SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Globe Anne

(Last) (First) (Middle)
C/O DREAMWORKS ANIMATION SKG, INC.
1000 FLOWER STREET

(Street)
GLENDALE CA 91201

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/16/2007
3. Issuer Name and Ticker or Trading Symbol
DreamWorks Animation SKG, Inc. [ DWA ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Head of Worldwide Marketing
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock, par value $0.01 per share 57,949 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) 10/27/2004(1) 10/27/2014 Class A Common Stock 6,964 $31.4117 D
Employee Stock Option (right to buy) 04/02/2005(2) 10/27/2014 Class A Common Stock 870 $22.4345 D
Employee Stock Option (right to buy) 10/27/2004(3) 10/27/2014 Class A Common Stock 6,964 $32.3077 D
Employee Stock Option (right to buy) (4) 10/27/2014 Class A Common Stock 2,250 $28 D
Employee Stock Option (right to buy) (4) 10/27/2014 Class A Common Stock 41,580 $28 D
Stock Appreciation Rights 11/28/2006(5) 11/28/2016 Class A Common Stock 104,166 $28.8 D
Employee Stock Option (right to buy) 05/01/2005(6) 03/31/2007 Class A Common Stock 3,264 $22.4345 I By Spouse
Explanation of Responses:
1. The options were issued pursuant to DreamWorks Animation SKG, Inc.'s 2004 Omnibus Incentive Compensation Plan. The options vest as follows: (a) 4,178 shares on October 27, 2004; (b) 1,045 shares on April 2, 2005; (c) 871 shares on April 2, 2006; and (d) 870 shares on April 2, 2007.
2. The options were issued pursuant to DreamWorks Animation SKG, Inc.'s 2004 Omnibus Incentive Compensation Plan.
3. The options were issued pursuant to DreamWorks Animation SKG, Inc.'s 2004 Omnibus Incentive Compensation Plan. The options vest as follows: (a) 1,045 shares on October 27, 2004; (b) 1,045 shares on April 2, 2005; (c) 1,045 shares on April 2, 2006; (d) 1,045 shares on April 2, 2007; (e) 1,045 shares on April 2, 2008; (f) 871 shares on April 2, 2009; and (g) 868 shares on April 2, 2010.
4. The options were issued pursuant to DreamWorks Animation SKG, Inc.'s 2004 Omnibus Incentive Compensation Plan. They vest in five equal annual installments beginning on October 27, 2005.
5. The stock appreciation rights were issued pursuant to DreamWorks Animation SKG, Inc's 2004 Omnibus Incentive Compensation Plan. They vest in four equal annual installments beginning on November 28, 2007.
6. The options were issued pursuant to DreamWorks Animation SKG, Inc.'s 2004 Omnibus Incentive Compensation Plan.
Katherine Kendrick, as Attorney-in-Fact for Anne Globe 01/26/2007
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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