0001627515-18-000053.txt : 20180829
0001627515-18-000053.hdr.sgml : 20180829
20180829132030
ACCESSION NUMBER: 0001627515-18-000053
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180827
FILED AS OF DATE: 20180829
DATE AS OF CHANGE: 20180829
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Golub David
CENTRAL INDEX KEY: 0001298389
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01128
FILM NUMBER: 181043710
MAIL ADDRESS:
STREET 1: 1125 PARK AVE. 7A
CITY: NEW YORK
STATE: NY
ZIP: 10128
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLUB CAPITAL INVESTMENT Corp
CENTRAL INDEX KEY: 0001627515
IRS NUMBER: 471893276
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 666 FIFTH AVENUE
STREET 2: 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10103
BUSINESS PHONE: 212.750.6060
MAIL ADDRESS:
STREET 1: 666 FIFTH AVENUE
STREET 2: 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10103
FORMER COMPANY:
FORMER CONFORMED NAME: Golub Capital Investment Corp
DATE OF NAME CHANGE: 20141209
4
1
wf-form4_153556321360557.xml
FORM 4
X0306
4
2018-08-27
0
0001627515
GOLUB CAPITAL INVESTMENT Corp
N/A
0001298389
Golub David
C/O GOLUB CAPITAL INVESTMENT CORPORATION
666 FIFTH AVENUE, 18TH FLOOR
NEW YORK
NY
10103
1
1
1
0
President and CEO
Common Stock, par value $0.001 per share
2018-08-27
4
P
0
93025.733
15
A
1656052.064
I
By GEMS Fund 4, L.P.
Common Stock, par value $0.001 per share
3573035.922
I
BY GEMS Fund, L.P.
Common Stock, par value $0.001 per share
1004905.973
I
By GCOP LLC
Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,656,052.064 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.
Due to his control of GEMS Fund, L.P., which directly owns 3,573,035.922 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund, L.P. except to the extent of his pecuniary interest therein.
Due to his control of and ownership interest in GCOP LLC, which directly owns 1,004,905.973 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.
/s/ David B. Golub
2018-08-29