-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nrl0qpBh4oZTsaGd9gSRACmdncjSQTDspzybB8XufnUOY7brAx92tFPi2tXWqPwr Cu21keWvRHOX8eYrEfzSGQ== 0001296434-09-000075.txt : 20091112 0001296434-09-000075.hdr.sgml : 20091111 20091112105813 ACCESSION NUMBER: 0001296434-09-000075 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091112 DATE AS OF CHANGE: 20091112 EFFECTIVENESS DATE: 20091112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kovitz Investment Group, LLC CENTRAL INDEX KEY: 0001296434 IRS NUMBER: 912198169 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10961 FILM NUMBER: 091175128 BUSINESS ADDRESS: STREET 1: 115 S. LASALLE ST. STREET 2: 27TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 312-334-7300 MAIL ADDRESS: STREET 1: 115 S. LASALLE ST. STREET 2: 27TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 13F-HR 1 sep302009.txt Form 13F Form 13F Cover Page Report for the Quarter Ended: Sep 30, 2009 Kovitz Investment Group, LLC 115 S. LaSalle St. 27th Floor Chicago, IL 60603 Marc Brenner, President Kovitz Investment Group, LLC 312-334-7300 13F Holdings Report Kovitz Investment Group, LLC Information Table Sep 30, 2009 "Kovitz Investment Group, LLC" Form 13F 30-Sep-09 Voting Authority ------------------------ Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None - ----------------------------- -------------- --------- -------- -------- --- ---- ------- ----- ------ ------ ------ 3M CO COM 88579Y101 16781 227387 SH SOLE 42325 185062 3M CO COM 88579Y101 16781 227387 SH CALL SOLE 42325 185062 ABBOTT LABS COM 002824100 1738 35130 SH SOLE 35130 ACCENTURE PLC IRELAND SHSCLA G1151C101 21998 590240 SH SOLE 84200 506040 ACCENTURE PLC IRELAND SHSCLA G1151C101 21998 590240 SH CALL SOLE 84200 506040 ALLSTATE CORP COM 020002101 913 29828 SH SOLE 29828 AMEREN CORP COM 023608102 295 11650 SH SOLE 11650 AMERICAN EAGLE OUTFITTERS COM 02553E106 15184 900575 SH SOLE 169300 731275 AMGEN INC COM 031162100 211 3500 SH SOLE 3500 APACHE CORP COM 037411105 372 4050 SH SOLE 4050 AT & T INC COM 00206R102 282 10440 SH SOLE 10440 AUTOMATIC DATA PROCESSING INC COM 053015103 26148 665323 SH SOLE 109305 556018 AUTOMATIC DATA PROCESSING INC COM 053015103 26148 665323 SH CALL SOLE 109305 556018 BANK OF AMERICA CORPORATION COM 060505104 690 40756 SH SOLE 40756 BANK OF NEW YORK MELLON CORP COM 064058100 22610 779921 SH SOLE 145504 634417 BED BATH & BEYOND INC COM 075896100 24549 653922 SH SOLE 83005 570917 BED BATH & BEYOND INC COM 075896100 24549 653922 SH CALL SOLE 83005 570917 BERKSHIRE HATHAWAY INC DEL CLA 084670108 12019 119 SH SOLE 98 21 BERKSHIRE HATHAWAY INC DEL CLB 084670207 32655 9827 SH SOLE 377 9450 BOARDWALK PIPLINE PARTNERS LP UTLTDPRNTR 096627104 700 28190 SH SOLE 28190 BOEING CO COM 097023105 31492 581584 SH SOLE 93150 488434 BOEING CO COM 097023105 31492 581584 SH CALL SOLE 93150 488434 BP PLC SPONADR 055622104 1016 19096 SH SOLE 19096 BUCKEYE PARTNERS LP UTLTDPRNTR 118230101 839 17334 SH SOLE 17334 BURLINGTON NORTHERN SANTA FE COM 12189T104 18407 230577 SH SOLE 43540 187037 CARMAX INC COM 143130102 22542 1078581 SH SOLE 199930 878651 CATERPILLAR INC DEL COM 149123101 665 