0001104659-15-034890.txt : 20150506
0001104659-15-034890.hdr.sgml : 20150506
20150506162148
ACCESSION NUMBER: 0001104659-15-034890
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150506
DATE AS OF CHANGE: 20150506
EFFECTIVENESS DATE: 20150506
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tekla Capital Management LLC
CENTRAL INDEX KEY: 0001300336
IRS NUMBER: 010628853
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10950
FILM NUMBER: 15837296
BUSINESS ADDRESS:
STREET 1: 100 FEDERAL STREET
STREET 2: 19TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 617 772-8500
MAIL ADDRESS:
STREET 1: 100 FEDERAL STREET
STREET 2: 19TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: Hambrecht & Quist Capital Management LLC
DATE OF NAME CHANGE: 20040811
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001300336
XXXXXXXX
03-31-2015
03-31-2015
false
Tekla Capital Management LLC
100 FEDERAL STREET
19TH FLOOR
BOSTON
MA
02110
13F HOLDINGS REPORT
028-10950
N
Laura Woodward
Chief Compliance Officer
617-772-8500
/s/ Laura Woodward
Boston
MA
05-06-2015
0
116
2523695
false
INFORMATION TABLE
2
a15-9771_1informationtable.xml
INFORMATION TABLE
AbbVie Inc.
Common
00287Y109
11708
200000
SH
Call
SOLE
200000
0
0
AbbVie Inc.
Common
00287Y109
65015
1110614
SH
SOLE
1110614
0
0
Accelerate Diagnostics, Inc
Common
00430H102
3254
144625
SH
SOLE
144625
0
0
Accuray, Inc.
Common
004397105
6807
731943
SH
SOLE
731943
0
0
Achillion Pharmaceuticals Inc.
Common
00448Q201
5396
547300
SH
SOLE
547300
0
0
Achillion Pharmaceuticals Inc.
Common
00448Q201
5396
547300
SH
Call
SOLE
547300
0
0
Acorda Therapeutics, Inc.
Common
00484M106
22659
680862
SH
SOLE
680862
0
0
Actavis plc
Shares
G0083B108
107645
361686
SH
SOLE
361686
0
0
Actavis plc
Preferred Convertible Series A
G0083B116
5060
5000
SH
SOLE
5000
0
0
Aegerion Pharmaceuticals, Inc.
Common
00767E102
5391
206000
SH
SOLE
206000
0
0
Aetna, Inc.
Common
00817Y108
35361
331931
SH
SOLE
331931
0
0
Agios Pharmaceuticals, Inc.
Common
00847X104
9458
100300
SH
SOLE
100300
0
0
Akorn, Inc.
Common
009728106
40359
849482
SH
SOLE
849482
0
0
Alere, Inc.
Common
01449J105
14567
297901
SH
SOLE
297901
0
0
Alexion Pharmaceuticals, Inc.
Common
015351109
13379
77200
SH
Call
SOLE
77200
0
0
Alexion Pharmaceuticals, Inc.
Common
015351109
87049
502305
SH
SOLE
502305
0
0
Alkermes plc
Shares
G01767105
35879
588470
SH
SOLE
588470
0
0
Allscripts Healthcare Solutions, Inc.
Common
01988P108
21267
1778200
SH
SOLE
1778200
0
0
Alnylam Pharmaceuticals, Inc.
Common
02043Q107
5670
54300
SH
Call
SOLE
54300
0
0
Alnylam Pharmaceuticals, Inc.
Common
02043Q107
13595
130195
SH
SOLE
130195
0
0
Amgen, Inc.
Common
031162100
56232
351779
SH
SOLE
351779
0
0
Athenahealth, Inc.
Common
04685W103
2758
23100
SH
Call
SOLE
23100
0
0
Athenahealth, Inc.
Common
04685W103
2758
23100
SH
SOLE
23100
0
0
Baxter International, Inc.
Common
071813109
21893
319600
SH
SOLE
319600
0
0
Bellicum Pharmaceuticals, Inc.
Common
079481107
1390
60000
SH
SOLE
60000
0
0
BioDelivery Sciences International, Inc.
Common
09060J106
2625
250000
SH
SOLE
250000
0
0
Biogen Idec, Inc.
Common
09062X103
5151
12200
SH
Call
SOLE
12200
0
0
Biogen Idec, Inc.
Common
09062X103
143343
339483
SH
SOLE
339483
0
0
BioMarin Pharmaceutical Inc.
Common
09061G101
66669
534977
SH
SOLE
534977
0
0
bluebird bio, Inc.
Common
09609G100
6585
54527
SH
SOLE
54527
0
0
Bristol-Myers Squibb Co.
