0001104659-17-008451.txt : 20170213
0001104659-17-008451.hdr.sgml : 20170213
20170213115355
ACCESSION NUMBER: 0001104659-17-008451
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170213
DATE AS OF CHANGE: 20170213
EFFECTIVENESS DATE: 20170213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tekla Capital Management LLC
CENTRAL INDEX KEY: 0001300336
IRS NUMBER: 010628853
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10950
FILM NUMBER: 17597168
BUSINESS ADDRESS:
STREET 1: 100 FEDERAL STREET
STREET 2: 19TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 617 772-8500
MAIL ADDRESS:
STREET 1: 100 FEDERAL STREET
STREET 2: 19TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: Hambrecht & Quist Capital Management LLC
DATE OF NAME CHANGE: 20040811
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001300336
XXXXXXXX
12-31-2016
12-31-2016
false
Tekla Capital Management LLC
100 FEDERAL STREET
19TH FLOOR
BOSTON
MA
02110
13F HOLDINGS REPORT
028-10950
N
Laura Woodward
Chief Compliance Officer
617-772-8500
/s/ Laura Woodward
Boston
MA
02-13-2017
0
143
2347509
false
INFORMATION TABLE
2
a17-1633_1informationtable.xml
INFORMATION TABLE
Abbott Laboratories
Common
002824100
60830
1583700
SH
SOLE
1583700
0
0
AbbVie Inc.
Common
00287Y109
10
156
SH
SOLE
156
0
0
Acadia Healthcare Company, Inc.
Common
00404A109
2148
64900
SH
SOLE
64900
0
0
ACADIA Pharmaceuticals Inc.
Common
004225108
3224
111800
SH
SOLE
111800
0
0
Accelerate Diagnostics, Inc.
Common
00430H102
2490
120000
SH
SOLE
120000
0
0
Acceleron Pharma, Inc.
Common
00434H108
1390
54450
SH
SOLE
54450
0
0
Achillion Pharmaceuticals, Inc.
Common
00448Q201
1833
443851
SH
SOLE
443851
0
0
Adamas Pharmaceuticals, Inc.
Common
00548A106
2121
125504
SH
SOLE
125504
0
0
Adaptimmune Therapeutics plc
Sponsored ADR
00653A107
2294
566368
SH
SOLE
566368
0
0
Aegerion Pharmaceuticals, Inc.
Note 2.00% 5/15/19
00767EAB8
9263
13000000
PRN
SOLE
13000000
0
0
Affimed NV
Common
N01045108
530
294213
SH
SOLE
294213
0
0
Akorn, Inc.
Common
009728106
7154
327735
SH
SOLE
327735
0
0
Alexion Pharmaceuticals, Inc.
Common
015351109
97379
795905
SH
SOLE
795905
0
0
Allergan plc
Common
G0177J108
91162
434086
SH
SOLE
434086
0
0
Allergan plc
Preferred Convertible
G0177J116
3812
5000
SH
SOLE
5000
0
0
Alliqua BioMedical, Inc.
Common
019621200
974
1650000
SH
SOLE
1650000
0
0
Allscripts Healthcare Solutions, Inc.
Common
01988P108
1772
173600
SH
SOLE
173600
0
0
Alnylam Pharmaceuticals, Inc.
Common
02043Q107
9135
243995
SH
SOLE
243995
0
0
AmerisourceBergen Corporation
Common
03073E105
25856
330687
SH
SOLE
330687
0
0
Amgen Inc.
Common
031162100
47027
321640
SH
SOLE
321640
0
0
Amicus Therapeutics, Inc.
Common
03152W109
2081
418730
SH
SOLE
418730
0
0
ARCA biopharma, Inc.
Common
00211Y407
2312
811227
SH
SOLE
811227
0
0
Ardelyx, Inc.
Common
039697107
9079
639370
SH
SOLE
639370
0
0
AstraZeneca PLC
Sponsored ADR
046353108
12671
463800
SH
SOLE
463800
0
0
Auris Medical Holding AG
Common
H03579101
829
774504
SH
SOLE
774504
0
0
Becton, Dickinson and Co.
Common
075887109
10443
63078
SH
SOLE
63078
0
0
BeiGene, Ltd.
