-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JgPd14bepZcK6k6C+6iMrpEN1fJA/3YLYRUGI30pHOU8yuEhK0d59Tg6/LFYiOOS y9V4EONPbk0IXNlif6Z/dA== 0000919574-09-010290.txt : 20090514 0000919574-09-010290.hdr.sgml : 20090514 20090514110541 ACCESSION NUMBER: 0000919574-09-010290 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090514 DATE AS OF CHANGE: 20090514 EFFECTIVENESS DATE: 20090514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LAMPE, CONWAY & CO. LLC CENTRAL INDEX KEY: 0001299982 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12129 FILM NUMBER: 09824918 BUSINESS ADDRESS: STREET 1: 680 FIFTH AVENUE, SUITE 1202 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125818989 MAIL ADDRESS: STREET 1: 680 FIFTH AVENUE, SUITE 1202 CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 d987970_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended March 31, 2009 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Lampe, Conway & Co. LLC Address: 680 Fifth Avenue 12th Floor New York, New York 10019 13F File Number: 28-12129 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard F. Conway Title: Managing Member Phone: (212) 581-8989 Signature, Place and Date of Signing: /s/ Richard F. Conway New York, New York May 14, 2009 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s). [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s). List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 22 Form 13F Information Table Value Total: $42,913 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 28-12130 LC Capital Master Fund, Ltd. FORM 13F INFORMATION TABLE March 31, 2009
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- ----- -------- ------- --- ---- ---------- -------- ---- ------ ---- AMBASSADORS INTL INC NOTE 3.750% 4/1 023178AA4 1,365 4,550,000 SH SHARED-DEFINED 4,550,000 ARBINET THEXCHANGE INC COM 03875P100 3,421 2,138,303 SH SHARED-DEFINED 2,138,303 CADIZ INC COM NEW 127537207 4,794 600,852 SH SHARED-DEFINED 600,852 CITADEL BROADCASTING CORP COM 17285T106 286 4,345,396 SH SHARED-DEFINED 4,345,396 COMSYS IT PARTNERS INC COM 20581E104 874 395,670 SH SHARED-DEFINED 395,670 DDI CORP COM 0.0001 NEW 233162502 15 47,922 SH SHARED-DEFINED 47,922 DAYSTAR TECHNOLOGIES INC COM 23962Q100 5,032 4,575,183 SH SHARED-DEFINED 4,575,183 FIBERTOWER CORP NOTE 9.000%11/1 31567RAC4 7,475 21,358 SH SHARED-DEFINED 21,358 IBASIS INC COM NEW 450732201 1,290 1,925,754 SH SHARED-DEFINED 1,925,754 KEMET CORP COM 488360108 1,180 6,560,000 SH SHARED-DEFINED 6,560,000 MERIX CORP NOTE 4.000% 5/1 590049AB8 3,200 10,000,000 SH SHARED-DEFINED 10,000,000 MESA AIR GROUP INC NOTE 2/1 590479AD3 2,856 14,280,000 SH SHARED-DEFINED 14,280,000 MESA AIR GROUP INC COM 590479101 3,477 27,384,000 SH SHARED-DEFINED 27,384,000 NEW GENERATION BIOFUELS HLDG COM 644461105 698 862,172 SH SHARED-DEFINED 862,172 PARTICLE DRILLING TECHNOLOGI COM 70212G101 931 5,713,679 SH SHARED-DEFINED 5,713,679 QUADRAMED CORP COM NEW 74730W507 1,801 298,335 SH SHARED-DEFINED 298,335 SILICON GRAPHICS INC COM NEW 827056300 597 1,195,881 SH SHARED-DEFINED 1,195,881 SPECTRUM BRANDS INC COM 84762L105 36 279,649 SH SHARED-DEFINED 279,649 STAR SCIENTIFIC INC COM 85517P101 1,941 453,526 SH SHARED-DEFINED 453,526 TERRESTAR CORP COM 881451108 590 1,059,534 SH SHARED-DEFINED 1,059,534 THERMADYNE HLDGS CORP NEW COM PAR $0.01 883435307 401 189,277 SH SHARED-DEFINED 189,277 EVOLVING SYS INC COM 30049R100 653 816,763 SH SHARED-DEFINED 816,763
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