0001297704-15-000087.txt : 20151228 0001297704-15-000087.hdr.sgml : 20151225 20151228083121 ACCESSION NUMBER: 0001297704-15-000087 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151222 FILED AS OF DATE: 20151228 DATE AS OF CHANGE: 20151228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OHA Investment Corp CENTRAL INDEX KEY: 0001297704 IRS NUMBER: 201371499 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1114 AVENUE OF THE AMERICAS STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: (212) 852-1900 MAIL ADDRESS: STREET 1: 1114 AVENUE OF THE AMERICAS STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: NGP Capital Resources Co DATE OF NAME CHANGE: 20081120 FORMER COMPANY: FORMER CONFORMED NAME: NGP Capital Resources CO DATE OF NAME CHANGE: 20040720 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gilbert Cory CENTRAL INDEX KEY: 0001645027 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00672 FILM NUMBER: 151307996 MAIL ADDRESS: STREET 1: C/O OHA INVESTMENT CORPORATION STREET 2: 1114 AVENUE OF THE AMERICAS, 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 4 1 wf-form4_145130947105579.xml FORM 4 X0306 4 2015-12-22 0 0001297704 OHA Investment Corp OHAI 0001645027 Gilbert Cory C/O OAK HILL ADVISORS L.P. 1114 AVENUE OF THE AMERICAS, 27TH FLOOR NEW YORK NY 10036 0 1 0 0 Chief Financial Officer Common 2015-12-22 4 P 0 292 3.79 A 4170 D Common 2015-12-23 4 P 0 268 3.89 A 4438 D Shares of common stock of the Issuer purchased pursuant to a trading plan in compliance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended (the "Act"). The price shown in Column 4 is the weighted average purchase price of the shares of common stock of the Issuer, par value $0.001 per share, on the transaction date. The price range for the purchases is $3.75 to $3.87 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. Includes all shares previously purchased pursuant to a trading plan in compliance with Rule 10b5-1 under the Act. The price shown in Column 4 is the weighted average purchase price of the shares of common stock of the Issuer, par value $0.001 per share, on the transaction date. The price range for the purchases is $3.81 to $3.99 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. /s/ Gregory S. Rubin, attorney-in-fact 2015-12-24