12957 SH SOLE 12957 CEMEX SAB DE CV SPONADR 151290889 16176 1252034 SH SOLE 259133 992901 CEMEX SAB DE CV SPONADR 151290889 16176 1252034 SH CALL SOLE 259133 992901 CHEVRONTEXACO CORP COM 166764100 3730 52956 SH SOLE 17000 35956 CISCO SYS INC COM 17275R102 1150 48835 SH SOLE 48835 CITADEL BROADCASTING CORP COM 17285T106 1 19559 SH SOLE 5 19554 CITIGROUP INC COM 172967101 120 24851 SH SOLE 24851 COCA COLA CO COM 191216100 14724 274191 SH SOLE 350 273841 COCA COLA CO COM 191216100 14724 274191 SH CALL SOLE 350 273841 COHEN&STEERS GLOBAL INC BLDR COM 19248M103 133 12624 SH SOLE 12624 CONOCOPHILLIPS CORP COM 20825C104 16343 361893 SH SOLE 56200 305693 CONOCOPHILLIPS CORP COM 20825C104 16343 361893 SH CALL SOLE 56200 305693 CONSOLIDATED EDISON INC COM 209115104 1478 36100 SH SOLE 36100 COSTCO WHSL CORP NEW COM 22160K105 2609 46212 SH SOLE 46212 CVS CAREMARK CORPORATION COM 126650100 13279 371547 SH SOLE 41675 329872 CVS CAREMARK CORPORATION COM 126650100 13279 371547 SH CALL SOLE 41675 329872 DIAGEO PLC SPONADR 25243Q205 21217 345051 SH SOLE 57810 287241 ELI LILLY & CO COM 532457108 818 24766 SH SOLE 24766 EMERSON ELEC CO COM 291011104 9735 242890 SH SOLE 41330 201560 ENBRIDGE ENERGY PRTNRS COM 29250R106 536 11900 SH SOLE 11900 ENERGY TRANSFER PRTNRS LP UTLTDPRNTR 29273R109 348 8178 SH SOLE 8178 ENTERPRISE PRODS PRTNRS COM 293792107 792 27982 SH SOLE 27982 EXELON CORP COM 30161N101 1559 31425 SH SOLE 10000 21425 EXXONMOBIL CORP COM 30231G102 2520 36729 SH SOLE 100 36629 FPL GROUP INC COM 302571104 574 10400 SH SOLE 10400 FRANKLIN RES INC COM 354613101 16372 162744 SH SOLE 33670 129074 GENERAL ELECTRIC CO COM 369604103 1838 111924 SH SOLE 111924 HARLEY-DAVIDSON INC COM 412822108 556 24155 SH SOLE 24155 HARLEY-DAVIDSON INC COM 412822108 556 24155 SH CALL SOLE 24155 HARTFORD FINL SV COM 416515104 786 29645 SH SOLE 24300 5345 HOME DEPOT INC COM 437076102 7227 271281 SH SOLE 240 271041 INERGY LP UTLTDPRNTR 456615103 768 25800 SH SOLE 25800 INTEGRYS ENERGY GROUP INC COM 45822P105 759 21159 SH SOLE 21159 INTEL CORP COM 458140100 344 17588 SH SOLE 17588 INTERNATIONAL BUSINESS MACHS COM 459200101 1557 13020 SH SOLE 13020 ISHARES TR MSCIEAFEIDX 464287465 2658 48611 SH SOLE 48611 ISHARES TR MSCIEMERGMKT 464287234 301 7735 SH SOLE 7735 ISHARES TR RUSSELL1000GRW 464287614 414 8930 SH SOLE 8930 ISHARES TR RUSSELL1000VAL 464287598 495 8915 SH SOLE 8915 JOHNSON & JOHNSON COM 478160104 14948 245499 SH SOLE 6250 239249 JOHNSON & JOHNSON COM 478160104 14948 245499 SH CALL SOLE 6250 239249 JPMORGAN CHASE & CO COM 46625H100 469 10703 SH SOLE 10703 LILLY ELI & CO COM 532457108 412 12468 SH SOLE 12468 LOWES COS INC COM 548661107 19608 936391 SH SOLE 106860 829531 LOWES COS INC COM 548661107 19608 936391 SH CALL SOLE 106860 829531 MAGELLAN MIDSTREAM PRTNRS LP COMUNITRPLP 559080106 817 21722 SH SOLE 21722 MANPOWER INC COM 56418H100 802 14150 SH SOLE 14150 MARATHON OIL CORP COM 565849106 220 6900 SH SOLE 6900 MCDONALDS CORP COM 580135101 1653 28966 SH SOLE 28966 MERCURY GENL CORP NEW COM 589400100 336 9285 SH SOLE 9285 MICROSOFT CORP COM 594918104 521 20129 SH SOLE 25 20104 MIDCAP SPDR TR UNITSER1 595635103 