Sponsored ADR
07725L102
3543
116707
SH
SOLE
116707
0
0
Bellicum Pharmaceuticals, Inc.
Common
079481107
817
60000
SH
SOLE
60000
0
0
Biogen Inc.
Common
09062X103
152382
537350
SH
SOLE
537350
0
0
BioMarin Pharmaceutical Inc.
Common
09061G101
47438
572645
SH
SOLE
572645
0
0
bluebird bio, Inc.
Common
09609G100
3045
49345
SH
SOLE
49345
0
0
Cardinal Health, Inc.
Common
14149Y108
10975
152500
SH
SOLE
152500
0
0
Care Capital Properties, Inc.
Common
141624106
8626
345022
SH
SOLE
345022
0
0
Celgene Corporation
Common
151020104
163195
1409889
SH
SOLE
1409889
0
0
Celldex Therapeutics, Inc.
Common
15117B103
375
105800
SH
SOLE
105800
0
0
Cellectis S.A.
Sponsored ADR
15117K103
5259
310250
SH
SOLE
310250
0
0
Centene Corporation
Common
15135B101
22604
400000
SH
SOLE
400000
0
0
Charles River Laboratories International, Inc.
Common
159864107
9722
127600
SH
SOLE
127600
0
0
Chimerix, Inc.
Common
16934W106
1421
308892
SH
SOLE
308892
0
0
Cidara Therapeutics, Inc.
Common
171757107
1378
132472
SH
SOLE
132472
0
0
Cigna Corporation
Common
125509109
11525
86400
SH
SOLE
86400
0
0
Coherus Biosciences, Inc.
Common
19249H103
2534
90000
SH
SOLE
90000
0
0
Community Health Systems, Inc.
Common
203668108
1140
203935
SH
SOLE
203935
0
0
CVS Health Corporation
Common
126650100
32502
411891
SH
SOLE
411891
0
0
CytomX Therapeutics, Inc.
Common
23284F105
8309
756090
SH
SOLE
756090
0
0
DBV Technologies S.A.
Sponsored ADR
23306J101
2305
65600
SH
SOLE
65600
0
0
Dermira, Inc.
Common
24983L104
5011
165200
SH
SOLE
165200
0
0
Diplomat Pharmacy, Inc.
Common
25456K101
1641
130223
SH
SOLE
130223
0
0
Dynavax Technologies Corporation
Common
268158201
1363
345050
SH
SOLE
345050
0
0
Egalet Corporation
Note 5.50% 4/1/20
28226BAB0
6059
7000000
PRN
SOLE
7000000
0
0
Eli Lilly & Company
Common
532457108
36268
493100
SH
SOLE
493100
0
0
Endo International plc
Shares
G30401106
15063
914548
SH
SOLE
914548
0
0
Endologix, Inc.
Common
29266S106
2212
386750
SH
SOLE
386750
0
0
Epizyme, Inc.
Common
29428V104
4840
400000
SH
SOLE
400000
0
0
Esperion Therapeutics, Inc.
Common
29664W105
1287
102800
SH
SOLE
102800
0
0
Exelixis, Inc.
Common
30161Q104
8225
551647
SH
SOLE
551647
0
0
Flamel Technologies SA
Sponsored ADR
338488109
6486
624288
SH
SOLE
624288
0
0
Flex Pharma, Inc.
Common
33938A105
856
162124
SH
SOLE
162124
0
0
Foamix Pharmaceuticals Ltd
Shares
M46135105
10327
930398
SH
SOLE
930398
0
0
Forward Pharma A/S
Sponsored ADR
34986J105
2050
136547
SH
SOLE
136547
0
0
Galapagos NV
Sponsored ADR
36315X101
7429
115738
SH
SOLE
115738
0
0
GenMark Diagnostics, Inc.
Common
372309104
1143
93349
SH
SOLE
93349
0
0
Gilead Sciences, Inc.
Common
375558103
181183
2530131
SH
SOLE
2530131
0
0
GlaxoSmithKline plc
Sponsored ADR
37733W105
13825
359000
SH
SOLE
359000
0
0
Global Blood Therapeutics, Inc.
Common
37890U108
5510
381300
SH
SOLE
381300
0
0
Global Medical REIT Inc.
