SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Sommadossi Jean-Pierre

(Last) (First) (Middle)
125 SUMMER STREET

(Street)
BOSTON MA 02110

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/29/2020
3. Issuer Name and Ticker or Trading Symbol
Atea Pharmaceuticals, Inc. [ AVIR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
President, CEO, and Chairman
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 5,175,000 I Held by JPM Partners LLC
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Series A Convertible Preferred Stock (1) (1) Common Stock 750,000 (1) I Held by JPM Partners LLC
Stock Option (Right to Buy) (2) 12/08/2026 Common Stock 300,000 $1.24 D
Stock Option (Right to Buy) (3) 12/07/2027 Common Stock 200,000 $1.53 D
Stock Option (Right to Buy) (4) 12/07/2027 Common Stock 185,000 $1.53 D
Stock Option (Right to Buy) (5) 12/13/2028 Common Stock 200,000 $1.43 D
Stock Option (Right to Buy) (6) 12/12/2029 Common Stock 200,000 $1.85 D
Stock Option (Right to Buy) (7) 08/02/2030 Common Stock 100,000 $6.83 D
1. Name and Address of Reporting Person*
Sommadossi Jean-Pierre

(Last) (First) (Middle)
125 SUMMER STREET

(Street)
BOSTON MA 02110

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
X Officer (give title below) Other (specify below)
President, CEO, and Chairman
1. Name and Address of Reporting Person*
JPM Partners LLC

(Last) (First) (Middle)
125 SUMMER STREET

(Street)
BOSTON MA 02110

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. Each share of Preferred Stock automatically converts into the number of shares of Common Stock as shown in Column 3 without payment of further consideration at the holder's election or upon closing of the initial public offering of the Issuer's common stock. The shares have no expiration date.
2. The option is fully vested and exercisable.
3. The option vests and becomes exercisable in 36 equal monthly installments following November 30, 2017.
4. The option is fully vested and exercisable.
5. The option vests and becomes exercisable in 48 equal monthly installments following November 30, 2018.
6. The option vests and becomes exercisable in 48 equal monthly installments following November 30, 2019.
7. The option vests and becomes exercisable in 48 equal monthly installments following June 30, 2020.
Remarks:
Exhibit 24.1 - Power of Attorney for Jean-Pierre Sommadossi Exhibit 24.2 - Power of Attorney for JPM Partners LLC
/s/ Andrea Corcoran, attorney-in-fact for Jean-Pierre Sommadossi 10/29/2020
/s/ Andrea Corcoran, attorney-in-fact for Jean-Peirre Sommadossi, Manager of JPM Partners LLC 10/29/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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