0000899243-17-009850.txt : 20170410
0000899243-17-009850.hdr.sgml : 20170410
20170410165522
ACCESSION NUMBER: 0000899243-17-009850
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140402
FILED AS OF DATE: 20170410
DATE AS OF CHANGE: 20170410
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Comstock Holding Companies, Inc.
CENTRAL INDEX KEY: 0001299969
STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531]
IRS NUMBER: 201164345
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1886 METRO CENTER DRIVE
STREET 2: SUITE 410
CITY: RESTON
STATE: VA
ZIP: 20190
BUSINESS PHONE: 703-883-1700
MAIL ADDRESS:
STREET 1: 1886 METRO CENTER DRIVE
STREET 2: SUITE 410
CITY: RESTON
STATE: VA
ZIP: 20190
FORMER COMPANY:
FORMER CONFORMED NAME: Comstock Homebuilding Companies, Inc.
DATE OF NAME CHANGE: 20040806
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Clemente Christopher
CENTRAL INDEX KEY: 0001311081
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32375
FILM NUMBER: 17754037
MAIL ADDRESS:
STREET 1: 11465 SUNSET HILLS ROAD, SUITE 510
CITY: RESTON
STATE: VA
ZIP: 20910
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-04-02
0
0001299969
Comstock Holding Companies, Inc.
CHCI
0001311081
Clemente Christopher
1886 METRO CENTER DRIVE, 4TH FLOOR
RESTON
VA
20190
1
1
1
0
Chairman and CEO
Class B Common Stock
2017-04-06
2017-04-06
4
P
0
25000
1.00
A
220250
D
Class A Common Stock
2014-03-31
2014-03-31
4
F
0
1725
11.27
D
245748
D
Class A Common Stock
2014-12-31
2014-12-31
4
F
0
3546
7.21
D
242202
D
Class A Common Stock
2015-03-31
2015-03-31
4
F
0
1725
6.44
D
240477
D
Class A Common Stock
2016-03-31
2016-03-31
4
F
0
2058
1.79
D
238419
D
Class A Common Stock
2015-05-12
4
A
0
8000
0.00
A
23984
I
By Spouse
Class A Common Stock
2015-05-12
4
A
0
85714
0.00
A
85714
I
By Comstock Development Services, LLC
Class A Common Stock
2142
I
Custodian for Nicholas Schar Clemente
Class A Common Stock
2142
I
Custodian for Michael Douglas Schar Clemente
Class A Common Stock
2142
I
Custodian for Dylan Schar Clemente
Class A Common Stock
2142
I
Custodian for Noah Fitzgerald Schar Clemente
Class A Common Stock
2142
I
Custodian for Mary Madeline Schar Clemente
Class A Common Stock
2142
I
Custodian for Haley Schar Clemente
Class A Common Stock
9904
I
By FR 54, LLC
Class A Common Stock
124465
I
By Stonehenge Funding, LC
Class B Common Stock
195250
I
By FR 54, LLC
Employee Stock Option (right to buy)
7.63
2014-12-11
4
A
0
3572
0.00
A
2024-12-11
Class A Common Stock
3572
3572
D
A warrant to purchase Class A Common Stock
1.76
2016-08-15
4
A
0
150000
0.00
A
2017-02-15
2026-08-15
Class A Common Stock
150000
150000
I
By Comstock Development Services
A warrant to purchase Class A Common Stock
0.00
2015-03-14
4
J
0
3571
0.00
D
2015-03-14
Class A Common Stock
3571
0
I
By Spouse
A warrant to purchase Class A Common Stock
0.00
2015-03-12
4
J
0
7857
0.00
D
2015-03-12
Class A Common Stock
7857
0
I
By Comstock Asset Management
A warrant to purchase Class A Common Stock
7.63
2015-01-12
4
A
0
5000
0.00
A
2015-07-11
2015-01-12
Class A Common Stock
5000
5000
I
By Spouse
Employee Stock Option (right to buy)
12.67
2016-03-31
2022-03-31
Class A Common Stock
2857
2857
I
By Spouse
Employee Stock Option (right to buy)
7.00
2011-12-31
2017-12-31
Class A Common Stock
3571
3571
I
By Spouse
These shares were issued in connection with the Comstock Growth Fund Private Placement offering.
The options vest in four annual equal installments commencing in December 2015.
These securities are owned directly by Comstock Development Services, LLC, a company wholly-owned by the reporting person. The reporting person has the power to direct the vote and to direct the disposition of investments owned by Comstock Development Services, LLC.
The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for Section 16 or for any other purpose.
Includes 1,074 shares of Class A Common Stock representing acquisition in the form of grants in a prior year inadvertantly omitted from previous filings.
These securities were owned directly by Comstock Asset Management, a company wholly-owned by the reporting person. The reporting person has the power to direct the vote and to direct the disposition of investments owned by Comstock Asset Management.
The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.
Represents warrants previously issued that subsequently expired prior to being executed.
These warrants were issued in connection with the Comstock Investors X Private Placement Offering.
/s/ Jubal Thompson, by power of attorney
2017-04-10