Common
110122108
34523
535240
SH
SOLE
535240
0
0
Catamaran Corporation
Common
148887102
25817
433600
SH
SOLE
433600
0
0
Celgene Corporation
Common
151020104
229964
1994834
SH
SOLE
1994834
0
0
Cellectis S.A.
Sponsored ADS
15117K103
1384
40000
SH
SOLE
40000
0
0
Centene Corporation
Common
15135B101
8483
120000
SH
SOLE
120000
0
0
Cigna Corp
Common
125509109
9611
74251
SH
SOLE
74251
0
0
Community Health Systems, Inc.
Common
203668108
2614
50000
SH
Call
SOLE
50000
0
0
Community Health Systems, Inc.
Common
203668108
10956
209572
SH
SOLE
209572
0
0
Corsicanto Ltd.
Note 3.5% 1/15/32
220480AB3
15656
14700000
PRN
SOLE
14700000
0
0
Eleven Biotherapeutics, Inc.
Common
286221106
1748
195964
SH
SOLE
195964
0
0
Endo International PLC
Shares
G30401106
22584
251773
SH
SOLE
251773
0
0
Endologix Inc.
Common
29266S106
9406
551000
SH
SOLE
551000
0
0
Epizyme, Inc.
Common
29428V104
3756
200000
SH
SOLE
200000
0
0
Flex Pharma, Inc.
Common
33938A105
4559
232600
SH
SOLE
232600
0
0
Gilead Sciences, Inc.
Common
375558103
42206
430100
SH
Call
SOLE
430100
0
0
Gilead Sciences, Inc.
Common
375558103
223710
2279731
SH
SOLE
2279731
0
0
HCA Holdings, Inc.
Common
40412C101
11096
147488
SH
SOLE
147488
0
0
Health Care REIT Inc.
Common
42217K601
13432
200000
SH
SOLE
200000
0
0
Heron Therapeutics, Inc.
Common
427746102
12716
873940
SH
SOLE
873940
0
0
IDEXX Laboratories, Inc.
Common
45168D104
8692
56265
SH
SOLE
56265
0
0
Illumina, Inc.
Common
452327109
5458
29400
SH
Call
SOLE
29400
0
0
Illumina, Inc.
Common
452327109
24735
133241
SH
SOLE
133241
0
0
Immunomedics, Inc.
Common
452907108
1915
500000
SH
SOLE
500000
0
0
Impax Laboratories, Inc.
Common
45256B101
16155
344683
SH
SOLE
344683
0
0
Incyte Corporation
Common
45337C102
5133
56000
SH
Call
SOLE
56000
0
0
Incyte Corporation
Common
45337C102
85836
936461
SH
SOLE
936461
0
0
Infinity Pharmaceuticals, Inc.
Common
45665G303
6132
438623
SH
SOLE
438623
0
0
IntelliPharmaCeutics International Inc.
Common
458173101
3889
1394000
SH
SOLE
1394000
0
0
Intra-Cellular Therapies, Inc.
Common
46116X101
3582
150000
SH
SOLE
150000
0
0
Ironwood Pharmaceuticals, Inc.
Common
46333X108
12289
768050
SH
SOLE
768050
0
0
Ishares Nasdaq Biotechnology ETF
ETF
464287556
19806
57670
SH
SOLE
57670
0
0
Jazz Pharmaceuticals plc
Shares
G50871105
20863
120741
SH
SOLE
120741
0
0
Johnson & Johnson
Common
478160104
43722
434612
SH
SOLE
434612
0
0
Karyopharm Therapeutics Inc.
Common
48576U106
14600
476966
SH
SOLE
476966
0
0
Kite Pharma, Inc.
Common
49803L109
2682
46500
SH
Call
SOLE
46500
0
0
Kite Pharma, Inc.
Common
49803L109
2682
46500
SH
SOLE
46500
0
0
KYTHERA Biopharmaceuticals Inc
Common
501570105
2794
55717
SH
SOLE
55717
0
0
LTC Properties Inc.
Common
502175102
10884
236618
SH
SOLE
236618
0
0
Macrogenics, Inc.
Common
556099109
400
12743
SH
SOLE
12743
0
0
McKesson Corporation
Common
58155Q103
15350
67862
SH
SOLE
67862
0
0
Medical Properties Trust Inc.
Common
58463J304
17004
1153574
SH
SOLE
1153574
0
0
Merck & Co., Inc.
Common
58933Y105
10634
185000
SH
SOLE
185000
0
0
Merrimack Pharmaceuticals, Inc.
Note 4.50% 7/15/20
590328AA8
2929
1485000
PRN
SOLE
1485000
0
0
Merrimack Pharmaceuticals, Inc.
Common
590328100
6745
567787
SH
SOLE
567787
0
0
Molina Healthcare, Inc.