Common
37954A204
655
73400
SH
SOLE
73400
0
0
Grifols, S.A.
Sponsored ADR
398438408
2668
166000
SH
SOLE
166000
0
0
Halozyme Therapeutics, Inc.
Common
40637H109
1976
200000
SH
SOLE
200000
0
0
HCA Holdings, Inc.
Common
40412C101
14081
190232
SH
SOLE
190232
0
0
HCP, Inc.
Common
40414L109
1352
45500
SH
SOLE
45500
0
0
Healthcare Realty Trust, Inc.
Common
421946104
2062
68000
SH
SOLE
68000
0
0
Healthcare Trust of America, Inc.
Class A
42225P501
1339
46000
SH
SOLE
46000
0
0
Horizon Pharma plc
Shares
G4617B105
2636
162900
SH
SOLE
162900
0
0
Humana Inc.
Common
444859102
33624
164800
SH
SOLE
164800
0
0
ICON plc
Shares
G4705A100
5414
72000
SH
SOLE
72000
0
0
IDEXX Laboratories, Inc.
Common
45168D104
15521
132352
SH
SOLE
132352
0
0
Illumina, Inc.
Common
452327109
31570
246560
SH
SOLE
246560
0
0
Immunomedics, Inc.
Note 4.75% 2/15/20
452907AK4
3960
4000000
PRN
SOLE
4000000
0
0
Impax Laboratories, Inc.
Common
45256B101
1647
124335
SH
SOLE
124335
0
0
Incyte Corporation
Common
45337C102
88284
880461
SH
SOLE
880461
0
0
Intellia Therapeutics, Inc.
Common
45826J105
942
71842
SH
SOLE
71842
0
0
iShares Nasdaq Biotechnology ETF
ETF
464287556
15304
57670
SH
SOLE
57670
0
0
Jazz Pharmaceuticals plc
Shares
G50871105
36134
331411
SH
SOLE
331411
0
0
Johnson & Johnson
Common
478160104
51062
443212
SH
SOLE
443212
0
0
Juno Therapeutics, Inc.
Common
48205A109
1073
56900
SH
SOLE
56900
0
0
Karyopharm Therapeutics Inc.
Common
48576U106
4703
500324
SH
SOLE
500324
0
0
LTC Properties, Inc.
Common
502175102
6399
136212
SH
SOLE
136212
0
0
Mallinckrodt plc
Shares
G5785G107
3084
61900
SH
SOLE
61900
0
0
McKesson Corporation
Common
58155Q103
2107
15000
SH
SOLE
15000
0
0
Medical Properties Trust, Inc.
Common
58463J304
12395
1007717
SH
SOLE
1007717
0
0
The Medicines Company
Common
584688105
26189
771638
SH
SOLE
771638
0
0
Medtronic plc
Shares
G5960L103
44378
623030
SH
SOLE
623030
0
0
Merck & Co., Inc.
Common
58933Y105
70547
1198349
SH
SOLE
1198349
0
0
Merus B.V.
Common
N5749R100
10115
479150
SH
SOLE
479150
0
0
Molina Healthcare, Inc.
Common
60855R100
21842
402541
SH
SOLE
402541
0
0
Momenta Pharmaceuticals, Inc.
Common
60877T100
4614
306600
SH
SOLE
306600
0
0
Mylan N.V.
Shares
N59465109
43321
1135552
SH
SOLE
1135552
0
0
Myovant Sciences Ltd.
Common
G637AM102
4976
400000
SH
SOLE
400000
0
0
Nabriva Therapeutics AG
Sponsored ADR
62957M104
2083
350000
SH
SOLE
350000
0
0
Natera, Inc.
Common
632307104
10332
882358
SH
SOLE
882358
0
0
Neurocrine Biosciences, Inc.
Common
64125C109
15165
391869
SH
SOLE
391869
0
0
New Senior Investment Group Inc.
Common
648691103
5561
567997
SH
SOLE
567997
0
0
Novartis AG
Sponsored ADR
66987V109
18123
248800
SH
SOLE
248800
0
0
Novavax, Inc.
Common
670002104
719
571000
SH
SOLE
571000
0
0
Omega Healthcare Investors, Inc.