228 1824 SH SOLE 1824 MOHAWK INDS INC COM 608190104 8981 188315 SH SOLE 35675 152640 MORGAN STANLEY COMNEW 617446448 376 12186 SH SOLE 12186 NIKE INC CLB 654106103 1967 30405 SH SOLE 30405 NORTHERN TR CORP COM 665859104 429 7381 SH SOLE 7381 PEPSICO INC COM 713448108 701 11946 SH SOLE 11946 PFIZER INC COM 717081103 641 38747 SH SOLE 38747 PHILIP MORRIS INTL INC COM 718172109 19721 404608 SH SOLE 70615 333993 PLAINS ALL AM PIPELINE UTLTDPRNTR 726503105 692 14955 SH SOLE 14955 PRIVATEBANCORP INC COM 742962103 12534 512423 SH SOLE 138520 373903 PROCTER & GAMBLE CO COM 742718109 20907 360955 SH SOLE 6638 354317 PROCTER & GAMBLE CO COM 742718109 20907 360955 SH CALL SOLE 6638 354317 QUALCOMM INC COM 747525103 7233 160807 SH SOLE 160807 QUEST DIAGNOSTICS INC COM 74834L100 18846 361094 SH SOLE 45450 315644 QUEST DIAGNOSTICS INC COM 74834L100 18846 361094 SH CALL SOLE 45450 315644 ROBERT HALF INTL INC COM 770323103 21525 860326 SH SOLE 168070 692256 ROSS STORES INC COM 778296103 220 4600 SH SOLE 4600 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 14929 621366 SH SOLE 106280 515086 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 14929 621366 SH CALL SOLE 106280 515086 ROYAL DUTCH SHELL PLC SPONADR 780259206 670 11720 SH SOLE 11720 SCHLUMBERGER LTD COM 806857108 426 7150 SH SOLE 7150 SCIENTIFIC LEARING CORP COM 808760102 337 95505 SH SOLE 41460 54045 SPDR TR UNITSER1 78462F103 1237 11712 SH SOLE 11712 SPDR TR UNITSER1 78462F103 1237 11712 SH PUT SOLE 11712 SELECT SECTOR SPDR TR SBIINTUTILS 81369Y886 1405 47900 SH SOLE 18500 29400 STEAK N SHAKE CO COM 857873103 7061 599894 SH SOLE 54650 545244 STRATTEC SECURITY CORP COM 863111100 169 12112 SH SOLE 12112 TARGET CORP COM 87612E106 14013 300207 SH SOLE 21315 278892 TARGET CORP COM 87612E106 14013 300207 SH CALL SOLE 21315 278892 UBS AG SHSNEW H89231338 1533 83821 SH SOLE 83821 UNITED PARCEL SERVICE INC CLB 911312106 20778 367953 SH SOLE 57645 310308 UNITED PARCEL SERVICE INC CLB 911312106 20778 367953 SH CALL SOLE 57645 310308 UNITED TECHNOLOGIES CORP COM 913017109 239 3925 SH SOLE 3925 UNITEDHEALTH GROUP INC COM 91324P102 9637 384865 SH SOLE 28860 356005 UNITEDHEALTH GROUP INC COM 91324P102 9637 384865 SH CALL SOLE 28860 356005 USG CORP COMNEW 903293405 759 44200 SH SOLE 540 43660 VANGUARD INDEX FDS REITETF 922908553 633 15270 SH SOLE 15270 VANGUARD INDEX FDS STKMRKETF 922908769 509 9495 SH SOLE 9495 VANGUARD INTL EQUITY INDEX FD ALLWRLDEXUS 922042775 454 10499 SH SOLE 10499 VANGUARD INTL EQUITY INDEX FD EMRMKTETF 922042858 941 24420 SH SOLE 24420 WALGREEN CO COM 931422109 30059 802238 SH SOLE 28230 774008 WALGREEN CO COM 931422109 30059 802238 SH CALL SOLE 28230 774008 WAL-MART STORES COM 931142103 24174 492433 SH SOLE 6600 485833 WAL-MART STORES COM 931142103 24174 492433 SH CALL SOLE 6600 485833 WALT DISNEY CO COMDSNY 254687106 19266 701604 SH SOLE 83970 617634 WALT DISNEY CO COMDSNY 254687106 19266 701604 SH CALL SOLE 83970 617634 WELLS FARGO & CO NEW COM 949746101 23534 835124 SH SOLE 179800 655324 REPORT SUMMARY 102 DATA RECORDS 721573 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
-----END PRIVACY-ENHANCED MESSAGE-----