0001193125-12-059340.txt : 20120214 0001193125-12-059340.hdr.sgml : 20120214 20120214120758 ACCESSION NUMBER: 0001193125-12-059340 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MILLER LLOYD I III CENTRAL INDEX KEY: 0000949119 FILING VALUES: FORM TYPE: SC 13G/A SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Blue Earth Refineries Inc. CENTRAL INDEX KEY: 0001299795 STANDARD INDUSTRIAL CLASSIFICATION: PRIMARY SMELTING & REFINING OF NONFERROUS METALS [3330] IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80207 FILM NUMBER: 12605316 BUSINESS ADDRESS: STREET 1: UNIT 803, 8/F DINA HOUSE, RUTTONJEE CTR STREET 2: 11 DUDDELL STREET, CENTRAL CITY: HONG KONG STATE: F4 ZIP: 000000 BUSINESS PHONE: (852)2537-3613 MAIL ADDRESS: STREET 1: UNIT 803, 8/F DINA HOUSE, RUTTONJEE CTR STREET 2: 11 DUDDELL STREET, CENTRAL CITY: HONG KONG STATE: F4 ZIP: 000000 SC 13G/A 1 d300492dsc13ga.htm AMENDMENT # 6 TO SCHEDULE 13G Amendment # 6 to Schedule 13G

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULES 13d-1(b) (c) AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO RULE 13d-2(b)

(Amendment No. 6)*

 

 

 

Blue Earth Refineries Inc.

(Name of Issuer)

 

 

 

Ordinary Shares

(Title of Class of Securities)

 

G11999102

(CUSIP Number)

 

December 31, 2011

(Date of Event which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

x Rule 13d-1(c)

¨ Rule 13d-1(d)

Page 1 of 5

 

 

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


SCHEDULE 13G/A6

 

CUSIP No. G11999102   Page 2 of 5 Pages

 

  1   

NAME OF REPORTING PERSON

 

Lloyd I. Miller, III

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

     

SOLE VOTING POWER

 

2,213,763

   6   

SHARED VOTING POWER

 

72,116

   7   

SOLE DISPOSITIVE POWER

 

2,213,763

   8   

SHARED DISPOSITIVE POWER

 

72,116

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

2,285,879

10

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

¨

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

15.1%

12

 

TYPE OF REPORTING PERSON

 

IN-IA-OO**

* SEE INSTRUCTIONS BEFORE FILLING OUT!

 

** See Item 4.


 

Page 3 of 5

Item 1(a).

   Name of Issuer:    Blue Earth Refineries Inc.
Item 1(b).    Address of Issuers’s Principal Executive Offices:   

Suite 803, 8th Floor, Dina House

Ruttonjee Centre

11 Duddell Street

Hong Kong SAR, China

Item 2(a).    Name of Person Filing:    Lloyd I. Miller, III
Item 2(b).    Address of Principal Business Office or, if None, Residence:   

222 Lakeview Avenue

Suite 160-365

West Palm Beach, Florida 33401

Item 2(c).    Citizenship:    U.S.A.
Item 2(d).    Title of Class of Securities:    Ordinary Shares
Item 2(e).    CUSIP Number:    G11999102
Item 3.    IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b) OR 13d-2(b) or (c), CHECK WHETHER THE PERSON FILING IS A:
   Not Applicable, this statement is filed pursuant to 13d-1(c)
Item 4.    OWNERSHIP: The reporting person has sole voting and dispositive power with respect to 2,213,763 of the reported securities as (i) a manager of a limited liability company that is the general partner of a certain limited partnership, (ii) the custodian to an account set up under the Florida Uniform Gift to Minors Act, (iii) the settlor of an individual retirement trust account, (iv) the manager of a limited liability company that is the adviser to certain family trusts, (v) the trustee to a certain grantor retained annuity trust, (vi) a manager of a limited liability company that is the manager of a limited liability company and (v) an individual. The reporting person has shared voting and dispositive power with respect to 72,116 of the reported securities (i) as an investment advisor to the trustee of a certain family trust, (ii) co-member and co-manager of a limited liability company, (iv) with respect to shares owned by the reporting person’s wife and (iii) as an authorized person with respect to a custody account.
  

(a)    2,285,879

  
  

(b)    15.1%

  
  

(c)    (i)     sole voting power: 2,213,763

  
  

(ii)    shared voting power: 72,116

  
  

(iii)   sole dispositive power: 2,213,763

  
  

(iv)   shared dispositive power: 72,116

  
Item 5.    OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
   Not Applicable   


 

Page 4 of 5

Item 6.

   OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:
   Other than shares held directly by Lloyd I. Miller, III, persons other than Lloyd I. Miller III, have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the reported securities.

Item 7.

   IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:
   Not Applicable

Item 8.

   IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
   Not Applicable

Item 9.

   NOTICE OF DISSOLUTION OF GROUP:
   Not Applicable

Item 10.

   CERTIFICATION:
   By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.


 

Page 5 of 5

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 14, 2012

  

/s/ Lloyd I. Miller, III

  
   Lloyd I. Miller, III