-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NOuGcOB6f+CUmnipNDqyUJJ490VSHqayf3+GKCrYXCr4j88Jh8/spzJvnKO+Lb6P DiPuZ5rcQb2KnJ9VrnyJUA== 0000950123-10-013342.txt : 20100216 0000950123-10-013342.hdr.sgml : 20100215 20100216165336 ACCESSION NUMBER: 0000950123-10-013342 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 GROUP MEMBERS: MSD SBI, L.P. GROUP MEMBERS: MSD VALUE INVESTMENTS, L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Nalco Holding CO CENTRAL INDEX KEY: 0001298341 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 161701300 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80171 FILM NUMBER: 10609062 BUSINESS ADDRESS: STREET 1: 1601 WEST DIEHL ROAD CITY: NAPERVILLE STATE: IL ZIP: 60563 BUSINESS PHONE: (630) 305-1000 MAIL ADDRESS: STREET 1: 1601 WEST DIEHL ROAD CITY: NAPERVILLE STATE: IL ZIP: 60563 FORMER COMPANY: FORMER CONFORMED NAME: Nalco CORP DATE OF NAME CHANGE: 20040723 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MSD CAPITAL L P CENTRAL INDEX KEY: 0001105497 IRS NUMBER: 742880190 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 645 FIFTH AVENUE 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022-5910 BUSINESS PHONE: 2123031650 MAIL ADDRESS: STREET 1: 645 FIFTH AVENUE 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022-5910 SC 13G/A 1 c96113sc13gza.htm SC 13G/A sc13gza

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

NALCO HOLDING COMPANY
(Name of Issuer)
Common Stock
(Title of Class of Securities)
62985Q101
(CUSIP Number)
December 31, 2009
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     þ Rule 13d-1(c)

     o Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications:
Janice V. Sharry, Esq.
Haynes and Boone, LLP
2323 Victory Avenue, Suite 700
Dallas, Texas 75219-7673
(214) 651-5562
 
 

 

                     
CUSIP No.
  
62985Q101 
  

 

           
1   NAMES OF REPORTING PERSONS.

MSD Capital, L.P.
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   2,153,947
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    2,153,947
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,153,947
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  1.6%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  PN

 

                     
CUSIP No.
  
62985Q101 
  

 

           
1   NAMES OF REPORTING PERSONS.

MSD SBI, L.P.
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   2,153,947
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    2,153,947
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,153,947
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  1.6%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  PN

 

                     
CUSIP No.
  
62985Q101 
  

 

           
1   NAMES OF REPORTING PERSONS.

MSD Value Investments, L.P.
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  0
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  0%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  PN

 

                     
CUSIP No.
  
62985Q101 
  
Item 1.
  (a)  
Name of Issuer
 
     
NALCO HOLDING COMPANY
 
  (b)  
Address of Issuer’s Principal Executive Offices
 
     
1601 West Diehl Road, Naperville, Illinois 60563
Item 2.
  (a)  
Name of Person Filing
This statement is jointly filed by and on behalf of each of MSD Capital, L.P., MSD SBI, L.P., and MSD Value Investments, L.P. MSD SBI is the record and direct beneficial owner of the securities covered by this statement. MSD Capital is the general partner of MSD SBI and MSD Value Investments, and may be deemed to indirectly and beneficially own securities owned by MSD SBI and MSD Value Investments. MSD Capital Management, LLC is the general partner of MSD Capital. Michael S. Dell is the controlling member of MSD Capital Management, and may be deemed to beneficially own securities owned by MSD Capital Management. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, the beneficial owner of any securities covered by this statement.
  (b)  
Address of Principal Business Office or, if none, Residence
The address of the principal business office of each reporting person is 645 Fifth Avenue, 21st Floor, New York, New York 10022.
  (c)  
Citizenship
 
     
See Item 4 on the cover page(s) hereto.
 
  (d)  
Title of Class of Securities
 
     
Common Stock
 
  (e)  
CUSIP Number
 
     
62985Q101

 

 

 

                     
CUSIP No.
  
62985Q101 
  
Item 3.  
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is:
  (a)   o  
A Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);
 
  (b)   o  
A Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);
 
  (c)   o  
An insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
 
  (d)   o  
An investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
 
  (e)   o  
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
 
  (f)   o  
An employee benefit plan or endowment fund in accordance with §240.13d- 1(b)(1)(ii)(F);
 
  (g)   o  
A parent holding company or control person in accordance with §240.13d- 1(b)(1)(ii)(G);
 
  (h)   o  
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
  (i)   o  
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
  (j)   o  
A group, in accordance with §240.13d-1(b)(1)(ii)(J).
Item 4.  
Ownership.
  (a)  
Amount beneficially owned: See Item 9 on the cover page(s) hereto.
 
  (b)  
Percent of class: See Item 11 on the cover page(s) hereto.
 
  (c)  
Number of shares as to which such person has:
  (i)  
Sole power to vote or to direct the vote: See Item 5 on the cover page(s) hereto.
 
  (ii)  
Shared power to vote or to direct the vote: See Item 6 on the cover page(s) hereto.
 
  (iii)  
Sole power to dispose or to direct the disposition of: See Item 7 on the cover page(s) hereto.
 
  (iv)  
Shared power to dispose or to direct the disposition of: See Item 8 on the cover page(s) hereto.
Item 5.  
Ownership of 5% or Less of a Class.
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following þ.

 

 

 

                     
CUSIP No.
  
62985Q101 
  
Item 6.  
Ownership of More than 5 Percent on Behalf of Another Person
     
Not Applicable
Item 7.  
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
     
Not Applicable
Item 8.  
Identification and Classification of Members of the Group
     
Not Applicable
Item 9.  
Notice of Dissolution of Group
     
Not Applicable
Item 10.  
Certifications
  (a)  
Not Applicable
(b) By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

 

                     
CUSIP No.
  
62985Q101 
  
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
         
Date: February 16, 2010  
 MSD Capital, L.P.
 		  
  By:   MSD Capital Management LLC    
  Its:  General Partner   
       
  By:   /s/ Marc R. Lisker    
    Name:   Marc R. Lisker   
    Title:   Manager and General Counsel   
 
  MSD SBI, L.P.
 		  
  By:   MSD Capital, L.P.    
  Its:   General Partner    
     
  By:   MSD Capital Management LLC    
  Its:   General Partner   
       
  By:   /s/ Marc R. Lisker    
    Name:   Marc R. Lisker   
    Title:   Manager and General Counsel   
 
  MSD Value Investments, L.P.
 		  
  By:   MSD Capital, L.P.    
  Its:   General Partner   
     
  By:   MSD Capital Management LLC    
  Its:   General Partner   
     
  By:   /s/ Marc R. Lisker    
    Name:   Marc R. Lisker   
    Title:   Manager and General Counsel   

 

 

 

                     
CUSIP No.
  
62985Q101 
  
EXHIBIT INDEX
     
Exhibit   Description of Exhibit
 
99.2
  Joint Filing Agreement (incorporated herein by reference from Exhibit 99.1 to the Schedule 13G relating to the common stock of the issuer filed October 14, 2008, by the reporting person(s) with the Commission).

 

 

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