26227
0
0
Ventas, Inc.
Common
92276F100
6285
98496
SH
SOLE
98496
0
0
Verona Pharma plc
Sponsored ADR
925050106
1719
275000
SH
SOLE
275000
0
0
Vertex Pharmaceuticals Incorporated
Common
92532F100
81621
443712
SH
SOLE
443712
0
0
Viking Therapeutics, Inc.
Common
92686J106
1133
114016
SH
SOLE
114016
0
0
WaVe Life Sciences Ltd.
Shares
Y95308105
1179
30336
SH
SOLE
30336
0
0
WellCare Health Plans, Inc.
Common
94946T106
5202
19286
SH
SOLE
19286
0
0
Welltower Inc.
Common
95040Q104
18416
237322
SH
SOLE
237322
0
0
Wright Medical Group N.V.
Ordinary Shares
N96617118
3610
114776
SH
SOLE
114776
0
0
Xencor, Inc.
Common
98401F105
2248
72382
SH
SOLE
72382
0
0
Zimmer Biomet Holdings, Inc.
Common
98956P102
10172
79654
SH
SOLE
79654
0
0
Zoetis Inc.
Class A
98978V103
25872
257001
SH
SOLE
257001
0
0
Zogenix, Inc.
Common
98978L204
4938
89762
SH
SOLE
89762
0
0