0000950103-13-001072.txt : 20130214 0000950103-13-001072.hdr.sgml : 20130214 20130214152227 ACCESSION NUMBER: 0000950103-13-001072 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 EFFECTIVENESS DATE: 20130214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Metalmark Capital LLC CENTRAL INDEX KEY: 0001298477 IRS NUMBER: 201161350 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11921 FILM NUMBER: 13612802 BUSINESS ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS , FLOOR 40 CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 1-212-823-1900 MAIL ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS , FLOOR 40 CITY: NEW YORK STATE: NY ZIP: 10036 13F-HR 1 dp36235_13fhr-met.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 ----------------- Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Metalmark Capital LLC --------------------- Address: 1177 Avenue of Americas ----------------------- 40th Floor ---------- New York, NY 10036 ------------------ Form 13F File Number: 28-11921 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kenneth F. Clifford ------------------- Title: Chief Financial Officer ----------------------- Phone: (212) 823-1900 -------------- Signature, Place, and Date of Signing: /s/ Kenneth F. Clifford New York, New York February 14, 2013 ----------------------- ------------------ ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 -------------- Form 13F Information Table Entry Total: 3 -------------- Form 13F Information Table Value Total: $ 94,369 -------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 28- 06238 MSCP III, LLC -- ----- ----------------------------------------- 02 28- 11922 Morgan Stanley Capital Partners III, Inc. -- ----- ----------------------------------------- 03 28- 11353 MSDW Capital Partners IV, LLC -- ----- ----------------------------------------- 04 28- 11355 MSDW Capital Partners IV, Inc. -- ----- ----------------------------------------- FORM 13F INFORMATION TABLE COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 COLUMN 1 COLUMN 2 COLUMN 3 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------------------------------------------------- --------------------------------------------------- ----------------------------------------------------------------------------- --------------------------------------------------- ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. COMMON 01988P108 $ 11 1,184 SH DEFINED - 1,184 ----------------------------------------------------------------------------- --------------------------------------------------- ----------------------------------------------------------------------------- --------------------------------------------------- ENERSYS HOLDINGS INC. COMMON 29275Y102 $ 2,298 61,076 SH DEFINED - 61,076 ----------------------------------------------------------------------------- --------------------------------------------------- ----------------------------------------------------------------------------- --------------------------------------------------- VANGUARD HEALTH SYSTEMS, INC. COMMON 922036207 $ 92,060 7,515,136 SH DEFINED 01, 02, 03, 04 7,515,136 ----------------------------------------------------------------------------- ---------------------------------------------------