0000899243-17-009850.txt : 20170410 0000899243-17-009850.hdr.sgml : 20170410 20170410165522 ACCESSION NUMBER: 0000899243-17-009850 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140402 FILED AS OF DATE: 20170410 DATE AS OF CHANGE: 20170410 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Comstock Holding Companies, Inc. CENTRAL INDEX KEY: 0001299969 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 201164345 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1886 METRO CENTER DRIVE STREET 2: SUITE 410 CITY: RESTON STATE: VA ZIP: 20190 BUSINESS PHONE: 703-883-1700 MAIL ADDRESS: STREET 1: 1886 METRO CENTER DRIVE STREET 2: SUITE 410 CITY: RESTON STATE: VA ZIP: 20190 FORMER COMPANY: FORMER CONFORMED NAME: Comstock Homebuilding Companies, Inc. DATE OF NAME CHANGE: 20040806 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clemente Christopher CENTRAL INDEX KEY: 0001311081 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32375 FILM NUMBER: 17754037 MAIL ADDRESS: STREET 1: 11465 SUNSET HILLS ROAD, SUITE 510 CITY: RESTON STATE: VA ZIP: 20910 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-04-02 0 0001299969 Comstock Holding Companies, Inc. CHCI 0001311081 Clemente Christopher 1886 METRO CENTER DRIVE, 4TH FLOOR RESTON VA 20190 1 1 1 0 Chairman and CEO Class B Common Stock 2017-04-06 2017-04-06 4 P 0 25000 1.00 A 220250 D Class A Common Stock 2014-03-31 2014-03-31 4 F 0 1725 11.27 D 245748 D Class A Common Stock 2014-12-31 2014-12-31 4 F 0 3546 7.21 D 242202 D Class A Common Stock 2015-03-31 2015-03-31 4 F 0 1725 6.44 D 240477 D Class A Common Stock 2016-03-31 2016-03-31 4 F 0 2058 1.79 D 238419 D Class A Common Stock 2015-05-12 4 A 0 8000 0.00 A 23984 I By Spouse Class A Common Stock 2015-05-12 4 A 0 85714 0.00 A 85714 I By Comstock Development Services, LLC Class A Common Stock 2142 I Custodian for Nicholas Schar Clemente Class A Common Stock 2142 I Custodian for Michael Douglas Schar Clemente Class A Common Stock 2142 I Custodian for Dylan Schar Clemente Class A Common Stock 2142 I Custodian for Noah Fitzgerald Schar Clemente Class A Common Stock 2142 I Custodian for Mary Madeline Schar Clemente Class A Common Stock 2142 I Custodian for Haley Schar Clemente Class A Common Stock 9904 I By FR 54, LLC Class A Common Stock 124465 I By Stonehenge Funding, LC Class B Common Stock 195250 I By FR 54, LLC Employee Stock Option (right to buy) 7.63 2014-12-11 4 A 0 3572 0.00 A 2024-12-11 Class A Common Stock 3572 3572 D A warrant to purchase Class A Common Stock 1.76 2016-08-15 4 A 0 150000 0.00 A 2017-02-15 2026-08-15 Class A Common Stock 150000 150000 I By Comstock Development Services A warrant to purchase Class A Common Stock 0.00 2015-03-14 4 J 0 3571 0.00 D 2015-03-14 Class A Common Stock 3571 0 I By Spouse A warrant to purchase Class A Common Stock 0.00 2015-03-12 4 J 0 7857 0.00 D 2015-03-12 Class A Common Stock 7857 0 I By Comstock Asset Management A warrant to purchase Class A Common Stock 7.63 2015-01-12 4 A 0 5000 0.00 A 2015-07-11 2015-01-12 Class A Common Stock 5000 5000 I By Spouse Employee Stock Option (right to buy) 12.67 2016-03-31 2022-03-31 Class A Common Stock 2857 2857 I By Spouse Employee Stock Option (right to buy) 7.00 2011-12-31 2017-12-31 Class A Common Stock 3571 3571 I By Spouse These shares were issued in connection with the Comstock Growth Fund Private Placement offering. The options vest in four annual equal installments commencing in December 2015. These securities are owned directly by Comstock Development Services, LLC, a company wholly-owned by the reporting person. The reporting person has the power to direct the vote and to direct the disposition of investments owned by Comstock Development Services, LLC. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for Section 16 or for any other purpose. Includes 1,074 shares of Class A Common Stock representing acquisition in the form of grants in a prior year inadvertantly omitted from previous filings. These securities were owned directly by Comstock Asset Management, a company wholly-owned by the reporting person. The reporting person has the power to direct the vote and to direct the disposition of investments owned by Comstock Asset Management. The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015. Represents warrants previously issued that subsequently expired prior to being executed. These warrants were issued in connection with the Comstock Investors X Private Placement Offering. /s/ Jubal Thompson, by power of attorney 2017-04-10