Common
60855R100
23410
347901
SH
SOLE
347901
0
0
Momenta Pharmaceuticals, Inc.
Common
60877T100
5374
353575
SH
SOLE
353575
0
0
Mylan NV
Shares Euro
N59465109
59950
1010105
SH
SOLE
1010105
0
0
Myriad Genetics, Inc.
Shares Euro
62855J104
2648
74800
SH
Call
SOLE
74800
0
0
Myriad Genetics, Inc.
Common
62855J104
2648
74800
SH
SOLE
74800
0
0
Neurocrine Biosciences, Inc.
Common
64125C109
19901
501150
SH
SOLE
501150
0
0
Omega Healthcare Investors Inc.
Common
681936100
16760
413116
SH
SOLE
413116
0
0
OncoGenex Pharmaceuticals, Inc.
Common
68230A106
243
113100
SH
SOLE
113100
0
0
Perrigo Company plc
Common
G97822103
11208
67700
SH
Call
SOLE
67700
0
0
Perrigo Company plc
Shares
G97822103
21629
130652
SH
SOLE
130652
0
0
Pfizer, Inc.
Common
717081103
56994
1638241
SH
SOLE
1638241
0
0
Physicians Realty Trust
Common
71943U104
18506
1050902
SH
SOLE
1050902
0
0
Receptos, Inc.
Common
756207106
20578
124800
SH
SOLE
124800
0
0
Regeneron Pharmaceuticals, Inc.
Common
75886F107
84502
187166
SH
SOLE
187166
0
0
Sabra Health Care REIT Inc.
Common
78573L106
15123
456190
SH
SOLE
456190
0
0
Sage Therapeutics, Inc.
Common
78667J108
753
15000
SH
SOLE
15000
0
0
Sagent Pharmaceuticals, Inc.
Common
786692103
9521
409500
SH
SOLE
409500
0
0
Sangamo BioSciences, Inc.
Common
800677106
10648
679100
SH
SOLE
679100
0
0
Sarepta Therapeutics, Inc.
Common
803607100
1529
115100
SH
Call
SOLE
115100
0
0
Sarepta Therapeutics, Inc.
Common
803607100
3058
230300
SH
SOLE
230300
0
0
Senior Housing Properties Trust
Shares
81721M109
10642
479604
SH
SOLE
479604
0
0
Sorrento Therapeutics, Inc.
Common
83587F202
1648
142597
SH
SOLE
142597
0
0
Spectrum Pharmaceuticals, Inc.
Note 2.75% 12/15/18
84763AAB4
4572
5000000
PRN
SOLE
5000000
0
0
St Jude Medical, Inc.
Common
790849103
10563
161510
SH
SOLE
161510
0
0
Stryker Corporation
Common
863667101
11433
123940
SH
SOLE
123940
0
0
Supernus Pharmaceuticals, Inc.
Note 7.50% 5/1/19
868459AB4
4826
2000000
PRN
SOLE
2000000
0
0
Synageva BioPharma Corp
Common
87159A103
6925
71000
SH
Call
SOLE
71000
0
0
Synageva BioPharma Corp
Common
87159A103
19378
198689
SH
SOLE
198689
0
0
Tenet Healthcare Corp
Common
88033G407
2946
59500
SH
SOLE
59500
0
0
Teva Pharmaceutical Industries Ltd.
ADR
881624209
62150
997594
SH
SOLE
997594
0
0
TherapeuticsMD, Inc.
Common
88338N107
8963
1481500
SH
SOLE
1481500
0
0
Thermo Fisher Scientific Inc.
Common
883556102
19035
141695
SH
SOLE
141695
0
0
TrovaGene, Inc.
Common
897238309
4427
650000
SH
SOLE
650000
0
0
Ventas Inc.
Common
92276F100
21379
292782
SH
SOLE
292782
0
0
Verastem, Inc.
Common
92337C104
12711
1249827
SH
SOLE
1249827
0
0
Vertex Pharmaceuticals, Inc.
Common
92532F100
54767
464244
SH
SOLE
464244
0
0
WellCare Health Plans Inc.
Common
94946T106
8108
88652
SH
SOLE
88652
0
0
Wright Medical Group Inc.
Common
98235T107
4027
156100
SH
SOLE
156100
0
0
Xencor, Inc.
Common
98401F105
306
20000
SH
SOLE
20000
0
0
Zafgen, Inc.
Common
98885E103
527
13307
SH
SOLE
13307
0
0
Zimmer Holdings, Inc.
Common
98956P102
12022
102300
SH
SOLE
102300
0
0
Zogenix, Inc.
Common
98978L105
3906
2850811
SH
SOLE
2850811
0
0