8-K 1 file8-k_021313.htm FORM 8-K file8-k_021313.htm
 
 

 










UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549





Form 8-K





CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934

DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): February 13, 2013





Calamos Asset Management, Inc.
(Exact Name of Registrant as Specified in Charter)




         
Delaware
 
0-51003
 
32-0122554
(State or Other Jurisdiction
 
(Commission File Number)
 
(I.R.S. Employer
of Incorporation)
     
Identification No.)

     
2020 Calamos Court
   
Naperville, Illinois
 
60563
(Address of Principal Executive Offices)
 
(Zip Code)

REGISTRANT’S TELEPHONE NUMBER, INCLUDING AREA CODE: (630) 245-7200

Not Applicable
(Former Name and Former Address, if Changed Since Last Report)





Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
   
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

   
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

   
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

   
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))









 




 
 

 


TABLE OF CONTENTS





 
 

 






 Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

(b)  Effective February 28, 2013 Randall T. Zipfel, Senior Vice President and Chief Administrative Officer for Calamos Asset Management, Inc., will be leaving the corporation.

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 SIGNATURES

     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
             
   
CALAMOS ASSET MANAGEMENT, INC.
             
Date: February 20, 2013
 
By:
 
/s/ J. Christopher Jackson
   
             
       
J. Christopher Jackson
   
       
Senior Vice President,
General Counsel and Secretary
   
             

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