-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PJ/zsB34WT7IhzRXH8BVw1UTZYnRDrvg+t0pGRpuT/PerGQojtpD8P5DhnqzwamD 73aYF9r2Dn9/ClaZSiu41w== 0000919574-08-007853.txt : 20081113 0000919574-08-007853.hdr.sgml : 20081113 20081113163013 ACCESSION NUMBER: 0000919574-08-007853 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081113 DATE AS OF CHANGE: 20081113 EFFECTIVENESS DATE: 20081113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LAMPE, CONWAY & CO. LLC CENTRAL INDEX KEY: 0001299982 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12129 FILM NUMBER: 081185344 BUSINESS ADDRESS: STREET 1: 680 FIFTH AVENUE, SUITE 1202 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125818989 MAIL ADDRESS: STREET 1: 680 FIFTH AVENUE, SUITE 1202 CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 d933823_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended September 30, 2008 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Lampe, Conway & Co. LLC Address: 680 Fifth Avenue 12th Floor New York, New York 10019 13F File Number: 28-12129 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard F. Conway Title: Managing Member Phone: (212) 581-8989 Signature, Place and Date of Signing: /s/ Richard F. Conway New York, New York November 13, 2008 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s). [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s). List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 28 Form 13F Information Table Value Total: $126,605.05 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 28-12130 LC Capital Master Fund, Ltd. FORM 13F INFORMATION TABLE September 30, 2008
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE - -------------- -------------- ----- -------- ------- --- ---- ---------- ---- ---- ------ ---- AMBASSADORS INTL INC NOTE 3.750% 4/1 023178AA4 1,520.00 3,800,000 SH SHARED-DEFINED 3,800,000 ARBINET THEXCHANGE INC COM 03875p100 5,926.64 2,170,932 SH SHARED-DEFINED 2,170,932 BARNES & NOBLE INC COM 067774109 1,731.71 66,400 SH SHARED-DEFINED 66,400 CADIZ INC COM NEW 127537207 5,966.09 312,852 SH SHARED-DEFINED 312,852 CAL DIVE INTL INC DEL COM 12802t101 3,856.55 363,825 SH SHARED-DEFINED 363,825 CITADEL BROADCASTING CORP COM 17285t106 4,236.97 5,432,017 SH SHARED-DEFINED 5,432,017 COMSYS IT PARTNERS INC COM 20581e104 4,232.35 435,427 SH SHARED-DEFINED 435,427 DDI CORP COM 0.0001 NEW 233162502 3,260.33 626,987 SH SHARED-DEFINED 626,987 DANA HOLDING CORP COM 235825205 1,868.24 386,000 SH SHARED-DEFINED 386,000 DAYSTAR TECHNOLOGIES INC COM 23962q100 13,268.03 4,575,183 SH SHARED-DEFINED 4,575,183 EASTMAN KODAK CO COM 277461109 16,522.73 1,074,300 SH SHARED-DEFINED 1,074,300 FIBERTOWER CORP COM 31567R100 4.11 2,997 SH SHARED-DEFINED 2,997 FIBERTOWER CORP NOTE 9.000%11/1 31567RAC4 16,152.00 26,920,000 SH SHARED-DEFINED 26,920,000 IBASIS INC COM NEW 450732201 8,275.59 2,371,228 SH SHARED-DEFINED 2,371,228 JETBLUE AIRWAYS CORP DBCV 3.750% 3/1 477143AC5 1,944.00 2,700,000 SH SHARED-DEFINED 2,700,000 KEMET CORP NOTE 2.250%11/1 488360AB4 961.59 2,630,000 SH SHARED-DEFINED 2,630,000 MERIX CORP NOTE 4.000% 5/1 590049AB8 1,269.00 2,700,000 SH SHARED-DEFINED 2,700,000 MESA AIR GROUP INC NOTE 2.115% 2/1 590479AD3 1,656.80 16,568,000 SH SHARED-DEFINED 16,568,000 NEW GENERATION BIOFUELS HLDG COM 644461105 3,503.70 875,926 SH SHARED-DEFINED 875,926 NEXCEN BRANDS INC COM 653351106 80.96 289,138 SH SHARED-DEFINED 289,138 PARTICLE DRILLING TECHNOLOGI COM 70212g101 1,154.16 5,713,679 SH SHARED-DEFINED 5,713,679 QUADRAMED CORP COM NEW 74730w507 2,771.77 243,662 SH SHARED-DEFINED 243,662 RCN CORP COM NEW 749361200 6,082.32 496,111 SH SHARED-DEFINED 496,111 SILICON GRAPHICS INC COM NEW 827056300 11,212.80 1,288,828 SH SHARED-DEFINED 1,288,828 SPECTRUM BRANDS INC COM 84762L105 657.83 473,260 SH SHARED-DEFINED 473,260 STAR SCIENTIFIC INC COM 85517P101 320.40 90,000 SH SHARED-DEFINED 90,000 TERRESTAR CORP COM 881451108 5,011.11 1,166,105 SH SHARED-DEFINED 1,166,105 THERMADYNE HLDGS CORP NEW COM PAR $0.01 883435307 3,155.25 189,277 SH SHARED-DEFINED 189,277
SK 02979 0001 933823 -----END PRIVACY-ENHANCED MESSAGE-----