Common
681936100
14336
458616
SH
SOLE
458616
0
0
Paratek Pharmaceuticals, Inc.
Common
699374302
11744
762581
SH
SOLE
762581
0
0
Perrigo Company plc
Shares
G97822103
3104
37300
SH
SOLE
37300
0
0
Pfizer Inc.
Common
717081103
37244
1146689
SH
SOLE
1146689
0
0
Physicians Realty Trust
Common
71943U104
10062
530672
SH
SOLE
530672
0
0
Pieris Pharmaceuticals, Inc.
Common
720795103
5804
4145958
SH
SOLE
4145958
0
0
PRA Health Sciences, Inc.
Common
69354M108
5622
102000
SH
SOLE
102000
0
0
Puma Biotechnology, Inc.
Common
74587V107
7988
260200
SH
SOLE
260200
0
0
Quorum Health Corporation
Common
74909E106
172
23725
SH
SOLE
23725
0
0
Regeneron Pharmaceuticals, Inc.
Common
75886F107
68890
187666
SH
SOLE
187666
0
0
Retrophin, Inc.
Common
761299106
3179
167949
SH
SOLE
167949
0
0
The RMR Group Inc.
Class A
74967R106
294
7441
SH
SOLE
7441
0
0
Sabra Health Care REIT, Inc.
Common
78573L106
13455
550990
SH
SOLE
550990
0
0
Sage Therapeutics, Inc.
Common
78667J108
2757
54000
SH
SOLE
54000
0
0
Sanofi
Sponsored ADR
80105N105
12334
305000
SH
SOLE
305000
0
0
Sarepta Therapeutics, Inc.
Common
803607100
12791
466300
SH
SOLE
466300
0
0
Senior Housing Properties Trust
Shares
81721M109
12239
646554
SH
SOLE
646554
0
0
Shire plc
Sponsored ADR
82481R106
39428
231413
SH
SOLE
231413
0
0
Spark Therapeutics, Inc.
Common
84652J103
1213
24300
SH
SOLE
24300
0
0
SPDR S&P Biotech ETF
ETF
78464A870
10595
179000
SH
SOLE
179000
0
0
Tenet Healthcare Corporation
Common
88033G407
2441
164500
SH
SOLE
164500
0
0
Tetraphase Pharmaceuticals, Inc.
Common
88165N105
775
192322
SH
SOLE
192322
0
0
Teva Pharmaceutical Industries Ltd.
Sponsored ADR
881624209
28600
788958
SH
SOLE
788958
0
0
TherapeuticsMD, Inc.
Common
88338N107
1080
187100
SH
SOLE
187100
0
0
Thermo Fisher Scientific Inc.
Common
883556102
19912
141120
SH
SOLE
141120
0
0
Ultragenyx Pharmaceutical Inc.
Common
90400D108
6215
88400
SH
SOLE
88400
0
0
uniQure N.V.
Shares
N90064101
1350
241021
SH
SOLE
241021
0
0
United Therapeutics Corporation
Common
91307C102
13353
93100
SH
SOLE
93100
0
0
UnitedHealth Group Inc.
Common
91324P102
39357
245920
SH
SOLE
245920
0
0
Universal Health Services, Inc.
Class B
913903100
15614
146780
SH
SOLE
146780
0
0
Valeant Pharmaceuticals International, Inc.
Common
91911K102
2788
192000
SH
SOLE
192000
0
0
Ventas, Inc.
Common
92276F100
11003
175991
SH
SOLE
175991
0
0
Vertex Pharmaceuticals Incorporated
Common
92532F100
76138
1033503
SH
SOLE
1033503
0
0
Welltower Inc.
6.50% Preferred Perpetual
95040Q203
12036
200000
SH
SOLE
200000
0
0
Welltower Inc.
Common
95040Q104
1432
21400
SH
SOLE
21400
0
0
Xencor, Inc.
Common
98401F105
526
20000
SH
SOLE
20000
0
0
Xenon Pharmaceuticals Inc.
Common
98420N105
5390
700000
SH
SOLE
700000
0
0
Zafgen, Inc.
Common
98885E103
42
13307
SH
SOLE
13307
0
0
Zimmer Biomet Holdings, Inc.
Common
98956P102
10557
102300
SH
SOLE
102300
0
0